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- Fakultät Nachhaltigkeit (165) (entfernen)
Das Ausrichten der Abwasserentsorgung erfolgt in engen kommunalpolitischen und rechtlich-ökologischen Grenzen. Dabei werden weder die Rahmenbedingungen analysiert oder hinterfragt noch werden anhand akzeptierter Ziele langfristige Konzepte zur Ausgestaltung der Abwasserentsorgung entwickelt. Die Diskussion um die Wahrnehmung von Aufgaben durch die öffentliche Hand oder durch private Träger ist vielmehr durch die Kontroverse zwischen Effizienz und hoheitlicher Aufgabenerfüllung geprägt. Die gegenwärtige Problemhandhabung wird den komplexen Zusammenhängen, die mit der Abwasserentsorgung verbunden sind, nicht gerecht. Die schlechte Finanzsituation der Kommunen sollte genutzt werden, um zu neuen Formen der Aufgabenerfüllung zu gelangen.
Ein wesentlicher Beitrag zur rationalen Verwendung unserer Energieresourcen kann durch die konsequente Nutzung diskontinuierlich anfallender Wärmeenergie erbracht werden, was aufgrund der zeitlichen Verschiebung von Wärmeangeboten und Wärmebedarf auf direktem Wege oft nicht möglich ist. Dies gilt sowohl für die Nutzung anfallender Abwärme aus Kühlprozessen als auch den ökonomiaschen Einsatz von Solarenergie. Dazu ist erforderlich, mit Hilfe eines effizienten Energiespreichers den überschüssigen Energieanfall zu verlagern.
In der vorliegenden Arbeit wurde ein ICP-QMS mit integrierter Reaktions- /Kollisionszelle erfolgreich eingesetzt, um die Elemente Vanadium, Chrom, Mangan, Eisen, Nickel, Kobalt, Kupfer, Zink, Arsen, Molybdän, Cadmium, Blei und Uran direkt in verdünntem Meerwasser zu bestimmen. Die Bestimmung von Elementspuren in Meerwasser wurde realisiert, indem alle zur Verfügung stehenden Möglichkeiten zur Minimierung von Interferenzen bei der Bestimmung von Elementen mit ICP-QMS angewendet wurden.
Zur Ermittlung der Belastung der Elbe mit Pestiziden wurden chemische Analyseverfahren entwickelt, wobei das untersuchte Stoffspektrum insgesamt 106 Analyte umfasste. Die Untersuchungen ermöglichten 1989 eine erstmalige Identifizierung und Quantifizierung von Pestiziden in hohen Konzentrationen (unterer µg/L-Bereich) im Elbeästuar, nach der Wiedervereinigung deren Rückverfolgung zu industriellen Punktquellen in der ehemaligen DDR (Längsprofile), eine Erfassung der historischen Entwicklung der Belastungssituation in den 90er Jahren, die Feststellung der zunehmenden Bedeutung von Einträgen aus diffusen Quellen im Vergleich zu Punktquellen sowie die Ermittlung des Stoffspektrums und der zeitlichen und örtlichen Variabilität innerhalb eines Zeitraumes von drei Jahren (Monatsmischproben und Zeitreihen an unterschiedlichen Querschnitten der Elbe sowie Längsprofile). Der Fokus richtete sich im weiteren Verlauf auf die Entwicklung chemischer Analyseverfahren zur sicheren Identifizierung und Quantifizierung von Wirkstoffen mit niedrigen Qualitätszielen/-kriterien (unterer ng/L- bzw. sub-ng/L-Bereich). Zur Bewertung der Belastungssituation und zur Diskussion von Monitoring-Strategien wurden national und international verfügbare Qualitätsziele/-kriterien insbesondere für die aquatische Lebensgemeinschaft herangezogen.
Gegenwärtige atmogene N-Einträge in die Lüneburger Heide überschreiten die durch den critical-load für Sandheiden definierte Belastungsgrenze von 10-20 kg ha-1 und zeigen den Handlungsbedarf für eine langfristige Erhaltung dieser geschützten Lebensräume. Die traditionelle Schafbeweidung im NSG Lüneburger Heide kann diese hohen atmogenen N-Einträge kompensieren. Das Herdenmanagement minimiert den Nährstoffeintrag über die Exkremente der Tiere, so dass diesem Transfer nur eine geringe Bedeutung zukommt. Die N-Austräge über das Sickerwasser vor, während und nach den Pflegemaßnahmen spielen nur eine untergeordnete Rolle. Extensive Pflegemaßnahmen wie die Mahd und das kontrollierte Brennen sind nicht geeignet die atmogenen N-Einträge langfristig zu kompensieren. Intensiven Pflegemaßnahmen (Schoppern, Plaggen) gelingt dieses, benötigen aber einen zu langen Bearbeitungszyklus, innerhalb dessen kombinierte Verjüngungsmaßnahmen notwenig werden. Die Pflegemaßnahmen haben Auswirkungen auf die N- und P-Vorräte im Heidesystem und führen großteils zu einer P-Verarmung. Das kontrollierte Brennen beeinflusst den P-Haushalt am geringsten. Eine Kombination des Feuereinsatzes mit anderen extensiven Maßnahmen erscheint daher sinnvoll.
Süßwasserökosysteme stellen für menschliche Gesellschaften verschiedene Ökosystemdienstleistungen wie zum Beispiel Trinkwasser oder Fischressourcen bereit. In der modernen Landwirtschaft kommen große Mengen von Agrochemikalien zum Einsatz, die in die Fließgewässer gelangen und dort zur Schädigung des Ökosystems führen können. Die vorliegende Arbeit trägt wichtige Erkenntnisse zur Abschätzung von Exposition und Effekten bei, die aus dem Eintrag von Pestiziden in Fließgewässerökosysteme resultieren können. Dabei wird eine der umfangreichsten Feldstudien zu den Auswirkungen der Pestizidbelastung in kleinen landwirtschaftlichen Fließgewässern vorgestellt. Die Feldstudie wurde an 29 Bächen in zwei Gebieten Finnlands und Frankreichs durchgeführt und umfaßte die Aufnahme der Zusammensetzung der Invertebratengemeinschaften und eines wichtigen Ökosystemprozesses, dem Blattabbau. Des Weiteren wurde ein Pestizidmonitoring für Verbindungen durchgeführt, die nach den Ergebnissen behördlicher Untersuchungen in ökotoxikologisch relevanten Konzentrationen in den Gewässern vorkommen. Nach der Einleitung (Kapitel 1), werden in den Kapiteln 2-4 neue Methoden zur Erfassung der Pestizidbelastung von Fließgewässern vorgestellt und bewertet. Die Ergebnisse aus der Feldstudie zu den Auswirkungen von Pestiziden werden im Kapitel 5 präsentiert. Im 2. Kapitel wird eine neue Methode zur Erfassung von schwebstoffadsorbierten Pestiziden vorgestellt, bei der die Extraktion mit der beschleunigten Lösemittelextraktion (ASE) durchgeführt wurde. Die Methode zeigte gute Ergebnisse bezüglich Exaktheit und Genauigkeit der Wiederfindung bei der Extraktion 10 polarer und semi-polarer Pestizide verschiedener chemischer Klassen. Bei der Anwendung der Methode auf Schwebstoffproben aus den französischen Bächen wurden Konzentrationen gefunden, die auf Invertebraten toxisch wirken könnten. Zusätzlich wurde in dieser Studie die Geeignetheit von deuterierten Standards der Analyten zur Verwendung als interne Standards während der Extraktion, Aufreinigung und Analytik untersucht. Dabei zeigte sich, daß bei deuterierten Standards mit weniger als 10 Deuteriumatomen Unterschiede im Verhalten zur nicht-deuterierten Verbindung auftreten können. Das folgende Kapitel stellt ein Kalibrationsexperiment zur Ermittlung von Sammelraten für den Chemcatcher® Passivsammler mit polarer Empfängerphase vor. Sammelraten für Passivsammler werden benötigt, um nach der Ausbringung in Gewässern zeitlich-gewichtete Durchschnittskonzentrationen (engl. TWA) berechnen zu können. Für den Chemcatcher® bewegten sich die Sammelraten im Bereich von 0.1 bis 0.5 L pro Tag. Das Kalibrationsexperiment ergab zudem, daß der Chemcatcher® ohne diffusionslimitierende Membran für Felduntersuchungen mit bis zu 14 Tagen Expositionszeit geeignet ist. Die ermittelten Sammelraten werden im 4. Kapitel verwendet, um TWAs für die Freilandexposition des Chemcatchers® in den französischen Bächen zu berechnen. Ferner wird die Leistungsfähigkeit des Chemcatchers® mit zwei weiteren Verfahren zur Erfassung von gewässerbezogener Pestizidbelastung verglichen. Dabei zeigte sich, daß die Probenahme der Wasserphase mit dem Chemcatcher® oder einem ereignisbezogenen Wasserprobenehmer bei polaren und semipolaren Pestiziden ein angemesseneres Bild der Belastung liefert als die Probenahme der Schwebstoffphase. Das 5. Kapitel ist den Auswirkungen von Pestiziden gewidmet und präsentiert eine Risikoabschätzung für die Auswirkungen der Pestizideinträge in die französischen und finnischen Gewässer. Zusätzlich werden potentielle Effekte auf den Blattabbau untersucht und die Anwendbarkeit des „Gefährdete Arten“ (SPEcies At Risk - SPEAR) Index für das länderübergreifende Biomonitoring beurteilt. Das Hauptergebnis der Studie ist, daß Pestizide selbst in Konzentrationen, die bisher als unbedeutend angesehen wurden, sowohl die Struktur der Invertebratengemeinschaften verändern als auch den Blattabbau hemmen können. Des Weiteren war der SPEAR Indikator geeignet, Effekte von Pestiziden über verschiedene Regionen hinweg nachzuweisen. Zusammenfassend weist diese Arbeit nach, daß Pestizide einen wichtigen Störfaktor für Fließgewässerökosysteme darstellen können und liefert Methoden zur Expositions- und Effektabschätzung die in zukünftigen Studien Anwendung finden könnten.
The world wide population growth and the increasing water scarcity endanger more and more the human society. Water saving measures alone will not be sufficient to solve all associated problems. Therefore, people in arid countries might come back to any kind of water available. In this context the way people regard wastewater must change in terms that it has to be recognized as a water resource. The reuse of wastewater, treated and untreated, for irrigation purposes in agriculture is already established in some semi-arid and arid countries. Countries with absolute water scarcity like Israel might not only be forced to reduce their water consumption, but even to transfer reused water to other sectors. Concerns of authorities and the general public about potential health risks are completely understandable. The health risks of wastewater are mainly originating from pathogens which are negatively correlated with its treatment. Therefore, the quality of a wastewater effluent derived from mechanical-biological treatment can be further improved by additional treatment steps like soil aquifer treatment (SAT). This process is adopted at the Israeli Shafdan facility in the south of Tel Aviv. Conventionally treated wastewater is applied on surface basins from where it percolates into the coastal plain aquifer which supplies approximately one quarter of Israel ́s drinking water. After a certain residence time in the subsurface the water is recovered by wells surrounding the recharge area. Although the pumping regime creates a hydraulic barrier to the pristine groundwater, concerns exist that a contamination of the surrounding drinking water wells could occur. So far, little is known about the removal of organic trace pollutants during the SAT process in general and for the Shafdan site in particular. Consequently, the need arose to study the purification power of the SAT process in terms of the removal of organic trace pollutants. For this purpose reliable wastewater tracers are essential to be able to differentiate between degradation and sorption processes on the one hand and dilution with pristine groundwater on the other hand. Based on their chemical properties, their worldwide usage in a variety of foodstuffs and beverages, and first data about the fate and occurrence of sucralose, artificial sweeteners came into the focus as promising tracer candidates.
Thus, in the present work an analytical method for the simultaneous determination of seven commonly used artificial sweeteners in different water matrices, like surface water and wastewater, was developed (see chapter 2). The method is based on the solid phase extraction (SPE) of the analytes by a styrene-divinylbenzene (SDB) copolymer material, and the analysis by liquid chromatography-electrospray ionization tandem mass-spectrometry (LC-ESI- MS/MS). The sensitivity in negative ionization mode was considerably enhanced by postcolumn addition of the alkaline modifier tris(hydroxymethyl) aminomethane. In potable water, except for aspartame and neohesperidine dihydrochalchone, absolute recoveries >75 % were obtained for all analytes under investigation, but were considerably reduced due to matrix effects in treated wastewater. The widespread distribution of the artificial sweeteners acesulfame, saccharin, cyclamate, and sucralose in the aquatic environment was proven. Concentrations in two German wastewater treatment plant (WWTP) influents ranged up to 190 μg/L for cyclamate, several tens of μg/L for acesulfame and saccharin, and about 1 μg/L for sucralose. For saccharin and cyclamate removal rates >90 % during wastewater treatment were observed, whereas acesulfame and sucralose turned out to be very persistent. As a result of high influent concentrations and low removal rates in WWTPs, acesulfame was the dominant sweetener in German surface waters with concentrations up to 2.7 μg/L. The detection of acesulfame and sucralose in recovery wells in the Shafdan SAT site in Israel in the μg/L range was a promising sign for their possible use as anthropogenic markers. As acesulfame and sucralose showed a pronounced stability in WWTPs and were detected in recovery wells of the SAT site in Israel it became worthwhile to assess their tracer suitability compared to other organic trace pollutants suggested as anthropogenic markers in the past (see chapter 3). Therefore, the prediction power of the two sweeteners was evaluated in comparison with the antiepileptic drug carbamazepine (CBZ), the X-ray contrast medium diatrizoic acid (DTA) and two benzotriazoles (1H-benzotriazole (BTZ) and its 4-methyl analogue (4TTri)). The concentrations of these compounds and their ratios were tracked from WWTPs with different treatment technologies, to recipient waters and further to river bank filtration (RBF) wells. Additionally, acesulfame and sucralose were compared with CBZ during advanced wastewater treatment by SAT in Israel. Only the persistent compounds acesulfame, sucralose, and CBZ showed stable ratios when comparing influent and effluent
concentrations of four German WWTPs with conventional wastewater treatment. However, by the additional application of powdered activated carbon in a fifth WWTP CBZ, BTZ, and 4-TTri were selectively removed resulting in a pronounced shift of the concentration ratios towards the nearly unaffected sweeteners. Results of a seven months monitoring program along the rivers Rhine and Main showed an excellent correlation between CBZ and acesulfame concentrations (r2 = 0.94), and still good values when correlating the concentrations with both benzotriazoles (r2 = 0.66 - 0.82). In RBF wells acesulfame and CBZ were again the compounds with the best concentration correlation (r2 = 0.85).
Ökologische Nachhaltigkeit in Beherbergungsbetrieben in regionalen Naturparks in der Deutschschweiz
(2014)
The importance of a social perspective on the relationships between humans and nature has longbeen acknowledged. The field of social-ecological systems research in particular is striving toachieve a holistic understanding of human-nature relationships by balancing social andecological perspectives. Here I sought to develop a social understanding of the Saxon area inCentral Romania, by exploring aspects of human-nature relationships as seen from theperspective of local people. To this end, I employed the concepts of social-ecological systems(SES), ecosystem services (ES) and cultural landscapes to assess perceptions of locals throughempirical case studies.I first conducted a literature review to acquire an overview of a particular type of human-naturerelationship mediated by non-consumptive use and non-use values (“cultural ecosystemservices”). Second, to isolate and address the interaction from the social system to the ecologicalsystem, I investigated the different ways locals perceived the role of landscapes in SouthernTransylvania. I conceptually mapped these landscape preferences by revealing their potentialland use and management implications. Third, to approach the human-nature relationship fromthe ecological system to the social system, I studied the flow of ES to disaggregated humanbeneficiaries. Specifically, I studied which factors, beyond ecosystem processes and functions,influenced nature derived human well-being from the perspective of potential beneficiaries. Iconceptualised the mediating role of a range of contextual factors underpinning the currentdistribution of ES, with regard to the relation between ES and human well-being. Fourth, inorder to explore an example of bidirectional human-nature relationship, I studied the particularcase of human-carnivore coexistence and the suite of mechanisms shaping it.Despite building throughout this thesis a more complex and in-depth understanding of the humandimensions of the studied system, I chose four main cross-cutting themes to explain the human-nature connection in Southern Transylvania. These four themes may serve as pillars of a sociallyminded understanding, as well as potential research and policy foci. First, the values held bylocals are key for understanding the endemic human-nature relationships and should not beoverlooked in future social-ecological assessments or policy interventions. Second, the culturallandscape of Southern Transylvania is both a physical and virtual space of social-ecologicalinteraction fostering human-nature experiences and social-ecological knowledge integration.Third, the identified diversity of the social system in terms of landscape aspirations and ESbeneficiaries is expanding the range of human-nature connections, but at the same time, may infuture be a source of conflict or disconnection if not managed appropriately. Finally, small-scalefarmers, through their interactions with the land and resultant belief system, play a major role inmaintaining the human-nature relationships, but their values and lifestyle are threatened.
This PhD thesis examines the connections between sustainability knowledge management (SKM) and sustainability management tools in small and medium-sized enterprises (SMEs). While previous literature has established that knowledge is essential for the application of sustainability management tools, the effects of such tools on knowledge management are under-researched in the sustainability context. Drawing on multiple academic papers and utilizing various research methods, including a systematic literature review, several quantitative surveys and a multiple case study approach, the thesis systematically examines how such tools can facilitate the identification, acquisition, conversion, application and retention of sustainability knowledge, and potentially lead to the improvement of SKM effectiveness in SMEs. Furthermore, it examines how support functions for sustainability management tools and SKM correspond with each other. The findings reveal that sustainability management tools facilitate the SKM processes (identification, acquisition, conversion, application and retention), and align with the support factors (e.g. top management support, shared vision, employee qualifications) to advance SKM in SMEs. Particularly, such tools permit the institutionalization of sustainability knowledge into the daily routines and practices in SMEs. Additionally, tools create a support structure for SKM, embedding and preserving sustainability knowledge in documents, policies, procedures and norms for an enterprise´s collective knowledge for sustainability management. The thesis concludes with complementing areas of future research and offers practical implications for SME management.
Fire plays an important role in the earth system by influencing ecosystems and climate, but climate in turn also influences fire. The system became more complex when humans started using fire as a tool. Understanding the interaction between humans, fire and climate is the major aim of paleofire research. Understanding changes in these three aspects in the past will help predicting future climate, fire and human interactions. The use of lake sediment cores as natural archives for reconstructing past fire activity by counting charcoal particles is well established. This present dissertation is dedicated to the evaluation and application of specific organic molecular markers for biomass burning: levoglucosan, mannosan and galactosan were used as proxies for reconstructing past fire activity in lake sediments thorough the entire Holocene. First, a new analytical method was developed using high-performance anion exchange chromatography combined with mass spectrometry to separate and detect these three monosaccharide anhydrides in lake sediments. The suitability of this analytical method was proven by comparing the levoglucosan, mannosan and galactosan results in selected lake sediment samples from Lake Kirkpatrick, New Zealand and by correlating the results with macroscopic charcoal. Furthermore, the method was successfully applied to a lake sediment core from Lake Petén Itzá, Guatemala to reconstruct regional Holocene fire history. The analyses of levoglucosan were combined with fecal sterols to reconstruct late Holocene human fire interactions at Lake Trasimeno, Italy, demonstrating low fire activity during the Roman period. This combination of studies proves that these molecular markers are valid fire proxies in sediments from multiple locations around the globe. Comparison of levoglucosan, mannosan and galactosan concentrations with macroscopic charcoal trends in Lake Kirkpatrick and Lake Petén Itzá, suggests that the molecular markers represent more regional fire history and low temperature fires in contrast to macroscopic charcoal, which is a local fire proxy. In addition, vegetation changes (Lake Kirkpatrick and Lake Petén Itzá) and charcoal morphotypes (Lake Petén Itzá) were compared to the levoglucosan/mannosan and levoglucosan/(mannosan+galactosan) ratios suggesting that these ratios may be a suitable tool to track burned fuel. Biodegradation tests demonstrate the potential degradation of levoglucosan, mannosan and galactosan if dissolved in water, but findings in ancient sediment samples suggest that particle-bound levoglucosan, mannosan and galactosan can be buried in sediments over millennial time scales. Although uncertainties still exist, the results of this research suggests that organic molecular markers are a suitable regional fire proxy and isomer ratios may help understand changes in burned vegetation.
Vor dem Hintergrund der steigenden Relevanz unternehmerischer Nachhaltigkeit beschäftigt sich die Wissenschaft verstärkt mit der Frage, welche Kompetenzen Entscheider benötigen, um Nachhaltigkeitsstrategien in Unternehmen erfolgreich umsetzen zu können. Denn entgegen der weit verbreiteten Meinung, dass bei der Umsetzung von Nachhaltigkeitsstrategien nur Win-win-Situationen auftreten, stoßen Manager bei der Integration ökologischer und sozialer Ziele ins Ziel-System der Unternehmen auf widersprüchliche ökonomische Rationalitäten (zwischen Effizienz und einzelnen/mehreren Dimensionen von Nachhaltigkeit) und inhärente Konflikte nachhaltiger Entwicklung (zwischen den Dimensionen sozial, ökologisch und ökonomisch). In der Folge entstehen vielfältige dilemmatische Entscheidungssituationen. Um Nachhaltigkeit langfristig in Unternehmen etablieren zu können, müssen die Dilemmata wahrgenommen und bewältigt werden. Voraussetzung hierfür sind vielfältige persönliche Kompetenzen bei den Entscheidern. Die vorliegende Arbeit untersucht die auftretenden dilemmatischen Entscheidungssituationen und den Umgang mit diesen. Darüber hinaus bestimmt sie die für die Dilemma-Bewältigung relevanten Kompetenzen sowie die zur Umsetzung von CS-Strategien erforderlichen Rahmenbedingungen im Unternehmen. Im Ergebnis wird ein Framework zu Dilemmata, den notwendigen Kompetenzen und den Rahmenbedingungen erarbeitet. Basierend darauf werden entsprechende Handlungsempfehlungen gegeben. Der erarbeitete CS-Dilemmata-Kompetenz-Atlas stellt praxisrelevantes Wissen für Unternehmen und Berater zur erfolgreicheren Umsetzung von Nachhaltigkeitsstrategien zur Verfügung.
