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In dieser Arbeit wird das Thema der Überfischung vor der Küste Westafrikas behandelt. Der Schwerpunkt liegt auf der industriellen und auf der illegalen Fischerei, welche hauptsächlich von den Industrienationen ausgehen. Hierbei werden die Rechtslage und die Auswirkungen auf die Ökonomie und die Soziologie in Westafrika behandelt. Im Hinblick
auf die intensive Fischerei lautet die zentrale Frage, ob die industrielle und die illegale Fischerei zu einem Zusammenbruch des Fischereisektors in Westafrika führen. Fazit der Arbeit ist, dass die lokalen Fischer und die Arbeiter aus den Weiterverarbeitungsbetrieben massiven Existenzproblemen ausgesetzt sind. Des Weiteren führt der Mangel an Fischereiprodukten zu einer Vielzahl von Problemen in der Bevölkerung, als Beispiel ist hier die Mangelernährung zu nennen. Den Abschluss dieser Arbeit bilden umfassende Lösungsvorschläge aus den Bereichen Recht, Politik und
Sozialwissenschaften.
Befreiung aus dem Kreislauf des Konsums. Über den Beitrag von Yoga zu einer suffizienten Lebensweise
(2014)
Suffizienz ist ein Strategieansatz, dessen Verfolgung für das Erreichen einer nachhaltigen Entwicklung unerlässlich ist. In ihrer praktischen Umsetzung trifft die Suffizienzstrategie jedoch auf vielfältige Hindernisse, die die Etablierung von konkreten Maßnahmen verhindern. Im Rahmen dieser Arbeit wurde untersucht, inwiefern die Philosophie und Praxis des Yoga einen Schlüssel für die Umsetzung der Suffizienz auf privater Ebene darstellen kann. Nach der Methodik der qualitativen Sozialforschung wurden Einzelinterviews mit Yogalehrer*innen durchgeführt, deren Auswertung das Transformationspotenzial des Yoga in Richtung einer suffizienten Lebensweise näher erläutert. Die Forschungsergebnisse bestätigen eine Suffizienzorientierung der befragten Personen seit dem Beginn ihrer Yogapraxis und deuten auf eine erhöhte Bereitschaft für die Akzeptanz von Suffizienzmaßnahmen hin. Ein direkter Zusammenhang zwischen Yoga und dem Wissen um die Notwendigkeit einer suffizienten Lebensweise konnte nicht nachgewiesen werden.
Die Ergebnisse dienen der Suffizienzforschung als Ansatzpunkte für die Entwicklung neuer Umsetzungsstrategien.
Insbesondere in den sogenannten entwickelten Ländern findet Nachhaltigkeit immer mehr Anklang. Die meisten dort lebenden Menschen würden sowohl ihre Ziele befürworten, als auch ihre Hindernisse überwinden wollen. Aber wir stellen fest, dass Nachhaltigkeit im Augenblick der Handlungsentscheidung nicht vorrangig behandelt wird. Im Gegenteil, sie wird hinten angestellt. Dieser Aufsatz erklärt, woran es liegt, dass sich Menschen letztendlich kaum mit Nachhaltigkeit emotional identifizieren können - weder im positiven noch im negativen Sinne. Das Erreichen von Nachhaltigkeit kann somit nur dann gelingen, wenn ein Ziel gefunden wird, das Menschen tatsächlich motiviert - und das gleichzeitig Nachhaltigkeit hervorbringt
Fostering sustainable urban mobility at neighborhood-based mobility stations with cargo bikes
(2019)
Over 25 years after the UNCED conference in Rio de Janeiro in 1992, agriculture in the European Union (EU) has below the line not come much closer to being sustainable. By now, efforts to promote sustainability in agriculture have predominantly been based on “mainstream science”. This has resulted in strategies directed mainly at agricultural production, measures targeted at individual farms, and a major focus on technology-centered solutions. Yet, there have been many claims emphasizing that such approaches are insufficient to deal with wicked, sustainability-related problems. Rather, it has been argued, we need to question the governance of sustainability issues, i.e. who makes which decisions in which way. A central aspect of sustainability governance is collaboration, which has been lauded for its benefits but also criticized for its challenges. The potential benefits of collaboration have apparently been recognized also in the context of EU agriculture. Yet, there has been a lack of holistic consideration of how collaboration can be systematically integrated and promoted in the governance of EU agriculture. Sustainable agriculture cannot only be encouraged through changes in the overall governance system but also through the support of existing and emerging small-scale collaborative initiatives for sustainable agriculture. Indeed, there has been substantial research on the conditions that influence success of similar collaborative initiatives. However, the knowledge resulting from this research remains rather scattered and does not allow for the identification of overall patterns. Additionally, little of this research specifically focuses on sustainable agriculture. What is more, the promotion of collaboration for sustainable agriculture is further complicated by the lack of clarity of the meaning of sustainable agriculture, which is an inherently ambiguous and contested concept. This cumulative dissertation aims to address these gaps by contributing to a better understanding of how collaboration can be facilitated and designed as a means to govern for and advance sustainable agriculture. For this purpose, the dissertation addresses three sub-aims: 1) Advancing the understanding of the concept of sustainable agriculture; 2) scrutinizing the current governance system regarding its potential to facilitate or hamper collaboration; 3) assessing conceptually and empirically how actor collaboration can be facilitated as a means to govern for sustainable agriculture, both from a top-down and a bottom-up perspective. In doing so, this dissertation focuses on EU agriculture and applies a mix of methods, ranging from qualitative to quantitative dominant. The findings of this dissertation highlight that collaboration has been underappreciated and even hampered as an approach to governing for sustainable agriculture. In contrast, this dissertation argues that collaboration offers one promising way to promoting and realizing agriculture and emphasizes the need to integrate different approaches to collaboration and to sustainable agriculture. Thus, the findings of this dissertation encourage and justify more research, discussion, and action around collaboration in the context of sustainable agriculture. Additionally, the dissertation provides first tangible insights both on principles for systemic change to promote governance for sustainable agriculture and on factors that are crucial for the successful management of small-scale collaborative initiatives. Most importantly, this dissertation advocates an ‘integrative attitude’ among and between scientists and practitioners which could enable more collegial, collaborative and hopefully more constructive research, discussion and action for sustainable agriculture.
This dissertation examines how smallholder farming livelihoods may be more effectively leveraged to address food security. It is based on empirical research in three woredas (districts) in the Jimma Zone of southwestern Ethiopia. Findings in the chapters that follow draw on quantitative and qualitative data. In this research, I focus on local actors to investigate how they can be better supported in their roles as agents who have the ability to improve their livelihoods and achieve food security. This general aim is operationalized through three research questions that are addressed in separate chapters. The research questions are: (i) How do livelihood strategies influence food security?; (ii) What livelihood challenges are common and how do households cope with these?; and (iii) How do social institutions, in which livelihoods are embedded, influence people’s abilities to undertake livelihoods and be food secure? Using quantitative data from a survey of randomly selected households, I applied a number of multivariate statistical analysis to determine types of livelihood strategies and to establish how these strategies are associated with capital assets and food security. Here I view livelihood strategies as a portfolio of livelihood activities that households undertake to make a living. The predominant livelihood in the study area was diversified smallholder farming involving mainly the production of crops. Food crops such as maize, teff, sorghum, and in smaller quantities – barley and wheat, were primarily produced for subsistence. Cash crops namely coffee and khat were primarily produced for the market. Based on our analyses, we found five types of livelihood strategies to be present along a gradient of crop diversity. Food security generally decreased with less crops being part of the livelihood strategy. The livelihood strategies were associated with households’ capital assets. For example, the livelihood strategy with the most number of crops had more access to a wider range of capital assets. They had larger aggregate farm field size, and were more involved in learning with other farmers through informal exchange of information and knowledge. The status of food (in)security of each household during the lean season was measured using the Household Food Insecurity Access Scale (HFIAS). A generalized linear model established that the type of livelihood strategy a household undertook significantly influenced their food security. Other significant variables were educational attainment and gender of household head. The findings contribute evidence to the benefits of diversified livelihoods for food security, in this case, the combination of diverse food crops and cash crops. Smallholder farming in southwest Ethiopia is beset with process-related and outcome-related challenges. Here, a process-related challenge pertains to the lack of different types of capital assets that people need to be able to undertake their livelihoods, while an outcome-related challenge pertains to lack of food. The most frequently mentioned process-related challenges were associated with the natural capital either as lack in necessary ecosystem services or high levels of ecosystem disservices. Farming households typically faced the combined challenges of decreasing soil fertility, land scarcity, die-off of oxen due to diseases, and wild animal pests that raided their crops and attacked their livestock. Lack of cash was also common and this was associated with an inability to access goods and services that households needed to address other problems. For example, lack of cash prevented households from buying fertilizers or replacing the oxen they lost to diseases. Confronted with multiple and simultaneous challenges, households coped by drawing on more readily accessible capital assets in order to address a lack. This process is here referred to as capital asset substitution. The findings indicate that when households liquidate a physical asset in order to gain cash which they then use to address other challenges, the common outcome is an erosion of their capital asset base. Many