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333.7 Natürliche Ressourcen, Energie und Umwelt

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Political challenges of a textile transformation (2022)
Beyers, Felix
In political and academic debates, there are increasing voices for a sustainable transformation that culminates in the demand for collaborative human action. Collaborative governance is a promising approach to address the difficult challenges of sustainability through global public and private partnerships between diverse actors of state, market and civil society. The textile and clothing industry (hereafter: textile sector) is an excellent example where a variety of such initiatives have evolved to address the wicked sustainability challenges. However, the question arises whether collaborative governance actually leads to transformation, also because the textile sector still faces various sustainability challenges such as the violation of workers' rights, agriculture and water pollution from toxic chemicals, and emissions from logistics that contribute significantly to climate change. In this dissertation, I therefore question whether and how collaborative governance in the textile sector provides space for, or pathways to, sustainability transformation. In three scientific articles and this framework paper, I use a mixed-methods research approach and follow scholars of sustainability science towards transformation research. First, I conduct a systematic literature review on inter-organizational and governance partnerships before diving into a critical case study on an interactive collaborative governance initiative, the German Partnership for Sustainable Textiles (hereafter: Textiles Partnership). The multi-stakeholder initiative (MSIs) was initiated by the German government in 2015 and brings together more than 130 organizations and companies from seven stakeholder groups. It aims at improving working conditions and reducing environmental impacts in global textile and clothing supply chains. In two empirical articles, I then explore learning spaces in the partnership and the ways in which governance actors navigate the complex governance landscape. For the former, I use a quantitative and qualitative social network analysis based on annual reports and qualitative interviews with diverse actors from the partnership. Then, I use qualitative content analysis of the interviews, policy documents and conduct a focus group discussion to validate assumptions about the broader empirical governance landscape and the social interactions within. Finally, in this framework paper, I use theories of transformation to distinguish forms of change and personal, political and practical spheres of transformation, and reflect on the findings of the three articles in this cumulative dissertation. I argue that collaborative governance in general and MSIs in particular provide spaces for actors to negotiate their diverse interests, values and worldviews, which is a valuable contribution to social learning and interaction for transformation. However, private governance structures and the diversity and unharmonized nature of initiatives in the landscape hinder the realization of the full potential of such partnerships for practical transformation. My case study shows that in such partnerships, structures emerge that impede the full engagement of all actors in constructive conflict for social learning because they create structures in which few are actively involved in making decisions. This traces back to a practical trade-off between learning and achieving governance outcomes. I argue that decisions should not be rushed, but space should be provided for the confrontation of different values and interests to arrive at informed solutions. Additionally, actors in such partnerships are completely overwhelmed by the multiplicity of different and mostly voluntary initiatives and partnerships, which bring different, non-harmonized commitments, so that actors take on varying and sometimes conflicting roles. MSIs are thus limited by the need for stronger state regulation, which in Germany is now leading to the implementation of the Due Diligence Act in June 2021. Collaborative governance initiatives are thus critical platforms where different actors are able to negotiate their values and political interests. However, they need to be embedded in governmental framework conditions and binding laws that transcend national borders, because the industry's challenges also transcend borders. Only in this way can they contribute substantively to transformation. Further research should focus on the interplay between state and private regulation through further case studies in different sectors and foster inter- and transdisciplinary research that allow for spaces for social interaction and learning between science and practice.