Agricultural production of smallholder farmers in Myanmar is facing soil fertility degradation and in consequence, crop yields decline due to the imbalances of nutrient supply. In most cases, all above ground biomass is removed from the fields after harvesting the crops and during land preparation for the next crop. Higher temperatures also stimulate the higher mineralisation rates and released mineral nutrients are lost from fallow lands before sowing the next crops. Regarding the addition of mineral fertilizers, except for cash crops, farmers are reluctant to apply fertilizers for the crops that are sown for household’s self-sufficiency. In the Dry Zone, irrigated agriculture is available in recent years and farmers could overcome water scarcity through irrigation. With the availability of irrigation water, farmers could prolong the cropping period, nevertheless crop yields are decreasing year by year. In recent decades, research findings are indicating the benefits of biochar application for soil fertility improvement and food security. Smallholder farmers can produce biochar from agricultural by-products such as pigeon pea stems, cotton stems and rice husks by using biochar stoves. Large-scale production is possible by producing both biochar and thermal energy simultaneously, such as getting rice husk biochar and producing thermal energy by burning rice husks. By those means, environmental pollution due to the smokes from stubble burnings and the health hazards from smokes arise from kitchens can also be reduced. Present research was conducted to test the effects of the application of biochars produced from different crop residues together with NPK fertilizers on crop yields and soil properties in the rice-chickpea-cotton cropping system of the Central Dry Zone area of Myanmar during 2012 and 2013 cropping seasons at Shwe Daung Farm, Mandalay Division, Myanmar. Effects of biochar applications in combination with NPK fertilizers were compared with NPK fertilizer (without biochar) application and the control (without biochar and NPK fertilizers). Biochars used in the experiments were produced from three kinds of locally available raw materials (rice husk, rice straw and, pigeon pea stem) at temperature above 550°C by using a kiln made from a 200-Liter diesel barrel. Field experiments were conducted on sandy loam soil in the Central Dry Zone of Myanmar. After harvesting rice in 2012, chickpea was sown without application of both organic and inorganic fertilizers. After harvesting chickpea in 2013, cotton was sown on the same experimental plots. Treatments were rice husk biochar (Rh) 20 Mg ha-1 + NPK fertilizers; rice straw biochar (Rs) 20 Mg ha-1 + NPK fertilizers; pigeon pea stem biochar (Ps) 20 Mg ha-1 + NPK fertilizers; rice husk biochar and farmyard manure mixture (Rh biochar + FYM) 10 Mg ha-1 + NPK fertilizers; NPK fertilizers (without biochar); and the control (without fertilizer and biochar). Biochar weights represented fresh biochar weights. Equal rate of NPK fertilizers were applied in all treatments. However, fertilizer rates were different with respect to the crops. In rice experiment, 100:50:50 kg ha-1 rate of Urea (N): Triple Super Phosphate (P): Muriate of potash (K) was applied. In cotton experiment, 100:30:117 kg ha-1 rate of Urea (N): Triple Super Phosphate (P): Muriate of potash (K) was applied. Crop growth data, yield component data and yield data of each treatment were recorded. Soil samples from topsoil (0-0.2 m) were taken before starting the experiments, after harvesting rice and cotton, respectively, and analysed. A biogeochemical model, denitrification decomposition (DNDC) model, was used to estimate soil organic carbon storage and greenhouse gas emissions during crop growing seasons and to quantify the long-term impact of biochar applications on rice, chickpea and cotton yields.The results from soil analyses indicated that although initial soil pH was at 8.0 and pH values of biochars ranged between 8.0 and 10.0 soil pH after two years of biochar application did not increase. pH values were below 8.0. That value was lower than initial soil pH. That could be due to the effect of the change of cropping system from upland to lowland rice cultivation and the effects of biochar additions to the alkaline sandy loamy soil of the experimental site. Although total exchangeable cation value was not significantly different among the treatments, compositions of major cations were significantly different among the treatments. Exchangeable potassium increased in Rs biochar + NPK applied soils. Exchangeable sodium increased in control, and conventional NPK fertilizer applied soils. Reduction of soil bulk density from 1.8 g cm-3 to 1.6-1.7 g cm-3 occurred in biochar treatments compared to control and conventional NPK fertilizer application treatments. Positive changes of total carbon and total nitrogen of soils were found in biochar treatments compared to control and conventional NPK fertilizer application. Application of pigeon pea stem biochar + NPK fertilizers showed the highest crop growth and the highest yield in rice. The highest chickpea yield was obtained from the plot that applied rice husk biochar + NPK fertilizers. Cotton crop growth and yield was the highest in rice husk biochar and farmyard manure mixture + NPK fertilizer application. The lowest crop growth and yield was obtained from the control in cotton. The results of this study suggested that biochars from different biomass materials had different effects on soil properties and crop yields under different growing conditions and cultivated crops. Although the applied biochars had a high pH, soil pH did not increase after biochar applications. The growth and yield of tested crops were higher than that of the control and conventional NPK fertilizer application. Rice husk biochar and farmyard manure mixture + NPK fertilizer application can be assumed as a suitable soil amendment application under upland crop cultivation. Pigeon pea stems biochar + NPK fertilizers should be applied in rice cultivation. Rice husk biochar + NPK fertilizers and rice husk biochar-farmyard manure mixture + NPK fertilizers showed as the appropriate biochar soil amendments for the study area compared to rice straw biochar + NPK fertilizers and pigeon pea stem biochar + NPK fertilizers. Application of these biochars increased total exchangeable cations, reduced bulk density, increased organic carbon, regulated soil pH and, can easily be accessed by smallholder farmers by promising crop yields for sustainable agricultural production. Rice straw biochar + NPK fertilizers and pigeon pea stem biochar + NPK fertilizers also showed positive influences on soil fertility and crop growth. However, extensive application of those biochars might require large-scale productions and distributions. To obtain the detail information regarding the impact of biochar application on the agro-ecosystem and surrounding atmosphere, further research activities may need to carry out under different agricultural production conditions. When model fitness was tested, it was found that DNDC model was fit for the simulation of crop yields and soil organic carbon under the conditions of the experimental site. Simulation of soil organic carbon dynamics and crop yields for 30 years and 50 years after the addition of biochars in combination with NPK fertilizers showed that such applications could maintain the crop yields at the same level up to 50 years. That could maintain soil organic carbon at a level higher than conventional NPK fertilizer application. Regarding the simulation of GHGs emissions, the model simulated nitrous oxide emission close to actual emissions of agricultural soils of Myanmar. Simulated CH4 emissions from control and conventional NPK fertilizer application variant were consistent with the well-known emissions of Myanmar rice fields. To confirm the accuracy of simulated CH4 emissions from biochar applied soils, it may need field investigations and validations of model results. Simulated effects of rice husk-, rice straw- and pigeon pea stem fresh biomass applications and that of rice husk-, rice straw- and pigeon pea stem biochar applications on rice, chickpea, cotton yields and soil organic carbon (SOC) were compared. Objective of this simulation was to compare the effects of fresh biomass-applications and the application of biochars produced from the same biomass on crop yields and SOC by using DNDC model. The results showed that simulated rice yields of rice husk biochar and rice straw biochar applications were 33% and 31%, respectively, higher than that of pigeon pea green manure applications. However, simulated rice yield from pigeon pea stem biochar application was 4% higher than that of iv pigeon pea stem green manure application. Simulated chickpea yield from pigeon pea green manure treatment was the highest among all of biochar and biomass applications. Simulated cotton yields obtained from fresh biomass applications were lower than that of biochar applications. In estimating the future yields, all crop yields from rice husk and rice straw biomass applications were lower than that of rice husk and rice straw biochar applications in the initial year of simulation. However, in the following years, the yields remained at the same level up to the end of simulated years. In pigeon pea stem green manure application, crop yields were higher than the other treatments since the initial year up to the end of simulated years. Simulated SOC was lower in fresh biomass applications compared to biochar applications.
The Ili Delta in Kazakhstan is an important ecosystem that offers crucial wetland habitats for several bird species. However, the Ili River, the Ili Delta and the Balkhash Lake are suffering from water shortage due to climate change and human activities. The desertification of the Aral Sea, an obvious point of comparison to the Balkhash region, also involved the degradation of wetland habitats and the related loss of many bird species relying on these habitats. Therefore, water shortage at the Ili Delta may also be the reason for the loss of wetland habitats and bird species. In this study, bird species numbers, species abundances as well as bird diversity at different habitats in the Ili Delta were examined. There are many habitat types provided by the Ili Delta, for example reed bed vegetation, Tugay forest, bare soil floodplains along rivers and steppe. The results of this study showed that the central delta region with habitats of submerged reed vegetation showed the highest number of bird species and the greatest diversity. Threatened bird species at the Ili Delta were also observed only in these wetland habitats. Steppe habitats showed the lowest numbers of bird species and the lowest bird diversity. In general, all habitats at the Ili Delta are important for the ecosystem and essential for the bird species that depend on them for their survival. With expansion of arid steppe habitats due to water shortage, however, previous wetland habitats may be lost. Moreover, bird species that depend on these wetland habitats may also be lost. Therefore, protective measures for the Balkhash region in general and the wetland habitats at the Ili Delta and its distinct avifauna in particular are urgently needed.
In der vorliegenden Arbeit geht es um eine Bildpraxis, die an die Fotografie gekoppelt ist. Die Forschungsarbeit von Vera Brandner baut auf der These auf, dass die Fotografie aufgrund ihrer ´Undiszipliniertheit´ speziell in inter- und transdisziplinären sowie interkulturellen Forschungsfeldern dem gemeinsamen Lernen und Forschen dienen kann, da sie für viele Menschen - egal woher sie kommen, welchen lebensweltlichen oder disziplinären Hintergrund sie mitbringen - leicht zugänglich und nutzbar ist. Auf diesen Zusammenhang beruht der methodologische Rahmen Generative Bildarbeit, den Vera Brandner in ihrer Doktorarbeit konzipiert, empirisch erprobt und konsolidiert hat. Verschiedene Aspekte fotografisch-visueller Methoden werden mit postkolonialer, fotokritischer und emanzipatorischer Theorienbildung verschränkt. Konzeptuelle und praktische Basisarbeit für die Entwicklung Generativer Bildarbeit wurde in der Arbeit des Vereins ipsum1 zwischen 2003 und 2010 in Angola, Pakistan, Afghanistan, Israel, Palästina und Österreich geleistet. Es handelt sich dabei um eine Systematisierung der verschiedenen Blickakte, Interaktions- und Reflexionsformen, die im fotografischen Geflecht möglich sind, um diese für das dialogische Arbeiten mit Menschen verschiedener Erkenntniskulturen nutzbar zu machen. Die Fotografie wird als Praxisform in Situationen eingesetzt, in denen die beteiligten Akteur_innen einander aufgrund ihrer unterschiedlichen Herkunft, Sozialisierung und Spezialisierung fremd sind, durch geteilte Problemstellungen jedoch miteinander in Verbindung stehen. Es geht bei Generativer Bildarbeit um ein Arbeiten an den Grenzen des Eigenen und des Anderen, wobei diese Problemstellungen zugänglich, beforschbar und transformierbar gemacht werden. Die Fotografie wird zum Übungs- und Forschungsfeld für das Umgehen mit Kultureller Differenz. In diesem Übungsfeld entwickeln die Teilnehmer_innen Gestaltungs- und Reflexionsformen, um mit bestehenden Widersprüchen und Unsicherheiten ihrem jeweiligen Kontext entsprechend umzugehen.
This study aims to answer four main research questions regarding the roles, strategies, barriers, and representation of the media and environmental nongovernmental organisations (ENGOs) in environmental communication in Malaysia. From a theoretical lens, this study has incorporated the essential concepts of media, ENGOs, and environmental communication from both Western and Asian, particularly Malaysian perspectives as primary points of reference. For the purpose of this study, a total of 13 interviewees from Media A and Media B and 11 interviewees from ENGO A and ENGO B were chosen for the qualitative interview while 2,050 environmental articles were collected as samples from Media A´s and Media B´s newspapers along with ENGO A´s and ENGO B´s newsletters from the period 2012 to 2014 for the quantitative content analysis. Specifically, the findings from interview confirmed that both the Malaysian media and ENGOs have shared quite similar roles in environmental communication, particularly in environmental legitimacy (creating trust, credibility, and relationships with the public), in democracy (acting as a watchdog and mobilising the public sphere), and in constructing public mind about environmental problems. Pictures undoubtedly were one of the most vital tools in social construction, especially for presenting the reality of the environmental problems to the public. This was in harmony with the results of the quantitative content analysis, where more than 60% of pictures were found on environmental articles in media newspapers and ENGOs newsletters. Malaysian media and ENGOs have shared two common strategies in environmental communication, namely campaigning and collaboration with other stakeholders, while the ENGOs have two extra strategies: advocacy and lobbying strategies. Malaysian media and ENGOs also have collaborated with each other and the level of collaboration between them was at the coordination (medium) level. Both social actors especially the media were also relied heavily on their sources for environmental articles and the result of quantitative content analysis showed that the government was the main source for media newspapers, whereas other ENGOs and laypersons were the main sources for ENGOs´ newsletters. There are also colossal barriers faced by both Malaysian media and ENGOs throughout the process of environmental communication and some of the barriers faced by both media and ENGOs include the problem with limited knowledge of the environment, while some other barriers, like media laws and ownership, were only faced by the media; other barriers such as funding problems were specifically faced by the ENGOs. In terms of representation of environmental information, the Malaysian media make more presentations on environmental problems, especially on topics like floods, wildlife and water crises in their newspapers, while ENGOs have given more attention to environmental effort topics such as conservation and sustainable living in their newsletters. Surprisingly, not only the media but also the ENGOs used the same (news) values like timeliness, proximity, and impact as criteria for the selection of environmental issues for their publications. Other factors such as the background of the organisation and the interest of journalists or editors also influence the selection of environmental issues. It is hoped that the proposed theoretical framework of this study can serve as a crucial guideline for the development of environmental communication studies, especially among the media and ENGOs not only in Malaysia but also in other (Southeast) Asian regions that share a similar background.
In der Wasser- und Abwasseruntersuchung hat der Summenparameter eine heraus-ragende Bedeutung. Sowohl in der gesetzlichen Überwachung als auch der Bemes-sung von Abwasserbehandlungsanlagen werden Belastungen vielfach über die Zu-sammenfassung von Einzelstoffen in Stoffgruppen ausgedrückt. Stoffgruppen lassen sich mit Hilfe von Summenparametern zuverlässig und im Vergleich zu Einzelstoffen mit geringerem Aufwand bestimmen. Im Rahmen dieser Arbeit werden die Verfahrens-grundlagen der Summenparameter und ihre Verwendung in der Wasser- und Abwas-seruntersuchung erläutert. Ein bedeutender wie auch umstrittener Summenparameter ist der AOX - Adsorbier-bare organisch gebundene Halogene (AOX). Bedeutend ist er deshalb, weil er ein ord-nungs- und abgaberechtlich relevanter Abwasserparameter ist. Umstritten ist er unter anderem, weil er ursprünglich für andere Zwecke als die Abwasseruntersuchung ent-wickelt wurde. Seinerzeit war der AOX ein Überwachungsparameter für Trinkwasser. Als Abwasserparameter dient er zur Erfassung einer im Abwasser unerwünschten Stoffgruppe, der besorgnisauslösende Eigenschaften wie Persistenz, Bioakkumulier-barkeit und Toxizität (PBT-Eigenschaften) zugeschrieben wird. Im zweiten Teil der Ar-beit wurden exemplarisch am Parameter AOX die Zusammenhänge zwischen Stoff-parametern und besorgnisauslösenden Eigenschaften bzw. Wirkungen der ausge-wählten parameterausmachenden Substanzen untersucht. Die Untersuchungsergeb-nisse wurden vor allem in Zusammenhang mit der Ermittlung und Verankerung von Mindestanforderungen für das Einleiten von Abwasser bewertet.
Water is an essential natural resource, yet we are experiencing a global water crisis. This crisis is first and foremost a crisis of governance rather than of actual physical resources. Capacities of single, unitary states are severely challenged by the complex, multi-scalar, and dynamic structure of contemporary problems in water resource management. New modes of governance stress the potential of public participation and scalar restructuring for effective and legitimate environmental decision-making. However, a lack evidence on the actual implementation and instrumental value of novel governance modes stands in stark contrast to the strong beliefs and assumptions that often see these being propagated as ´panaceas´ or ´universal remedies´. With this doctoral dissertation I aim to contribute to a deeper understanding of the implementation and performance of public participation and scalar restructuring in environmental governance, and particularly to engage in systematic research into the contextual factors that shape the performance of such governance innovations. Based on the conceptual approaches of participatory, multi-level governance and scale, I advance a conceptual framework specifying mechanisms and important contextual factors describing the potential of participation and rescaling to impact on the efficacy of environmental decision-making. Applying this framework, I employ a mixed-methods approach combining qualitative, quantitative, set-theoretic, and review methods, with the aim of maximising the validity of results. Drawing on the institutional frame of the European Water Framework Directive (WFD), I first assess the extent and conditions under which participation and rescaling are actually implemented in the European water resource management regime. Subsequent analyses examine whether these governance shifts, where implemented, actually lead to environmentally effective and legitimate political decisions, and foster social outcomes. Results indicate that actual changes in governance structures remain modest, whereas previous institutional structures and experiences prove rather durable. Hence, despite recent shifts distributing authority towards alternative actors and scales, the state has persisted in its role as central authority in the European water resource management regime. To the extent that they were implemented, public participation and rescaling were generally positively related with the environmental effectiveness and legitimacy of political outcomes. The analysis provides a context-sensitive understanding, by unravelling the supposedly linear relationship between governance inputs and outputs to develop a more nuanced picture of the governance process rather as a composition of multiple, interdependent causal mechanisms that, depending on their actual configuration, lead to various outcomes. In this way, particularly the tension between legitimacy and effectiveness of political outcomes is disentangled, with both being seen as the result of distinct but interrelated properties of the governance system and its contextual circumstances. The thesis furthermore provides insights of practical and policy relevance, highlighting the need and potential to take a context-sensitive perspective in policy design and decision-making. The framework paper and the Ph.D. thesis thus together enhance academic understanding of environmental governance and its potential contributions to sustainability transitions.
The agreement on the 17 Sustainable Development Goals (SDGs) by the UN General Assembly in September 2015 was a milestone in the common history of international development and sustainability governance. However, in order to be effective, it is necessary to identify and to define suitable instruments that can be applied in order to fulfill the ambitious goal catalogue. Therefore, the underlying thesis examines the concept of Village Savings and Loan associations (VSLAs) with regard to its mechanisms that operate towards an attainment of the respective goal category. VSLAs are self-government, autonomous and democratically organized Microfinance Institutions (MFIs). They consist of a maximum of 25 mostly female members, who know and trust each other. The work is carried out within a qualitative-empirical research design applied in central Cameroon, which has to some extent exemplary character for sub-Saharan Africa. In this manner, guided experts interviews were conducted with VSLA-presidents as well as with field officers that are creating and accompanying VSLAs. A first part addresses the historical evolution of the SDGs and the theoretical and actual implications of Microfinance and the VSLA-methodology. After considering the methodological proceeding, the results are presented, discussed and summarized in a conclusion. All in all, 22 mechanisms for the attainment of nine SDG-categories are identified and described. Of particular importance is the key role of the credits to trigger fruitful activities that generate financial wealth, economic growth and employment. Furthermore, the savings of the members are an important factor for the school enrollment of the members´ children. Additionally, a combination of the credits and the solidarity fund improves the medical treatment of the members and their families. In contrast to that, direct mechanisms supporting the nutritional situation or gender equality in the research field are found to have a limited importance. Moreover, none of the identified mechanisms targets the environmental sphere of the SDG-catalogue. This is weighty in light of an increasing noticeability of the impacts of climate change for the involved population group. Nonetheless, the VSLA-concept is a simple way to effectively address the social and the economic aspects of the SDG-catalogue. In this manner, a further development of the instrument could include the canalization of the capital of international de-velopment cooperation through the VSLAs as democratic and transparent grassroots-institutions.
Diese Arbeit stellt eine Pionierarbeit zum Thema Keyline Design als ganzheitliches Gestaltungskonzept für landwirtschaftliche Betriebe im deutschsprachigen Raum dar und ist aus der Zusammenarbeit mit Akteuren der Gemeinschaft Schloss Tempelhof in Süddeutschland entstanden. Keyline Design hat zum Ziel, durch systematische Planung von landwirtschaftlicher Flächennutzung und Tiefenlockerung in einem topographieabhängigen Kultivierungsmuster, die Bodenfruchtbarkeit zu steigern sowie Wasserfluss auf Landschaften kontrolliert zu nutzen und gleichmäßig zu verteilen. Vor dem Hintergrund von Bodendegradation durch landwirtschaftliche Praktiken und sich verändernde klimatische Bedingungen, stellen divers gestaltete Landschaften eine wichtige Anpassungsstrategie zum Schutz gegen Extremwetterereignisse dar. Keyline Design hat bisher innerhalb dieses Diskurses in Zentral- und Nordeuropa wenig Beachtung erfahren. Für die transdisziplinäre Zusammenarbeit wurde innerhalb dieser Arbeit eine Vorgehensweise zur Erstellung eines Keyline Entwicklungsszenarios entwickelt: Mithilfe eines transdisziplinären Arbeitstreffens und einem online Fragebogen wurden die Ziele und Entwicklungswünsche der 140 Personen umfassenden Gemeinschaft Schloss Tempelhof erfasst und auf Basis eines Keyline Kultivierungsmusters ein Entwicklungsszenario für die landwirtschaftliche Flächennutzung erstellt. Keyline Design wurde als Planungskonzept für die topographieabhängige Integration von Agroforstsystemen, wie Pufferzonen, Waldweiden und Alley Cropping, sowie für die Platzierung von Wasserkörpern genutzt. Die Ergebnisse des Entwicklungsszenarios zeigen, dass das erarbeitete Kultivierungsmuster von der Topographie abhängig ist, die Ausgestaltung des Szenarios jedoch vor allem vom Kontext der Akteure.
Auf Grund der stetig wachsenden Menge an Daten gewinnt die automatische Datenanalyse durch Algorithmen zunehmend an Bedeutung. Im Speziellen trägt die Analyse von Texten ohne manuelles Zutun zu einer erheblichen Erleichterung der Extraktion von relevanten Informationen bei. Sprachliche Informationen können neben der Zuordnung zu Kategorien auf Regeln und Muster untersucht werden. Diese Art der Untersuchung fällt in den Bereich des Text Minings, und in der vorliegenden Arbeit geht es darum, eine qualitative Inhaltsanalyse zum Thema Nachhaltigkeit nachzuempfinden. Es soll geprüft werden, in wie weit automatisierte Verfahren in der Lage sind, Ergebnisse einer bereits bestehenden Untersuchung zu erzielen. In der Durchführung werden mit der Open Source-Software RapidMiner vier Prozesse erstellt, die darauf abzielen, Zeitungsartikel auf ihren Inhalt zu analysieren. Unter anderem werden eine Assoziationsanalyse und eine Klassifikation realisiert, deren Ziel es ist, den Kontext und die Verwendung des Begriffes der Nachhaltigkeit in den Medien zu untersuchen. Die vorliegende Studie will prüfen, ob automatisierten Methoden im Vergleich zu manuellen Verfahren hinreichende Ergebnisse liefern können, sodass die hiesigen Resultate an denen der zu Grunde gelegten Studie von Fischer und Haucke gemessen werden sollen. Die Ergebnisse zeigen, dass die Realisierung einer Inhaltsanalyse mit RapidMiner möglich ist und zu erheblichen Zeiteinsparungen gegenüber konventionellen Verfahren führt. Sie zeigen jedoch auch, dass sich die Minderung des Aufwandes in der Ergebnisqualität widerspiegelt und somit der alleinige Einsatz von Text Mining Verfahren zur Analyse von spezifischen Kontexten noch nicht ausreichend ist.
Among all attenuation processes, biodegradation plays one of the most important role and is one of the most desirable processes in the environment. To assess biodegradation, a variety of biodegradation test procedures have been developed by several international organizations. OECD guidelines for ready biodegradability testing represent one of the most prominent group of internationally used screening biodegradation tests (series 301A-F). These tests are usually very simple in their designs and allow for the fast and cheap screening of biodegradability. However, because of their stringency, the test conditions are not close to simulating environmental conditions and may lead to unrealistic results. To overcome these limitations, OECD introduced simulation tests which are designed to investigate the behavior of chemicals in specified environmentally relevant compartments. Despite the fact that simulation tests give more insight into the fate of chemicals in the environment, they are not applied frequently as they are often tedious, time consuming and expensive. Consequently, there is a need to provide a new biodegradation testing method that would combine complex testing environment as in simulation tests, easiness in handling and good data repeatability as in screening biodegradation tests. Another challenge is an adaption of the existing biodegradation testing methods to new types of samples, i.e. mixtures of transformation products (TPs). The research on the presence of pharmaceuticals in the environment gained momentum in the 1990s; since then, it has been growing. Their presence in the environment is a wellestablished fact. A wide range of pharmaceuticals is continuously detected in many environmental compartments such as surface waters, soils, sediments, or ground waters. After pharmaceuticals reach the natural aquatic environment they may undergo a number of processes such as: photolysis (under direct sunlight), hydrolysis, oxidation and reduction reactions, sorption, biodegradation (by bacteria of fungi), and bioaccumulation. These processes, may cause their elimination from aquatic environment, if reaction is complete, or creation of new compounds i.e., transformation products (TPs). What is more, processes, like chlorination and advanced oxidation processes (AOPs), such as H2O2/UV, O3/UV, TiO2/UV, Fenton, and photo-Fenton, or UV treatment which might be applied in water or wastewater treatment, may also lead to the TPs introduction into aquatic environment. The research on the TPs brings many new challenges. From one side, there is a constant need for the the development of a sensitive and reliable analytical separation, detection, and structure elucidation methods. Additionally, there is a need for the preparation of appropriate assays for the investigation of properties of new compounds, especially those answering the question if TPs pose a higher risk to the aquatic ecosystems than their parent compounds. Among numerous groups of pharmaceuticals, two are of great importance: antibiotics since they might promote emergence and maintenance of antimicrobial resistance in the aquatic environment; and cytostatic drugs. Cytostatic drugs can exert carcinogenic, mutagenic and/or teratogenic effects in animals and humans. The challenges of biodegradation testing presented in this thesis, encompasses these different areas of interest and was divided into three objectives: 1) Identification of the knowledge gaps and data distribution of the two groups of pharmaceuticals antibiotics and cytostatic drugs (article I); 2) Increasing the knowledge on biodegradation of cytostatic drugs and their TPs (articles II, III, and IV) and 3) Establishment of a biodegradation test with closer to simulation tests conditions, that could be affordable and to support better understanding on processes in water sediment interface construction - screening water-sediment test. Further validation of the test with an insight into sorption and desorption processes (articles V and VI).