households reported having to sell their livestock to buy fertilizers, as required by the government, without seeing an increase in their harvest. The same process of liquidating capital asset to purchase food particularly during the lean season, also led to erosion of capital assets. On the other hand, when households drew on their social capital to address the challenges, they tended to maintain their capital asset base. The local didaro system is one such example in which farming households with adjacent farm fields synchronize their cropping timing and pool their labor together to address the problem of wild animal pests. Human capital, for example, in the form of available labor was also important for coping. Protecting and enhancing natural capital is needed to strengthen the basis of livelihoods in the study area, and maintaining social and human capitals is important to enable farming households to cope with challenges without eroding their capital asset base. Smallholder farming in southwest Ethiopia is embedded in a social context that creates differentiated challenges and opportunities amongst people. Gender is an axis of social differentiation on which many of the differences are based. Since the coming into power of the currently ruling Ethiopian political coalition, important policy reforms have been put in place to empower women. This includes the formal requirement that wives’ names are included in land certificates. Local residents reported notable changes related to gender in the last ten years. To make sense of the changes, we adapted the leverage points concept which identifies places to intervene in a system with different depths and effectiveness for changing the trajectory of a system. Using this concept, we classified the reported changes as belonging to the domains of visible gaps, social structures, and attitudes. Importantly, changes within these domains interacted, suggesting that changes facilitate further changes. The most prominent driver of the changes observed was the government’s emphasis on empowering women and government-organized interventions including gender sensitization trainings. The changes toward more egalitarian relationships at the household level were perceived by local residents to lead to better implementation of livelihoods, and better ability to be food secure. The study offers the insight that while changing deep, underlying drivers (e. g. attitudes) of systemic inequalities is critical, other leverage points such as formal institutional change and closing of certain visible gaps can facilitate deeper changes (e. g. attitudes) through interaction between different leverage points. This can inform gender transformative approaches. While positive gender-related changes have been observed, highly unequal gender norms still persist that lead to women as well as poor men being disadvantaged. Social norms which provide the basis for collective understanding of acceptable attitudes and behaviors are entrenched in people’s ways of being and doing and can therefore significantly lag behind formal institutional changes. For instance, daughters in southwest Ethiopia continued to be excluded from land inheritance because of long-standing patrilineal inheritance practices. This impacted on women’s abilities to engage in smallholder farming in equal footing as men. Norms influenced practices around access and control of capital assets, decision-making, and allocation of activities with important implications for who gets to participate, how, and who gets to benefit. Landless men also faced distinct disadvantages in sharecropping arrangements where people involved often have unequal socioeconomic status. Processes that facilitate critical local reflections are needed to begin to change unequal social norms and transform smallholder farming to becoming more inclusive and egalitarian spheres. To more effectively leverage smallholder farming for a food secure future, this dissertation closes with four key insights namely: (1) Diversified livelihoods combining food and cash crops result in better food security; (2) Enhancing natural and social capital is a requisite for viable smallholder farming; (3) Social and gender equality are strategically important in improving livelihoods and food security; and (4) Institutions particularly social norms are key to achieving gender and social equality. Because the livelihoods-food security nexus depend on people’s agency in their livelihoods, this dissertation concludes that livelihoods should be recast as critical spheres for expanding human agency and that conceptual development as well as formulation of suitable tools of measurement be pursued.
Seit den frühen 1990er Jahren wird transdisziplinäre Nachhaltigkeitsforschung in Form von problemorientierten Forschungs- und Lernprojekten konzeptioniert und praktisch umgesetzt, an denen außeruniversitäre Akteur_innen beteiligt sind. Diese Forschungsarbeit verfolgt drei Ziele: Erstens, die Konzeptualisierung der Begriffe Kultur, Multi-, Inter- und Transkulturalität in der Literatur zur transdisziplinären Nachhaltigkeitsforschung zu untersuchen. Zweitens, die Konzeptionierung und Umsetzung von transdisziplinären Forschungs- und Lernprojekten in Hinblick auf kulturelles Differenzieren zu analysieren. Drittens, konzeptionelle Beiträge zur Gestaltung von transdisziplinären Forschungs- und Lernprojekten zu entwickeln. Methodisch wird auf Literaturanalysen und eine qualitative Untersuchung zweier transdisziplinärer Lernforschungsprojekte zurückgegriffen. Unter dem Begriff Forschungs- und Lernprojekt werden in dieser Forschungsarbeit sowohl Forschungsprojekte als auch Lehr-Lernforschungsprojekte gefasst. Zentrale Ergebnisse der Forschungsarbeit sind die Folgenden: Erstens wird der Kulturbegriff in der transdisziplinären Nachhaltigkeitsforschung zwar vielfältig verwendet, als Forschungsthema, Hintergrund von Beteiligten, Kooperationsweise, Projektkontext, in Hinblick auf Interkulturalität oder als Wissenskultur, allerdings kaum ausdifferenziert und konkretisiert. Zweitens besteht auf der Ebene der Konzeptionierung von transdisziplinären Forschungs- und Lernprojekten: 1) ein starkes Übergewicht von Integration und Konsens gegenüber einer Auseinandersetzung mit Differenz, 2) eine implizite Vorauswahl von Beteiligten durch bestimmte Begrifflichkeiten und methodologische Ansätze und 3) eine Reproduktion von Machtverhältnissen durch (dichotome) Symmetrie- und Ausgleichsvorstellungen. Drittens zeigt sich auf der Ebene der Umsetzung von Lernforschungsprojekten: 1) eine starke Prozessorientierung der Projekte, 2) ein Spannungsfeld zwischen einer Öffnung und Steuerung in Hinblick auf den Projektverlauf und 3) vielfältige Differenzaushandlungen in Interaktionen (wie Zeitlichkeit, Verantwortung, Erfahrung, Relevanz). Die Ergebnisse zeigen, dass politische Implikationen der Forschung und zentrale Ungleichheitskategorien der Kultur- und Sozialwissenschaften (u.a. race, class, gender, body) kaum thematisiert werden. Vorschläge zur Gestaltung transdisziplinärer Forschungs- und Lernprojekte werden in Hinblick auf ein Verständnis von Forschungsdesigns als Prozesse, einem Erkunden von Differenzierungen und Forscher_innen-Positionen und der Bedeutung eines Verlernens entwickelt. Die folgenden Vorschläge zur Gestaltung von transdisziplinären Forschungs- und Lernprojekten werden aus den Ergebnissen entwickelt: Kulturkonzepte sollten nicht als voneinander getrennt, sondern als miteinander verschränkt betrachtet werden. Generell sollten Kulturkonzepte stärker definiert werden. So können durch offene Kulturkonzepte problematische Implikationen (Stereotypen, Rassismus, Kulturalisierung) vorgebeugt werden, die Zielen transdisziplinärer Forschung entgegenstehen. In Hinblick auf die Arten und Weisen kulturellen Differenzierens sollte bewusster mit Differenzierungen umgegangen werden (Wer differenziert wen wie?). Dies schließt ein, eine Sensibilität gegenüber kulturellem Differenzieren zu entwickeln und Differenzierungen in Forschungsprozessen zu erkunden. Kulturelles Differenzieren entfaltet ein wichtiges epistemologisches und transformatives Potential in der transdisziplinären Forschung, um Selbstverständlichkeiten zu reflektieren und Gemeinsamkeiten zu entdecken.
This thesis deals with the influence of sustainability communication on the purchase decision of sustainable tourism products involving German specialist tour operators. Sustainability communication is a challenge, because sustainable tourism is an abstract and vague concept which consumers find it difficult to grasp and about which they are sceptical, and the service characteristics of tourism products complicate the decision making stage, which is a high-involvement situation of uncertainty to which sustainable product attributes add complexity. As an introduction, an interdisciplinary theory discussion reveals knowledge gaps in terms of the value-belief-norm theory and the elaboration likelihood model (ELM). The first article, which is the first systematic literature review on the topic, reveals that there is a limited theoretical understanding of sustainability communication, a lack of practical understanding of how to design sustainability messages, and an inadequate set of methodologies for its research. It identifies knowledge gaps concerning: the holistic approach to sustainability communication; its role in the attitude-behaviour gap; an interdisciplinary theoretical understanding focusing on belief-based social psychological theories and theories of persuasion; qualitative methods; and experimental design. The second article investigates the role of sustainability communication in the attitude-behaviour gap, employing the value-belief-norm theory to explain how information is processed by special interest customers. Interview findings show that ineffective sustainability communication is the reason for the gap and that customers unintentionally booked sustainably. The study identifies eight groups of beliefs which explain the processing of sustainability attributes. Sustainability information is effective when it is value-congruent, that is, when customers perceive they can make a difference, they begin to ascribe a responsibility to themselves. The third article investigates how to design an effective sustainability message in tour operator advertising. Drawing on the ELM, the study shows that appeal type does not significantly influence persuasion but the topic presented is important. Cultural sustainability is the sustainability topic that is most persuasive for cultural tourists, while consumer prior knowledge and issue-involvement with the topic promote successful information processing. The thesis has contributed to a target-group specific understanding of effective sustainability product communication and contributes to knowledge in terms of theory, methodology, and practical solutions.