Sustainability transition of the electricity system : levels, actors and mechanisms (2021)
Rollert, Katarzyna Ewa
The dissertation consists of three scientific papers and a synopsis. The synopsis addresses the relevance of the dissertation and lists the key factors for the sustainability transition in the electricity system as a common denominator of the three papers. The relevance of the dissertation results, on the one hand, from the urgency of the sustainability transition in the electricity system and an insufficient transition willingness of the eastern European Member States. On the other hand, the Multi-Level-Perspective as one of the most important scientific frameworks to grasp transitions does not provide a sufficient explanation of its mechanisms. Moreover, Demand Response aggregators as new enterprises on the European electricity market and potential reform initiators are still under researched. The following key factors for the sustainability transition of the electricity system have been identified: supply security concerns, Europeanisation, policy making and the dominance of short-term oriented economic evaluation. Paper 1 The underlying factors in the uptake of electricity demand response: The case of Poland Author: Katarzyna Ewa Rollert Published: Utilities Policy, Volume 54, October 2018, 11-21, https://doi.org/10.1016/j.jup.2018.07.002 Demand response (DR) is considered crucial for a more reliable, sustainable, and efficient electricity system. Nevertheless, DR’s potential still remains largely untapped in Europe. This study sheds light on the roots of this problem in the context of Poland. It suggests that unfavorable regulation is symptomatic of the real, underlying barriers. In Poland, these barriers are coal dependence and political influence on energy enterprises. As main drivers, supply security concerns, EU regulatory pressure, and a positive cost-benefit profile of DR in comparison to alternatives, are revealed. A conceptual model of DR uptake in electricity systems is proposed. Paper 2 Gaining legitimacy for sustainability transition: A social mechanisms approach Authors: Ursula Weisenfeld and Katarzyna Ewa Rollert Review and re-submit: Environmental Innovation and Societal Transitions / August 2021 Applying a social mechanisms approach to the Multi-Level Perspective, we conceptualize mechanisms of socio-technical transitions and of gaining legitimacy for transitions as co-evolutionary drivers and outcomes. Situational, action-formational, and transformational mechanisms that operate as drivers of change in a socio-technical transition require corresponding framing and framing contests to achieve legitimacy for that transition. We illustrate our conceptual insight with the case of the coal dependent Polish electricity system. Paper 3 Demand response aggregators as institutional entrepreneurs in the European electricity market Author: Katarzyna Ewa Rollert Under review: Journal of Cleaner Production / August 2021 Demand Response (DR) aggregators act as intermediaries between electricity customers and network operators to tap the potential of the demand-based flexibility. This qualitative study reveals DR aggregators as institutional entrepreneurs that struggle to reform the still largely supply-oriented European electricity market. Unfavourable regulation, low value of flexibility, resource constraints, complexity, and customer acquisition are the key challenges DR aggregators face. To overcome them they apply a combination of strategies: lobbying, market education, technological proficiency, and upscaling the business. The study highlights DR aggregation as an architectural innovation that alters the interplay between key actors of the electricity system and provides policy recommendations including the necessity to assess the real value of DR in comparison to other flexibility sources by taking all externalities into account, a technology-neutral approach to market design and the need for simplification of DR programmes, and common standards to reduce complexity and uncertainty for DR providers.
Consumer perception of product carbon footprint labelling : A concept proposal (2020)
Szabo, Jonathan
The aim of this paper is to determine how a carbon footprint label for grocery products can be designed to facilitate a sustainable consumption behaviour. Therefore, a mixed-method approach was used consisting out of a review of relevant literature and an explorative quantitative survey with n = 158 participants. It was found that consumers generally have a positive attitude towards carbon labelling, but they lack understanding of the term, its underlying concepts and the emissions caused by grocery products. In regard to the design criteria of a carbon label, labels with a coloured scale are preferred most by consumers. Also, the mechanisms of consumer behaviour imply that not all parts of the behaviour are visible and controllable for individuals themselves. The concluding concept proposal summarises important criteria of a carbon labelling system that has the goal to educate consumers and facilitate a lower carbon consumption behaviour, such as a simple visual design, the use of a colour scale, a design enabling a comparison, the provision of a link to further information, the public enforcement of the system and overall uniformity.