The dissertation project focuses on empirically investigating consumers' attitudes, motivations and purchasing decisions regarding sustainable products. The focus on this micro perspective, however, does not reflect consumers' roles within the transformation towards sustainable consumption. Therefore, the present framework paper puts the included papers into a greater context and evaluates the findings on a meta-level by applying an enhanced transition management theory. The analysis underlines that consumers' limited personal capabilities are an underlying reason for unsustainable practices. Therefore, the active engagement not only of consumers, but also of companies is required if the transformation is to be successful. If companies actively support consumers in making sustainable choices, consumers can engage in sustainable consumption with only low cognitive efforts. On this basis, genuine sustainable choices are enabled. The dissertation provides practical implications by highlighting potential measures which will help to promote sustainable products from niches to mainstream. In sum, the dissertation project enhances academic understanding of consumers´ sustainable purchasing behavior and reveals the potential of integrating such insights into the management of transformations towards sustainable consumption.
This thesis aims at contributing to the better understanding of the roles of international and domestic institutional and governance patterns for corporate sustainability practices. By combining governance and new institutionalism approaches it bridges the gap between the close look at specific corporate sustainability (CS) policies and the broader view on institutional frameworks. The qualitative comparative approach aims to provide deeper insights on the implementation of different governance schemes by transnational corporations ((TNC). Finally, the conclusions might allow for the development of a) recommendations for the balancing of TNCs' CS management between global and domestic requirements, and b) policy recommendations in the field of CS governance. The overarching research question is as follows: What role do national governance patterns play in comparison to global governance practices in shaping the corporate sustainability (CS) management of transnational corporations (TNCs)? In order to further operationalize this research objective, it is structured into three subquestions: (1) What are relevant institutional factors and global governance patterns for corporate sustainability/ Corporate Social Responsibility (CSR)? (2) What are relevant institutional factors and national governance patterns for corporate sustainability/CSR in Germany, the US, and India? (3) How do these national and global governance patterns influence TNCs' CS management? The first two questions aim at tracing the institutional framework and governance patterns at both national and international levels by identifying norms, stakeholder expectations, prevalent modes of governance and actors involved in governance processes. On this basis, the third question targets TNCs' reaction to internationally varying governance patterns. Here, it is of main interest how relevant governance instruments are perceived by business actors and to which extent their sustainability management at the companies' headquarters and subsidiaries reflect global and national institutional and governance patterns. In order to answer these questions, literature research and a structured qualitative analysis have been conducted. The concepts of CS and CSR build the basis to analyze how TNCs and their subsidiaries manage their social and ecological corporate responsibilities. Against this conceptual background, the research question is approached empirically by the means of an international comparison. Three institutionally highly diverse countries were chosen: Germany, India and the US. India, an emerging market economy, was included to increase the diversity of the sample and to close the research gap indicated above. In order to identify the differences in governance for CS in these three countries, document analyses and 42 guideline-based interviews with experts from governments, NGOs, trade unions and trade associations were carried out. At the same time, global governance instruments for corporate sustainability – which are already relatively well researched - were identified by analyzing the relevant secondary literature. In a second step, in order to explore how TNCs strategically deal with the multitude of different governance approaches at their headquarters and subsidiaries, three case studies of Germany-headquartered transnational corporations in the chemical and engineering industries (Siemens, BASF and Bayer) have been conducted.
The effects of habitat fragmentation and land use changes are usually studied by relating patterns of genetic diversity and differentiation to environmental factors, habitat history, landscape structure, or to a combination thereof. However, these three drivers are rarely addressed simultaneously. In addition, these studies are usually carried out in conservation-driven contexts, and therefore tend to concentrate on hyper-fragmented landscapes and on rare or endangered species. However, how habitat fragmentation and land use affect widespread species in more typical landscapes has not been fully investigated. This thesis addresses these two gaps. Abax parallelepipedus, a flightless ground beetle with low dispersal power, was used as a model species to test how environmental factors, habitat history, and landscape structure affect genetic diversity and genetic differentiation in three study regions located across Germany. Although all of the study regions represent fairly typical rural landscapes for central Europe, each consisting of a complex matrix of land uses, they differ from one another in terms of environmental factors, habitat history, and landscape structure, and thus can serve as three test cases. In the first stage of the work, the investigator identified polymorphic microsatellite loci which could potentially be used to study genetic diversity and differentiation in A. parallelepipedus. She then developed PCR and genotyping protocols for two suites of loci, in the end selecting to use the set of 14 fully multiplexed loci for the study. After having developed the needed study system, she genotyped over 3300 beetles from 142 study sites. In her investigation of how environmental factors and habitat history affect genetic diversity and genetic differentiation, and found that genetic diversity was being driven by variables that could be related to population sizes rather than by habitat history. She also did not find evidence of an influence of habitat history on the genetic differentiation patterns. Although populations of A. parallelepipedus in the past were probably smaller due to deforestation, they apparently remained large enough to prevent rapid genetic drift. In addition, the researcher carried out a landscape genetics analysis of the genetic differentiation patterns found in each of her study regions, in which she examined the relationship between genetic differentiation and landscape structure. She tested whether she could find patterns of isolation by distance, isolation by resistance, or isolation by barriers in the study regions. No effects of land use or of fragmentation were found. Based on the importance of population sizes found in the previous study, combined with the beetle's known avoidance of non-wooded areas and its inability to cross roads, the investigator concludes that although there is probably little gene flow across the study regions, large population sizes are preventing the rapid development of genetic differentiation. Models simulating the development of genetic differentiation over time in populations of different starting sizes support this conclusion.
The research aims to assess the sustainability of rural electrification efforts based on off-grid photovoltaic (PV) systems in three Andean countries: Chile, Ecuador, and Peru. Although deployment of off-grid PV solutions for rural electrification began in the early 1990s in the Andean region, most of the projects turned out to be unsustainable and did not last. Prior efforts have addressed the different issues and barriers that plagued these projects and inhibited their sustainability. However, these prior analyses were mostly quantitative; systematic qualitative evaluations have been scarce. In this thesis, the researcher addresses the following research question: "Are the rural electrification programs (based on off-grid PV Systems) in the Andean countries sustainable?" In order to answer this research question, he conducted an exhaustive qualitative document analysis complemented by semi-structured expert interviews. The interviewees included experts from different ministries, project managers from leading Non-Governmental Organizations (NGOs), public and private companies ' representatives, supervisors, and researchers. Although the author also describes several relevant PV-based electrification efforts in the Andean countries, the research was aimed at providing an overall picture of the rural electrification efforts in these countries, rather than measuring the success or failure of specific projects. The gathered information allowed me to assess the sustainability of rural electrification efforts in the Andean countries. This assessment was based on a set of indicators corresponding to the four dimensions of sustainability considered in this thesis: institutional, economical, environmental, and socio-cultural. It was found that Ecuador and Chile have consistently failed to ensure mechanisms for the operation and maintenance of the deployed off-grid systems, which has made these solutions in poor Chilean and Ecuadorian communities inevitably unsustainable. Although Peru has adopted a cross-tariff scheme, the Peruvian case shows that ensuring the funding of off-grid PV solutions is not enough. Peruvian officials appear to be unaware of the importance of local participation (local values and lifestyles are constantly disregarded) and most of the projects have been designed without the participation and engagement of the communities, which has often led to project failures and payment defaults. Although each country has its particular challenges, it was found that the three Andean countries have consistently neglected the importance of strong formal institutions with a flexible and decentralized structure, which in turn significantly compromised the rural electrification effort in these countries.
Wood-pastures have been present in Europe for thousands of years. This form of grazed landscape, combining herbaceous vegetation with trees and shrubs, has often co-evolved with its human users into complex social-ecological systems (SES). Wood-pastures are associated with high cultural and biodiversity values and are an example of the sustainable use of resources. However, due to their often relatively labour-intensive management and low productivity, large areas of wood-pastures have been lost over the last century. The loss of these areas means not only the loss of biodiversity on both local and landscape scales, but also the loss of traditional farming and cultural heritage in some regions. Across the European Union, wood-pastures are facing different problems and are embedded in different social systems and ecological environments. Yet they are all affected by global change and common European policies. To understand the challenges for wood-pastures in a changing world, a holistic approach combining different disciplines is needed. This dissertation therefore is analyzing wood-pastures across Europe as a Social-ecological System, combining ecology and social science with the aim to identify the barriers and drivers for wood-pastures persistence into the future.
European species-rich grasslands are threatened both by land use intensification as well as land abandonment. The studies shown in this thesis tested the possible use of ecological knowledge to ensure hay productivity whilst maintaining diversity of grasslands, with a view to informing ecological restoration. The overall approach was to understand interactions between plants, to study diversity effects on productivity, and mainly investigate how plant functional groups that arrive first in the system can create priority effects that influence community productivity both above- and belowground. A grassland field experiment was established and monitored for four years, in order to verify the effects of manipulating the order of arrival of different plant functional groups, as well as the sown diversity level on productivity and methane yield. The overall findings were: a) sowing legumes first created priority effects aboveground (higher biomass) and belowground (lower root length), plants invested less in roots and more in shoots, b) priority effects were more consistent below than aboveground, c) sown diversity did not affect aboveground biomass, d) the order of arrival treatments indirectly affected methane yield by affecting the relative dominance of plant functional groups. Since the researchers lack information on how legumes and non-legumes interact spatially belowground, (particularly related to root foraging) a controlled experiment was performed, using two grass species and one legume. The identity and location of the neighbours played a role in interactions, and the order plants arrived modulated it. When the focal species (grass) was growing with a legume it generally equated to the same outcome as not having a neighbour. Roots from the focal species grew more toward the legume than the grass neighbour, indicating a spatial component of facilitation. Since these studies involved root measurements, a method study was also conducted to verify how comparable and accurate are root length estimates obtained from different techniques. Results showed that the use of different methods can lead to different results, the studied methods did not have the same accuracy, and the automated methods can underestimate the root length. Overall, the results allow to conclude that different groups of plants arriving before others affected above and belowground biomass, roots may be key drivers during the creation of these priority effects, and interaction outcomes between plants depended on neighbour identity and location, modulated by the order they arrive in. The results suggest that priority effects can be used by sowing different species or plant functional groups at different time to steer a community to a desired trajectory depending on the restoration goal. However, there is a need to test contingency, potential, and long term impacts of such possible tools for restoration.
A solid knowledge about nature is essential to understand the consequences of biodiversity loss, the limitation of natural resources and the need for a sustainable development. Inspired by these challenges, the researcher investigated in her dissertation seed predation, an important ecosystem function, as part of citizen science project. As seed predation has only rarely been investigated along urban-rural gradients and to integrate the question if the background (urban vs. rural) of primary school children affects their environmental knowledge, she selected study sites in and around Lüneburg and Hamburg, in Northern Germany. In her ecological experiments, it was found that slugs are important seed predators that independently of urbanization predated about 30% of all seeds in the anthropogenically used landscapes investigated. Also, for the first time, primary school children could be integrated in a citizen science approach into this research and it could be shown that even seven year old children can record data as reliable as a scientist. Finally, the researcher investigated the native species knowledge from the children taking part as citizen scientists in her research, considering possible differences due to their urban or rural background. Contrary to her expectation, the urban or rural background had no significant effect on the species knowledge. However, the work provides a good foundation to transfer the approach of introducing a basic foundation of a taxonomical species concept in primary school to foster further understanding on biodiversity and ecosystem functions.
Smartphones make intensive use of precious metals and so called conflict minerals in order to reach their high performance in a compact size. In recent times, sustainability challenges related to production, use and disposal of smartphones are increasingly a topic of public debate. Thus, established industry actors and newly emerging firms are driven to engage in more sustainable practices, such as sustainable sourcing of materials, maintenance services or take-back schemes for discarded mobile phones. Many of these latter efforts can be related to the concept of a circular economy (CE). This thesis explores how CE-related value creation architectures (VCAs) in the smartphone industry contribute to slowing and closing resource loops in a CE. In order to analyze these new industry arrangements, transaction cost theory (TCT) is used as a guiding theory for a make-or-buy analysis. Combining TCT with the concept of a CE is a novel research approach that enables the empirical analysis of relationships between focal actors (e.g. manufacturers) and newly emerging loop operators (e.g. recycling firms) in the smartphone industry. Case studies of such VCAs are conducted with case companies drawn from the Innovation Network on Sustainable Smartphones (INaS) at Leuphana Universtity of Lüneburg and analyzed regarding their involved actors, partnerships, circular activities, motivation and perceived barriers. Evidence from the conducted case studies suggests that asset specificity for circular practices increases for higher order CE-loops such as maintenance or reuse, therefore long-term partnerships between focal actors and loop operators or vertical integration of CE practices are beneficial strategies to reach a sophisticated CE. Similarly, circular practices that go beyond recycling require a strong motivation, either through integration in the focal firm´s quality commitment or through business model recognition. It is further suggested that the circular design of products and services could reduce necessary transaction costs and thus overall costs of a circular economy. Four different integration strategies for circular economy practices have been derived from the conducted case studies. These are: 1) vertically integrated loops, 2) cooperative loop-networks, 3) outsourcing to loop operators and 4) independent loop operators. This work thus provides evidence that circular economy activities do not necessarily have to be managed by focal actors in the value chain. Rather, circular practices can also be put forward by specialized loop operators or even independent actors such as repair shops.
Neben dem Klimawandel und der Verstädterung zählt der Verlust biologischer und kultureller Vielfalt mit unberechenbaren Konsequenzen für die Bereitstellung von Ökosystemdienstleistungen zu den größten Herausforderungen der Zukunft, auch in UNESCO-Biosphärenreservaten, die Modellregionen für nachhaltige Entwicklung sind. Deshalb wurden durch die vorliegende Studie erstmalig Ökosystemdienstleistungen im UNESCO-Biosphärenreservat Schaalsee erfasst und bewertet. Dort sind insgesamt 39 Ökosystemdienstleistungen nachzuweisen, wobei räumliche Unterschiede hinsichtlich der Zonierung zu beobachten sind: Je strenger der Schutzstatus, desto geringer ist die Anzahl an nutzbaren Ökosystemdienstleistungen. Mittels Q-Methode wurden fünf unterschiedliche Werteperspektiven auf die bereitgestellten Ökosystemdienstleistungen identifiziert: 1) Übereinstimmung mit der Biosphärenreservats-Idee, 2) Regionalität mit dem Streitpunkt Kultur, die als a) entbehrlicher Luxus oder b) elementarer Lebensinhalt wahrgenommen wird, 3) Landwirtschaft und Nostalgie sowie 4) Vorsorge durch natürliche Regulierungsleistungen. Alle Perspektiven stimmen darin überein, dass die Vielfalt der Natur und sauberes Trinkwasser sowie die meisten regulierenden Ökosystemdienstleistungen von großer Wichtigkeit sind. Die Ergebnisse der Erfassung können als Grundlage zur weiteren Untersuchung der Ökosystemdienstleistungen im UNESCO Biosphärenreservat Schaalsee verwendet werden.
Die Arbeit liefert die Grundlagen zur chemischen Entfernung von Biodiesel aus dem Motoröl, um eine Minderung der Einschleppungsproblematiken beim Einsatz von biogenen Kraftstoffen und Dieselpartikelfiltern zu erzielen. Das Prinzip beruht auf einer wechselwirkenden Beimischkomponenten die eine Azeotropbildung mit Biodiesel einleitet. Eine gaschromatographische Headspace-Screening-Methode diente der Messung von Aktivitätskoeffizienten in Anwesenheit von Biodiesel. Die Ergebnisse dieser Analysen lieferten erste Erkenntnisse welche funktionalen Gruppen eine notwendige starke Wechselwirkung mit Biodiesel besitzen. Die gaschromatographischen Analysen wurden zudem mit Simulationsrechnungen mittels COSMOtherm untermauert. Im Laborversuch haben sich polare Säuren wie Ameisensäure oder Essigsäure als gute Beimischkomponenten erwiesen. Aldehyde, Ketone oder Alkohole sind weniger geeignet. Säuren wirken als Hydrogen Bond Donator und besitzen hohe Aktivitätskoeffizienten mit Biodiesel. Durch die Destillation des gebildeten azeotropen Gemischs kann die Entfernung von Biodiesel aus dem Motoröl bei niedrigen Temperaturen von ca. 180 Grad Celsius bis 190 Grad Celsius realisiert werden. Ohne den Einsatz von Beimischkomponenten liegt die Destillationstemperatur von Biodiesel bei ca. 330 Grad Celsius.
Agrobiodiversität besitzt vielfältigen ökologischen, ökonomischen und sozio-kulturellen Wert. Sie ist eine grundlegende Voraussetzung für zukünftige Nutzungen und steht gleichzeitig in einem besonderen Verhältnis zu menschlichem Handeln. Zwar basiert Agrobiodiversität auf Natur, sie ist jedoch wesentlich durch landwirtschaftliche Tätigkeiten gestaltet worden und kann ohne weitere Nutzung durch den Menschen nicht erhalten und erneuert werden. Die vorliegende Dissertation analysiert die Gestaltung gesellschaftlicher Naturverhältnisse in der ländlichen Entwicklung am Beispiel der nachhaltigen Nutzung von Agrobiodiversität. Schutz und Nutzung von Agrobiodiversität wird hierfür in einem ersten Schritt als sozial-ökologisches Phänomen konzipiert. Daran schließen sich Analysen auf agrarpolitischer und landwirtschaftlich praktischer Ebene an. Anhand einer Analyse der der Gemeinsamen Agrarpolitik der Europäischen Union (GAP) und im speziellen der Politik zur ländlichen Entwicklung wird deutlich, dass eine programmatische Orientierung an Wettbewerbsfähigkeit und einer nachhaltigen Entwicklung besteht und das Paradigma einer multifunktionalen Landwirtschaft integrierende Ansätze bietet. Diese Ansätze werden jedoch weiterhin vor dem Hintergrund einer unhinterfragten Logik realisiert, die davon ausgeht, dass naturerhaltendes Wirtschaften nicht wettbewerbsfähig sein kann. Die GAP löst somit die hierarchische Trennung zwischen Schutz und Nutzung von Agrobiodiversität nicht auf. Trotz der Wirkmächtigkeit der GAP kann mittels der Fallstudie "Arche-Region Flusslandschaft Elbe" an einem konkreten Beispiel aus der landwirtschaftlichen Praxis dargestellt werden, wie nachhaltige Agrobiodiversitätsnutzung umgesetzt wird. Aus den Ergebnissen der Fallstudie werden abschließend Schlussfolgerungen für eine Weiterentwicklung der Politik zur ländlichen Entwicklung und EU-Agrarpolitik im Allgemeinen abgeleitet.
In der Forschungsarbeit wird ein Rahmenmodell von Kompetenzen nachhaltigkeitsorientierter Verwaltungsführung in Kommunen und ihrer Förderung entwickelt und beschrieben. Methodische Grundlage hierfür bilden eine systematische Literaturrecherche sowie 25 qualitative, leitfadengestützte Interviews mit 13 verwaltungsexternen und 12 verwaltungsinternen Experten aus drei Fallstädten (Freiburg, Wernigerode, Ludwigsburg). Übergeordnetes Ziel des Modells ist der Auf- bzw. Ausbau nachhaltigkeitsorientierter Prozesse in Kommunalverwaltungen, um nachhaltige Entwicklung auf lokaler Ebene insgesamt zu fördern. Aufbauend auf dem Managementmodell Mintzbergs und drei Sustainable-Leadership-Modellen werden hierfür nachhaltigkeitsorientierte Handlungsbereiche von Oberbürgermeistern, Beigeordneten und Fach- bzw. Amtsleitungen im Verwaltungsalltag aufgezeigt. Ob bzw. inwieweit diese Handlungsmöglichkeiten genutzt werden, hängt unter anderem von der Ausprägung zentraler Kompetenzen nachhaltigkeitsorientierter kommunaler Verwaltungsführung ab. Diese werden u. a. basierend auf Ansätzen von Nachhaltigkeitskompetenzen für Führungspersonen aus der Privatwirtschaft herausgearbeitet. Ferner werden Förderungsmöglichkeiten solcher Kompetenzen in Aus- und Fortbildung sowie in der Organisationsentwicklung und im kommunalen Personalmanagement hergeleitet und beschrieben. Potentielle konkrete Förderungsmethoden werden ebenfalls untersucht.
Das ubiquitäre Vorkommen von Arzneimittelrückständen ist eng mit möglichen Risiken für Mensch und Umwelt verbunden. Das übergeordnete Ziel dieser Forschungsarbeit ist die Weiterentwicklung methodischer Ansätze für die Identifizierung prioritärer Arzneimittelrückstände vor dem Hintergrund bestehender Wissens- und Regulierungslücken. Unter diesem Gesichtspunkt wurden drei aktuelle Problemfelder aus dem Themenkomplex "Arzneimittel in der Umwelt " ausgewählt und anhand konkreter Fallbeispiele betrachtet. Tierarzneimittel werden häufig mit der Ausbringung von Wirtschaftsdünger in landwirtschaftlich genutzte Böden eingetragen. Gegenstand der ersten Publikation ist die Frage, inwiefern Anwendungsschemata aus der Nutztierhaltung für die retrospektive Identifizierung prioritärer Tierarzneimittelrückstände genutzt werden können. Hierzu wurde eine spezielle Herangehensweise entwickelt und am Beispiel von Antibiotika erprobt. Die durchgeführte Eintragsabschätzung ermöglichte erstmalig eine umfassende Einschätzung der potenziellen Antibiotikabelastung in Wirtschaftsdünger und landwirtschaftlich genutzten Böden im nordwestdeutschen Raum. Die Ergebnisse deuten auf erhebliche Umwelteinträge hin, die eine Neubewertung bestehender Wirkstoffzulassungen notwendig erscheinen lassen. In der zweiten Publikation wurden am Beispiel einer Mischung aus 18 Arzneistoffen verschiedene Bewertungsansätze verfolgt, um das Risiko einer kombinierten antimikrobiellen Wirkung genauer zu charakterisieren und prioritäre Mischungsbestandteile zu identifizieren. Das Risiko einer antimikrobiellen Wirkung wurde sowohl durch eine experimentelle Prüfung der Mischung als auch durch einen komponentenbasierten Berechnungsansatz bestätigt. Der komponentenbasierte Ansatz verdeutlichte zudem die besondere Relevanz der in der Mischung enthaltenen Fluorchinolon-Antibiotika. Die notwendige Grundlage für eine belastbare Abschätzung von Kombinationseffekten sind jedoch harmonisierte Einzelstoffdaten, die bisher nicht im benötigten Umfang zur Verfügung stehen. Deshalb sollte speziell für Antibiotika eine systematische Prüfung der Wirkung auf Umweltmikroorganismen durchgeführt werden. Arzneistoffe können entlang ihres Lebenszyklus verschiedene biotische und abiotische Transformationsprozesse durchlaufen, die oft zur Bildung von unvollständig charakterisierten Transformationsprodukten (TPs) führen. Die Publikationen 3-7 leisten einen allgemeinen Beitrag zur Einschätzung des möglichen Gefahrenpotenzials von pharmazeutischen TPs im Wasserkreislauf und generieren neue methodische Erkenntnisse vor dem Hintergrund einer vorausschauenden Identifizierung von prioritären Abbauprodukten. Die durchgeführten Fallstudien bestätigten, dass photochemische Transformationsprozesse nicht nur zur Abschwächung bereits vorhandener, sondern im Gegenteil auch zur Entstehung gänzlich neuer Gefahrenpotenziale beitragen können. Es ist somit stark in Frage zu stellen, ob die alleinige Fokussierung auf bekannte Aktivitäten der Muttersubstanz für eine sichere Bewertung von TPs ausreicht.