Polen weist insbesondere im Süden und Osten des Landes, aber auch in seinen anderen Landesteilen, eine kleinteilige Agrarstruktur auf. Eine solche kleinteilige Agrarstruktur ist in den Augen der polnischen Agrarpolitik ein unerwünschtes Phänomen. Entsprechend misst sie der Veränderung der kleinteiligen Agrarstruktur Polens zu größeren Einheiten hin eine hohe Priorität bei. Vor dem Hintergrund vielfältiger sozial-ökologischer Krisenphänomene, die oftmals mit einer intensiven, industriellen und großskaligen Landwirtschaft verbunden sind, stellt sich jedoch die Frage, ob solche Bestrebungen im Hinblick auf Nachhaltigkeit, der sich die polnische Agrarpolitik und die Politik für die Entwicklung ländlicher Räume ebenfalls verpflichtet, zielführend sind. Um dieser Frage nachzugehen, wurde für die vorliegende Dissertation in zwei landwirtschaftlich besonders kleinteilig strukturierten Regionen Polens (Wojewodschaft Lubelskie und Wojewodschaft Podkarpackie) eine empirische Studie unter Betreiberinnen und Betreibern von kleinen landwirtschaftlichen Betrieben durchgeführt. Ziel der Studie war es zu untersuchen, welche Lebenswirklichkeiten und Wirtschaftsweisen sich in kleinen landwirtschaftlichen Betrieben finden und ob diese Lebenswirklichkeiten und Wirtschaftsweisen den vielfältigen landwirtschaftsbezogenen sozial-ökologischen Krisenphänomenen entgegenwirken können. Den theoretischen Hintergrund der Arbeit bilden die Nachhaltigkeitsdebatte, das Konzept der gesellschaftlichen Naturverhältnisse der Sozialen Ökologie sowie wachstumskritische Positionen (insbesondere die Ansätze von Suffizienz und Subsistenz). Die Ergebnisse der empirischen Studie zeigen, dass die Lebenswirklichkeiten und Wirtschaftsweisen von Betreiberinnen und Betreibern von kleinen landwirtschaftlichen Betrieben sehr vielfältig sind. Die befragten Landwirtinnen und Landwirte verfolgen in ihren Betrieben unterschiedliche ökonomische Modelle - einige von ihnen sind ökonomisch erfolgreiche Landwirtinnen und Landwirte im Vollerwerb, andere haben sich bewusst für Nebenerwerbslandwirtschaft entschieden, und noch andere schließlich betreiben Landwirtschaft aus einer ökonomischen Notwendigkeit und einem Mangel an Alternativen heraus. Doch trotz der unterschiedlichen ökonomischen Modelle, die die befragten Landwirtinnen und Landwirten in ihren Betrieben verfolgen, liegen ihrem Handeln gleichermaßen der Wunsch nach Existenzsicherung und der Wunsch nach Autonomie als wesentliche Motivation zugrunde. Insgesamt zeigen die Ergebnisse der empirischen Studie einige der Herausforderungen für Betreiberinnen und Betreiber von kleinen landwirtschaftlichen Betrieben auf, die aus den gegenwärtigen institutionellen und politisch-wirtschaftlichen Rahmenbedingungen für die Landwirtschaft resultieren. Ebenso zeigen die Ergebnisse, dass die Wirtschaftsweisen, die in den untersuchten kleinen Betrieben vorgefunden wurden, nur bedingt zu einer nachhaltigen Entwicklung ländlicher Räume beitragen können. Die Ergebnisse der empirischen Studie zeigen insbesondere die Dringlichkeit auf, die gegenwärtigen politisch-wirtschaftlichen Rahmenbedingungen für die Landwirtschaft zu ändern und naturerhaltende Wirtschaftsweisen auch finanziell attraktiv zu machen, wenn diese einen Beitrag zu einer nachhaltigen Entwicklung ländlicher Räume leisten sollen.
Nowadays, our (western-world) society is characterized by digitalization. This is realized by information and communication technologies, consuming a huge amount of energy. The fact that digitalization comes along with a lot of negative effects onto the environment is slightly known in the case of energy consumption by hardware, especially regarding mobile devices, having a limited battery life. However, awareness of environmental issues of software, being the driver of hardware, is mainly missing, even if the research field addressing corresponding issues is growing. Thus, the doctoral thesis at hand addresses the question How to draw (a) developers and (b) usersattention to environmental issues of software? By presenting (a) a calculation method of the carbon footprint of software projects and (b) a concept for an eco-label for software products, evaluated by a user survey, the doctoral thesis provides two strategies how to draw the attention to environmental issues of software. Summarizing, this thesis can act as a basis for further research in bridging from science to society in the context of environmental issues of software. Its findings can be seen as starting points for practical implementations of methods and tools supporting a more environmentally friendly way of developing software and informing about environmental issues of software usage. In order to get the implementation of the research results of the thesis going, it highlights practical implications for diverse groups of stakeholders - researchers, certifiers, public administration and professional purchasers, and environmental associations - that have been identified as being important for the practical implementation of the presented concepts and, thus, represent the target group of the doctoral thesis.
The process perspective provides a unifying framework that has substantially contributed to our understanding of entrepreneurship. However, much of the research up to now has neglected this process oriented conception of entrepreneurship. There is therefore a need for studies that take the inherent dynamic processes into account and analyze the underlying mechanisms when researching entrepreneurship. This dissertation aims to improve our understanding of the entrepreneurial process. Specifically, this dissertation focuses on new venture creation and the processes of sustainable opportunity identification and opportunity deviation. Chapter 1 provides a general introduction that highlights the theoretical contributions of this dissertation and gives an overview over the conducted studies. Chapter 2 argues for a process model of entrepreneurship that places entrepreneurs and their actions center stage. The model combines different perspectives and levels of analysis and provides an integrative framework for researching new venture creation. In chapter 3 we establish and test a theoretical model of sustainable opportunity identification. The chapter explains how younger generations identify sustainable opportunities. The findings indicate that sustainable opportunity identification is a process with two transitions from problem to solution identification and from solution identification to sustainable opportunity identification. These transitions are contingent on awareness of consequences and entrepreneurial attitude. Chapter 4 offers insights into how deviation from the original opportunity increases the performance of entrepreneurial teams. The findings indicate that entrepreneurial teams with a high level of error orientation set themselves higher goals when deviating from their original opportunity. Higher goals then lead to higher team performance. Chapter 5 summarizes the overall findings and outlines the general theoretical and practical implications. Each chapter thus contributes to the process perspective by focusing on how different phases of the entrepreneurial process unfold and develop over time. Thereby, this dissertation advances our understanding of entrepreneurship as a process.
Sustainability transitions research proposes fundamental changes of societal systems´ organisation to overcome persistent societal challenges, such as climate change or biodiversity loss, and allowing systems to become more sustainable. This thesis adresses an underlying tension in sustainability transitions research: between transitions as an open-ended process of fundamental change and the normative direction of this change: sustainability. In doing so, three themes so far underexplored in sustainability transitions scholarship are in the focus of the research: individual agency, normativity and transdisciplinary collaboration. Thereby, the thesis aims to strengthen process-oriented and potentially transformative approaches to sustainability transition research, in contrast to primarily descriptive-analitical approaches. Transition management as a recent and salient example of transdisciplinary transition research is chosen to provide research framework and application context. Based on conceptual-theoretic, empirical case study and reflexive work, three main results are contributed: First, a psychologically enriched understanding of individual and sustainability related agency in conceptual and empirical understandings of transition management is developed. This builds on two perspectives: a psychologically enriched capability approach as well as the analysis of social effects (social learning, empowerment and social capital development) of transition management to capture sustainability oriented agency increases. As second main result, normative considerations, namely sustainability, are included into transition management on conceptual and empirical levels. Therein, substantive, procedural and intentional aspects of sustainability are combined: Substantive aspects are covered by proposing capabilities, behavioral freedoms to live a valuable life, as normative yardsticks to measure developments. Procedural aspects include a detailed understanding of facilitating a learning journey towards making sustainability meaningful in the local transition management cases and setting up experiments for its realiziation. Intentional aspects are addressed by linking social effects of transition management to awareness, motivations and feelings of responsibility towards sustainability. As a third main result, the transdisciplinary collaboration in transition management of creating an arena as an interactive learning space is conceptualized and explored, as well as the roles of the researchers therein. Key issues of this learning space, the community arena, are drawn out and ideal-type roles and activities of researchers in addressing these issues are proposed and empirically analysed. As synthesis of thesis results, ten principles of sustainability transition management are proposed.