Bottom-up sustainability transformations : Supporting local actors fostering change towards sustainability (2021)
Lam, David Patrick Michael
Despite growing research on sustainability transformations, our understanding of how transformative transdisciplinary research can support local actors who foster change towards sustainability is still somewhat limited. To contribute to this research question, I conducted research in a transdisciplinary case study in Southern Transylvania, where non-governmental organizations (NGO) drive sustainability initiatives to foster desired changes (e.g., supporting small-scale farmers or conserving natural and cultural heritage). Interactions with these local actors and reflections on my research question shaped the research of this dissertation, which I present in four papers. In paper 1, I conducted a literature review on amplification processes that describe actions, which local actors can apply to increase the impact of their sustainability initiatives. This is of interest in sustainability transformations research and practice because the impact of initiatives challenges incumbent regimes and consequently prepares transformations. I developed an integrated typology of amplification processes, which introduces new and innovative ways to conceptualize and study how initiatives increase their impact. The typology integrates theoretical insights on amplification processes from different frameworks that draw on diverse theories, such as resilience theory on transformations of social-ecological systems or sustainability transitions theory on transitions of socio-technical systems. This typology combines contemporary conceptualizations of amplification processes, informs transdisciplinary researchers working with local actors on increasing impact from initiatives, and has inspired debate and empirical research which contributes to theory development concerning amplifying impact of initiatives in diverse contexts. In paper 2, I conducted a literature review on the application of indigenous and local knowledge (ILK) in sustainability transformations research to understand whether this research engages with the conceptualization of transformations from local actors. The results show that ILK is generally applied to confirm and complement scientific knowledge in contexts of environmental, climate, social-ecological, and species change. Only four out of 81 papers (5%) applied ILK to conduct research on transformations. In addition, I identified four research clusters that apply ILK in contexts of transformation, transition, or change in Arctic, terrestrial, coastal, and grass and rangelands environments. Consequently, the review shows that only few empirical studies apply ILK to understand transformations. This indicates that sustainability transformations research lacks to include knowledge from local actors to conceptualize transformations, such as in the case of ILK. This has the potential to question scientific conceptualizations of transformations for theory development (e.g., resilience theory on transformations of social-ecological systems) and to enrich transformative transdisciplinary research. In paper 3, I derived principles that provide guidance for how to integrate sustainability initiatives from local actors in transformative transdisciplinary research. Based on my transdisciplinary research with the NGOs in Southern Transylvania and by using systems and futures thinking as an approach for analysis, I derived three principles that provide guidance for the co-design of sustainability intervention strategies that build on, strengthen, and complement existing initiatives from local actors. These principles contribute to transformative transdisciplinary research by highlighting and operationalizing the need to integrate initiatives from local actors to foster bottom-up, place-based transformations. In paper 4, I explored empirically how to identify relevant local actors for collaborations that seek to intervene in specific characteristics of a system (e.g., parameters or design of a system). I applied a leverage points’ perspective to analyse the social networks of the NGOs in Southern Transylvania that amplify the impact of their initiatives. My results suggest that there are two types of local actors for potential collaborations: local actors who have the ability to intervene in both shallow (i.e., parameters and feedbacks of a system) and deep (i.e., design and intent of a system) system characteristics, and local actors who have the ability to intervene only in specific system characteristics. In addition, my results indicate that the application of specific amplification processes is associated with the positions of local actors in their networks. Thus, paper 4 provides a novel methodological approach and first empirical insights for identifying potential relevant partners for specific system interventions. This supports in transformative transdisciplinary research the categorization of relations and networks of local actors according to the system characteristics that they address, and the selection of relevant partners for specific system interventions. This dissertation as a whole contributes insights to three recommendations of how transformative transdisciplinary research can support local actors fostering change towards sustainability: First, by conducting research that studies and supports local actors who increase the impact of their sustainability initiatives via amplification processes (Paper 1 and 4); Second, by engaging specifically with the initiatives, networks, and knowledge from local actors, who foster bottom-up, place-based transformations (Paper 1-4); Third, by identifying and collaborating with local actors that are relevant for strategic systems interventions that build on, strengthen, and complement existing initiatives (Paper 3-4). These three recommendations pave the way for an enhanced transformative transdisciplinary research that can potentially support local actors who with their initiatives, networks, and knowledge foster bottom-up, place-based sustainability transformations.
Mögliche Auswirkungen eines Transatlantic Trade and Investment Partnership (TTIP)-Abkommens auf die Anwendung gentechnisch veränderter Lebens- und Futtermittel in der EU und in Deutschland (2016)
Eggers, Anna-Catharina
Gentechnische Anwendungen werden in den USA über einen vertikalen Verfahrensansatz geregelt, der meist zu einer Gleichbehandlung konventioneller und genetisch veränderter Lebens- und Futtermittel führt. Im Gegensatz dazu resultiert die strengere europäische Regulierung mit ihrem horizontalen Verfahrensansatz in einer grundsätzlichen Unterscheidung konventioneller und genetisch veränderter Lebens- und Futtermittel. Diese Unterschiede bergen im Kontext bilateraler Handelsabkommen ein erhebliches Konfliktpotential, das sich durch die derzeit in Verhandlung stehende Transatlantische Handels- und Investitionspartnerschaft noch verschärfen könnte. Trotz starker Geheimhaltung zeichnet sich ab, dass in dem Abkommen der vertikale Verfahrensansatz bevorzugt wird. In Verbindung mit den ebenfalls diskutierten Investor-Staat-Schiedsgerichten könnte dies langfristig die europäischen Gentechnikregulierungen aufweichen oder mit hohen Klagen auf Schadenersatz von US-amerikanischen Investoren einhergehen.