Das 21. Jahrhundert als "urban century" bietet neben vieler positiver Aspekte auch zahlreiche Herausforderungen im Stadtraum. Neben Stressfaktoren wie Lärm und Umweltverschmutzung nehmen Extremwetterereignisse wie Hitze und Starkregen zu, muss also eine Klimafolgenanpassung erfolgen und muss zusätzlicher Wohnraum für mehr Menschen geschaffen werden. Erholungs- und Aktivitätsräume stehen zudem in Konkurrenz zum Ausbau der Infrastruktur. Die Herausforderungen bedingen die Notwendigkeit für transdisziplinäre Diskurse und Arbeitsweisen im Rahmen einer klimawandelgerechten Stadtentwicklung. Mit diesem Hintergrund setzt sich die Arbeit zum Ziel Potenziale zu erarbeiten, die sich in Lüneburg für eine Begrünung der Innenstadt bieten, um dem sich wandelnden Klima zu begegnen, sowie herauszuarbeiten welche Akteuren, Schlüsselfaktoren und Schlüsselelemente die Umsetzung von Begrünungsmaßnahmen einschränken oder stärken. Mit der Methode der Konstellationsanalyse sollen zukunftsgerichtete und zentrale Handlungsfelder verdeutlicht werden. Es soll die Basis für eine erfolgreiche und nachhaltige Arbeitsweise sowie Zusammenarbeit im Bereich der Klimafolgenanpassung in Lüneburg gelegt werden.
Aufgrund ihrer Struktur sind insbesondere urbane Strukturen von Klimafolgen wie z.B. Hitze, Stürme oder Starkregen betroffen. Der Raum- und Umweltplanung kommt dabei hinsichtlich der sozial-ökologischen Naturverhältnisse eine wichtige Rolle zu, sofern sie die Aufgaben der Krisenbewältigung annehmen und verantwortungsvoll wahrnehmen will. Auch die Hansestadt Lüneburg steht zukünftig vor einigen Herausforderungen. Durch den allgemeinen Trend der Urbanisierung und als Teil der Metropolregion Hamburg gilt Lüneburg als beliebter Wohnraum. Die vorliegende Arbeit lenkt den Blick auf die Klimafolgenanpassung bei Starkregen in der Stadtplanung allgemein und auf die Hansestadt Lüneburg. Zunächst werden die der Ausarbeitung zugrundegelegten Begriffe sowie die Bedeutung von Starkregenereignissen in der Stadtplanung definiert und näher erläutert. Darauf folgt die Darstellung der zur Beantwortung der Forschungsfrage verwendeten Methoden. Anschließend werden in der empirischen Forschung das bisherige Auftreten von Starkregen analysiert, bestehende Adaptionsstrategien norddeutscher Städte und Regionen aufgezeigt, ein Zukunftsausblick auf Grundlage wissenschaftlicher Prognosen gegeben und konkrete, auf die Hansestadt Lüneburg bezogene Analysen und Szenarien erstellt, bevor ein Resümee der empirischen Forschung gezogen werden kann. Abschließend wird das methodische Vorgehen reflektiert, die Ergebnisse diskutiert und ein kurzer Ausblick auf zukünftige Herausforderungen gegeben.
Die heutige industrielle Landwirtschaft birgt vielfältige Probleme wie die Degradierung der Böden, den Verlust von Biodiversität, Nitrate im Grundwasser sowie die hohe Abhängigkeit von fossilen Energieträgern. Einen möglichen Lösungsansatz bietet das Konzept der regenerativen Landwirtschaft, welches weltweit zunehmend Beachtung findet. Deren Ziel ist es, Agrarökosysteme und insbesondere die Böden kontinuierlich zu verbessern, indem durch bestimmte landwirtschaftliche Methoden und ganzheitliches Management unter anderem gestörte Nährstoff-, Wasser- und Kohlenstoff- Kreisläufe wieder geschlossen werden. Die Verwendung von Pflanzenkohle als Bodenhilfsstoff könnte ein mögliches Werkzeug der regenerativen Landwirtschaft sein, da Forschungen gezeigt haben, dass Pflanzenkohle durch ihre spezifischen Eigenschaften in der Lage ist, die physikalischen und chemischen Eigenschaften des Bodens langfristig zu beeinflussen und dadurch zum Bodenaufbau beizutragen. Es handelt sich jedoch um eine vergleichsweise neue Methode, die in Deutschland bislang wenig praktiziert wird, und es gibt einige Kritik an der Produktion und Verwendung von Pflanzenkohle. Das Ziel der Arbeit ist es daher herauszufinden, ob und auf welche Weise die Verwendung von Pflanzenkohle im Ackerbau ein Bestandteil einer regenerativen Landwirtschaft in Deutschland sein kann. Hierfür wurden auf Grundlage der vorhandenen Literatur einige Thesen aufgestellt. Für die empirische Erhebung von Praxiswissen wurden leitfadengestützte Experteninterviews mit je einem Vertreter der Anbauweisen biologisch-dynamisch, organisch-biologisch und der Permakultur geführt. Die Ergebnisse wurden ergänzt durch ein Interview mit einer Expertin aus dem Bereich der Pflanzenkohleproduktion, um technische Details zu konkretisieren. Im Ergebnis wird unter anderem deutlich, dass der Pflanzenkohleeinsatz für jede Fläche gründlich überlegt werden muss. Allgemein sollte Pflanzenkohle nur in kleinen, dezentralen landwirtschaftlichen Systemen eingesetzt werden und Teil einer Abfall-Management-Strategie sein. Es müssen sowohl das Ziel der Anwendung, als auch die Eigenschaften der eingesetzten Kohle bekannt sein und ein Einsatz sollte nur in einem System erfolgen, welches bereits regenerativ bewirtschaftet wird.
Seit den frühen 1990er Jahren wird transdisziplinäre Nachhaltigkeitsforschung in Form von problemorientierten Forschungs- und Lernprojekten konzeptioniert und praktisch umgesetzt, an denen außeruniversitäre Akteuren beteiligt sind. Diese Forschungsarbeit verfolgt drei Ziele: Erstens, die Konzeptualisierung der Begriffe Kultur, Multi-, Inter- und Transkulturalität in der Literatur zur transdisziplinären Nachhaltigkeitsforschung zu untersuchen. Zweitens, die Konzeptionierung und Umsetzung von transdisziplinären Forschungs- und Lernprojekten in Hinblick auf kulturelles Differenzieren zu analysieren. Drittens, konzeptionelle Beiträge zur Gestaltung von transdisziplinären Forschungs- und Lernprojekten zu entwickeln. Methodisch wird auf Literaturanalysen und eine qualitative Untersuchung zweier transdisziplinärer Lernforschungsprojekte zurückgegriffen. Unter dem Begriff Forschungs- und Lernprojekt werden in dieser Forschungsarbeit sowohl Forschungsprojekte als auch Lehr-Lernforschungsprojekte gefasst. Zentrale Ergebnisse der Forschungsarbeit sind die Folgenden: Erstens wird der Kulturbegriff in der transdisziplinären Nachhaltigkeitsforschung zwar vielfältig verwendet, als Forschungsthema, Hintergrund von Beteiligten, Kooperationsweise, Projektkontext, in Hinblick auf Interkulturalität oder als Wissenskultur, allerdings kaum ausdifferenziert und konkretisiert. Zweitens besteht auf der Ebene der Konzeptionierung von transdisziplinären Forschungs- und Lernprojekten: 1) ein starkes Übergewicht von Integration und Konsens gegenüber einer Auseinandersetzung mit Differenz, 2) eine implizite Vorauswahl von Beteiligten durch bestimmte Begrifflichkeiten und methodologische Ansätze und 3) eine Reproduktion von Machtverhältnissen durch (dichotome) Symmetrie- und Ausgleichsvorstellungen. Drittens zeigt sich auf der Ebene der Umsetzung von Lernforschungsprojekten: 1) eine starke Prozessorientierung der Projekte, 2) ein Spannungsfeld zwischen einer Öffnung und Steuerung in Hinblick auf den Projektverlauf und 3) vielfältige Differenzaushandlungen in Interaktionen (wie Zeitlichkeit, Verantwortung, Erfahrung, Relevanz). Die Ergebnisse zeigen, dass politische Implikationen der Forschung und zentrale Ungleichheitskategorien der Kultur- und Sozialwissenschaften (u.a. race, class, gender, body) kaum thematisiert werden. Vorschläge zur Gestaltung transdisziplinärer Forschungs- und Lernprojekte werden in Hinblick auf ein Verständnis von Forschungsdesigns als Prozesse, einem Erkunden von Differenzierungen und Forscherpositionen und der Bedeutung eines Verlernens entwickelt.
Sustainability transitions research proposes fundamental changes of societal systems' organisation to overcome persistent societal challenges, such as climate change or biodiversity loss, and allowing systems to become more sustainable. This thesis adresses an underlying tension in sustainability transitions research: between transitions as an open-ended process of fundamental change and the normative direction of this change: sustainability. In doing so, three themes are in the focus of the research: individual agency, normativity and transdisciplinary collaboration. Thereby, the thesis aims to strengthen process-oriented and potentially transformative approaches to sustainability transition research, in contrast to primarily descriptive-analitical approaches. Transition management as a recent and salient example of transdisciplinary transition research is chosen to provide research framework and application context. Based on conceptual-theoretic, empirical case study and reflexive work, three main results are contributed: First, a psychologically enriched understanding of individual and sustainability related agency in conceptual and empirical understandings of transition management is developed. This builds on two perspectives: a psychologically enriched capability approach as well as the analysis of social effects (social learning, empowerment and social capital development) of transition management to capture sustainability oriented agency increases. As second main result, normative considerations, namely sustainability, are included into transition management on conceptual and empirical levels. Therein, substantive, procedural and intentional aspects of sustainability are combined: Substantive aspects are covered by proposing capabilities, behavioral freedoms to live a valuable life, as normative yardsticks to measure developments. Procedural aspects include a detailed understanding of facilitating a learning journey towards making sustainability meaningful in the local transition management cases and setting up experiments for its realiziation. Intentional aspects are addressed by linking social effects of transition management to awareness, motivations and feelings of responsibility towards sustainability. As a third main result, the transdisciplinary collaboration in transition management of creating an arena as an interactive learning space is conceptualized and explored, as well as the roles of the researchers therein. Key issues of this learning space, the community arena, are drawn out and ideal-type roles and activities of researchers in addressing these issues are proposed and empirically analysed. As synthesis of thesis results, ten principles of sustainability transition management are proposed.
Die Agenda 2030 der Vereinten Nationen und diverse daraus abgeleitete Nachhaltigkeitsstrategien setzen einen zeitlich fest definierten Rahmen bis in das Jahr 2030. Für die Umsetzung dieser Strategien sind zwei Aspekte entscheidend - ein fundiertes inhaltliches Verständnis von politischer Strategie und ein darauf aufbauendes praxistaugliches Instrument, das den politischen Strategen bei einer erfolgreichen Umsetzung und Implementierung einer Strategie unterstützt. Diese Arbeit möchte zu beiden Aspekten einen Beitrag leisten. Zum einen wird aus der Zusammenführung von Theorie und Praxis die Natur des inhaltlichen politischen Strategiebegriffs erforscht. Zum anderen wird darauf aufbauend ein praxis- und erfahrungsorientiertes Anwendungsmodell entwickelt, das typische potentielle Herausforderungen und entsprechende potentielle Handlungsoptionen je Strategieabschnitt benennt. Durch die Subsumierung von Erfahrungswissen unterstützt das Modell dabei vor allem das praktische Urteilsvermögen des politischen Strategen bei der Erreichung politikstrategischer Ziele. Um zu dem praxisrelevanten Anwendungsmodell zu gelangen ist es notwendig, sich zuvor Klarheit über die besonderen Anforderungen und Herausforderungen des speziellen politischen Strategiebegriffs zu verschaffen. Die politische Umwelt mit ihren spezifischen Mechanismen unterscheidet sich fundamental von den bisher bekannten Strategiefeldern Militär und Betriebswirtschaft. Da eine Strategie immer die konkrete Umweltsituation und die individuellen Situationsmerkmale berücksichtigen muss, ist - wie diese Arbeit zeigt - eine simple Übertragung strategischer Allgemeinplätze aus Militär und Ökonomie von vornherein zum Scheitern verurteilt.
Einsatz der Planarchromatographie mit wirkungsbezogener Detektion zur Untersuchung von Wässern
(2018)
Unter Wirkungsbezogener Analytik (WBA) wird die Kopplung eines chromatographischen Trennverfahrens mit einem biologischen Testsystem verstanden. Der Vorteil bei dieser Herangehensweise ist, dass die zuvor getrennten Probeninhaltsstoffe anhand ihrer Aktivität mit einem in vitro-Testsystem detektiert werden. Es hat sich gezeigt, dass die Hochleistungsdünnschichtchromatographie (HPTLC) besonders geeignet für die WBA ist. Bislang konnte nicht gezeigt werden, dass die WBA mit HPTLC auch als routinefähige Methode eingesetzt wurde. In dieser Arbeit erfolgte eine Optimierung der Detektion der Endpunkte Biolumineszenzhemmung (Aliivibrio fischeri), antibiotische Wirkung (Bacillus subtilis), Neurotoxizität (Acetylcholinesterase) von der HPTLC-Platte hinsichtlich Routinefähigkeit. Zusätzlich konnte in ersten Versuchen gezeigt werden, dass es möglich ist, direkt gentoxische Verbindungen mittels des umu-Tests auf der HPTLC-Platte nachzuweisen. Für die einzelnen Biotests sind unterschiedliche Inkubationszeiten notwendig. Dies führt aufgrund von Diffusion auf der HPTLC-Platte zu einer Bandenverbreiterung. Es wurden unterschiedliche Methoden und Arbeitsweisen zur Verminderung der Diffusion erprobt und optimiert. Eine Möglichkeit ist die mechanische Eindämmung durch die Einbringung einer Gaze in eine verfestigte Calciumalginatschicht. Optimiert wurde dieses Verfahren am Bacillus subtilis-Hemmtest. Für Enzymtests ist eine vergleichsweise kurze Inkubationszeit notwendig. Daher tritt hier eine geringere Bandenverbreiterung auf, womit eine mechanische Einschränkung der Diffusion nicht geeignet ist. Um die auftretende Bandenverbreiterung möglichst gering zu halten, wurde besonders die Aufbringung des Substrats optimiert. Dies geschah am Beispiel des HPTLC-Acetylcholinesterasehemmtests. Die Ermittlung der unterschiedlichen bandenverbreiternden Einflussfaktoren erfolgte mittels statistisches Versuchsplanung. Anhand der gewonnenen Erkenntnisse konnte die Methode soweit optimiert werden, dass die bei der Detektion von AChE-Inhibitoren auftretende Bandenverbreiterung sehr gering gehalten werden kann. Aufgrund der hohen Empfindlichkeit des Verfahrens lassen sich selbst geringe Spuren von Verunreinigungen in Referenzsubstanzen detektieren. Besonders für den Routineeinsatz der WBA mit der HPTLC ist die Vergleichbarkeit der Ergebnisse erforderlich. Dazu wurde anhand des HPTLC-Leuchtbakterienhemmtests mit Aliivibrio fischeri eine Auswertestrategie erarbeitet. Die Ermittlung der Biolumineszenzhemmung findet analog zum Küvettentest statt und kann ortsaufgelöst als Hemmwert-Chromatogramm dargestellt werden. Die Darstellung der Hemmung in einem Hemmwert-Chromatogramm gleicht die Stauchung der Peaks aufgrund des sigmoiden Verlaufs der Dosis-Wirkungsbeziehung teilweise aus. Durch die nichtlineare Beziehung zwischen Konzentration bzw. Flächenmasse und Wirkung der unbekannten Substanzen ist es für den Vergleich von Proben notwendig, einen Bezugspunkt zu setzen. Bewährt hat sich dafür der EC50-Wert. Da aber in den meisten Fällen die Konzentration unbekannt ist, wird als Bezugspunkt das Auftragevolumen gewählt, welches erforderlich ist um eine Hemmung von 50% auszulösen. Der Kehrwert des berechneten Auftragevolumens für 50% Hemmung stellt das reziproke Iso-Hemmvolumen (RIHV) dar. Dieser RIHV-Wert hat sich für den Probenvergleich in verschiedenen Anwendungen bewährt. Das Prinzip der Auswertung kann vom HPTLC-Leuchtbakterientest mit Anpassung auf den HPTLC-Bacillus subtilis-Hemmtest übertragen werden. Für den Vergleich der Wirkung auf die Acetylcholinesterase-Hemmung wird in Anlehnung zum RIHV, das reziproke Iso-Aktivitätsvolumen (RIAV) herangezogen. Hier wird das Auftragevolumen, welches notwendig ist, eine Aktivität der AChE von 50% zu erreichen, als Kehrwert angegeben. Zur Ermittlung der Messunsicherheit der Chromatographie und der detektierten Wirkung wurden parallel zu den Proben Referenzverbindungen untersucht. Bei der Überwachung einer gesicherten Deponie über einen Zeitraum von 4,5 Jahren konnte gezeigt werden, dass es sich bei der Hochleistungsdünnschichtchromatographie mittels automatisierter Mehrfachentwicklung (HPTLC/AMD) um ein reproduzierbares Chromatographiesystem handelt. Bei der Anwendung des Leuchtbakterien-, Bacillus subtilis- und des Acetylcholinesterase-Hemmtests auf verschiedene Deponie- und Abwasserproben wurden über einen Zeitraum von sieben Monaten Standardabweichungen von 5-9% Hemmung für die testspezifischen Referenzsubstanzen ermittelt. Als Ergebnis der Validierung wurden der HPTLC-Aliivibrio fischeri-, der HPTLC-Bacillus subtilis- und der HPTLC-Acetylcholinesterase- Hemmtest am 24.03.2015 von der deutschen Akkreditierungsstelle (DAkkS) akkreditiert. Zur Ermittlung potenziell gentoxischer Substanzen wurde der umu-Test ausgewählt. Mit dem umu-Test auf der HPTLC-Platte ist es derzeit möglich, die aus der DIN 38415-3 bekannte direkt wirkende gentoxische Substanz 4-Nitroquinolin-N-oxid (4-NQO) auf der HPTLC-Platte nachzuweisen. Für einen erfolgreichen Nachweis von indirekt wirkenden Substanzen, die erst nach der Aktivierung durch Stoffwechselenzyme gentoxisch wirken, war es nicht möglich, das erforderliche Metabolisierungssystem auf der HPTLC-Platte aufrecht zu erhalten. Zur Durchführung der WBA ist für die meisten Wasserproben (z. B. Oberflächenwasser oder Grundwasser) eine Anreicherung erforderlich. Parallel zu den Arbeiten mit den biologischen Testsystemen erfolgte die Optimierung der Anreicherung von organischen Verbindungen aus Wasserproben. Für die Festphasenextraktion (SPE) wurden verschiedene Materialien bei den pH-Werten 2, 7 und 9 mit Substanzen unterschiedlicher Polarität getestet. Die besten Wiederfindungen über den gesamten Polaritätsbereich erzielte die Phase "Agilent Plexa" (Polydivinylbenzol) mit einer angepassten Elutionsabfolge. Bei der Auswahl des Materials und der Anpassung der Elutionsabfolge wurde auch auf einen möglichst geringen Blindwert für den Biolumineszenz-Hemmtest mit Aliivibrio fischeri geachtet. Damit wurde eine für die WBA geeignete Anreicherungsmethode gefunden. Zur Verbesserung der Extraktionsausbeute von polaren Verbindungen mittels Flüssig-Flüssig-Extraktion (LLE) wurde die Mikro-LLE mit dem in allen Verhältnissen mit Wasser mischbaren Extraktionsmittel Acetonitril getestet. Die im Blindwert auftretenden störenden Substanzen konnten durch Ausheizen des zur Phasentrennung erforderlichen Natriumchlorids erheblich reduziert werden. Bei den Untersuchungen zur Wiederholbarkeit mit einer Deponiesickerwasserprobe und der Detektion der Biolumineszenz von Aliivibrio fischeri waren nur geringe Abweichungen der Hemmwerte detektierbar. Aufgrund der zu erwartenden komplexen Zusammensetzung von Proben aus dem Deponiebereich ist eine Gradientenelution für die HPTLC/AMD notwendig. Anhand von Referenzverbindungen und Extrakten aus verschiedenen Deponien wurde die HPTLC/AMD-Trennung für ein Screening optimiert. Mit diesem Screening-Gradient ist es möglich, die wirkenden Probenbestandteile über die gesamte Trennstrecke zu verteilen. Zusätzlich fand noch eine Entwicklung einer isokratischen HPTLC-Trennung für eine schnelle Beurteilung von Proben statt, wobei bei dieser Methode Abstriche bezüglich der Trennleistung gemacht werden mussten. Zudem konnte gezeigt werden, dass der aufwendige Identifizierungsprozess durch spezifische postchromatographische Derivatisierungsreaktionen auf der HPTLC-Platte unterstützt werden kann. Dazu wurde der Bratton-Marshall-Nachweis von primären Aminen optimiert. Durch den Nachweis von austauschbaren Protonen mittels des H/D-Austausches lassen sich die denkbaren Strukturen deutlich einschränken. Für einen nahezu vollständigen H/D-Austausch hat sich die Kopplung von HPTLC und Massenspektrometer (MS) als besonders geeignet gezeigt, da hier nur wenige Milliliter an deuterierten Lösemitteln benötigt werden. Erprobt wurden die optimierten Methoden an verschiedenen Wässern, welche aus Kläranlagen und aus dem Umfeld von Deponien stammen. Durch die Einführung des RIHV- bzw. RIAV-Wertes ist es möglich Wässer von verschiedenen Probennahmestellen, z. B. Deponiesickerwässer, anhand ihrer Wirkung vergleichend zu beurteilen. Auch kann damit die Veränderung des Wirkungsmusters über einen Aufbereitungsprozess beobachtet werden. Die Untersuchungsergebnisse zeigen zudem, dass auch bei der WBA Feldblindproben entscheidend sind, um Proben sicher beurteilen zu können.
Biozide Wirkstoffe sind Chemikalien, die zum Schutz der menschlichen oder tierischen Gesundheit oder zum Schutz von Materialien vor Schädlingen eingesetzt werden. Monitoringergebnisse lassen vermuten, dass diese Wirkstoffe auch häufig im Innenraum von Haushalten eingesetzt werden und von dort vor allem über Abwasserleitungen und Kläranlagen in die Umwelt gelangen, wenn sie in Kläranlagen nicht eliminiert werden. Die Produkte, aus denen die Wirkstoffe aus Haushalten in das Abwasser gelangen, sind bislang jedoch nicht identifiziert worden. Aus diesem Grund konnten die daraus resultierenden Umweltbelastungen nicht eingeschätzt und keine entsprechenden Emissionsminderungsmaßnahmen umgesetzt werden. In dieser Arbeit wurde deshalb untersucht, in welchen Haushaltsprodukten biozide Wirkstoffe eingesetzt werden und in das Abwasser gelangen. Zudem sollte erforscht werden, was die Haushaltsmitglieder über Biozidprodukte wissen und wie sie mit ihnen umgehen. Ziel war es, die Anwendungen von bioziden Wirkstoffen in Haushalten zu identifizieren, von denen die höchsten Umweltbelastungen zu erwarten sind, und geeignete Emissionsminderungsmaßnahmen abzuleiten. Um die Anwendung biozider Wirkstoffe in Haushalten zu untersuchen, wurde zunächst durch eine Befragung in Haushalten eines dörflichen Wohngebietes ermittelt, was die Haushaltsmitglieder über Biozidprodukte wissen und wie sie die damit verbundenen Risiken im Vergleich zu anderen Haushaltsprodukten einschätzen. Zudem wurde für jeden der teilnehmenden Haushalte ein Inventar der vorhandenen Produkte erstellt. Dabei wurden neben den Biozidprodukten auch Wasch- und Reinigungsmittel und Körperpflegeprodukte untersucht. Ähnliche Erhebungen fanden zusätzlich in Haushalten in urbanen Gebieten statt. Die aufgrund der inventarisierten Produkte zu erwartenden Stoffe wurden im Laufe eines Jahres durch ein speziell abgestimmtes Monitoringprogramm im Abwasser des dörflichen Wohngebietes in Tages- und Stundenmischproben untersucht. Alle Proben wurden nach der Probenahme aufgearbeitet und mittels Flüssigchromatographie gekoppelt mit einem Triple-Quad-Massenspektrometer analysiert. Dabei wurden die Konzentrationen von 14 Wirkstoffen gemessen: 1,2-Benzisothiazol-3(2H)-on (BIT), C12-Benzalkoniumchlorid, Carbendazim, 5-Chlor-2-methyl-2H-isothiazol-3-on (CMIT), Dichloroctylisothiazolinon (DCOIT), N,NDiethyl-meta-toluamid (DEET), Diuron, Icaridin, 2-Octyl-2H-isothiazol-3-on (OIT), Piperonylbutoxid (PBO), Triclosan, Tebuconazol, Terbutryn und Tetramethrin. Vielen Befragten war nicht bewusst, dass sie Biozidprodukte nutzen. Der Begriff "Biozid" war oft nicht bekannt und wurde inhaltlich häufig falsch verstanden. Die Auswertungen der inventarisierten Produkte und der darin enthaltenen bioziden Wirkstoffe zeigten, dass ein Großteil der Wirkstoffe nicht aus Biozidprodukten in das Abwasser gelangt, sondern aus Körperpflegeprodukten und Wasch- und Reinigungsmitteln. Insgesamt 64 % der Anwendungen von bioziden Wirkstoffen in den inventarisierten Produkten wurden nicht unter der Umweltrisikobewertung der Verordnung (EU) 528/2012 über die Bereitstellung auf dem Markt und die Verwendung von Biozidprodukten berücksichtigt, was zu einer erheblichen Unterschätzung der Umweltrisiken führt. Die Ergebnisse der Abwasseruntersuchungen deuten ebenfalls darauf hin, dass biozide Wirkstoffe aus Wasch- und Reinigungsmitteln, Körperpflegeprodukten und Biozidprodukten gleichermaßen in das Abwasser eingetragen werden. Die Messergebnisse können gut mit den Produktinventaren in Verbindung gebracht werden. Einige Wirkstoffe scheinen maßgeblich durch Biozidprodukte eingetragen zu werden. Auch Konservierungsmittel wurden regelmäßig nachgewiesen. Für Triclosan hingegen ist gemäß den Inventaren Zahnpasta vermutlich die Produktgruppe, die in dem untersuchten Wohngebiet maßgeblich für den Eintrag ins Abwasser verantwortlich ist. Diese Arbeit zeigt zum ersten Mal, welche Produkte im Haushalt eine wichtige Quelle für biozide Wirkstoffe im Abwasser sind. Sie müssen mit einbezogen werden, wenn Emissionen an der Quelle reduziert werden sollen. Es sollten Maßnahmen ergriffen werden, die über die Produktzulassung von Biozidprodukten hinausgehen, um die Emissionen so gering wie möglich zu halten. Diese Maßnahmen sollten sich nicht darauf beschränken, die Bevölkerung über Biozidprodukte aufzuklären und zu sensibilisieren. Stattdessen sollten Maßnahmen früher in der Wertschöpfungskette ansetzen, wie zum Beispiel beim Design der Wirkstoffe oder der Formulierung der Produkte, um so Einträge biozider Wirkstoffe in die Umwelt zu verringern.