Agrobiodiversität besitzt vielfältigen ökologischen, ökonomischen und sozio-kulturellen Wert. Sie ist eine grundlegende Voraussetzung für zukünftige Nutzungen und steht gleichzeitig in einem besonderen Verhältnis zu menschlichem Handeln. Zwar basiert Agrobiodiversität auf Natur, sie ist jedoch wesentlich durch landwirtschaftliche Tätigkeiten gestaltet worden und kann ohne weitere Nutzung durch den Menschen nicht erhalten und erneuert werden. Die vorliegende Dissertation analysiert die Gestaltung gesellschaftlicher Naturverhältnisse in der ländlichen Entwicklung am Beispiel der nachhaltigen Nutzung von Agrobiodiversität. Schutz und Nutzung von Agrobiodiversität wird hierfür in einem ersten Schritt als sozial-ökologisches Phänomen konzipiert. Daran schließen sich Analysen auf agrarpolitischer und landwirtschaftlich praktischer Ebene an. Anhand einer Analyse der der Gemeinsamen Agrarpolitik der EU (GAP) und im speziellen der Politik zur ländlichen Entwicklung wird deutlich, dass eine programmatische Orientierung an Wettbewerbsfähigkeit und einer nachhaltigen Entwicklung besteht und das Paradigma einer multifunktionalen Landwirtschaft integrierende Ansätze bietet. Diese Ansätze werden jedoch weiterhin vor dem Hintergrund einer unhinterfragten Logik realisiert, die davon ausgeht, dass naturerhaltendes Wirtschaften nicht wettbewerbsfähig sein kann. Die GAP löst somit die hierarchische Trennung zwischen Schutz und Nutzung von Agrobiodiversität nicht auf. Trotz der Wirkmächtigkeit der GAP kann mittels der Fallstudie ´Arche-Region Flusslandschaft Elbe´ an einem konkreten Beispiel aus der landwirtschaftlichen Praxis dargestellt werden, wie nachhaltige Agrobiodiversitätsnutzung umgesetzt wird. Aus den Ergebnissen der Fallstudie werden abschließend Schlussfolgerungen für eine Weiterentwicklung der Politik zur ländlichen Entwicklung und EU-Agrarpolitik im Allgemeinen abgeleitet.
In der Forschungsarbeit wird ein Rahmenmodell von Kompetenzen nachhaltigkeitsorientierter Verwaltungsführung in Kommunen und ihrer Förderung entwickelt und beschrieben. Methodische Grundlage hierfür bilden eine systematische Literaturrecherche sowie 25 qualitative, leitfadengestützte Interviews mit 13 verwaltungsexternen und 12 verwaltungsinternen Experten aus drei Fallstädten (Freiburg, Wernigerode, Ludwigsburg). Übergeordnetes Ziel des Modells ist der Auf- bzw. Ausbau nachhaltigkeitsorientierter Prozesse in Kommunalverwaltungen, um nachhaltige Entwicklung auf lokaler Ebene insgesamt zu fördern. Aufbauend auf dem Managementmodell Mintzbergs und drei Sustainable-Leadership-Modellen werden hierfür nachhaltigkeitsorientierte Handlungsbereiche von Oberbürgermeistern, Beigeordneten und Fach- bzw. Amtsleitungen im Verwaltungsalltag aufgezeigt. Ob bzw. inwieweit diese Handlungsmöglichkeiten genutzt werden, hängt unter anderem von der Ausprägung zentraler Kompetenzen nachhaltigkeitsorientierter kommunaler Verwaltungsführung ab. Diese werden u. a. basierend auf Ansätzen von Nachhaltigkeitskompetenzen für Führungspersonen aus der Privatwirtschaft herausgearbeitet. Ferner werden Förderungsmöglichkeiten solcher Kompetenzen in Aus- und Fortbildung sowie in der Organisationsentwicklung und im kommunalen Personalmanagement hergeleitet und beschrieben. Potentielle konkrete Förderungsmethoden werden ebenfalls untersucht.
I aim to assess the sustainability of rural electrification efforts based on off-grid photovoltaic (PV) systems in three Andean countries: Chile, Ecuador, and Peru. Although deployment of off-grid PV solutions for rural electrification began in the early 1990s in the Andean region, most of the projects turned out to be unsustainable and did not last. Prior efforts have addressed the different issues and barriers that plagued these projects and inhibited their sustainability. However, these prior analyses were mostly quantitative; systematic qualitative evaluations have been scarce. In this thesis, I address the following research question: ´Are the rural electrification programs (based on off-grid PV Systems) in the Andean countries sustainable?´ In order to answer this research question, I conducted an exhaustive qualitative document analysis complemented by semi-structured expert interviews. The interviewees included experts from different ministries, project managers from leading Non-Governmental Organizations (NGOs), public and private companies´ representatives, supervisors, and researchers. Although I also describe several relevant PV-based electrification efforts in the Andean countries, my research was aimed at providing an overall picture of the rural electrification efforts in these countries, rather than measuring the success or failure of specific projects. The gathered information allowed me to assess the sustainability of rural electrification efforts in the Andean countries. This assessment was based on a set of indicators corresponding to the four dimensions of sustainability considered in this thesis: institutional, economical, environmental, and socio-cultural. I found that Ecuador and Chile have consistently failed to ensure mechanisms for the operation and maintenance of the deployed off-grid systems, which has made these solutions in poor Chilean and Ecuadorian communities inevitably unsustainable. Although Peru has adopted a cross-tariff scheme, the Peruvian case shows that ensuring the funding of off-grid PV solutions is not enough. Peruvian officials appear to be unaware of the importance of local participation (local values and lifestyles are constantly disregarded) and most of the projects have been designed without the participation and engagement of the communities, which has often led to project failures and payment defaults. Although each country has its particular challenges, I found that the three Andean countries have consistently neglected the importance of strong formal institutions with a flexible and decentralized structure, which in turn significantly compromised the rural electrification effort in these countries.
In this work, I contribute to a social constructionist research agenda by investigating how managers/consultants (practitioners) of different ranks are engaged in patterns of behavior (practices) in socially situated contexts (practice) attempting to shape preferred shared interpretations of reality to achieve their goals. Following this line of inquiry, the work aims at (1) advancing our understanding of the role of practitioners in shaping managerial realities and (2) investigating how practitioners actually shape managerial realities, particularly focusing on ´reality-shaping´ practices and their content. The dissertation comprises a set of four complementary articles investigating these research questions empirically based on in-depth, empirical case studies and theoretically within various managerial contexts (client-consultant relationship, CEO post-succession strategic change process, evolutionary initiative development) and considering different actor perspectives (top managers, middle managers, consultants and clients). Resulting from this variety, the articles rely on and contribute to different, at times distant, research fields and therewith scholarly discussions. However, the literature on sensemaking and sensegiving offers a suitable overarching theoretical frame which I use in this work to synthesize the key contributions of the four articles.
The dissertation project focuses on empirically investigating consumers´ attitudes, motiva-tions and purchasing decisions regarding sustainable products. The focus on this micro per-spective, however, does not reflect consumers´ roles within the transformation towards sus-tainable consumption. Therefore, the present framework paper puts the included papers into a greater context and evaluates the findings on a meta-level by applying an enhanced transition management theory. The analysis underlines that consumers´ limited personal capabilities are an underlying reason for unsustainable practices. Therefore, the active engagement not only of consumers, but also of companies is required if the transformation is to be successful. If companies actively support consumers in making sustainable choices, consumers can engage in sustainable consumption with only low cognitive efforts. On this basis, genuine sustainable choices are enabled. The dissertation provides practical implications by highlighting potential measures which will help to promote sustainable products from niches to mainstream. In sum, the dissertation project enhances academic understanding of consumers´ sustainable purchas-ing behavior and reveals the potential of integrating such insights into the management of transformations towards sustainable consumption.
Economic globalization has not only reinforced the power of global firms, but also the sustainability challenges we are facing today on global and regional levels. Against this background, an increasingly broad range of governance efforts has aimed at fostering more sustainable business practices. At the national level, in addition to regulatory policy instruments, market-based and network instruments as well as self-regulatory Corporate Social Responsibility (CSR) initiatives have emerged. These instruments differ not only in their degree of bindingness between compulsory and voluntary, but also involve a greater diversity of actor groups like government, business, and civil society organizations. In addition, international instruments like the UN Global Compact principles, the GRI Reporting Guidelines or the
Smartphones make intensive use of precious metals and so called conflict minerals in order to reach their high performance in a compact size. In recent times, sustainability challenges related to production, use and disposal of smartphones are increasingly a topic of public debate. Thus, established industry actors and newly emerging firms are driven to engage in more sustainable practices, such as sustainable sourcing of materials, maintenance services or take-back schemes for discarded mobile phones. Many of these latter efforts can be related to the concept of a circular economy (CE). This thesis explores how CE-related value creation architectures (VCAs) in the smartphone industry contribute to slowing and closing resource loops in a CE. In order to analyze these new industry arrangements, transaction cost theory (TCT) is used as a guiding theory for a make-or-buy analysis. Combining TCT with the concept of a CE is a novel research approach that enables the empirical analysis of relationships between focal actors (e.g. manufacturers) and newly emerging loop operators (e.g. recycling firms) in the smartphone industry. Case studies of such VCAs are conducted with case companies drawn from the Innovation Network on Sustainable Smartphones (INaS) at Leuphana Universtity of Lüneburg and analyzed regarding their involved actors, partnerships, circular activities, motivation and perceived barriers. Evidence from the conducted case studies suggests that asset specificity for circular practices increases for higher order CE-loops such as maintenance or reuse, therefore long-term partnerships between focal actors and loop operators or vertical integration of CE practices are beneficial strategies to reach a sophisticated CE. Similarly, circular practices that go beyond recycling require a strong motivation, either through integration in the focal firm´s quality commitment or through business model recognition. It is further suggested that the circular design of products and services could reduce necessary transaction costs and thus overall costs of a circular economy. Four different integration strategies for circular economy practices have been derived from the conducted case studies. These are: 1) vertically integrated loops, 2) cooperative loop-networks, 3) outsourcing to loop operators and 4) independent loop operators. This work thus provides evidence that circular economy activities do not necessarily have to be managed by focal actors in the value chain. Rather, circular practices can also be put forward by specialized loop operators or even independent actors such as repair shops.