Developing affective-motivational competence within education for sustainable consumption through self-reflexive learning activities (2020)
Frank, Pascal
It is understood among research and policy makers that addressing unsustainable individual consumption patterns is key for the vision of sustainable development. Education for Sustainable Consumption (ESC) is attributed a pivotal role for this purpose, aiming to improve the capacity of individuals to connect to and act upon knowledge, values and skills in order to respond successfully and purposefully to the demands of sustainable consumption. Yet despite growing political, scientific, and educational efforts to foster more sustainable consumption practices through ESC, and increasing awareness about the negative ecological and socio-economic impacts of individual consumer behavior in the general population, little has been achieved to substantially change behavioral patterns so far. As part of the explanation for this shortcoming, it has been argued that current ESC practices have neglected the personal dimension of sustainable consumption, especially the affective-motivational processes underlying unsustainable consumption patterns. Against this background, this cumulative thesis is guided by the question how personal competencies for sustainable consumption can be defined, observed, and developed within educational settings. Special attention is given to mindfulness practices, describing the practice of cultivating a deliberate, unbiased and openhearted awareness of perceptible experience in the present moment. These practices have received growing attention within ESC as a means to stimulate competencies for sustainable consumption. Drawing upon an explorative, qualitative research methodology, the thesis looks at three different mindfulness-based interventions aiming to stimulate competencies for sustainable consumption, reaching out to a total number of 321 participants (employees and university students). In this thesis, I suggests to define personal competencies for sustainable consumption as abilities, proficiencies, or skills related to inner states and processes that can be considered necessary or sufficient to engage with sustainable consumption (SC). These include ethics, self-awareness, emotional resilience, selfcare, access to and cultivation of personal resources, access to and cultivation of ethical qualities, and mindsets for sustainability. It is argued that these competencies directly relate to those challenges individuals face when attempting to consume in a way that corresponds to their sustainability-related intentions or engage in SC-related learning activities. It provides evidence that the cultivation of (some of) these competencies allows individuals to overcome (some of) these challenges. The thesis holds that the observation of personal competencies benefits from a combination of different methodological and methodical angles. When working with self-reports as empirical data, a pluralistic qualitative methods approach can help overcoming shortcomings that are specifically related to individual methods while increasing the self-reflexivity of the research. This is especially important in order to reduce the risk of looking for desired outcomes and misinterpreting statements of the inquired population. This risk can also be diminished by discussing and adjusting interim findings with this population. Moreover, it is suggested to let learners analyze their own personal statements in groups, applying scientific methods. The products of the group analyses represent data based on an inter-subjectively shared perspective of learners that goes beyond self-estimation of personal competencies. In terms of developing personal competencies for SC, it can be concluded that mindfulness practice alone is not sufficient to build personal competencies for SC. While it can stimulate generic personal competencies, individuals do not necessarily apply these competencies within the domain of their consumption. Furthermore, even though the practice increases individuals’ self-awareness for current inner states and processes, practitioners do not seem to become aware of and reflect upon the more latent, personal predispositions out of which the current sensations occur. Nevertheless, mindfulness practice can play an important role in ESC, insofar as it lays the inner foundation to engage with sustainability-related issues. More precisely, it allows learners to experience the relevance of their inner states and processes and the influence they have on actual behaviors, leading to a level of selfawareness that would not be accessible solely through discursive-intellectual means. Furthermore, participants experience mindfulness practice as a way to develop ethical qualities and access psychological resources, entailing stronger emotional resilience and improved well-being. In order to unleash its full potential for stimulating personal competencies for SC, however, the findings of the thesis suggest that mindfulness practice should be (a) complemented with methodically controlled self-inquiry and (b) related to a specific behavioral change. In this vein, self-inquiry-based and self-experience-based learning – two pedagogical approaches developed during the period of research for this thesis – turned out to be promising pedagogies for educational settings striving to stimulate the development of personal competencies for SC. Overall, the thesis makes a novel contribution to the field of competency-based ESC by suggesting personal competencies for sustainable consumption as important and desirable learning outcomes of ESC practices Furthermore, it provides specific pedagogies and learning activities in order to achieve these learning outcomes. As such, the thesis answers to general calls from education for sustainable development scholars to take the inner, affective-motivational dimension of individuals into consideration and makes a first suggestion as to how this can be systematically achieved.