Hochtemperatur-Aquiferwärmespeicher erleichtern Wärmesystemen durch eine saisonale Lastverschiebung die Erschließung und Integration von erneuerbaren Wärmequellen. Ein mittleres Temperaturniveau von >50 Grad Celsius ermöglicht zumeist eine direkte Entladung ohne einen anschließenden Temperaturhub über eine Wärmepumpe. Aufgrund der thermischen Trägheit von ATES-Systemen ist die Berücksichtigung von Lastfalländerungen durch jährlich variierende Lastprofile besonders in der Einschwingphase sinnvoll. Da es bis zu 20 Jahre dauern kann, bis der Aquifer einen quasistationären Zustand erreicht, konnte in Langzeitstudien ein großer Einfluss von unterschiedlichen Lastprofilen auf energetische und finanzielle Simulationsergebnisse nachgewiesen werden. Zur Verbesserung der Investitionsplanung wurde ein Verfahren entwickelt, das sowohl die Prognosefähigkeit als auch die Prognosegenauigkeit von Energiesystem- und Wirtschaftlichkeitsanalysen erhöht, indem über einen wahrscheinlichkeitsbasierten Ansatz (Monte-Carlo-Temperaturschätzung) Normalverteilungsfunktionen für gewünschte Auswertungsgrößen (z.B. Kapitalwert) abgeleitet werden können. Aus 2000 Simulationsjahren wurde über konzeptspezifische Verteilungsfunktionen der wahrscheinlichste Eintrittsfall abgeleitet und zu einem repräsentativen Szenario aggregiert. Das aggregierte Szenario mündet in ein konzeptspezifisches Gleichungssystem, das mit den Freiheitsgraden Energiepreise, Kalkulationszinssatz und Förderanteil gelöst wird. Im Gegensatz zu der etablierten Methode, die Wirtschaftlichkeitsberechnung im Anschluss an eine energetische Systemsimulation anzuhängen, wurde in dieser Arbeit ein holistisches Modell in TRNSYS entwickelt, das für jeden Simulationszeitschritt simultan Energie- und Zahlungsströme berechnet. In dem Modell konnten Verbesserungen in der Prognosegenauigkeit um den Faktor 20 nachgewiesen werden. Mit dem neuen Verfahren kann die Frage der Wirtschaftlichkeit nicht nur mit ja oder nein beantwortet werden, sondern zusätzlich mit der jeweiligen Eintrittswahrscheinlichkeit belegt werden.
Restoration and management of abandoned, dry Continental heathland and sandy grassland communities
(2018)
Whereas heathlands in the Atlantic biogeographical region have been in the centre of interest, dry heathland communities in the Continental biogeographical region have been widely neglected. Thereby, the conservation status of both habitat types is listed as unfavourable-bad across the Continental biogeographical region. Surprisingly, no detailed studies are available on cost-efficient and sustainable restoration and management schemes to successfully restore and maintain highly degraded, long-abandoned Continental heaths and sandy grasslands, and thus, to counteract the poor conservation status of the habitat types. This shows the great need for research for the Continental biogeographical region. Thus, the present thesis provides substantial knowledge about the population dynamics of the key plant species of dry heaths Calluna vulgaris (L.) HULL by investigating key processes in the biology of the species as well as about the restoration and management of long-abandoned, dry Continental heathland and sandy grassland communities. In order to better understand the process of successful Continental heathland restoration, I analysed the reproductive potential (seed production, soil seed bank, and germination ability of seeds) of degenerate Calluna stands as well as the effects of single and combined management options on the generative rejuvenation (i.e., recruitment and survival) of Calluna. The results are based on a comprehensive three-year field experiment including the management options year-round, low-intensity cattle and horse grazing, one-time mowing and one-time shallow soil disturbances combined with greenhouse investigations on the soil seed bank content and germination ability of Calluna seeds. The results showed that even after long-term abandonment, seed production of degenerate Calluna stands and the germination ability of seeds proved to be high, being similar to Atlantic heathlands, whereas the soil seed bank is considerably reduced probably due to the dry conditions in the Continental region. In addition, low-intensity grazing with free-ranging robust breeds and the combination with one-time mowing at the beginning of the restoration process is an effective means of supporting the generative rejuvenation of this key plant species in degraded Continental heaths. The second study of this thesis focussed on the first-year establishment of Calluna in managed and unmanaged dry heaths and heaths in mosaics with dry sandy grasslands. The germination ability of seeds of different life-history phases of Calluna was analysed to determine if the predominance of the late life-history phase restricts the rejuvenation process of this key plant species. In addition, beside effects of management measures (year-round, low-intensity grazing, one-time mowing, one-time shallow soil disturbances) the author analysed the most important safe site conditions that possibly influenced the germination and the first-year survival of Calluna. The results of the study combine field experiments with growth chamber investigations. The author found that life-history phase of Calluna did not significantly affect seed germination and thus, the predominance of the degenerate life-history phase does not restrict the rejuvenation process. In addition, the results of the study revealed that grazing and thus trampling intensity must be temporarily and locally enhanced at the beginning of the restoration process of highly degraded heaths to increase safe site availability for successful Calluna establishment. Thereby, shadowing is the most important safe site condition. In the third study, the author investigated the impacts of year-round low-intensity cattle and horse grazing on the development of the highly competitive grass Calamagrostis epigejos (henceforth referred to as Calamagrostis), as well as the vegetation structure and plant species richness of long-abandoned but nutrient-poor dry heathland and sandy grassland communities, their mosaics and Calamagrostis stands. Finally, I assessed the local conservation status of the habitat types after seven years of grazing in comparison to long-abandoned sites. The results are based on a comprehensive field study on two spatial scales (plot-level: 25 square meters, macroplot-level: 1 ha). The author found that grazing successfully reduced the coverage and prevented the further spread of Calamagrostis, while simultaneously maintained or improved characteristic species richness and vegetation structure across the different nutrient-poor vegetation types over time, and thus enhanced the local conservation status of habitat types of community interest. In conclusion, the results of the studies considerably improved the understanding of dry, Continental heathland and sandy grassland restoration and management. They provide evidence that even after long-term management abandonment, year-round low-intensity cattle and horse grazing is a suitable management tool for restoring, maintaining and even improving nutrient-poor heathland and sandy grassland communities. However, at the beginning of the restoration process, additional management measures are necessary to faster restore abandoned habitats, especially highly degraded heaths.
The fact that digitalization comes along with a lot of negative effects onto the environment is slightly known in the case of energy consumption by hardware, especially regarding mobile devices, having a limited battery life. However, awareness of environmental issues of software, being the driver of hardware, is mainly missing, even if the research field addressing corresponding issues is growing. Thus, the doctoral thesis at hand addresses the question How to draw (a) developers and (b) usersattention to environmental issues of software? By presenting (a) a calculation method of the carbon footprint of software projects and (b) a concept for an eco-label for software products, evaluated by a user survey, the doctoral thesis provides two strategies how to draw the attention to environmental issues of software. Summarizing, this thesis can act as a basis for further research in bridging from science to society in the context of environmental issues of software. Its findings can be seen as starting points for practical implementations of methods and tools supporting a more environmentally friendly way of developing software and informing about environmental issues of software usage. In order to get the implementation of the research results of the thesis going, it highlights practical implications for diverse groups of stakeholders - researchers, certifiers, public administration and professional purchasers, and environmental associations - that have been identified as being important for the practical implementation of the presented concepts and, thus, represent the target group of the doctoral thesis.
In this dissertation, a multi-proxy study, which included palaeoecological, lithological, geochemical and geochronological methods, was carried out to investigate climatic and environmental changes and their interaction during the Quaternary in formerly glaciated and non-glaciated areas. The information obtained will be used to provide a better understanding of the regional stratigraphic framework and to establish broader regional terrestrial correlations within the global marine isotope stage (MIS) framework. This study was conducted on two key drillings, the Garding-2 research drill core in the German North Sea coastal area of Schleswig-Holstein and the GBY#2 archaeological core at the Gesher Benot Ya'aqov (GBY) site, in the Upper Jordan Valley in Israel. The results of this study are presented in three papers. Papers I and II focus on the study of the Garding-2 core, while the multi-proxy study of the GBY#2 core is presented in Paper III. The results of a variety of analyses conducted on the 240 m long Garding-2 sequence show interglacial-glacial cycles that are mainly controlled by variations in temperature. This sequence is composed of mainly fluvial-shallow marine sediments intercalated by muddy-peaty deposits. Based on the palynological and lithological findings, the Pliocene-Pleistocene transition was observed at 182.87 m. It is overlain by Praetiglian and the subsequent sediments of the Waalian and Bavelian Complexes. The boundary of either the second or third Cromerian Interglacial with younger sediments, which still belong to MIS 19, is marked by the last occurrence of Tsuga at 119.50 m and the development of mixed-deciduous forests. The palynologically equivalent sediments of the Bilshausen Interglacial were found below two Elsterian till layers, at 89.00 m-82.00 m. These sediments showed high and increased percentages of Pinus and Picea and scattered occurrences of Abies and Carpinus, which are similar to the features of the beginning of the Bilshausen or Rhume interglacial. An unconformity occurred at 80.29 m, at the bottom of late Holsteinian deposits, characterised by the occurrences of Fagus and Pterocarya, with low percentages of Abies and Carpinus and the absence of Buxus. These deposits are succeeded by sediments of the Fuhne cold period that shows higher percentages of NAP and occurrences of Ericales, Helianthemum and Selaginella selaginoides, which are unconformably overlain by Drenthian till at 73.00 m-71.00 m. A single peaty sample at 69.25 m with Pinus-Picea-Abies assemblage is correlated with the late Eemian Interglacial. This deposit is overlain by Weichselian glaciofluvial sediments. Middle-late Holocene sediments occurred from 20 m upwards, following a hiatus, which was caused by the Early Holocene transgression. A subsequent thin layer of marine Atlantic sediments is unconformably overlain by marine-tidal flat deposits up to 11.00 m. The first occurrence of Fagus (at 15.97 m) and Carpinus (at 15.03 m), which was optically stimulated luminescence (OSL)-dated to 3130 +/- 260 BP (at 16.22 m, Zhang et al., 2014), gives evidence for a Subboreal age for these deposits. Sandy sediments of the early Subatlantic, which were deposited between 11.00 m and the top of the Garding-2 sequence, indicate that local salt marshes, dunes and tidal flat vegetation expanded during this period. Due to regional features and the peculiarities of the local coastal environment, the expansions of Fagus and Carpinus, which are characteristic for the Subboreal-Subatlantic transition at about 2700 BP in northern Germany, are not clearly reflected in the Garding-2 pollen diagram. In the Mediterranean area, a 50 m long core of GBY#2, was drilled at the Acheulian site of Gesher Benot Ya'akov. The GBY#2 core provides a long Early-Middle Pleistocene geological, environmental and climatological record, which also enriches the knowledge of hominin-habitat relationships documented at the margins of the Hula Palaeo-lake. The sediment sequence of GBY#2 is under- and overlain by two basalt flows that are 40Ar/39Ar dated: two samples at the bottom of the core dated to 1195 +/- 67 ka (at 48.30 m) and 1137 +/- 69 ka (at 45.30 m), and another one at the top dated to 659 +/- 85 ka (at 14.90 m). With the additional chronological identification of the Matuyama Brunhes Boundary (MBB) and the correlation with the GBY excavation sites, the sedimentary sequence of GBY#2 provides the climatic history during the late part of the mid-Pleistocene transition (MPT, 1.2 Ma-0.5 Ma). Multi-proxy analyses including those of pollen and non-pollen palynomorphs, macro botanical remains, molluscs, ostracods, fish, amphibians and micromammals provide evidence for lake and lake-margin environments during MIS 20 and MIS 19. During MIS 20, relatively cool semi-moist conditions were followed by a pronounced dry phase. During the subsequent MIS 19, warm and moist interglacial conditions were characterised by Quercus-Pistacia woodlands in this area. The depositional environment changed from an open water lake during MIS 20 to a lake margin environment in MIS 19. This finding is at odds with changing climate conditions from relatively dry to moist. This discrepancy could be explained by the prograding pattern of the lake shore due to the infilling of the basin, which resulted in shallower water. Climatic changes during the Late Tertiary and the Quaternary in the high latitude regions in northwest Europe and during the Early-Middle Pleistocene in the mid latitude regions of the Middle East follow the patterns of global climatic changes, which are mainly controlled by orbital obliquity (+/-41 ka cycle) during the Early Pleistocene and by orbital eccentricity (+/-100 ka cycle) during the MPT (1.2 Ma-0.5 Ma) and the younger periods of the Quaternary. The results of this study also provide reliable evidence for long distance correlation of stratigraphic and climatic events of the Quaternary, which extends knowledge of regional and global impact of climatic fluctuations on the environment.
The German energy system is under transformation. The so-called Energiewende (in English, Energy turn) relies, among other things, on renewable energies for building a more sustainable energy system. Regions (Landkreise) are one relevant level where different administrative bodies make decisions and plans both for the implementation and for the use of renewable energies. However, in order to realize the goals of the Energiewende, developments in the wider society are necessary. This is why scientific research can and should foster such developments with more research on the social aspects of energy-related topics. The present work contributes to the understanding of transition processes towards a sustainable use of regional renewable energy by focusing on the role of contextual conditions, practical experiences, and temporal dynamics in the implementation and use of renewable energy in German regions. In this way, this work wants to contribute fostering the development of regional energy transition strategies for the realization of the Energiewende. The conceptual background for this piece of transformation research lies in three bodies of literature dealing respectively with transitions of socio-technical systems, transformations of socioecological systems, and time ecology. From a critical engagement with this literature, three main results have emerged. First, an evidence-based, spatially distinct analysis of contextual conditions for the use of renewable energy in all German regions has resulted in the identification of nine types of regions, so-called energy context types. Second, empirical research on practices in regional settings learned from the knowhow of actors from regional administration has shown that political and economic conditions are crucial as well as that process management, exchange, and learning are helpful for renewable energy implementation. Third, conceptual work about a deeper understanding of the temporal dimensions of transformation processes has made it possible to point out a three-step approach to include temporal dynamics into sustainability transformations management - the time-in-transformations-approach. The literature suggests that regions need to be treated individually; but developing an energy transition strategy for each region individually would be extremely resource intensive. Overall, this work outlines a compromise for a more efficient approach towards regional energy transition strategies which still considers the individuality of regions. As a result, the author suggests to develop generic regional energy transition strategies that are adapted to each of the nine energy context types of German regions, that include the experiences of practitioners, and that consider temporal dynamics of transformation processes. Transdisciplinary research is a promising approach to meet many of the challenges for the realization of the Energiewende.
The emission of anthropogenic trace substances into the aquatic environment continuously poses challenges to water suppliers. The contamination of raw waters with organic trace substances requires complex water treatment processes to secure drinking water quality. The routine monitoring of these raw waters as well as the behavior and fate of organic trace substances during different treatment processes is of great interest to recognize and counter potential dangers at an early stage. Non-target screening using liquid chromatography coupled to high-resolution mass spectrometry (LC-HRMS) allows the detection of thousands of compounds within a single run and covers known as well as unknown substances. Compared to the established analytical techniques, this is a decisive advantage for the monitoring of raw and process waters during water treatment. While the analytical technique LC-HRMS has undergone significant developments in recent years, the algorithms for data processing reveal clear weaknesses. This dissertation therefore deals with reliable processing strategies for LC-HRMS data. The first part of this work seeks to highlight the problematics of false positive and false negative findings. Based on repeated measurements, various strategies of data processing were assessed with regard to the repeatability of the results. To ensure that real peaks were barely or not removed by the filtering procedure, samples were spiked with isotope-labeled standards. The results emphasize that the processing of sample triplicates results in sufficient repeatability and that the signal fluctuation across the triplicates emerged as a powerful filtering criteria. The number of false positives and false negatives could be significantly reduced by the developed strategies which consequently improve the validity of the data. The second part of this thesis addresses the development of processing strategies particularly aimed at assessing water treatment processes. The detected signals were tracked across the treatment process and classified based on their fold changes. A more reliable signal classification was achieved by implementing a recursive integration approach. Special integration algorithms allow a reliable signal classification even though the signal to be compared was below the intensity threshold. Different combinations of replicates of process influents and effluents were processed for evaluating the repeatability. The good repeatability was indicated by the results of both the plausibility checks and the ozonation process (ozonation of pretreated river water) and thus points to high reliability. The applicability of the developed strategies to real world applications is demonstrated in the last part of this work. Besides the prioritization of the generated results, the main focus was the identification of recognized compounds. The developed strategies clearly improve the validity of the underlying data. The combination of LC-HRMS analysis with reliable processing strategies opens up multiple possibilities for a more comprehensive monitoring of water resources and for the assessment of water treatment processes. The processing strategies and validation concepts may be easily transferred to other research fields.
Organophosphorus flame retardants and plasticizers (OPEs) have been utilized for decades as plasticizers and, to a lesser extent, as flame retardants in various consumer products to improve their material properties. The research presented in this thesis investigated the occurrence, distribution and transport of OPEs with a focus on the coastal and estuarine environment. Due to the wide range of physicochemical properties of OPEs, the environmental fate and behaviour of OPEs was investigated over a range of compartments, starting from the atmospheric occurrence to the aquatic phase and the behaviour in sediments. The aim was to gather information on the OPE contamination situation in the coastal and estuarine environments, to identify specific contamination patterns for source assessment and to investigate the distribution behaviour of OPEs between gas- and particle-phases to evaluate their environmental transport mechanism. To achieve these scientific goals, sensitive and robust chemical analytical methods for the detection and quantification of OPEs in a variety of environmental samples using gas-chromatography coupled with tandem mass spectrometry were developed. Water samples were removed along the Elbe and Rhine Rivers to test the hypothesis of whether specific point sources, such as wastewater treatment plants, are the major input pathways for OPE contamination in rivers. A total of 65 water samples, including an intensive measurement campaign during the flood event in 2013 at the Elbe, was taken and analysed for OPEs. No obvious point sources were identified along either of the rivers analysed. No significant increase or decrease in the OPE concentrations or a change in patterns were observed over a transect of over 300 km at the Elbe, with an increase in water discharge of 2.5. This finding suggested that the OPE input in large rivers is primarily driven by diffuse sources, such as surface runoff, or by minor point sources rather than local point sources. To examine the specific pattern of OPE contamination in individual rivers and estuaries, 37 sediment samples from 8 rivers in Europe and China were analysed. With this analytical data, a fingerprint analysis of the OPE patterns identified could be conducted. All the rivers investigated in Europe displayed a very similar fingerprint. In contrast, the fingerprint from China differed significantly from the one in Europe. For example, in China, the OPE restricted in Europe, Tris(2-chloroethly)phosphate, was found to be one of the major OPE components, while Tris(2-butoxyethyl) phosphate, a major compound in Europe, was negligible in China. The investigation showed that the fingerprinting analysis is a useful tool to identify different regions or characterize specific rivers regarding their OPE contamination. In addition, it could be shown that legislative restriction and processes have an impact on local or even EU-wide contamination patterns. At a coastal site next to the German city of Büsum, 58 air samples were taken over one year. Using the newly developed analytical method, it was possible to analyse the gas, as well as the particle phase, of the samples collected with very low detection limits for OPEs. In contrast to expectations, no annual trend in OPE concentrations, phase distributions or patterns was observed, but the investigation of the phase distribution challenged the previous scientific consensus that OPEs occur as primarily bound to particles in the atmosphere. Several compounds were detected in significant amounts in the gas phase. To validate these novel results, a model analysis based on the chemical properties of OPEs was conducted using three different phase distribution models. The results from the environmental data were strongly supported by the simulations, and the formal knowledge could be refuted. Consequently, the atmospheric transport assumptions and estimations about the long-range transport of OPEs have to be reassessed because compounds in the gas phase undergo other types of transport degradation and elimination mechanisms than particle-boundones. The novel findings presented in this thesis challenged an important aspect regarding the perceived scientific knowledge about the behaviour of OPEs in the environment and call on the scientific community to reassess the environmental behaviour of OPEs. The insights presented on the patterns highlight the impact of environmental policies and regulatory mechanisms to work towards the final goal of a good environmental status and the avoidance of adverse effects of discarded chemicals on humans and the environment.
The overall aim of this thesis is to develop empirical probabilistic frameworks that help to quantify the impacts of temporal and spatial scale dependencies and model uncertainties of climate projections regarding precipitation-dependent parameters. The thesis is structured in four articles. Article one is the first study that analyzed climate projections from the spatially highly resolved regional climate model (RCM) ensemble EURO-CORDEX. Additionally, the significance and the robustness of the projected changes are analyzed, and improvements related to the higher horizontal resolution of the new data set are discussed. A major finding is, that RCM simulations provide higher daily precipitation intensities, which are missing in the global climate model (GCM) simulations, and that they show a significantly different climate change of daily precipitation intensities with a smoother shift from low towards high intensities. The second article elaborates on impacts of temporal and spatial aggregation on extreme precipitation intensities. By combining radar data with cloud observations, the different temporal and spatial scaling behavior of stratiform and convective type precipitation events can be analyzed for the first time. The separation between convective and stratiform type events also allows to quantify the contribution of convective events to the extremes. Further, it is shown that temporal averaging has similar effects on the precipitation distribution as spatial averaging. Associated pairs of temporal and spatial resolutions that show comparable intensity distributions are identified. Using precipitation data from radar observations, a gauge station network and a spatially highly resolved regional climate model, the third paper optimizes the process that finds associated temporal and spatial scales (see second article). This information is used to develop a method that adjusts point measurements to the temporal and spatial scale of a previously defined model grid. The study shows that this procedure can be used to improve bias-adjustment methods in areas with a low gauge station density. It is known that the EURO-CORDEX ensemble overestimates precipitation and shows a common cold bias in the Alpine region. The fourth article evaluates how these biases are changing the temperature distribution and the temperature dependency of precipitation-frequencies. These biases are a source of uncertainty that is not captured by the robustness tests performed in the first article. A probabilistic-decomposition-framework is developed to quantify the impact of these biases on precipitation-frequency changes and to investigate causes for the ensemble spread.