Wetterstationen
(2017)
Die Arbeiten dieser Anthologie wurden im Rahmen von Wetterstationen, einem Projekt mit fünf internationalen Partnern, das vom Kulturprogramm der Europäischen Union gefördert wird, in Auftrag gegeben. Schriftsteller und Schüler an den fünf Standorten nahmen an dem Projekt teil und der vorliegende Band enthält eine Auswahl ihrer Arbeiten.
The agreement on the 17 Sustainable Development Goals (SDGs) by the UN General Assembly in Septem-ber 2015 was a milestone in the common history of international development and sustainability govern-ance. However, in order to be effective, it is necessary to identify and to define suitable instruments that can be applied in order to fulfill the ambitious goal catalogue. Therefore, the underlying thesis examines the concept of Village Savings and Loan associations (VSLAs) with regard to its mechanisms that operate towards an attainment of the respective goal category. VSLAs are self-government, autonomous and democratically organized Microfinance Institutions (MFIs). They consist of a maximum of 25 mostly fe-male members, who know and trust each other. The work is carried out within a qualitative-empirical research design applied in central Cameroon, which has to some extent exemplary character for sub-Saharan Africa. In this manner, guided experts interviews were conducted with VSLA-presidents as well as with field officers that are creating and accompanying VSLAs. A first part addresses the historical evolu-tion of the SDGs and the theoretical and actual implications of Microfinance and the VSLA-methodology. After considering the methodological proceeding, the results are presented, discussed and summarized in a conclusion. All in all, 22 mechanisms for the attainment of nine SDG-categories are identified and de-scribed. Of particular importance is the key role of the credits to trigger fruitful activities that generate financial wealth, economic growth and employment. Furthermore, the savings of the members are an important factor for the school enrollment of the members´ children. Additionally, a combination of the credits and the solidarity fund improves the medical treatment of the members and their families. In con-trast to that, direct mechanisms supporting the nutritional situation or gender equality in the research field are found to have a limited importance. Moreover, none of the identified mechanisms targets the environmental sphere of the SDG-catalogue. This is weighty in light of an increasing noticeability of the impacts of climate change for the involved population group. Nonetheless, the VSLA-concept is a simple way to effectively address the social and the economic aspects of the SDG-catalogue. In this manner, a further development of the instrument could include the canalization of the capital of international de-velopment co-operation through the VSLAs as democratic and transparent grassroots-institutions.
Die Bedeutung einer ausgewogenen Nachhaltigkeitskommunikation wächst in der Unternehmenswelt sowohl auf nationaler als auch auf globaler Ebene kontinuierlich. Das Ziel dieser Dissertation ist es, die unterschiedlichen Arten der Nachhaltigkeitskommunikation multinationaler Unternehmen (MNE) zu analysieren und den Stellenwert des Herkunftslandes innerhalb der Nachhaltigkeitskommunikation von MNE zu ermitteln. Die Nachhaltigkeitskommunikation von MNE wird im Rahmen dieser Dissertation als integrierte oder nicht integrierte
Intelligent Product Design
(2012)
The aim of this thesis is to generate reality-based hypotheses about the opportunities and obstacles that create the implementation of Cradle to Cradle for the companies Jules Clarysse NV and Steelcase Inc.1 It discusses further which marketing-mix is appropriate for Cradle to Cradle products. Therefore exploratory expert interviews have been conducted with both companies. The empirical part is introduced by a literature study. From marketing perspective, the Cradle to Cradle approach for product design is investigated while taking into account that academic literature categorizes the concept on the one hand as consistent sustainability strategy, on the other hand as sustainable design. Moreover, the broad use of the expression design, within the literature of the Cradle to Cradle founders, is analyzed. Here, Cradle to Cradle design is holding out the prospect of Triple Top Line growth, rather than meeting only the economic bottom line. In regard of aesthetics, Cradle to Cradle aspires diversity in contrast to prevailing principles of Functionalism and universal design solutions. The ´hidden´ design assignment of Cradle to Cradle, service design, is highlighted as sphere that should be progressed. All these considerations form the interview guideline. The interviews serve as reality check whether there result Triple Top Lines and new service models for the companies and explore how aesthetics and tools of the marketing-mix are handled in Cradle to Cradle practice.
Auf Grund der stetig wachsenden Menge an Daten gewinnt die automatische Datenanalyse durch Algorithmen zunehmend an Bedeutung. Im Speziellen trägt die Analyse von Texten ohne manuelles Zutun zu einer erhebliche Erleichterung der Extraktion von relevanten Informationen bei. Sprachliche Informationen können neben der Zuordnung zu Kategorien auf Regeln und Muster untersucht werden. Diese Art der Untersuchung fällt in den Bereich des Text Minings und in der vorliegenden Arbeit geht es darum, eine qualitative Inhaltsanalyse zum Thema Nachhaltigkeit nachzuempfinden. Es soll geprüft werden, in wie weit automatisierte Verfahren in der Lage sind, Ergebnisse einer bereits bestehenden Untersuchung zu erzielen. In der Durchführung werden mit der OpenSource Software RapidMiner vier Prozesse erstellt, die darauf abzielen, Zeitungsartikel auf ihren Inhalt zu analysieren. Unter anderem werden eine Assoziationsanalyse und eine Klassifikation realisiert, deren Ziel es ist, den Kontext und die Verwendung des Begriffes der Nachhaltigkeit in den Medien zu untersuchen. Die vorliegende Studie will prüfen, ob automatisierten Methoden im Vergleich zu manuellen Verfahren hinreichende Ergebnisse liefern können, sodass die hiesigen Resultate an denen der zu Grunde gelegten Studie von Fischer und Haucke gemessen werden sollen. Die Ergebnisse zeigen, dass die Realisierung einer Inhaltsanalyse mit RapidMiner möglich ist und zu erheblichen Zeiteinsparungen gegenüber konventionellen Verfahren führt. Sie zeigen jedoch auch, dass sich die Minderung des Aufwandes in der Ergebnisqualität widerspiegelt und somit der alleinige Einsatz von Text Mining Verfahren zur Analyse von spezifischen Kontexten noch nicht ausreichend ist.
Die Verringerung des Material- und Ressourcenverbrauchs ist eine wesentliche Herausforderung nachhaltiger Entwicklung. Bislang standen und stehen politische Maßnahmen zur Energieeffizienz im Vordergrund. Maßnahmen zur Verbesserung der Materialeffizienz gewinnen jedoch verstärkt an Bedeutung. Der Erfolg oder Misserfolg politischer Instrumente im Umwelt- und Klimaschutzbereich wird maßgeblich davon abhängen, ob die Instrumente die Fähigkeit besitzen, eine Entkoppelung von Lebensqualität und Ressourcenverbrauch zu erzeugen. Insbesondere im Rahmen der Ökodesign-Richtlinie, aber auch anderer Instrumente der Europäischen Union, sind Ansatzpunkte zur politischen Gestaltung einer ressourcenleichten Langfristökonomie angelegt. Die Dissertation wird schwerpunktmäßig die Governance-Instrumente im Produktbereich der Europäischen Union behandeln. Die Dissertation folgt der Theorie, dass die Produkte der Industriegesellschaft einzeln mehr oder weniger harmlos, in ihrer Menge jedoch die Quelle fast aller Umweltprobleme sind. Zur Erstellung der Dissertation sieht das spezifische Methodendesign die Anwendung eines Kriterienkatalogs zur Bewertung der Steuerungsinstrumente für Langfristökonomie im Produktbereich vor. Darüber hinaus werden die Hauptakteure in Form von Interviews befragt.
Vor dem Hintergrund der steigenden Relevanz unternehmerischer Nachhaltigkeit beschäftigt sich die Wissenschaft verstärkt mit der Frage, welche Kompetenzen Entscheider benötigen, um Nachhaltigkeitsstrategien in Unternehmen erfolgreich umsetzen zu können. Denn entgegen der weit verbreiteten Meinung, dass bei der Umsetzung von Nachhaltigkeitsstrategien nur Win-win-Situationen auftreten, stoßen Manager bei der Integration ökologischer und sozialer Ziele ins Ziel-System der Unternehmen auf widersprüchliche ökonomische Rationalitäten (zwischen Effizienz und einzelnen/mehreren Dimensionen von Nachhaltigkeit) und inhärente Konflikte nachhaltiger Entwicklung (zwischen den Dimensionen sozial, ökologisch und ökonomisch). In der Folge entstehen vielfältige dilemmatische Entscheidungssituationen. Um Nachhaltigkeit langfristig in Unternehmen etablieren zu können, müssen die Dilemmata wahrgenommen und bewältigt werden. Voraussetzung hierfür sind vielfältige persönliche Kompetenzen bei den Entscheidern. Die vorliegende Arbeit untersucht die auftretenden dilemmatischen Entscheidungssituationen und den Umgang mit diesen. Darüber hinaus bestimmt sie die für die Dilemma-Bewältigung relevanten Kompetenzen sowie die zur Umsetzung von CS-Strategien erforderlichen Rahmenbedingungen im Unternehmen. Im Ergebnis wird ein Framework zu Dilemmata, den notwendigen Kompetenzen und den Rahmenbedingungen erarbeitet. Basierend darauf werden entsprechende Handlungsempfehlungen gegeben. Der erarbeitete CS-Dilemmata-Kompetenz-Atlas stellt praxisrelevantes Wissen für Unternehmen und Berater zur erfolgreicheren Umsetzung von Nachhaltigkeitsstrategien zur Verfügung.