Die industrielle und illegale Fischerei vor der Küste Westafrikas am Beispiel des Senegal. Was sind die Ursachen und welche Auswirkungen gibt es in der sozialen und ökonomischen Dimension? (2015)
Henkel, Fabian
In dieser Arbeit wird das Thema der Überfischung vor der Küste Westafrikas behandelt. Der Schwerpunkt liegt auf der industriellen und auf der illegalen Fischerei, welche hauptsächlich von den Industrienationen ausgehen. Hierbei werden die Rechtslage und die Auswirkungen auf die Ökonomie und die Soziologie in Westafrika behandelt. Im Hinblick auf die intensive Fischerei lautet die zentrale Frage, ob die industrielle und die illegale Fischerei zu einem Zusammenbruch des Fischereisektors in Westafrika führen. Fazit der Arbeit ist, dass die lokalen Fischer und die Arbeiter aus den Weiterverarbeitungsbetrieben massiven Existenzproblemen ausgesetzt sind. Des Weiteren führt der Mangel an Fischereiprodukten zu einer Vielzahl von Problemen in der Bevölkerung, als Beispiel ist hier die Mangelernährung zu nennen. Den Abschluss dieser Arbeit bilden umfassende Lösungsvorschläge aus den Bereichen Recht, Politik und Sozialwissenschaften.
Konzeptvorschlag zur Optimierung des Geschäftsprozesses „Innerbetriebliche Bestellung" mit dem Ziel der Vermeidung von Lebensmittelabfällen in Bäckerei-Betrieben (2015)
Büttner, Christin
Jedes Jahr landen weltweit rund 1,3 Milliarden Tonnen Lebensmittel auf dem Müll. Deren Produktion verbraucht knapp ein Drittel des globalen Ackerlandes sowie 250 Kubikkilometer Wasser und entlässt dabei mehr als drei Milliarden Tonnen Kohlendioxid in die Atmosphäre. Gleichzeitig leidet mehr als ein Zehntel der Weltbevölkerung an Hunger und Unterernährung. Deshalb ist es erklärtes Ziel der Europäischen Kommission, die Zahl der entsorgten Lebensmittel bis 2020 in der EU zu halbieren. Dieses Vorhaben ist für Bäckereien besonders ehrgeizig, da Brot und Backwaren meist nur einen Tag lang verkauft werden können. Diese Arbeit beschäftigt sich mit innerbetrieblichen Potentialen an der Schnittstelle von Produktion und Verkauf zur Vermeidung von Lebensmittelabfällen. Außerdem liefert sie einen konkreten Konzeptvorschlag zur Optimierung des innerbetrieblichen Bestellprozesses.
Befreiung aus dem Kreislauf des Konsums. Über den Beitrag von Yoga zu einer suffizienten Lebensweise (2014)
Kratzer, Laura
Suffizienz ist ein Strategieansatz, dessen Verfolgung für das Erreichen einer nachhaltigen Entwicklung unerlässlich ist. In ihrer praktischen Umsetzung trifft die Suffizienzstrategie jedoch auf vielfältige Hindernisse, die die Etablierung von konkreten Maßnahmen verhindern. Im Rahmen dieser Arbeit wurde untersucht, inwiefern die Philosophie und Praxis des Yoga einen Schlüssel für die Umsetzung der Suffizienz auf privater Ebene darstellen kann. Nach der Methodik der qualitativen Sozialforschung wurden Einzelinterviews mit Yogalehrer*innen durchgeführt, deren Auswertung das Transformationspotenzial des Yoga in Richtung einer suffizienten Lebensweise näher erläutert. Die Forschungsergebnisse bestätigen eine Suffizienzorientierung der befragten Personen seit dem Beginn ihrer Yogapraxis und deuten auf eine erhöhte Bereitschaft für die Akzeptanz von Suffizienzmaßnahmen hin. Ein direkter Zusammenhang zwischen Yoga und dem Wissen um die Notwendigkeit einer suffizienten Lebensweise konnte nicht nachgewiesen werden. Die Ergebnisse dienen der Suffizienzforschung als Ansatzpunkte für die Entwicklung neuer Umsetzungsstrategien.