Social insects like honeybees (Apis mellifera) and stingless bees (Apidae: Meliponini) face a relatively high risk to be attacked by pests and pathogens. To decrease the risk of infection, in addition to an innate immune system, these species have evolved various cooperative defense mechanisms which contribute to the overall health of the colonies and are therefore also referred to as social immunity. The collection and use of plant resin is another important strategy of social immunity. Resin is a sticky, often aromatic substance with antimicrobial and deterrent properties secreted by plants for protection of the vegetative tissue. Honeybees and stingless bees take advantage of these properties by using resins for nest construction (often mixtures of resin and wax called "propolis" or "cerumen") and as defense against pests and pathogens. Plant resins, thus, play a crucial role for the ecology of these species and are an important resource for them. Nevertheless, how bees exploit available resin sources and if resin collection can protect colonies from diseases received comparatively little attention in the past. Therefore the aim of this thesis is to provide new insights into the plant origin and significance as well as the influence of resin resource diversity on bee colony health. For honeybees (A. mellifera) in temperate regions, precise information about which resin sources they use is largely lacking. By chemical comparing bee-collected resins and tree resins, the researcher traced back the resin sources used by individual bees. Results show that honeybees collect distinct resin types that are related to different tree species (several poplar species: Populus balsamifera, P. xcanadensis; Betula alba; Aesculus hippocastanum; several poplar species). With this study, the author provided the first evidence, that A. mellifera in temperate regions use a variety of different tree species as resin sources and, moreover, show preferences for specific resin sources. Furthermore, the researcher conducted an experimental field study in which she investigated whether propolis, as it is naturally deposited in the nests, can protect honeybee colonies against some of the most important pathogens (Varroa destructor mite, Deformed Wing Virus). The results of this study showed that propolis in (semi-) natural conditions can increase the disease resistance of honeybee colonies, underscoring the importance of resins for honeybee health. Resin collection by stingless bees is comparatively well studied and it is known that these species commonly forage on a variety of different plant species. To increase knowledge on whether and how bees may profit from a diversity of resin resources, the researcheer tested how the protective function of a resin varied among different sources (and their mixtures) and various potential aggressors (predators, parasites and pathogens). The results of this study revealed that resins from different trees vary in their effectivity against different target organisms. Moreover, resin blends were more effective than some of the individual resins, suggesting that bees can benefit from a variety of resin resources. In summary, honeybees in temperate regions, similar to tropical stingless bees, use a variety of different tree species as resin sources. Because resins from different tree species varied in their protective function, this indicates that bees can profit from a variety of different resins/resin sources by improving the defense against diverse pests and pathogens. Conversely, the lack of resin had a negative impact on the disease resistance of colonies. Consequently, availability as well as the variety of suitable resin sources is of great importance for the health of bees.
Der Konflikt um den Braunkohleabbau im Allgemeinen und den Hambacher Forst im Speziellen ist im Sommer 2018 in Deutschland erneut eskaliert und fand eine immer breitere Wahrnehmung in der Öffentlichkeit. Der Protest im und um den Hambacher Forst steht symbolisch für die Auseinandersetzungen um die deutsche Klimapolitik und damit für die Machtverhältnisse zwischen Staat, Wirtschaft und Zivilgesellschaft. Akteure verschiedener Standpunkte mussten in diesem Konflikt ihre Position begründen. Dies führte zu einer Intensivierung der Diskussion um Legalität, Legitimität, Demokratie und Gerechtigkeit. Die scheinbare Diskrepanz zwischen einer rechtsstaatlichen Demokratie und dem zivilen Ungehorsam als einem möglichen Korrektiv führte zu der hier bearbeiteten Forschungsfrage: Ist der Einsatz von zivilem Ungehorsam am Fallbeispiel "Ende Gelände", Rheinisches Braunkohle Revier, legitim, wenn nicht sogar notwendig, um die Grundprinzipien des demokratischen Staates zu wahren? Als Grundlage für die Beantwortung der Fragestellung soll erörtert werden, ob in der rechtsstaatlichen, sozialen und repräsentativen Demokratie Deutschlands die Protestform des zivilen Ungehorsams legitim sein kann und, sofern dies der Fall ist, unter welchen Umständen diese Legitimität gegeben ist.
Fostering sustainable urban mobility at neighborhood-based mobility stations with cargo bikes
(2019)
In der transdisziplinären Nachhaltigkeitsforschung sollen mit partizipativen Forschungsansätzen Lösungen für einen gesellschaftlichen Wandel hin zur Nachhaltigkeit generiert werden. Allerdings fehlen bisher Begründungen und Belege für die Erwartungen, die mit der Partizipation verbunden werden, und auch die mangelnden gesellschaftlichen Veränderungen durch die transdisziplinäre Nachhaltigkeitsforschung wurden kritisiert. Gleichzeitig legen Forschungen aus dem Feld der governmentality studies nahe, dass partizipative Prozesse auch ein gewisses Risiko bergen, Herrschaftszustände aufrechtzuerhalten. Um einen Wandel hin zur Nachhaltigkeit zu befördern, sollen in dieser Arbeit daher mit der Regierungskonzeption von Michel Foucault die Ausgestaltung der Partizipation in der transdisziplinären Nachhaltigkeitsforschung untersucht werden und insbesondere inwieweit diese stabilisierend für die gesellschaftlichen Verhältnisse wirken kann. Dementsprechend wird die transdisziplinäre Nachhaltigkeitsforschung auf Übereinstimmungen und Unterschiede zur neoliberalen Gouvernementalität untersucht und die Implikationen des Ergebnisses vor dem Hintergrund eines an den Brundtland Berichts angelehnten Nachhaltigkeitsverständnisses diskutiert. Die Untersuchung zeigt starke Parallelen zwischen der transdisziplinären Nachhaltigkeitsforschung und einer neoliberalen Regierungsweise. Auch wenn diese Regierungsweise durchaus Vorteile mit sich bringt, gibt es doch Anzeichen, dass sie, und damit auch die transdisziplinäre Nachhaltigkeitsforschung, dazu neigt, soziale Ungleichheit zu verstärken und strukturelle Gründe für Armut und die Zerstörung der natürlichen Lebensgrundlage zu vernachlässigen. Dies würde den Hauptmotiven des Nachhaltigkeitsverständnisses entgegenwirken.
Polen weist eine kleinteilige Agrarstruktur auf – ein in den Augen der polnischen Agrarpolitik unerwünschtes Phänomen. Entsprechend misst sie der Veränderung der kleinteiligen Agrarstruktur Polens zu größeren Einheiten hin eine hohe Priorität bei. Vor dem Hintergrund vielfältiger sozial-ökologischer Krisenphänomene, die oftmals mit einer intensiven, industriellen und großskaligen Landwirtschaft verbunden sind, stellt sich jedoch die Frage, ob solche Bestrebungen im Hinblick auf Nachhaltigkeit, der sich die polnische Agrarpolitik und die Politik für die Entwicklung ländlicher Räume ebenfalls verpflichtet, zielführend sind. Um dieser Frage nachzugehen, wurde für die vorliegende Dissertation in zwei landwirtschaftlich besonders kleinteilig strukturierten Regionen Polens (Wojewodschaft Lubelskie und Wojewodschaft Podkarpackie) eine empirische Studie unter Betreibern von kleinen landwirtschaftlichen Betrieben durchgeführt. Ziel der Studie war es zu untersuchen, welche Lebenswirklichkeiten und Wirtschaftsweisen sich in kleinen landwirtschaftlichen Betrieben finden und ob diese Lebenswirklichkeiten und Wirtschaftsweisen den vielfältigen landwirtschaftsbezogenen sozial-ökologischen Krisenphänomenen entgegenwirken können. Den theoretischen Hintergrund der Arbeit bilden die Nachhaltigkeitsdebatte, das Konzept der gesellschaftlichen Naturverhältnisse der Sozialen Ökologie sowie wachstumskritische Positionen (insbesondere die Ansätze von Suffizienz und Subsistenz). Die Ergebnisse der empirischen Studie zeigen, dass die Lebenswirklichkeiten und Wirtschaftsweisen von Betreibern von kleinen landwirtschaftlichen Betrieben sehr vielfältig sind. Die befragten Landwirte verfolgen in ihren Betrieben unterschiedliche ökonomische Modelle. Doch trotz dieser unterschiedlichen Modelle, die die befragten Landwirte in ihren Betrieben verfolgen, liegen ihrem Handeln gleichermaßen der Wunsch nach Existenzsicherung und der Wunsch nach Autonomie als wesentliche Motivation zugrunde. Insgesamt zeigen die Ergebnisse der empirischen Studie einige der Herausforderungen für Betreiberinnen und Betreiber von kleinen landwirtschaftlichen Betrieben auf, die aus den gegenwärtigen institutionellen und politisch-wirtschaftlichen Rahmenbedingungen für die Landwirtschaft resultieren. Ebenso zeigen die Ergebnisse, dass die Wirtschaftsweisen, die in den untersuchten kleinen Betrieben vorgefunden wurden, nur bedingt zu einer nachhaltigen Entwicklung ländlicher Räume beitragen können. Die Ergebnisse zeigen insbesondere die Dringlichkeit auf, die gegenwärtigen politisch-wirtschaftlichen Rahmenbedingungen für die Landwirtschaft zu ändern und naturerhaltende Wirtschaftsweisen auch finanziell attraktiv zu machen, wenn diese einen Beitrag zu einer nachhaltigen Entwicklung ländlicher Räume leisten sollen.
Das Ziel der vorliegenden Dissertation ist es, die Auswirkungen des Klimawandels auf die Entwicklung des Vorlandes als Ergebnis der sich ändernden hydraulidschen Bedingungen zu untersuchen. Die Untersuchung beschäftigt sich mit der Entwicklung des Vorlandes, da dieses Gebiet stark abhängig von Wasserstandsänderungen ist. Diese werden möglicherweise durch Klimawandel verstärkt und können folglich die zahlreichen Funktionen des Vorlandes beinträchtigen. Diese Problematik erfordert die Durchführung einer Untersuchung, die zunächst die durch die Variationen der Wasserstände betroffenen physikalischen Prozesse im Fluss und in den Flussauen analysiert und anschließend eine Methodologie für die Analyse der zukünftigen Entwicklung des Vorlandes herleitet. Beispielhaft wurde ein Bereich an der unteren Mittelelbe in Niedersachsen, Norddeutschland für die Untersuchung ausgewählt. Zu diesem Zweck befasst sich die Untersuchung im ersten Teil mit der aktuellen Diskussion über den Klimawandel und mit den bestehenden Schwierigkeiten, zu einer belastbaren zukünftigen Prognose des Ausmaßes der klimatischen Veränderungen zu gelangen. Anschließend konzentriert sich die Untersuchung auf die Interaktionen zwischen Abflüssen, Vegetation und Sedimenten, die die Flussmorphodynamik bedingen. Ein weiterer Schwerpunkt dieser Arbeit ist die Untersuchung der mathematischen Modelle, die eine Analyse des zukünftigen Verhaltens des Vorlandes ermöglichen. Mithilfe dieser Untersuchung werden die Vorteile der eindimensionalen Modellierung für die Prognose der Entwicklung dieses Gebiets deutlich. Die Untersuchung im ersten Teil der Dissertation führt zur Erkenntnis, dass sich das Verhalten des Vorlandes aus der Interaktion zwischen Fluss- und Flussauenmorphologie und der Auenvegetation ergibt. Diese Interaktionen bestimmen letztlich die zukünftigen Wasserstände und somit die hydraulischen Bedingungen für diese Zone. Für die Analyse des zukünftigen Verhaltens des Vorlandes unter Einfluss des Klimawandels wird eine Methodologie vorgeschlagen, die als Dynamische Interaktion von Modellen bezeichnet wird. Der Einfluss des Klimawandels wird durch die Variation von Abflüssen im Flussmodell, im Sedimenttransport- und Bodenwasserbewegungsmodell sowie bei der Analyse von Veränderungen der Vegetation berücksichtigt. Dazu werden die durch regionale Klimamodelle prognostizierten zukünftigen Niederschläge in die Berechnung der zukünftigen Abflüsse durch eine in dieser Dissertation entwickelten Modifikation des stochastischen Modells AutoRegressive-Moving-Average (ARMA) eingeschlossen. Die ausgearbeiteten Entwicklungsprognosen der verschiedenen Modelle werden miteinander verknüpft, um zukünftige Wasserstände und Überflutungen und damit die neuen hydraulischen Bedingungen für das Vorland zu prognostizieren. Im zweiten Teil dieser Dissertation wird die vorgeschlagene Methodologie der Dynamischen Interaktion von Modellen in einem Fallbeispiel angewandt. Dafür wurden zwei Messstationen an der Elbe zwischen Elbe-km 511 und 515 installiert, die auch im Rahmen des Projekts KLIMZUG-NORD verwendet wurden. Diese Messstationen ermöglichten innerhalb von 2 Jahren die Erhebung von mehr als 300.000 Felddaten. Diese Informationen erlauben es, die Entwicklung des Vorlandes (2021-2050) in einer regulierten Flussstrecke der Elbe (Mittelelbe) zu prognostizieren. Dazu werden zunächst die bedeutenden Charakteristika des Untersuchungsgebiets dargestellt und nachfolgend Material und Methoden erläutert, die für die Analyse der Entwicklung des Vorlandes im Untersuchungsgebiet erforderlich sind. Die Flussmorphologie wird für den Zeitraum 2001-2100 modelliert, da eine Tendenz bei möglichen Variationen in einem kurzen Zeitraum nur schwer wahrgenommen werden kann. Die jeweiligen Modelle werden u.a. mithilfe erhobener Felddaten, Daten aus der Literatur, Klimadaten aus den Stationen des Deutschen Wetterdiensts (DWD), projizierten Daten des regionalen Klimamodells REMO, Daten des hydrologischen ATLAS von Deutschland, Abflussdaten des Pegels Neu Darchau (Elbe-km 536,4), Geschiebe-Schwebstoffdaten des Wasser- und Schifffahrtsamts (WSA) und der Bundesanstalt für Gewässerkunde (BfG), Wassertemperaturdaten der Arbeitsgemeinschaft für die Reinhaltung der Elbe (ARGE-ELBE) und das Digitale Geländemodell (DGM) kalibriert. Die durch das stochastische Modell ARMA/Variation erhaltenen Berechnungen der zukünftigen Abflüsse, die die Prognose der regionalen Klimamodelle berücksichtigen, werden mit den durch die BfG-Modelle erhaltenen Ergebnissen verglichen, um die Problematik der Vielfalt von klimatischen Prognosen anzugehen. Schließlich werden in dieser Dissertation die Anwendung und Bedeutung der vorgeschlagenen Methodologie für die Analyse der Entwicklung des Vorlandes anderer Flüsse und Regionen außerhalb Mitteleuropas behandelt.
Ensuring food security and halting biodiversity loss are two of the most pressing global sustainability challenges. Attempts to identify pathways have been dominated with a biophysical-technical focus that provides technical solutions to the integration of food security and biodiversity conservation. The social-political dimension, however, including equity, governance, and empowerment received little to no attention. By focusing on the poorly investigated social-political dimension, this dissertation aimed to identify governance properties that facilitate and impede the integration of food security and biodiversity conservation through an empirical case study conducted in a multi-level governance setting of southwestern Ethiopia. To address the overarching goal of this dissertation, first the author examined how the existing widely discussed food security approaches and agricultural land use framework, land sparing versus land sharing unfold in the local context of southwestern Ethiopia. The finding in this dissertation indicated that the existing global framing of food security approaches as well as frameworks around agricultural land use has limited applicability in on-the-ground realities mainly because landscapes are complex systems that consist of stakeholders with multiple and (often) conflicting interests. This was evident from the finding that local land use preference was not a matter of "either/or", but instead involved mixed features exhibiting properties of both land sparing and land sharing. Moreover, in addition to the biophysical factors embedded in the existing food security approaches and land use frameworks, stakeholders preference involved social factors such as the compatibility of land use strategy with local values and traditions, which are mainly unaccounted in the existing global frameworks. Findings in this dissertation revealed that the existing reductionist analytical framings to the issues of food security and biodiversity conservation seldom address the complexity inherent within and between food security and biodiversity conservation sectors. Second, this dissertation identified governance structural and process related challenges that influence individual as well as integrated achievements of food security and biodiversity conservation goals. The result of the study showed that the governance of food security and biodiversity conservation was characterized by a strongly hierarchical system with mainly linear vertical linkages, lacking horizontal linkages between stakeholders that would transcend administrative boundaries. Furthermore, with regard to the governance process, three key and interdependent categories of governance process challenges namely, institutional misfit, the problem of interplay, and policy incoherence influenced the achievement of individual and integrated goals of food security and were identified. Given the interdependence of these governance challenges, coupled with the complexity inherent in the food security and biodiversity conservation, attempts to achieve the dual goals thus needs an integrative, flexible and adaptive governance system Third, to understand how food security and biodiversity conservation unfold in the future, the author explored future development trajectories for southwestern Ethiopia. Iterative scenario planning process produced four plausible future scenarios that distinctly differed with regard to dominating land use strategies and crops grown, actor constellations and governance mechanisms, and outcomes for food security and biodiversity conservation. Three out of the four scenarios focused on increasing economic gains through intensive and commercial agricultural production. In contrast, one scenario involved features that are widely considered as beneficial to food security and biodiversity conservation, such as agroecological production, diversification practices, and increased social-ecological resilience. In smallholder landscapes such as the one studied here, such a pathway that promises benefits for both food security and biodiversity conservation may need to be given greater emphasis. In order to ensure the integration of food security and biodiversity conservation, recognizing their interdependence and addressing the challenges in a way that fits with the local dynamics is essential. In addition, addressing the food security-biodiversity nexus requires a holistic analytical lens. Moreover, this dissertation indicated that there is a clear need to pay attention to the governance structure that accommodates the diversity of perspectives, enable participation and strong coordination across geographical boundaries, policy domains and governance levels. Finally, this dissertation revealed opportunities to integrate food security and biodiversity through the pro-active management of social-ecological interactions that produce a win-win outcome. The win-win outcome could be achieved in a system that involve properties such as diversification and modern agroecological techniques, smallholders empowerment, emphasize adaptive governance of social-ecological systems, value local knowledge, culture and traditions, and ensure smallholders participation.
The energy sector is regarded as one of the decisive subsystems influencing the future of sustainable development. Consequently, there is a need for a comprehensive transformation of energy generation, conversion and use. The importance of building capacities for energy policy development in developing countries is bound up with the need to formulate global strategies to meet the challenges that humanity face, especially to achieve the targets manifested in the Agenda 2030 and Paris Agreement. The aim of this research is to better understand how to empower marginalised key societal actors, co-produce alternative discourses about energy futures and articulate those discourses to influence policy change within a context of illiberal democracies in Latin America. The research concerns the design, function and effectiveness of scientifically grounded participatory process, which has been justified theoretically and tested empirically. The process presupposes theoretical perspectives relating to theory, method and empirical application. The first draws on theories of sustainability transition and transformation, including transition management. The second draws on ideas taken from the knowledge co-production and transdisciplinary sustainability research. The empirical application, concerns the implementation of a Transdisciplinary Transition Management Arena (TTMA) and its effectiveness, measured by potential for the co-production of knowledge and for stimulating collective action. As result of the process, a conceptual model of the energy system, long-term visions and transformation strategies were developed. The TTMA processes demonstrated that cross-sectoral and inter-institutional, combined efforts, can help actors visualize possible, future alternatives for sustainable energy development and how to realize such alternatives. The structures provided were helpful for the emergence and empowerment of new sustainable-energy-transition coalitions in both Ecuador and Peru. Chapter 1 describes the general context in which this scientific project is developed and presents a synthesis of the processes and its main outcomes. The research results are described in detail in the scientific papers presented in chapters 2, 3 and 4.
Global climate change and environmental degradation are largely caused by human activity, thus progress towards a sustainable future will require large-scale changes to human behavior. Human-nature connectedness (HNC) - a measure of cognitive, emotional, spiritual and biophysical linkages to natural places - has been identified as a positive predictor of sustainability attitudes and behaviors. While calls to "reconnect to nature" in order to foster sustainability outcomes have become common across science, policy and practice, there remains a great deal of uncertainty, speculation, and conceptual vagueness around how this ought to be implemented. The overarching aim of this thesis is to advance conceptual and empirical understandings of HNC as a leverage point for pro-environmental outcomes and sustainability transformation. In particular, the thesis attempts to assess the nuances of the HNC-PEB (pro-environmental behavior) relationship by investigating the scalar relationships between where someone feels connected to nature and where someone acts pro-environmentally. This research was conducted through conceptual exploration, systematic literature reviews using hierarchical cluster analysis, and empirical case studies relying on structural equation modeling and two-step cluster analysis. The relationship between HNC and pro-environmental attitudes and behaviors was investigated in a small microregion of Transylvania, Romania, where traditional relationships with the land and changing socio-economic characteristics provided an interesting case study in which to explore these connections. The key findings can be organized into three sections: Section A, which addresses HNC and its potential for sustainability transformation; Section B, which addresses HNC as a determinant of PEB outcomes, and Section C, which explores the relationships between human-nature connectedness and energy conservation norms, attitudes, and behaviors. Results cumulatively suggest that HNC is a multidimensional construct that requires greater integration across heterogeneous disciplinary and methodological boundaries in order to reach its potential for meaningful sustainability transformation. Results also highlight the critical need to adopt systemic approaches to understanding how interactions between human-nature connections, norms, attitudes, and behaviors are hindering or promoting sustainability outcomes.
Supporting sustainability transformation through research requires, in equal parts, knowledge about complex problems and knowledge that supports individual and collective action to change the system. Recasting the conditions, characteristics, and modes of research processes that address these needs leads to solution-oriented research in sustainability science. This is supported by systematically analyzing the system’s dynamics, envisioning the desired future target state, and by engaging and designing strategic pathways. In addition, learning and capacity building are important crosscutting processes for co-producing required knowledge. In research, we use sophisticated representations as mediators between theories and objects of interest, depicted as visualizations, models, and simulations. They simplify, idealize, and store large and dense amounts of information. Representations are already employed in the service of sustainability, e.g., in communication about climate change. Understanding them as tools to facilitate processes, dialogue, mutual learning, shared understanding, and communication can yield contributions to knowledge processes of analyzing, envisioning, and engaging, and has implications on the design of the sustainability solution. Therefore I ask, what role do representations and representational practices play in the generation of sustainability solutions in different knowledge processes? Four empirical case studies applying rough set analysis, multivariate statistics, systematic literature review, and expert interviews target this research question. The overall aim of this dissertation is to contribute to a stronger foundation and the role of representation in sustainability science. This includes: (i) to explore and conceptualize representations for the three knowledge processes along selected characteristics and mechanisms; (ii) to understand representational practices as tools and embedded into larger methodological frameworks; (iii) to understand the connection between representation and (mutual) learning in sustainability science. Results point toward crosscutting mechanisms of representations for knowledge processes and the need to build representational literacy to responsible design and participate in representational practices for sustainability.
Metals fulfill crucial functions in areas as diverse as renewable energy, digitization and life style appliances, mobility, communication, or medicine. In the context of sustainability, achieving a more sustainable metal use means (i) minimizing the adverse effects associated with metal production and use and (ii) sustaining the availability of metals in a way that benefits present and future generations. Urgent need to act to avoid bottlenecks as well as meeting the challenge of possible conflicts of use among those areas of application calls for appropriate strategy making to intervene in the complex field of metal production and use that involves various, often interlinked operating levels, actors, and spatial and temporal scales. This dissertation focuses on strategies as a means to intervene in a system. It pursues the question, which design features could guide future strategy making to foster sustainability along the whole metal life cycle, and especially, how a better understanding of temporalities, i.e. understanding time in a diverse sense, could improve strategy design and help to bridge the assumed "transformation-material gap". This research converges the results from four research studies. A conceptual part explores the role of temporalities for interventions in complex and interlinked systems, which adds to the conceptual basis, on which the empirical part builds up to explore present and future interventions in metal production and use. The research revealed three essential needs that future strategies must tackle: (i) managing the complex interlinkages of processes and activities on various operational levels and spatial and temporal scales, (ii) providing clear guidance concerning the operationalization of sustainability principles, and (iii) keeping activities within the planet’s carrying capacity and embracing constant change as an inherent system characteristic. In response to these needs, the author developed three guidelines with two design features each (one relating to content, and one to the process of formulating and implementing the strategy) to guide future strategy making. The results show that time matters in this respect. If considered in close relation to space and diversely understood in the sense of temporalities, it serves to (i) understand the impact (duration and magnitude) of an intervention, (ii) recognize patterns of change that go beyond establishing linear, one-dimensional connections, and (iii) design interventions in a way that considers the resilience of a system. These findings can contribute to closer considering our understanding of transformation processes towards sustainability in future interventions in metal production and use.