This PhD thesis examines the connections between sustainability knowledge management (SKM) and sustainability management tools in small and medium-sized enterprises (SMEs). While previous literature has established that knowledge is essential for the application of sustainability management tools, the effects of such tools on knowledge management are under-researched in the sustainability context. Drawing on multiple academic papers and utilizing various research methods, including a systematic literature review, several quantitative surveys and a multiple case study approach, the thesis systematically examines how such tools can facilitate the identification, acquisition, conversion, application and retention of sustainability knowledge, and potentially lead to the improvement of SKM effectiveness in SMEs. Furthermore, it examines how support functions for sustainability management tools and SKM correspond with each other. The findings reveal that sustainability management tools facilitate the SKM processes (identification, acquisition, conversion, application and retention), and align with the support factors (e.g. top management support, shared vision, employee qualifications) to advance SKM in SMEs. Particularly, such tools permit the institutionalization of sustainability knowledge into the daily routines and practices in SMEs. Additionally, tools create a support structure for SKM, embedding and preserving sustainability knowledge in documents, policies, procedures and norms for an enterprise´s collective knowledge for sustainability management. The thesis concludes with complementing areas of future research and offers practical implications for SME management.
Ökologische Nachhaltigkeit in Beherbergungsbetrieben in regionalen Naturparks in der Deutschschweiz
(2014)
Sustainability and Justice - Conceptual Foundations and Cases in Biodiversity and Fishery Policy
(2014)
Sustainability aims at justice in a threefold sense: intragenerational justice, intergenerational justice, and justice towards nature. However, the justification, specific content and practical implications of justice claims and obligations in the sustainability context often remain underspecified. This dissertation therefore asks: How can the concept of justice be structured systematically? How can justice be specified in the context of sustainability? Which specific problems of justice arise in sustainability policy? And what are the respective contributions of (sustainability) economics and (sustainability) ethics? The five papers of this cumulative dissertation approach these issues from different angles, working at the conceptual level and at the level of cases from biodiversity and fishery policy. In Paper 1, a formal conceptual structure of justice is developed, which lists the conceptual elements of justice conceptions: the community of justice including claim holders and claim addressees, their claims (and corresponding obligations), the judicandum (that which is to be judged as just or unjust), the informational base for the assessment, the principles of justice, and on a more practical level, the instruments of justice. By specifying these conceptual elements of justice, it is possible to analyse and compare different conceptions of justice. In Paper 2, the normative dimension of sustainability is discussed in terms of justice. Based on the identification of certain core characteristics of the concept of sustainability, we determine the specific challenges of justice in the context of sustainability along the conceptual structure of justice (from Paper 1). Inter alia, we show that sustainability calls for the integration of justice claims in the relationships with contemporaries, future humans and nature in a non-ideal context characterized by uncertainty, systemic mediation and limits. Paper 3 addresses the contribution of economics to the assessment of trade-offs between intergenerational and intragenerational justice. Economic analysis can delineate the opportunity set of politics with respect to the two justice objectives and identify the opportunity cost of attaining one justice to a higher degree. While the two justices are primary normative objectives, the criterion of efficiency - when directed at the attainment of these justice objectives - has the status of a secondary normative objective. Paper 4 constitutes a case study, reconstructing the ´biopiracy´ debate from a justice perspective. The paper links to the so called Access and Benefit-Sharing framework of the Convention on Biological Diversity, and addresses the question, which problems of justice arise regarding the utilization of genetic resources and traditional knowledge, especially if associated with patenting. It is shown that the predominant perspective of justice-in-exchange is insufficient and therefore complementary conceptions, namely of distributive justice, corrective justice and structural justice have to be taken into account. Paper 5 empirically assesses the justice notions of stakeholders in the Newfoundland fishery, building on qualitative semi-structured interviews and a combination of inductive and deductive coding. A central result is that inshore fishers are seen as the main claim holders, with a claim to participate and being listened to, and the opportunity to make a living from the fishery. Recognition, participation and distribution are all important domains of justice in the context of the Newfoundland fishery. The paper also discusses the relationship between normative theorizing and empirical justice research. Overall, this thesis integrates ideal and non-ideal normative theorizing, economic analysis, empirical justice research and hints at institutional implementation in the debate on sustainability and justice.
The doctoral thesis deals with future challenges that the tourism market has to face on a global level. The problem is treated from different perspectives and with different thematic foci. Thematically, the thesis approaches both global changes in the tourism market and further developments of the research methodology. The methodological repertoire includes a Delphi survey in combination with a focus group, mobile ethnography in conjunction with participant observation and contextual interviews, and a quantitative online survey.
Forms of Interaction in Sustainable Supply Chain Management : An Analysis of Organisational Spheres
(2013)
This PhD dissertation thesis aims to analyse and discuss how a company can interact with its supply chain stakeholders to facilitate the development of sustainable supply chains. The research is based on empirical and conceptual work and contributes to the field of corporate sustainability, supply chain management and its intersection. The thesis develops a conceptual framework to analyse four organisational spheres of interaction (inter, intra, supra and sub) in sustainable supply chain management (SSCM). Thereby, further insights into risk and opportunityoriented approaches of companies to SSCM are provided.
This dissertation concerns the question of how economics can contribute to the analysis of trade-offs between values (or normative objectives). The analysis is illustrated for the case of policies that pursue the goal of sustainability. Methodologically, this is done by reflecting economic concepts in light of philosophical theories and using generic models to analyze trade-offs between particular values. In sum, the work shows how economics can help in analyzing the factual relationships between values by clarifying the set of feasible acts and outcomes. The first paper of this cumulative dissertation concerns the question what a general definition of efficiency with respect to normative objective implies about relationships between two values. In order to conceptualize relationships between values carefully, the analysis distinguishes instrumental from intrinsic values and discusses the question whether there is one intrinsic value (value monism) or many intrinsic values (value pluralism). Next, a small economic model is used to show that there can be different relationships between values such as win-win relationships and trade-offs in value-efficient states if there are three or more values. Further, the distinction between Pareto-efficiency (based on individual preferences) and value-efficiency (which can also include non-preference values) is used to study relationships between values. The second paper uses the definition of sustainability as inter- and intragenerational justice to discuss the relationship between these two objectives. The general aim of this paper is to discuss what economic concepts can contribute to the discussion of tradeoffs between justices. For this, a syntax of the concept of justice is employed, different relationships between justices are defined and economic concepts such as scarcity, efficiency and opportunity costs are transferred to the justice context. One result from this analysis is that there must be a trade-off between these two justices in such respective efficient outcomes. The third paper concerns an intertemporal mechanism leading to the well-known equity-efficiency trade-off in an intergenerational setting. For this, two central characteristics of intergenerational policy making are taken into account: irreversibility and ignorance (or unawareness). A pertinent example is the irreversible use of fossil fuels before and after the discovery of the effect of CO2 emissions on climate change. The trade-off between Pareto-efficiency and intergenerational equity that results from these two characteristics is shown in a model with two non-overlapping generations which use a non-renewable resource. In the model there is initial unawareness about an intergenerational externality from resource use that is only discovered after the irreversible use of the resource. A central result of the paper is the trade-off between intergenerational equity and efficiency that emerges if initially unknown sustainability problems arise after irreversible policies have been enacted. The fourth paper concerns the question what the concept of merit goods can contribute to discussions of sustainability. For this, the history of the concept is discussed, then merit goods are defined and connected to the philosophical literature on different conceptions of well-being. In the next step different challenges and opportunities of merit good arguments are discussed for the sustainability context. For example, it becomes clear that merit good arguments concern conceptions of well-being and do not directly concern the aspect of intergenerational distribution in sustainability problems.