Nachhaltigkeit ist unerreichbar: Irrwege, Irrglauben - Und doch… Licht am Ende des Tunnels? (2013)
Guerra González, Jorge
Insbesondere in den sogenannten entwickelten Ländern findet Nachhaltigkeit immer mehr Anklang. Die meisten dort lebenden Menschen würden sowohl ihre Ziele befürworten, als auch ihre Hindernisse überwinden wollen. Aber wir stellen fest, dass Nachhaltigkeit im Augenblick der Handlungsentscheidung nicht vorrangig behandelt wird. Im Gegenteil, sie wird hinten angestellt. Dieser Aufsatz erklärt, woran es liegt, dass sich Menschen letztendlich kaum mit Nachhaltigkeit emotional identifizieren können - weder im positiven noch im negativen Sinne. Das Erreichen von Nachhaltigkeit kann somit nur dann gelingen, wenn ein Ziel gefunden wird, das Menschen tatsächlich motiviert - und das gleichzeitig Nachhaltigkeit hervorbringt
Tauschen, Leihen und Schenken: neue Nutzungsformen als Beispiele einer suffizienten Lebensweise? (2013)
Blieffert, Svea
Umsonstläden und couchsurfing sind Beispiele neuer Nutzungsformen
Vorbereitung zur Wiederverwendung: Regelung und Regelungsbedarf - Umsetzungs- und Erfolgsaussichten (2013)
Guerra González, Jorge
Wiederverwendung (WV) von Erzeugnissen ist als Ansatz hinsichtlich der Ressourcenschonung zu verstehen. Durch Verwertungsmaßnahmen mit dieser Zielsetzung - Vorbereitung zur Wiederverwendung (VWV) - kann man bewirken, dass einst als Abfall eingestufte Erzeugnisse ihre ursprüngliche Funktion wieder erfüllen, so dass im Prinzip weniger Ressourcen für die Bereitstellung von neuen Produkten beansprucht werden müs-sen. Zumindest theoretisch wäre es dann möglich, nachhaltige Entwicklung mit Wirtschaftswachstum zu vereinbaren. Aus diesem Potenzial ergibt sich die hohe Stellung sowohl von WV als auch von VWV in der so-genannten Abfallhierarchie. Nichtsdestotrotz zeigt die Realität, dass die Umsetzungsmöglichkeiten von WV bzw. VWV bescheiden sind. Auf die Ursachen und Folgen dieses Phänomens geht dieser Aufsatz ein. Schlüsselwörter: Wiederverwendung, Abfallhierarchie, Effizienz, Suffizienz, Konsum-entenverhalten, Ressourcenschutz, Nachhaltigkeit, Kreislaufwirtschaft
Implementing Real Sustainability - The Meaning of Sufficiency for a New Development Approach (2013)
Guerra González, Jorge
In theory we pursue a sustainable development, but in reality we do not. An economy based on continuous growth, which evidently is not sustainable, is however the priority model almost everywhere. If we really aim at implementing sustainability, then we must radically change our economic model. Sufficiency - which calls for individuals mainly from so-called “developed countries” not to consume more than is really needed - may offer a useful alternative. We can still find some - last - examples of indigenous peoples living in a sufficient manner, all of them nowadays in those “developing countries”. We could learn at least from them that it is possible to live differently, i.e., in harmony with ourselves and our environment. This would pave the way for their - and for our all - protection, as well as the manner in which we understand at present development politics.