"Sustainable development" evolves along the resolutions, declarations, and reports from international processes in the framework of the United Nations (UN). The consensual outputs from such processes feature global-generalised and context-free perspectives. However, implementation requires action at diverse and context-rich local levels as well. Moreover, while in such UN processes national states are the only contractual parties, it is increasingly recognised that other ("nonstate") actors are crucial to sustainability. The research presented here places the attention on bottom-up initiatives that are advancing innovative ways to tackle universal access to clean energy and to strengthen small-scale family farmers. This means, the focus is on bottom-up initiatives advancing local implementation of global sustainability targets, more precisely, targets that make part of the Sustainable Development Goals 2 and 7 (SDG 2 and SDG7). The research asks how such bottom-up initiatives can contribute to the diffusion of sustainability innovations, thereby also contributing to social change. Three aims are derived out of that central question: (1) To understand the role of bottom-up initiatives in the diffusion of sustainability innovations and in the thereby involved social changes. (2) To contribute with my research to the actual diffusion of sustainability innovations. (3) To outline a research approach that provides a solid conceptual and methodological framework for attaining the analytical and transformative aims. The doctoral research comprises four single studies, in which the notion of diffusion is explored at different scopes of social scales. It begins with a thorough analysis of diffusion programs of domestic biodigesters to rural households in countries of the global south. The focus is on the process by which this specific technical inno0vation results integrated (or not) into the daily realities of single rural households, that is, the adoption process. In the second study, the attention is on energy supply models based on different decentralised renewable technologies. Central to these models is the building of new (or strengthening of existing) local socioeconomic structures that can assume and ensure the proper operation and supply of energy services. The interest in this study is on the strategies that organisations implementing community-based energy projects apply to support the realisation of such local structures. The third study focuses on a network of bottom-up initiatives that have been advancing alternative approaches to family farming in Colombia. The network mainly comprises farmers associations, other organisations from civil society, and researchers who had been collaborating and experimenting with innovations in different innovation fields such as technical, organisational, financial, and commercialisation schemes. The aim of this third study is to provide insights into the challenges and difficulties faced by these actors in broadening the diffusion of the innovations they have been advancing. To perform this study, a methodological strategy is applied that combines a transdisciplinary mutual learning format with qualitative content analysis techniques. The fourth and last study is a conceptual disquisition. It develops a conceptual framework that (a) provides better accounts for the particularities of endeavours aimed at the diffusion of knowledge and practices from the bottom-up across local contexts and social scales, and (b) advances first conceptual steps towards an explicit account for the role that innovation research (and innovation researchers) can assume for the actual realisation of diffusion. The main findings or contributions of the doctoral research can be categorised into four subjects: 1) Bottom-up initiatives contribute to the diffusion of sustainable innovations by mobilising transformative resources for inducing diffusion in their scope of action and creating spaces for experimentation in which interventions can be tested (and if necessary adjusted) in order to ensure the proper deployment of innovations. 2) In their efforts to advance the diffusion of sustainability innovations, bottom-up initiatives contribute to social changes for ensuring the effective deployment of the innovations and building local available storage of transformative resources. 3) A conceptualisation of innovation diffusion, in which the work of academic researchers studying innovation is a constitutive part of transdisciplinary knowledge articulations that promote diffusion. In this way transdisciplinary research alliances can be envisioned in which researchers investigate about, with, and for bottom-up initiatives. 4) Contributions to the consolidation, systematisation, and dissemination of strategies that are applied by farmers associations in order to strength the economic, social, environmental, and cultural dimensions of Colombian family farmers.
Increasingly, researchers are expected to work in collaborative interdisciplinary teams to tackle more complex and interrelated problems. However, the prospect of collaborating with others, from different disciplines, exerts countervailing forces on researchers. There is the lure of transcending the limitations of one's own knowledge, methods and conventions, belonging to diverse intellectual communities and tackling, together, ambitious research topics. On the other hand, there is the risk that collaborating across disciplinary boundaries will be taxing, confounding at times, with no guarantee of success. This thesis is about collaborative interdisciplinary research from the perspective of a formative accompanying researcher. The author accompanied an interdisciplinary research team in the field of sustainability over three years for the duration of a collaborative project. Formative accompanying research (FAR) is an approach to "research into research" that learns about, with and for a collaborative interdisciplinary team. The author found - through immersion in the literature, her own daily experiences of collaborating, and her observations – that interdisciplinary collaboration is very difficult. It requires a basic understanding and appreciation of other disciplines and methods, as well as the skills to integrate research inquiries and findings across diverse epistemologies. It also requires awareness that collaborative interdisciplinary research is more than an intellectual task of knowledge creation. Other factors matter, such as interpersonal relationships, power differentials, different research tempos and a sense of belonging. And these factors have an impact on processes and outcomes of collaborative knowledge creation. Knowing this implies a willingness to keep learning and to tolerate discomfort so as to cultivate deeper levels of collaborative capacity. The author discovered that in these deeper levels lie skills for staying with inevitable tensions, for talking and listening to generate new understanding together, and for applying a researcher's frank curiosity to oneself too. A formative accompanying researcher, who is part of the team she is researching, has to navigate delicate terrain. In this thesis, the author develops a FAR methodology that takes seriously the questions of positionality and relationality, and reflects on the experiences of putting these into practice. A FAR practice involves remaining in dynamic movement between observing and participating, between exercising curiosity and care, and between the researchers' own sense of impartiality and investment in relation to the issues at hand. There is merit in furthering the methodology and practice of FAR on its own terms. This includes attending to the skills required by a formative accompanying researcher to remain oriented within the concentric circles of research, relationship and loyalty that make up a collaborative team. There is also the question of how FAR, and other forms of research into research, can help to advance collaborative interdisciplinary research. The author argues for creating the conditions in research teams that would enable treating collaboration as a capacity to develop, and that would facilitate team members' receptivity to learning with FAR. Furthermore, she explores dilemmas of intervening as a formative accompanying researcher and of sustaining dynamic positionality over the long-term.
To counteract species loss and preserve the remaining biodiversity, with its important ecosystem functioning and services essential to human well-being, there is an urgent need to develop promising and long-term conservation strategies. In order to achieve these goals, extensive research to gain a better understanding of the general mechanisms underlying community diversity is of greatest importance. Especially, the identification of intrinsic ecological and distributional species traits is receiving increased attention in ecology and conservation biology research. Depending on the expression of their traits, species perform particular ecosystem functions and respond in a specific manner to environmental conditions. Although insects make up the largest part of animal diversity, the majority of studies on extinctions have mainly focused on vertebrates. Among invertebrates either charismatic taxa or those targeted by conservation laws have been investigated until now (e.g. butterflies or saproxylic beetles). Being highly species-rich and trait-diverse, ground beetles (Coleoptera: Carabidae) should be even more suitable for conducting trait-based analyses. Thus, using ground beetles as a model taxon, four case studies focusing on the analyses of traits form the basis of this doctoral thesis. The work of this thesis was conducted with the aim of gaining general insights on the influence of species traits on ground beetle community compositions, such as habitat occupancy and species vulnerability to extinction, for instance. An important aspect when investigating species traits is the consideration of confounding factors, such as dependent relations between the different traits. Compiling a large dataset of 555 Central European species, the author identified that dependent relations between the six tested traits of ground beetles (distribution range size, habitat specialization, body size, hind-wing morphology, breeding season and trophic level) are highly common. Across all identified dependent trait relations, the relation between body size and hind wing morphology or range size and hind wing morphology showed the strongest significant dependencies. Since the consideration of trait relations is necessary to provide reliable interpretations, all analyses of this thesis tested several traits simultaneously and considered possible trait interactions. Studies on local communities found specific traits characterizing the local species pools of certain habitat types. Here, the species pools of seven different habitat types (coastal, forest, mountain, open, riparian, wetland and special habitat) were used to determine habitat-specific trait filters. The identified traits, characteristic for certain habitat types, were in most cases in accordance with the previous findings on local communities. Across Germany, the species of frequently disturbed habitat types, namely coastal, riparian and wetland habitats were characterized by small body size, high amount of macroptery, intermediate to high habitat specialization, spring breeding, and predatory feeding behavior. The species of stable habitat types (forest, mountain, and open habitats), however, were found to be generally larger in body size and more frequently breeding in autumn, further displaying greater variations in the other traits. The gained knowledge on the habitat-specific filtering of traits improve our understanding of the organization and assembly of communities, and can thereby help to detect alterations in the habitat-specific species pool due to natural or human-induced environmental changes. Furthermore, traits can provide evidence on species occurrences and vulnerability to extinction. Three case studies of this thesis aimed to gain new insights on this topic, through the investigations on the following research questions: (1) Which traits drive species extinction risks of Central European ground beetle species? (2) How traits influence the species occurrences of 28 forest species within a large area in Central Europe? (3) Whether certain traits are related to long-term population trends of the species pool from an ancient forest in northern Germany? The results indicated, that depending on the habitat type and tested species pool, different traits prove to be good predictors for the vulnerability of species. Nevertheless, across different geographical and taxonomical scales, especially species with small range sizes and high habitat specialization faced a greater risk of extinction. Therefore, the two traits distributional range size and habitat specialization emerge as reliable predictors of ground beetles vulnerability to extinction. Interestingly, body size did not display a consistent response; while increasing body size led to higher extinction risk in riparian, wetland and open habitats and large macropterous species showed higher extinction risks across the entire species pool, smaller species showed long-term population declines in an ancient forest.
The timber shortage led to large scale afforestations on previously agriculturally used land in Central Europe during the 19th and 20th century. Widespread afforestation programs created recent forest ecosystems (i.e. young forest systems in terms of their development history). Despite the positive effect of increasing the forest area of Central Europe, the ecological effects of these land-use changes on forest ecosystems remain poorly understood. In order to increase the understanding of ecosystem processes in forests, an assessment of conceivable shifts in ecosystem functions caused by former land-use changes and forest management is required. By analysing aboveground growth rates of European beech (Fagus sylvatica L.) in response to environmental change drivers, such as climate extremes and nitrogen (N) deposition, the presented thesis aims to assess the role of land-use and management legacies in modulating present responses to drivers of environmental change. To this end, annual radial growth rates of individual trees were measured in mature beech stands. The investigated stands differed either in their land-use history (i.e. ancient forest sites versus recent forests) or their forest management history (i.e. managed forest sites versus short-term and long-term unmanaged forest sites). Measurements of radial growth rates were complemented by analyses of the fine root systems, soil chemical properties and crown projection areas to gain insights into the mechanisms underlying alterations in tree growth. Within the projects of the presented thesis, shifts in the climate-growth relationships driven by land-use and management legacies were analysed. In addition, land-use legacy mediated differences in the climate-nitrogen-growth relationships were assessed. The key findings are: (I) Soil legacy driven alterations in the fine root systems cause a higher sensitivity of radial increment rates to water deficits in summer for trees growing on recent forest sites than for trees growing on ancient forest sites. (II) Management legacies (in terms of tree release) enhance the sensitivity of beech’s radial growth to water deficits in spring through changes in crown sizes. (III) Interacting effects of spring water deficits and co-occurring high deposition of reactive N compounds lead to stronger radial growth declines in trees growing in ancient forests. This is likely caused by resource allocation processes towards seed production, which is, in turn, mirrored by decreasing radial growth rates. In this context, high N deposition likely boosts mass fructification in beech trees. Overall, it has been demonstrated that the ecological continuity plays a crucial role in modulating both climate sensitivity and the growth response to interacting effects of water deficits and nitrogen deposition in beech trees. The presented thesis identified a trade-off between the climate sensitivity and maximised growth rates within beech trees, depending on forest history. The results show that the growth of beech in ancient, unmanaged beech forests is less sensitive to water deficits than in recent and managed beech forests. Additionally, interacting effects of spring water deficits and N deposition likely increase the reproductive effort of beech trees, particularly in ancient forests. Thus, the results of this thesis once again underpin the uniqueness of ancient, unmanaged beech forests, whose importance for the conservation of biodiversity has been widely acknowledged. In summary, the presented thesis highlights the need to consider the "ecological memory" of forest ecosystems when predicting responses to current and future environmental changes.
A central aspect of sustainability governance is collaboration, which has been lauded for its benefits but also criticized for its challenges. The potential benefits of collaboration have apparently been recognized also in the context of EU agriculture. Yet, there has been a lack of holistic consideration of how collaboration can be systematically integrated and promoted in the governance of EU agriculture. Sustainable agriculture cannot only be encouraged through changes in the overall governance system but also through the support of existing and emerging small-scale collaborative initiatives for sustainable agriculture. Indeed, there has been substantial research on the conditions that influence success of similar collaborative initiatives. However, the knowledge resulting from this research remains rather scattered and does not allow for the identification of overall patterns. Additionally, little of this research specifically focuses on sustainable agriculture. What is more, the promotion of collaboration for sustainable agriculture is further complicated by the lack of clarity of the meaning of sustainable agriculture, which is an inherently ambiguous and contested concept. This cumulative dissertation aims to address these gaps by contributing to a better understanding of how collaboration can be facilitated and designed as a means to govern for and advance sustainable agriculture. For this purpose, the dissertation addresses three sub-aims: 1) Advancing the understanding of the concept of sustainable agriculture; 2) scrutinizing the current governance system regarding its potential to facilitate or hamper collaboration; 3) assessing conceptually and empirically how actor collaboration can be facilitated as a means to govern for sustainable agriculture, both from a top-down and a bottom-up perspective. In doing so, this dissertation focuses on EU agriculture and applies a mix of methods, ranging from qualitative to quantitative dominant. The findings of this dissertation highlight that collaboration has been underappreciated and even hampered as an approach to governing for sustainable agriculture. In contrast, this dissertation argues that collaboration offers one promising way to promoting and realizing agriculture and emphasizes the need to integrate different approaches to collaboration and to sustainable agriculture.
This dissertation examines how smallholder farming livelihoods may be more effectively leveraged to address food security. It is based on empirical research in three woredas (districts) in the Jimma Zone of southwestern Ethiopia. Findings in the chapters that follow draw on quantitative and qualitative data. In this research, the author focuses on local actors to investigate how they can be better supported in their roles as agents who have the ability to improve their livelihoods and achieve food security. This general aim is operationalized through three research questions: (i) How do livelihood strategies influence food security?; (ii) What livelihood challenges are common and how do households cope with these?; and (iii) How do social institutions, in which livelihoods are embedded, influence people's abilities to undertake livelihoods and be food secure? Using quantitative data from a survey of randomly selected households, the author applied a number of multivariate statistical analysis to determine types of livelihood strategies and to establish how these strategies are associated with capital assets and food security. Here she views livelihood strategies as a portfolio of livelihood activities that households undertake to make a living. The predominant livelihood in the study area was diversified smallholder farming involving mainly the production of crops. Based on their analyses, the authors found five types of livelihood strategies to be present along a gradient of crop diversity. Food security generally decreased with less crops being part of the livelihood strategy. The livelihood strategies were associated with households' capital assets. The status of food (in)security of each household during the lean season was measured using the Household Food Insecurity Access Scale (HFIAS). A generalized linear model established that the type of livelihood strategy a household undertook significantly influenced their food security. Other significant variables were educational attainment and gender of household head. The findings contribute evidence to the benefits of diversified livelihoods for food security. Smallholder farming in southwest Ethiopia is beset with process-related and outcome-related challenges. Here, a process-related challenge pertains to the lack of different types of capital assets that people need to be able to undertake their livelihoods, while an outcome-related challenge pertains to lack of food. The most frequently mentioned process-related challenges were associated with the natural capital either as lack in necessary ecosystem services or high levels of ecosystem disservices. Farming households typically faced the combined challenges of decreasing soil fertility, land scarcity, die-off of oxen due to diseases, and wild animal pests. Lack of cash was also common. The findings indicate that when households liquidate a physical asset in order to gain cash, the common outcome is an erosion of their capital asset base. On the other hand, when households drew on their social capital, they tended to maintain their capital asset base. Human capital, for example, in the form of available labor was also important for coping. Protecting and enhancing natural capital is needed to strengthen the basis of livelihoods in the study area, and maintaining social and human capitals is important to enable farming households to cope with challenges without eroding their capital asset base. Smallholder farming in southwest Ethiopia is embedded in a social context that creates differentiated challenges and opportunities. Gender is an axis of social differentiation on which many of the differences are based. The currently ruling Ethiopian political coalition has put important policy reforms in place to empower women. Local residents reported notable changes related to gender in the last ten years. To make sense of the changes, the authors adapted the leverage points concept. Using this concept, the authors classified the reported changes as belonging to the domains of visible gaps, social structures, and attitudes. Importantly, changes within these domains interacted. The most prominent driver of the changes observed was the government's emphasis on empowering women and government-organized interventions including gender sensitization trainings. The changes toward more egalitarian relationships at the household level were perceived by local residents to lead to better implementation of livelihoods, and better ability to be food secure. The study offers the insight that while changing deep, underlying drivers (e. g. attitudes) of systemic inequalities is critical, other leverage points such as formal institutional change and closing of certain visible gaps can facilitate deeper changes (e. g. attitudes) through interaction between different leverage points. This can inform gender transformative approaches. While positive gender-related changes have been observed, highly unequal gender norms still persist that lead to women as well as poor men being disadvantaged. Social norms which provide the basis for collective understanding of acceptable attitudes and behaviors are entrenched in people's ways of being and doing and can therefore significantly lag behind formal institutional changes. Norms influenced practices around access and control of capital assets, decision-making, and allocation of activities with important implications for who gets to participate, how, and who gets to benefit. To more effectively leverage smallholder farming for a food secure future, this dissertation closes with four key insights namely: (1) Diversified livelihoods combining food and cash crops result in better food security; (2) Enhancing natural and social capital is a requisite for viable smallholder farming; (3) Social and gender equality are strategically important in improving livelihoods and food security; and (4) Institutions particularly social norms are key to achieving gender and social equality.
The smallholder-dominated landscapes of southwestern Ethiopia support a unique biodiversity with great importance to local livelihoods and high global conservation value. These landscapes, however, are severely threatened by deforestation, forest degradation and the adverse effects of farmland management regimes. These changes have fundamentally altered the structure of the landscapes and threaten their biodiversity and ecosystem services. Managing biodiversity and related services in such rapidly changing landscapes requires a thorough understanding of the effects of land use change and the reliance of local communities on biodiversity. This dissertation examines woody plant biodiversity patterns and services and presents several recommendations regarding biodiversity and multiple ecosystem services in smallholder-dominated landscapes of southwestern Ethiopia. Using a social-ecological systems approach, the author conducted four studies on the complex interactions of local people and woody plant diversity. First, he investigated the effects of human-induced forest degradation on woody plant species. His results suggest that forest biodiversity has been affected by the combined effects of coffee management intensity, landscape context and history at the local and landscape level. Specifically, richness of forest specialist species significantly has decreased with coffee management intensity and in secondary compared to old growth forests, but increased with current distance from forest edge in both primary and secondary forests. These findings highlight the need to maintain undisturbed forest sites to conserve forest biodiversity. Second, the author examined legacy effects of past agricultural land use on woody plant biodiversity. The results show that historical distance seems to be the most important variable affecting woody plant composition and distribution in farmland sections of the landscapes. The author found evidence for immigration credits for generalist and pioneer species but not for extinction debts for forest specialist species which might be rapidly paid off in farmland. The results suggest not only an unrecognized conservation value of old farmland but also a disturbing loss of forest specialist species. To slow this trend, it is necessary to shift to a cultural landscape development approach and to restore forest specialist species in the landscapes. Third, the author evaluated the supply of potential multiple ecosystem services and the relationships between the diversity of woody plant and ecosystem service in the three major land use types, namely forests with and without coffee management and farmland. The results revealed a high multifunctionality of landscapes and showed that ecosystem services significantly increase with woody plant diversity in all types of land use. These findings suggest that the woody plant diversity and multifunctionality in southwestern Ethiopian landscapes has to be maintained. Fourth, the author explored farmers' woody plant use to assess their dependency on and maintenance of woody plants and also considered the influence of property rights and management in this context. He found that local farmers used 95 species for eleven major purposes from all major land uses across the landscapes. He also found that most of the widely used tree species regenerated successfully throughout the landscapes, including in farmland. Local people felt, however, that their property and tree use rights were limited, especially in forests, and that some of the most widely used plant species, including important timber species, appeared to have been overharvested in forests. The results suggest that many species are important for local livelihoods, but a perceived low sense of property rights also seems to adversely affect the management of woody plants, particularly in forests. By focusing on woody plants and their ecosystem services to local people, this dissertation documents a dramatic loss of native forest biodiversity and rapid changes in the cultural landscapes of southwestern Ethiopia. Overall, the findings suggest the need for preservation of intact forest sites and for cultural landscapes development to safeguard biodiversity and multifunctionality of the landscapes in the future. This, in turn, requires holistic and integrated approaches that involve local people and recognize their basic needs of woody plants and their property rights to foster the management of biodiversity and ecosystem services. Maintaining primary forests in and using cultural landscape approaches to the rapidly changing rural setting of southwestern Ethiopia would also contribute to the global effort to halt biodiversity loss.
Climate change and atmospheric deposition of nitrogen affect biodiversity patterns and functions of forest ecosystems worldwide. Many studies have quantified tree growth responses to single global change drivers, but less is known about the interaction effects of these drivers at the plant and ecosystem level. In the present study, the authors conducted a full-factorial greenhouse experiment to analyse single and combined effects of nitrogen fertilization (N treatment) and drought (D treatment) on 16 morphological and chemical response variables of one-year-old Fagus sylvatica seedlings originating from eight different seed families from the Cantabrian Mountains (NW Spain). Drought exerted the strongest effect on response variables, reflected by decreasing biomass production. However, D and N treatments interacted for some of the response variables, indicating that N fertilization has the potential to strengthen the negative effects of drought (with both antagonistic and amplifying interactions). For example, combined effects of N and D treatments caused a sevenfold increase of necrotic leaf biomass. The authors hypothesize that increasing drought sensitivity was mainly attributable to a significant reduction of the root biomass in combined N and D treatments, limiting the plants' capability to satisfy their water demands. Significant seed family effects and interactions of seed family with N and D treatments across response variables suggest a high within-population genetic variability. In conclusion, the findings indicated a high drought sensitivity of Cantabrian beech populations, but also interaction effects of N and D on growth responses of beech seedlings.
Wind energy is expected to become the largest source of electricity generation in Europe's future energy mix. As a consequence, future electricity generation will be exposed to an increasing degree to weather and climate. With planning and operational lifetimes of wind energy infrastructure reaching climate time scales, adaptation to changing climate conditions is of relevance to support secure and sustainable energy supply. Premise for success of wind energy projects is the ability to service financial obligations over the project lifetime. Though, revenues(viaelectricity generation) are exposed to changing climate conditions affecting the wind resource, operating conditions or hazardous events interfering with the wind energy infrastructure. For the first time, a procedure is presented to assess such climate change impacts specifically for wind energy financing. At first, a generalised financing chain for wind energy is prepared to (qualitatively) trace the exposure of individual cost elements to physical climate change. In this regard, the revenue through wind power production is identified as the essential component within wind energy financing being exposed to changing climate conditions. This implies the wind resource to be of crucial interest for an assessment of climate change impacts on the financing of wind energy. Therefore, secondly, a novel high-resolution experimental modelling framework with the non-hydrostatic extension of the regional climate model REMO is set up to generate physically consistent climate and climate change information of the wind resource across wind turbine operating altitudes. With this setup, enhanced simulated intra-annual and inter-annual variability across the lower planetary boundary layer is achieved, being beneficial for wind energy applications, compared to state-of-the-art regional climate model configurations. In addition, surrogate climate change experiments with this setup disclose vertical wind speed changes in the lower planetary boundary layer to be indirectly affected by temperature changes through thermodynamically-induced atmospheric stability alterations. Moreover, air density changes are identified to occasionally exceed the net impact of wind energy density changes originating from changes in wind speed. This supports the consideration of air density information (in addition to wind speed) for wind energy yiel assumptions. Thirdly, the generated climate and climate change information of the wind resource are transferred to a simplified but fully-fledged financial model to assess the financial risk of wind energy project financing with respect to changing climate conditions. Sensitivity experiments for an imaginary offshore wind farm located in the German Bight reveal the long-term profitability of wind energy project financing not to be substantially affected by changing wind resource conditions, but incidents with insufficient servicing of financial obligations experience changes exceeding -10% to 14%. The integration of wind energy-specific climate and climate change information into existing financial risk assessment procedures would illustrate a valuable contribution to enable climate change adaptation for wind energy.