Business Models for Sustainability Innovation : Conceptual Foundations and the Case of Solar Energy
(2013)
This dissertation deals with the relationships between the increasingly discussed business model notion, sustainability innovation, and the business case for sustainability concept. The main purpose of this research is to identify and define the so far insufficiently studied theoretical interrelations between these concepts. To this end, according theoretical foundations are developed and combined with empirical studies on selected aspects of the solar photovoltaic industry. This industry is particularly suitable for research on sustainability innovation and business models because of its increasing maturity paired with public policy and market dynamics that lead to a variety of business model-related managerial and entrepreneurial business case challenges. The overarching research question is: How can business models support the commercialisation of sustainability innovations and thus contribute to business cases for sustainability? A theoretical and conceptual foundation is developed based on a systematic literature review on the role of business models in the context of technological, organisational, and social sustainability innovation. Further, the importance of business model innovation is discussed and linked to sustainability strategies and the business case for sustainability concept. These theoretical foundations are applied in an in-depth case study on BP Solar, the former solar photovoltaic subsidiary of British Petroleum. Moreover, because supportive public policies and the availability of financial capital are known to be the most important preconditions for commercial success with innovations such as solar photovoltaic technologies, the solar studies include a comparative multiple-case study on the public policies of China, Germany, and the USA as well as a conjoint experiment to explore debt capital investors’ preferences for different types of photovoltaic projects and business models. As a result, the main contribution of this work is the business models for sustainability innovation (BMfSI) framework. This framework is based on the idea that the business model is an artificial and social construct that fulfils different functions resulting from social interaction and their deliberate construction. The BMfSI framework emphasises the so-called mediating function, i.e. the iterative alignment of business model elements with company-internal and external requirements as well as with the specific characteristics of environmentally and socially beneficial innovations. Against this backdrop, it becomes clear that practically-oriented knowledge based on BMfSI research might provide new and effective ways to support the achievement of corporate sustainability.
In spite of growing interest in companies’ contribution to sustainable development, the implementation of corporate sustainability, i.e. the integration of environmental, social, and economic issues, is not well understood. This cumulative PhD thesis aims to answer the research question whether sustainability management is only a transitory management fashion, or whether an effective implementation is actually taking place. The thesis consists of five papers, which are either published in refereed academic journals, accepted to be published, or planned to be resubmitted. The papers analyze three important elements of the implementation of corporate sustainability: motivation (why?), organizational units (who?) and management tools (how?). Combining these three elements supplies a framework for discussing the implementation of corporate sustainability management. The results, which are mostly based on surveys of large German companies, reveal that companies predominantly manage corporate sustainability because they seek legitimacy, rather than a competitive advantage, and because they follow acknowledged standards, guidelines, or ratings (institutional isomorphism) – possibly out of uncertainty on how to best handle a concept so complex and novel. Public relations is the organizational unit engaging in sustainability management most strongly, whereas accounting, finance, and management control engage the least. Hence, corporate sustainability is currently not implemented as a crossfunctional approach. Yet, there is indication of a growing strategic relevance of corporate sustainability. This is also reflected in the awareness and application of sustainability management tools, which have been increasing continuously between 2002 and 2010 – especially in terms of integrative tools serving to balance environmental, social, and economic issues. Furthermore, market incentives are gaining in importance over time. The thesis relates these results to management fashion theory. Although there is some indication that sustainability management might in fact be a transitory fashion, an analysis over time reveals an ongoing development of the elements analyzed. Thereby, the thesis demonstrates that corporate sustainability management can be considered more than a management fashion. One implication of the analysis is that both companies and researchers are called upon to foster the implementation of corporate sustainability, with positive incentives, e.g. by markets and consumers, turning out to be promising starting points. As opposed to pressure and expectations by stakeholders, focusing on opportunities might be more suitable to induce actual change of processes, products, services, or even business models in companies. In conclusion, the author hopes to make a significant contribution to the discussion on the implementation of corporate sustainability and to stimulate the development of new theoretical approaches.
'Bildung für das Leben in der Weltgesellschaft' – eine dokumenten- und fallanalytisch gestützte Untersuchung des Bildungskonzepts der UNESCO-Projektschulen Deutschlands. Die vorliegende Studie begibt sich auf die Suche, eine bildungstheoretische Antwort auf die Herausforderungen unserer Zeit zu finden. Schon 1953 hat die UNESCO vor diesem Hintergrund mit dem ASP-net ein Modellprojekt initiiert, das in dieser Dissertation nachgezeichnet und auf deutscher Ebene eruiert werden soll. Im Titel der Dissertation wird bewusst das Bildungsziel der UNESCO-Projektschulen aufgenommen, da die Untersuchung eine Generierung von Leitbildern gelungenen Lernens und Lebens in Schulen einer globalisierten Gesellschaft verfolgt. Es gilt zu untersuchen, inwiefern der anfängliche Auftrag, neue Methoden und Inhalte einer „Erziehung zu internationaler Verständigung“ zu entwickeln, realisiert wird. Hierfür werden die wichtigsten Referenzdokumente der UN und der UNESCO analysiert. Ihre Umsetzung wird anhand von vier Einzelfallstudien und der Auswertung der Jahresberichte von 177 Schulen des deutschen Netzwerks überprüft.
Nachhaltigkeitskommunikation ist eine inhaltliche und institutionelle Querschnittsaufgabe, die in formelle und informelle Bildungsprozesse eingebettet ist. Das Konzept einer Bildung für nachhaltige Entwicklung bildet den geeigneten theoretischen Rahmen für die Initiierung und Umsetzung entsprechender Kommunikationsmaßnahmen, die darauf ausgerichtet sind, nicht nur nachhaltigkeitsrelevante Informationen zu vermitteln, sondern auch eine aktive Gestaltung zukunftsfähiger, nachhaltiger Lebensformen und -stile zu ermöglichen und zu fördern. In diesem Kontext befasst sich die vorliegende Dissertation mit der Leitfrage, welche theoretische Rahmung sich für den Einsatz von Ausstellungen zur Vermittlung von Nachhaltigkeitsthemen ergibt. Sie untersucht dabei die Bedingungen und methodisch-instrumentellen Voraussetzungen, die die Wahl geeigneter Vermittlungsinstrumente beeinflussen und geht der Frage nach, welche konzeptionellen Voraussetzungen sich für die Entwicklung, Gestaltung und den Einsatz von Nachhaltigkeitsausstellungen in der Praxis ergeben. Anhand von verschiedenen Praxisbeispielen wird schließlich aufgezeigt, wie sich Nachhaltigkeitsausstellungen evaluieren lassen.
Ökologische und soziale Themen werden für Marken zunehmend erfolgsrelevant. Jedoch können Nachhaltigkeitsversprechen einer Marke zu Vertrauensvorbehalten seitens der Stakeholder führen, weshalb die Glaubwürdigkeit einer Nachhaltigkeitsmarke besonders wichtig ist. Zudem wird die Wahrnehmung einer Nachhaltigkeitsmarke heutzutage verstärkt durch Stakeholder mitbestimmt, da sie mittels Social Media eigene Inhalte verfassen und im Social Web veröffentlichen können. Vor diesem Hintergrund wurde in der Dissertation erörtert, wie ein Unternehmen seine Marke durch ökologische und soziale Themen stärken kann. Außerdem wurde untersucht, wo in diesem Entwicklungsprozess soziale Medien gezielt eingesetzt werden können. In diesem Kontext wurde auch der Frage nachgegangen, wie die von Stakeholdern im Social Web verfassten Inhalte in Übereinstimmung mit einer intendierten Nachhaltigkeitsmarke gebracht und deren Kraft genutzt werden können. Zentrales Ergebnis der Dissertation stellt ein anwendungsorientiertes Modell für die systematische Social-Media-Verwendung zur Unterstützung des Nachhaltigkeitsmarkenmanagements dar.
The challenges of sustainable development have spurred the complexity of management reality, unveiling considerable risks and opportunities for companies. The past twenty years of development in management science and practice have refined the understanding of the linkages between corporate success and sustainability aspects of business. Nevertheless, numerous management tools and concepts have been criticised for failing to contribute to improved sustainability performance. Management accounting is an indispensable system for generating, preparing and providing information for recognising decision situations and informing decisions. Building on the relevance of information, sustainability accounting has received considerable attention in the past decade. Related research has emphasised the contribution of sustainability accounting to tackling sustainability challenges in specific settings. A systematic investigation of the role of sustainability accounting is virtually non-existent to date. To overcome this limitation and provide an insight into the practice of sustainability accounting and its role in sustainability management and ultimately in corporate success, this doctoral thesis approaches the question How does sustainability accounting contribute to improved information management and management control? The direct contribution is two-fold. First, a number of decision situations are explicated. Examples for such decision situations include utilising certain types of information for specific decisions, engaging various functions in different ways, etc. Making a decision within these decision situations was observed to contribute to achieving corporate goals. Second, the overarching view on the results reveals an interesting pattern. It is the existence of this pattern that supports the view that sustainability accounting can help companies in the pursuit of improved sustainability performance and (thereby) corporate success. The findings enable both practitioners and researchers gain an insight into how sustainability accounting can be deployed so that the company’s limited resources are focused on the crucial decisions in information management and management control. Subsequent recommendations are supported by up-to-date examples. The nature and the scope of the research constituting this doctoral thesis also highlight the path for future research to expand and refine the propositions made herein.