Institutional dynamics in sustainability transformations (2020)
Derwort, Pim
The world currently faces important issues concerning climate change and environmental sustainability, with the wellbeing of billions of people around the world at risk over the next decades. Existing institutions no longer appear to be sufficiently capable to deal with the complexity and uncertainty associated with the wicked problem of sustainability. Achieving the required sustainability transformation will thus require purposeful reform of existing institutional frameworks. However, existing research on the governance of sustainability of sustainability transformations has strongly focused on innovation and the more ‘creative’ aspects of these processes, blinding our view to the fact that they go hand with the failure, decline or dismantling of institutions that are no longer considered functional or desirable. This doctoral dissertation thus seeks to better understand how institutional failure and decline can contribute productively to sustainability transformations and how such dynamics in institutional arrangements can serve to restructure existing institutional systems. A systematic review of the conceptual literature served to provide a concise synthesis of the research on ‘failure’ and ‘decline’ in the institutional literature, providing important first insights into their potentially productive functions. This was followed up by an archetype analysis of the productive functions of failure and decline, drawing on a wide range of literatures. This research identified five archetypical pathways: (1) crises triggering institutional adaptations toward sustainability, (2) systematic learning from failure and breakdown, (3) the purposeful destabilisation of unsustainable institutions, (4) making a virtue of inevitable decline, and (5) active and reflective decision making in the face of decline instead of leaving it to chance. Empirical case studies looking at the German energy transition and efforts to phase out coal in the Powering Past Coal Alliance served to provide more insights on (a) how to effectively harness ‘windows of opportunity’ for change, and (b) the governance mechanisms used by governments to actively remove institutions. Results indicate that the lock-in of existing technologies, regulations and practices can throw up important obstacles for sustainability transformations. The intentional or unintentional destabilisation of the status quo may thus be required to enable healthy renewal within a system. This process required active and reflective management to avoid the irreversible loss of desirable institutional elements. Instruments such as ‘sunset clauses’ and ‘experimental legislation’ may serve as important tools to learn through ‘trial and error’, whilst limiting the possible damage done by failure. Focusing on the subject of scale, this analysis finds that the level at which failure occurs is likely to determine the degree of change that can be achieved. Failures at the policy-level are most likely to merely lead to changes to the tools and instruments used by policy makers. This research thus suggests that failures on the polity- and political level may be required to achieve transformative changes to existing power structures, belief-systems and paradigms. Finally, this research briefly touches on the role of actor and agency in the governance of sustainabilitytransformations through failure and decline. It finds that actors may play an important role in causing a system or one of its elements to fail and in shaping the way events are come to be perceived. Drawing on the findings of this research, this dissertation suggests a number of lessons policy makers and others seeking to revisit existing institutional arrangements may want to take into account. Actors should be prepared to harness the potential associated with failure and decline, preserve those institutional elements considered important, and take care to manage the tension between the need for ‘quick fixes’ to currently pressing problems and solution that maintain and protect the longterm sustainability of a system.
Assessing climate change impacts on wind energy financing (2019)
Remke, Thomas
Wind energy is expected to become the largest source of electricity generation in Europe’s future energy mix with offshore wind energy in particular being considered as an essential component for secure and sustainable energy supply. As a consequence, future electricity generation will be exposed to an increasing degree to weather and climate. With planning and operational lifetimes of wind energy infrastructure reaching climate time scales, adaptation to changing climate conditions is of relevance to support secure and sustainable energy supply. Premise for success of wind energy projects is the ability to service financial obligations over the project lifetime. Though, revenues(viaelectricity generation) are exposed to changing climate conditions affecting the wind resource, operating conditions or hazardous events interfering with the wind energy infrastructure. For the first time, a procedure is presented to assess such climate change impacts specifically for wind energy financing. At first, a generalised financing chain for wind energy is prepared to(qualitatively) trace the exposure of individual cost elements to physical climate change. In this regard, the revenue through wind power production is identified as the essential component within wind energy financing being exposed to changing climate conditions. This implies the wind resource to be of crucial interest for an assessment of climate change impacts on the financing of wind energy. Therefore, secondly, a novel high-resolution experimental modelling framework with the non-hydrostatic extension of the regional climate model REMO is set up to generate physically consistent climate and climate change information