In response to the challenges of the energy transition, the German electricity network is subjected to a process of substantial transformation. Considering the long latency periods and lifetimes of electricity grid infrastructure projects, it is more cost-efficient to combine this need for transformation with the need to adapt the grid to future climate conditions. This study proposes the spatially varying risk of electricity grid outages as a guiding principle to determine optimal levels of security of electricity supply. Therefore, not only projections of future changes in the likelihood of impacts on the grid infrastructure were analyzed, but also the monetary consequences of an interruption. Since the windthrow of trees was identified a major source for atmospherically induced grid outages, a windthrow index was developed, to regionally assess the climatic conditions for windthrow. Further, a concept referred to as Value of Lost Grid was proposed to quantify the impacts related to interruptions of the distribution grid. In combination, the two approaches enabled to identify grid entities, which are of comparably high economic value and subjected to a comparably high likelihood of windthrow under future climate conditions. These are primarily located in the mid-range mountain areas of North-Rhine Westphalia, Baden-Württemberg and Bavaria. In comparison to other areas of less risk, the higher risk in these areas should be reflected in comparably more resilient network structures, such as buried lines instead of overheadlines, or more comprehensive efforts to prevent grid interruptions, such as structural reinforcements of pylons or improved vegetation management along the power lines. In addition, the outcomes provide the basis for a selection of regions which should be subjected to a more regionally focused analysis inquiring spatial differences (with respect to the identified coincidence of high windthrow likelihoods and high economic importance of the grid) among individual power lines or sections of a distribution network.
Whereas the extant literature discusses what Sustainability-Oriented Innovations (SOIs) are and why firms develop them, little is known about how they are developed. To enable firms to innovate for sustainability, it is essential to know more about the processes underlying SOI development, which are considered as very difficult, with many firms failing. Drawing on several academic papers and relying on qualitative research methods, the thesis uses the Fireworks model to examine how innovation processes unfold at established small and medium-sized enterprises (SMEs). The main contribution of the thesis is to advance the Fireworks model to the context of SOIs unfolding at SMEs. The findings reveal that SOIs unfold in an emergent, somewhat chaotic way, that duration and outcome are uncertain, that the overall journey is composed of multiple intertwined innovation paths, of which several will likely lead to setbacks. To manage this complex process, the thesis suggests to set four management foci: (1) to create a dedicated organizational unit for exploration, (2) to create conditions allowing intelligent learning for efficient exploration, (3) to carry out in-depth investigation of the related technological innovation systems, and (4) to plan carefully the re-integration of the innovation into the core business for commercialization.
Poor quality of freshwaters is a widespread problem. The concept of complexity is a particularly promising concept to analyse and address this problem, and public policy problems more generally. The main reason is the concept's strength in unifying structural features of problems within a more comprehensive structural approach to political problem-solving. So far, however, these possible benefits remained hidden given the lack of a clear understanding of complexity, ultimately hampering a systematic analysis of the implications of complexity for solutions and governance strategies. This study aims at strengthening the value of the concept of complexity for systematic comparative analyses of water-related problems and public policies in general. To achieve this goal, this work is to specify the concept of complexity as well as the implications of complexity for solutions and governance strategies, both from a theoretical and an empirical point of view. To this end, five main basic approaches are applied, referring to underlying premises, the role of an interdisciplinary approach, the European Water Framework as an empirical reference point, the integration of practical knowledge, and the focus on external validity. This dissertation provides a detailed operationalisation of complexity related to the dimensions of goals, variables, dynamics, interconnections, and informational uncertainty. It also shows that freshwater pollution-related problems in Germany differ along these five complexity dimensions. This applies to 37 types of pollution-related problems and four clusters of problems, which refer here to tame, wicked, system complexity, and uncertainty problems. This dissertation suggests that relations between complexity and policy delivery can be both positive and negative and vary along dimensions of complexity and policy delivery. Regarding the analysed freshwater pollution problems, this work also shows various effects of complexity on policy delivery, both along the 37 types of problems, and along four clusters of wicked problems. This dissertation suggests a differentiated theoretical approach to define governance for complex problem-solving, demonstrating that the role of diverse institutions, actors, and interactions differs for solutions along five key dimensions of complexity and different management strategies that are information gathering, modelling, using decision-support tools, prioritising of measures, conflict solving, deciding under uncertainty, and being adaptive and flexible.
Vocational Integration of Refugees - Chances and Challenges of Refugee (Social) Entrepreneurship
(2019)
In recent years, especially since 2015, Germany and other European countries have accepted high numbers of refugees. The social and vocational integration of these refugees and of those yet to come represents a challenge. (Social) entrepreneurship is one means to achieve this goal, to fully tap into the potential of refugees and to give them a chance to make a living in host countries. This dissertation examines the potential of vocational integration of refugees through (social) entrepreneurial activities. It includes a detailed literature review and suggests possible direction in the emerging field of refugee (social) entrepreneurship. This dissertation shows that to foster refugee (social) entrepreneurship, the identification and evaluation of specific and potential needs for support is essential. Incubators in particular have a high potential for supporting refugee entrepreneurs, in part it is possible for them to address some of the challenges faced by this target group, which differ from those of locals or migrant entrepreneurs. More specifically, this dissertation aims to answer two research questions: (1) What are relevant (social) entrepreneurial concepts that can contribute to the vocational integration of refugees? (2) What are the distinct contributions of and challenges faced by refugees when it comes to their vocational integration through (social) entrepreneurial activities? Analyzing select practical cases, this dissertation has several important implications for researchers who seek to bridge the gap between academia and society in the context of refugee entrepreneurship and refugee social entrepreneurship research. The findings presented here are also relevant for practitioners, for example those working at business incubators, who aim to facilitate the vocational and social integration of refugees in general and refugees with entrepreneurial aspirations in particular.
"Reallabore" erleben als junges Format transformativer Nachhaltigkeitsforschung gegenwärtig eine beeindruckende Konjunktur. Die Dissertation arbeitet den Reallabor‐Ansatz aus Perspektive der transdisziplinären Forschung methodisch aus. Die Basis hierfür bildet die Erfahrung mit dem Auf‐ und Ausbau von einem der ersten Reallabore in Deutschland: Das langfristig ausgelegte "Quartier Zukunft - Labor Stadt" in Karlsruhe transformiert in Kooperation mit der Zivilgesellschaft ein Quartier modellhaft in einen nachhaltigeren Lebensraum. Es setzt dabei gleichermaßen auf Bildung, Forschung und Praxis. Die vorgelegten Artikel der kumulativen Dissertation bilden verschiedene Stadien der Entwicklung der Reallaborforschung und der methodologischen Reflexion ab. Die ersten beiden Texte entwickeln eine praxisnahe Definition und ordnen Reallabore ein in verwandte Diskurse. Die folgenden beiden Artikel stammen aus der beginnenden Stabilisierung des Reallabordiskurses. Der eine stellt Ziele und Designprinzipien für Reallabore als Rahmen transformativer und transdisziplinärer Forschung dar, der zweite greift aktuelle Diskussionen um Lernprozesse konzeptionell auf. Die letzten zwei Artikel fokussieren auf die Ebene der Projekte im Reallabor am Beispiel der Transformativen Projektseminare, einmal in analytischer Perspektive, einmal in methodisch‐didaktischer. Der Rahmentext abstrahiert die Ergebnisse der zuvor publizierten Artikel entlang dreier Forschungsfragen: Was ist neu am Reallabor‐Ansatz? Welches Potenzial hat ein Reallabor für transdisziplinäre Forschung? Und welche Rolle spielt Lernen im Reallabor? Die methodologische Reflexion führt zu einem Verständnis von Reallaboren als Format zwischen Urban Living Labs und Transition Labs, das sich gegenüber diesen insbesondere durch Langfristigkeit, Bildungsziele und eine klare Trennung zwischen Labor und Experimenten auszeichnet. Aus der kritischen Auseinandersetzung mit Reallaboren wird eine doppelte Bezugnahme auf Transdisziplinarität herausgearbeitet, einerseits als Infrastruktur für transdisziplinäre Projekte, andererseits als in sich transdisziplinäres Unterfangen. Ausgehend von dieser Unterscheidung wird ein Vorschlag gemacht, an welche experimentellen Methodologien jenseits der klassisch‐naturwissenschaftlichen die transdisziplinäre Forschung, die bislang kaum experimentell arbeitet, anknüpfen kann. Das Reallabor unterstützt solche Experimente durch einen Rahmen aus materieller Infrastruktur, durch Kompetenzen der Beteiligten, durch Wissensbestände und soziale Vernetzung. Die Vernetzung über Projektgrenzen hinweg, ein weiteres wesentliches Charakteristikum eines Reallabors, dient dazu, parallele Experimente zu vernetzen und iterative Lernzyklen zu unterstützen. Diese Aspekte werden verbunden zum "Apfelmodell" transdisziplinärer Forschung im Reallabor, in dem das Reallabor als doppeltes Bindeglied fungiert, einerseits zwischen internen und externen Lernzyklen, und andererseits zwischen wissenschaftlichen, bildungsorientierten und praktischen. Durch die Interpretation der Abläufe im Reallabor als Lernprozesse wird ein Anschluss an Bildungsprozesse auf unterschiedlichen Skalen möglich. Neben Lernprozessen im Reallabor als Lernumgebung lässt sich das Reallabor als lernende Institution und als Kristallisationspunkt gesellschaftlicher Lernprozesse verstehen. Das Apfelmodell kann gleichermaßen im Kontext theoretischer Fragen im Transdisziplinaritätsdiskurs herangezogen werden als auch praktischen Zwecken dienen, insbesondere in der Planung von Reallaboren, in der quervernetzten Konzeption von Projekten darin, in der Evaluation und in der Kommunikation.
Die Kulturlandschaft im Alpenraum war in den letzten Jahrzehnten einem besonders starken Strukturwandel ausgesetzt. Als Region mit einem hohen Anteil an Grenzertragsstandorten lassen sich hier zwei gegenläufige Entwicklungen feststellen: zum einen findet eine Intensivierung der Landnutzung in Bereichen mit guter Zugänglichkeit und maschineller Nutzbarkeit statt, zum anderen kommt es häufig zu einem Rückgang der Nutzungsintensität oder Nutzungsaufgabe in Bereichen, in denen die landwirtschaftliche Bearbeitung schwierig ist. Die Auswirkungen auf die Biodiversität werden bei beiden Entwicklungen kritisch gesehen. Allerdings mangelt es an detaillierten Untersuchungen. Im Rahmen eines sechsjährigen Forschungsvorhabens wurden auf einer Weidefläche in den Allgäuer Alpen Laufkäfer, Spinnen und Vegetation untersucht. Auf der Fläche fand zu Beginn der Untersuchung eine Nutzungsänderung statt: ein großer Teil der vormals intensiv von Schafen beweideten Fläche wurde auf extensive Rinderbeweidung umgestellt. Kleine Teilflächen wurden aus der Nutzung genommen. Der Fokus dieser Dissertation liegt in den Untersuchungen der Laufkäfer. Hier wurde zunächst ein Erfassungsschema für Laufkäfer in schwer erreichbaren Gebieten der Alpen erarbeitet, um intensive und mehrjährige Untersuchungen logistisch durchführen zu können. Dabei wurden die Ergebnisse der Laufkäfererfassung über die gesamte Vegetationsperiode mit den Ergebnissen einer reduzierten Erhebung verglichen. Es konnte gezeigt werden, dass eine Beprobung über jeweils zwei Wochen Anfang Juni und Anfang Juli den gesamten Datensatz hinreichend repräsentiert. Des Weiteren wurde untersucht, ob die Vegetation als Surrogat für die beiden untersuchten Arthropodengruppen (Spinnentiere und Laufkäfer) dienen kann, d.h. die Ergebnisse der Vegetation auf die anderen Artengruppen übertragbar ist. Dies wurde sowohl auf Ebene der Artzusammensetzung als auch des Artenreichtums für die drei Taxa geprüft. Zudem wurde überprüft, ob die unter vegetationskundlichen Aspekten abgegrenzten geschützten Lebensraumtypen auch besonders wertvolle Habitate für die Arthropodengruppen darstellen. Die Ergebnisse der Untersuchung zeigen, dass eine ausreichende Kongruenz nicht gegeben und damit die Übertragbarkeit von Ergebnissen bei der Vegetation auf die untersuchten Arthropodengruppen in den Gebirgslebensräumen nicht gewährleistet ist. Dies hat eine hohe praktische Relevanz, da im Rahmen von Managementplanungen für die FFH-Richtlinie als auch bei der Bayerischen Alpenbiotopkartierung überwiegend ein starker Fokus auf vegetationskundlichen Aspekten liegt und insbesondere artenreiche Arthropodengruppen meist nicht betrachtet werden. Abschließend wurde mittels gemischter Modelle (mixed effects models) untersucht, welche Veränderungen bei den Laufkäfern nach der Nutzungsänderung im Untersuchungsgebiet auftraten. Sämtliche errechneten Modelle zeigten Veränderungen der abhängigen Variablen über die Zeit: nach Aufgabe der intensiven Schafbeweidung nahmen die Arten- und Individuenzahlen sowie die Biomasse an Laufkäfern zu. Die Tiere wurden durchschnittlich größer und es traten mehr herbivore Laufkäfer auf. Auch konnten unterschiedliche Entwicklungen zwischen den Standorten beobachtet werden. Die beobachteten Veränderungen werden im Artikel detailliert diskutiert. Die meisten Veränderungen, insbesondere die Zunahme der Artenzahlen sowie der durchschnittlichen Körpergröße, deuten auf eine Erholung der Laufkäferfauna von der intensiven Schafbeweidung hin. Die Nutzungsumstellung und die aktuell praktizierte extensive Rinderbeweidung werden im Gebiet naturschutzfachlich positiv bewertet. Die Arbeit liefert eine gute Vorlage und fundierte Begründung, gerade auch im Alpenraum verstärkt Laufkäfer bei der Beantwortung naturschutzfachlicher Fragestellungen einzubinden.
Comparable collaborations between farmers and institutions with communal catering have been less in research focus so far. Within the region of Lüneburg, an example for such a regional-organic cooperation is not known yet. Thus,this work represents the starting point to fill the research gap within the field of sustainable food systems in urban living labs as part of the research project GLOCULL (Globally and Locally-sustainable food-water-energy innovation in Urban Living Labs). The work aims at building up such a regional-organic food cooperation between a local farmer and a kindergarten community catering servicebased on scientific insights and practical persons’ knowledge.
The aim of this paper is to determine how a carbon footprint label for grocery products can be designed to facilitate a sustainable consumption behaviour. Therefore, a mixed-method approach was used consisting out of a review of relevant literature and an explorative quantitative survey with n=158 participants. It was found that consumers generally have a positive attitude towards carbon labelling, but they lack understanding of the term, its underlying concepts and the emissions caused by grocery products. In regard to the design criteria of a carbon label, labels with a coloured scale are preferred most by consumers. Also, the mechanisms of consumer behaviour imply that not all parts of the behaviour are visible and controllable for individuals themselves. The concluding concept proposal summarises important criteria of a carbon labelling system that has the goal to educate consumers and facilitate a lower carbon consumption behaviour, such as a simple visual design, the use of a colour scale, a design enabling a comparison, the provision of a link to further information, the public enforcement of the system and overall uniformity.
Die Energiewende steht im Zentrum aktueller gesellschaftlicher Debatten. Die Frage ist: Wie kann die gegenwärtige Klimakrise aufgehalten und gleichzeitig der Energiebedarf gedeckt werden? Einigkeit besteht darüber, dass eine Strategie zur Energiewende die Umstellung auf erneuerbare Energieträger beinhalten muss. Das Problem ist: Zentrale Begriffe wie "erneuerbare Energieträger " sind uneindeutig und deshalb besonders für naturwissenschaftliche Laien missverständlich. Ihnen wird dadurch die gesellschaftliche Teilhabe an der Debatte erschwert. Wie kann der naturwissenschaftliche Unterricht dazu beitragen, die oben benannten Missverständnisse aufzuklären? Er muss die Schüler dabei unterstützen, die naturwissenschaftlichen Schlüsselprinzipien der verschiedenen Energieträger und darauf aufbauend die Energiewende angemessen zu verstehen. Zu diesem Zweck muss der Unterricht entsprechend strukturiert werden. Welche Leitlinien sowohl die Lehrkräfte der Naturwissenschaften als auch die Entwickler der Unterrichtsmaterialien dabei beachten sollten: Das klärt die vorliegende Studie. Hierfür wird das Modell der didaktischen Rekonstruktion als Forschungsrahmen genutzt. Ausgehend von einem gemäßigt konstruktivistischen Lehr-Lernverständnis werden drei Unterfragen beantwortet: (1) Welche vorunterrichtlichen Vorstellungen bringen Schüler in den Unterricht mit? (2) Welche Vorstellungen haben Wissenschaftler? (3) Welche Unterschiede ergeben sich im Vergleich der Vorstellungen? Für die Beantwortung dieser Fragen wurden in der Erhebung problemzentrierte, leitfadengestützte Interviews mit 27 Achtklässlern geführt und Auszüge aus zwei wissenschaftlichen Gutachten ausgewählt. Mit einer qualitativen Inhaltsanalyse konnten in der Auswertung Inhaltsaspekte identifiziert werden, die Potenzial für die unterrichtliche Vermittlung haben. Mit dem so reduzierten Datenmaterial wurde eine systematische Metaphernanalyse durchgeführt. Damit wurden erfahrungsbasierte Muster hinter den Vorstellungen rekonstruiert. Aus dem systematischen Vergleich der Ergebnisse lassen sich Lernchancen und Lernhindernisse für das Verstehen von naturwissenschaftlichen Hintergründen der Energiewende ableiten. Diese werden in Form von Leitlinien für den naturwissenschaftlichen Unterricht zusammengefasst. Diese Leitlinien können von Lehrpersonen und Entwicklern von Lehrmaterialien genutzt werden, um ein fachlich angemessenes Verstehen der naturwissenschaftlichen Schlüsselprinzipien der Energieträger und der Energiewende zu fördern.
Tropical forests worldwide support high biodiversity and contribute to the sustenance of local people’s livelihoods. However, the conservation and sustainability of these forests are threatened by land-use changes and a rapidly increasing human population. This dissertation, therefore, aimed to characterize biodiversity patterns in the moist Afromontane forests of southwestern Ethiopia and to examine how biodiversity patterns are affected by land-use and land-use changes (mediated by coffee management intensity, landscape attributes and housing development) in a context of a rapidly growing rural population. To achieve this goal, the author takes an interdisciplinary approach where, first, she examined the effects of coffee management intensity on diversity patterns of woody plants and birds, spanning a gradient of site-level disturbance from nearly undisturbed forest interior to highly managed shade coffee forests. Results showed that specialized species of woody plants (forest specialists) and birds (forest specialists, insectivores and frugivores) were affected by coffee management intensity. The richness of forest specialist trees and the richness and/or abundance of insectivores, frugivores and forest specialist birds decrease with increasing levels of disturbance. Second, the author investigated the effects of landscape context on woody plants, birds and mammals. Community composition and specialist species of woody plants and birds were sensitive to landscape context, where woody plants responded positively to gradients of edge-interior and birds to gradients of edge-interior and forest cover. Further results showed that a diverse mammal community, with 26 species, occurs at the forest edge of shade coffee forests and that the leopard, an apex predator in the region depended on large areas of natural forest. A closer examination of leopard activity patterns revealed a shift in the diel activity as a response to human disturbance inside the forest, further highlighting the importance of natural undisturbed forests for leopards in the region. Together, these findings demonstrate the value of low managed shade coffee forests for biodiversity, and importantly, emphasize the irreplaceable value of undisturbed natural forests for biodiversity. Third, the researcher investigated the effects of prospective rural population growth (mediated by housing development) on the forest mammal community. Here, population growth was projected to negatively influence several mammal species, including the leopard. Housing development that encroached the forest entailed worse outcomes for biodiversity than a combination of prioritized development in already developed areas and coffee forest protection. Fourth, to understand the motivations behind high human fertility rates in the region, she examined the determinants of women fertility preferences, including their perceptions on social and biophysical stressors affecting local livelihoods such as food insecurity and environmental degradation. Fertility preferences were influenced by underlying social norms and mindsets, a perceived utilitarian value of children and male dominance within the household, and were only marginally affected by perceptions of social and biophysical stressors. The findings suggest the need for new deliberative and culturally sensitive approaches that engage with pervasive social norms to slow down population growth. Overall, this dissertation demonstrates the key value of moist Afromontane forests in southwestern Ethiopia for biodiversity conservation. It indicates the need to promote coffee management practices that reduce forest degradation and highlights that high priority should be given to the conservation of undisturbed natural forests. It also suggests the need to integrate conservation goals with housing development in landscape planning. A promising approach to achieve the above conservation priorities would be the creation of a Biosphere Reserve and to promote the ecological connectivity between the larger forest remnants in the region. Finally, this dissertation demonstrates the importance of placed-based holistic approaches in conservation that consider both proximate and distal drivers of forest biodiversity decline.
Both sustainability and transdisciplinary research can change academic research, especially with regard to its relevance for, and relationship with, its environments. Transdisciplinary sustainability research (TSR), thus, offers the opportunity to change non-sustainable development paths of sciences themselves. In order to fully exploit this possibility, this PhD project addresses the question of how TSR, in the first place, does conceptualize and, in the second place, could conceptualize knowledge, research, and science. Firstly, this PhD project analyzes, from a discourse studies perspective, the term problem in TSR, against the background of discourses on sustainable development. Secondly, it explores the historical-analytical and transformative concept of the problematic. The results, firstly, show the consequences of a problem-solving focus for TSR, and secondly, differentiate it from a transformative direction of problematic designing, as a more appropriate view on the dimensions of transformation and their qualities of change that matter for TSR. This PhD project aims to contribute to a self-understanding of, and a philosophical communication about, TSR, as a research form in the sustainability sciences.
As modern society progresses, waste treatment becomes a pressing issue. Not only are global waste amounts increasing, but there is also an unmet demand for sustainable materials (e.g. bioplastics). By identifying and developing processes, which efficiently treat waste while simultaneously generating sustainable materials, potentially both these issues might be alleviated. Following this line of thought, this dissertation focuses on procedures for treatment of the organic fraction of waste. Organic waste is a suitable starting material for microbial fermentation, where carbohydrates are converted to smaller molecules, such as ethanol, acetic acid, and lactic acid. Being the monomer of the thermoplastic poly-lactic acid, lactic acid is of particular interest with regard to bioplastics production and was selected as target compound for this dissertation. Organic waste acted as substrate for non-sterile batch and continuous fermentations. Fermentations were initiated with inoculum of Streptococcus sp. or with indigenous consortium alone. During batch mode, concentration, yield, and productivity reached maximum values of 50 g L−1, 63%, and 2.93 g L−1 h −1. During continuous operation at a dilution rate of 0.44 d−1, concentration and yield were increased to 69 g L−1 and 86%, respectively, while productivity was lowered to 1.27 g L−1 h −1 . To fully exploit the nutrients present in organic waste, phosphate recovery was analyzed using seashells as adsorbent. Furthermore, the pattern of the indigenous consortium was monitored. Evidently, a very efficient Enterococcus strain tended to dominate the indigenous consortium during fermentation. The isolation and cultivation of this consortium gave a very potent inoculum. In comparison to the non-inoculated fermentation of a different organic waste batch, addition of this inoculum lead to an improved fermentation performance. Lactic acid yield, concentration, and molar selectivity could be increased from 38% to 51%, 49 g L−1 to 65 g L−1, and 46% to 86%, respectively. Eventually, fermentation process data was used to perform techno-economic analysis proposing a waste treatment plant with different catchment area sizes ranging from 50,000 to 1,000,000 people. Economically profitable scenarios for both batch and continuous operation could be identified for a community with as few as 100,000 inhabitants. With the experimental data, as well as techno-economic calculations presented in this dissertation, a profound contribution to sustainable waste treatment and material production was made.