Responsibility for sustainability is an action guiding concept which relates the abstract norm of sustainability with concrete action contexts. It thereby specifies what bearers of responsibility ought to do. In this thesis, I introduce the concept of responsibility to economic theory, focusing specifically on individual and governmental responsibility for sustainability. Some of the questions I examine are: how should responsibility be distributed among agents? How can agents, who are responsible for several normative aims, solve trade-offs? Do governmental policies affect individuals’ ability to assume responsibility? How can individuals efficiently induce governments to act responsibly? In Paper 1, A utilitarian notion of responsibility for sustainability, I conceptualize and formalize a utilitarian notion of responsibility for sustainability which I then relate to established normative criteria for assessing intertemporal societal choice. I show that responsibility for sustainability can be unambiguously conceptualized in economic models. Furthermore, I affirm that responsibility may provide action guidance even if the aim of sustainability is not feasible. In Paper 2, Verantwortung von Konsumenten für Nachhaltigkeit, I study consumers’ responsibility for sustainability. Particularly, I specify crucial components of this responsibility in order to analyze the relation of consumers’ private and political responsibility. I show that the responsibility for sustainability of consumers comprises three indispensable obligations of which only one concerns consumers’ consumption choices. In Paper 3, Regulation of morally responsible agents with motivation crowding, I focus on the impact of governmental policies on the motivation of an individual to assume moral responsibility. In particular, I study the regulation of a morally responsible individual with motivation crowding in the context of a negative externality. I show that combining consumption taxes with the provision of perfect information is, in many cases, superior to consumption taxes alone. In Paper 4, Endogenous Environmental Policy when Pollution is Transboundary, I examine how individuals which form lobby groups affect the determination of environmental policy when governments seek not only to maximize welfare, but simultaneous maximize support by lobby groups. More specifically, I consider the case in which two countries are linked through transboundary pollution. Environmental policies adopted by self-interested governments may be more stringent than by social welfare maximizing governments. Furthermore, due to the interaction of distortions the space of optimal policies increases: politically optimal tax rates may be too high or too low to optimally internalize the environmental externality.
Als Fallstudie wird im ersten Paper der Einsatz der Szenarioanalyse als ein zentrales Element des Forschungsdesigns im Projekt „Sustainable University“ beleuchtet. Mit einem formalen Ansatz wurden Szenarien zum zukünftigen Umfeld der Hochschullandschaft entwickelt. Dieses Paper zeigt detailliert die notwendigen Denkschritte bei der Szenarioentwicklung auf und hilft zu verstehen, an welchen Punkten Integrationsschritte in Bezug auf Wissensarten und Perspektiven unterstützt und geleistet werden und somit auch (soziale) Lernprozesse gefördert werden können. Ferner werden die konkreten Ergebnisse der Szenarioanalyse vorgestellt und diskutiert. Zur Untersuchung von Lerneffekten wird die Methode der Szenarioanalyse in einen formalen Bildungskontext transferiert. Das zweite Paper leistet einen konzeptionellen Beitrag. Einleitend werden spezifische individuelle Kompetenzen diskutiert, die aus der Perspektive der Bildung für eine nachhaltige Entwicklung zum Umgang mit dem Klimawandel als komplexes Nachhaltigkeitsproblem und zu einer aktiven Teilnahme an Transformationsprozessen der Gesellschaft wichtig sind. Die Kompetenzen, wie proaktives Denken, der Umgang mit Unsicherheiten und unterschiedlichen Wissensbeständen sowie das vernetze Denken konnten hier beschrieben werden. Anschließend werden zwei Forschungsmethoden, der Syndromansatz und die Szenarioanalyse, für den Kontext der formalen Bildung nutzbar gemacht, und es wird theoretisch abgeleitet, wie in diesen Lernsettings die eingangs identifizierten Kompetenzen gefördert werden können. Die Szenarioanalyse bietet beispielsweise beim Denkschritt der Entwicklung von Zukunftsprojektionen großes Potential für Reflexionsprozesse oder die Integration von Wissen und Perspektiven zur Förderung der Kompetenz des proaktiven Denkens in Alternativen. Die diskursive Bewertung von Konsistenzen während der Szenarioerstellung birgt ähnliches Potential zur Förderung des vernetzten Denkens. Im dritten Paper wird ein Messinstrument für die Kompetenz des vernetzen Denkens (systems thinking) entwickelt. Es leistet einen empirischen Beitrag zur Lehr-Lernforschung, respektive zur Kompetenzmessung im Bereich der BNE. Dieses Instrument erfasst mit Hilfe eines Similarity Judgment Tests (SJT) den Grad der Vernetzung von Konzepten eines bestimmten Kontextes, in dem konkreten Fall von Aspekten des Klimawandels. In einer prä-post-Studie wurden zwei Kontroll und zwei Versuchsgruppen, die an dem zuvor genannten Lernsetting im Rahmen von Seminaren an der Leuphana Universität Lüneburg teilgenommen haben, empirisch begleitet. Auch wenn keine statistisch signifikanten Veränderungen des vernetzten Denkens der Teilnehmenden nachgewiesen werden konnten, bedeutet das nicht, dass die zuvor abgeleiteten Einflüsse der Szenarioanalyse widerlegt sind. Hier sind weitere Studien und die Weiterentwicklung des Messinstruments nötig. Zudem wurde nur ein Teil möglicher Einflüsse auf die Kompetenzentwicklung untersucht. Für die Szenarioanalyse als Lernsetting lässt sich schlussfolgern, dass zum einen der Moderation von Reflexions- und Diskussionsprozessen während unterschiedlicher Phasen eine sehr wichtige Rolle zukommt und sie einen wesentlichen Einfluss auf Lernprozesse hat. Zum anderen ist den Phasen, in denen Lernen stattfinden kann, genügend Zeit einzuräumen, so dass transdisziplinäre oder interdisziplinäre Forschungsprozesse mit der Methode Szenarioanalyse auch das Potential für Lernprozesse entfalten können. So kann mit Hilfe der Szenarioanalyse ein Setting geschaffen werden, in dem individuelle mentale Modelle und Handlungsmuster hinterfragt und Kompetenzen im Umgang mit komplexen Problemen gefördert werden, und somit individuelles und soziales Lernen für eine nachhaltige Entwicklung stattfinden kann.
Strong sustainability, according to the common definition, requires that different natural and economic capital stocks have to be maintained as physical quantities separately. Yet, in a world of uncertainty this cannot be guaranteed. To therefore define strong sustainability under uncertainty in an operational manner, we propose to use the concept of viability. Viability means that the different components and functions of a dynamic, stochastic system at any time remain in a domain where the future existence of these components and functions is guaranteed with sufficiently high probability. We develop a unifying and general ecological-economic concept of viability that encompasses the traditional ecological and economic notions of viability as special cases. It provides an operational criterion of strong sustainability under conditions of uncertainty. We illustrate this concept and demonstrate its usefulness by applying it to livestock grazing management in semi-arid rangelands.
Konventionelle Verwaltung im Cyberspace? : Globalität, Qualität und Nachhaltigkeit akzeptieren
(2002)
Wie die konventionelle Landwirtschaft so strebt auch die konventionelle Verwaltung nach einer möglichst effektiven, technisch optimierten Produktion ihrer Massenvorgänge. Cyberspace im Sinne der Vision einer technisch geprägten, globalen Wissens- und Wirkungsgesellschaft reduziert sich, insbesondere unter dem Argument knapper Haushaltsmittel, auf eine kontinuierliche, technische Optimierung der Produktion. Anders als im Analogiebild Landwirtschaft fehlt eine alternative Wirtschaftsweise mit einer Zielverschiebung zu mehr Qualität und Nachhaltigkeit.Skizziert wird die Verwaltung einer ländlich geprägten Kleinkommune und deren Chance in den Cyberspace "einzutauchen"; das heißt, Globalität, Qualität und Nachhaltigkeit zu akzeptieren und zu praktizieren. Die Globalität berührt ihre "Allzuständigkeit" und ihre Aufgabenwahrnehmung. Mit einem kleinen Team organisiert um die "Rathauseinheiten" lässt sich die gewünschte Qualität wohl auf Dauer nicht erfüllen. Die Nachhaltigkeit berührt das Verwaltungswissen und die juristische Nachvollziehbarkeit des Verwaltungshandelns. Den Verwaltungsfundus (Daten & Handeln) zu bewahren und zu pflegen erfordert ein Bekenntnis zur Professionalität und damit zur Bereitschaft einer grundlegenden Aufgaben- und Arbeitsneuverteilung.
Systemprotest! Die Arbeit handelt von Kommunikation. Über Systeme, Schemata, Qualität, Nachhaltigkeit, Erziehung und Bildung für nachhaltige Entwicklung. Die Arbeit handelt von der Frage, was gute Bildung für nachhaltige Entwicklung ist. Die Arbeit handelt von den vielen Problemen die auftreten, wenn man solche Fragen stellt. Die Arbeit handelt von Auswegen aus den vielen Problemen, die sich aber erst dann zeigen, wenn man nicht nach ihnen sucht.
Diese Studie diskutiert mögliche Varianten einer Sustainability Balanced Scorecard. Dabei geht es um die Integration von Umwelt- und Sozialmanagement in das 1992 von Kaplan und Norton entwickelte strategische Managementkonzept der Balanced Scorecard. Die hier entwickelte Sustainability Balanced Scorecard stellt Unternehmen ein Instrument für ein wertorientiertes Nachhaltigkeitsmanagement zur Verfügung.