of the wind resource across wind turbine operating altitudes. With this setup, enhanced simulated intra-annual and inter-annual variability across the lower planetary boundary layer is achieved, being beneficial for wind energy applications, compared to state-of-the-art regional climate model configurations. In addition, surrogate climate change experiments with this setup disclose vertical wind speed changes in the lower planetary boundary layer to be indirectly affected by temperature changes through thermodynamically-induced atmospheric stability alterations. Moreover, air density changes are identified to occasionally exceed the net impact of wind energy density changes originating from changes in wind speed. This supports the consideration of air density information (in addition to wind speed) for wind energy yiel assumptions. Thirdly, the generated climate and climate change information of the wind resource are transferred to a simplified but fully-fledged financial model to assess the financial risk of wind energy project financing with respect to changing climate conditions. Sensitivity experiments for an imaginary offshore wind farm located in the German Bight reveal the long-term profitability of wind energy project financing not to be substantially affected by changing wind resource conditions, but incidents with insufficient servicing of financial obligations experience changes exceeding -10% to 14%. The integration of wind energy-specific climate and climate change information into existing financial risk assessment procedures would illustrate a valuable contribution to enable climate change adaptation for wind energy. In particular information about intra-annual and inter-annual variability change of the wind resource originating from changing climate conditions permit the quantification of additional financial risk associated to debt repayment obligations and, subsequently, enable the development of suitable preventive economic measures. Though, additional efforts in combination with future technical development are necessary to provide essential additional information about the bandwidth of climate change and uncertainties associated to such sector-specific climate and climate change information.
Assessing the risks of climate change on electricity grid infrastructure (2019)
Stankoweit, Marius
In response to the challenges of the energy transition, the German electricity network is subjected to a process of substantial transformation. Considering the long latency periods and lifetimes of electricity grid infrastructure projects, it is more cost-efficient to combine this need for transformation with the need to adapt the grid to future climate conditions. This study proposes the spatially varying risk of electricity grid outages as a guiding principle to determine optimal levels of security of electricity supply. Therefore, not only projections of future changes in the likelihood of impacts on the grid infrastructure were analyzed, but also the monetary consequences of an interruption. Since the windthrow of trees was identified a major source for atmospherically induced grid outages, a windthrow index was developed, to regionally assess the climatic conditions for windthrow. Further, a concept referred to as Value of Lost Grid was proposed to quantify the impacts related to interruptions of the distribution grid. In combination, the two approaches enabled to identify grid entities, which are of comparably high economic value and subjected to a comparably high likelihood of windthrow under future climate conditions. These are primarily located in the mid-range mountain areas of North-Rhine Westphalia, Baden-Württemberg and Bavaria. In comparison to other areas of less risk, the higher risk in these areas should be reflected in comparably more resilient network structures, such as buried lines instead of overheadlines, or more comprehensive efforts to prevent grid interruptions, such as structural reinforcements of pylons or improved vegetation management along the power lines. In addition, the outcomes provide the basis for a selection of regions which should be subjected to a more regionally focused analysis inquiring spatial differences (with respect to the identified coincidence of high windthrow likelihoods and high economic importance of the grid) among individual power lines or sections of a distribution network.
Time matters : unlocking the transformative potential of strategic approaches towards a more sustainable metal use (2019)
Weiser, Annika
Achieving the ‘Great Transformation’ demands a closer consideration of the material basis of technologies, whose broad-scale implementation is often associated with efficiency improvements and progress towards a post-fossil society, but which is largely disregarded as of today. At the same time, the discourse on resource-related issues only rarely evolves around achieving an actual fundamental shift towards sustainability in the sense of a ‘material transition’. The notion of this mutual disconnect – a ‘transformation-material gap’ that exists in both research and practice – is the main driver for this dissertation. Metals fulfill crucial functions in areas as diverse as renewable energy, digitization and life style appliances such as smart home concepts, mobility, communication, or medicine. In the context of sustainability, achieving a more sustainable metal use means (i) minimizing the adverse effects associated with metal production and use and (ii) sustaining the availability of metals in a way that benefits present and future generations. Urgent need to act to avoid bottlenecks as well as meeting the challenge of possible conflicts of use among those areas of application calls for appropriate strategy making to intervene in the complex field of metal production and use that involves various, often interlinked operating levels, actors, and spatial and temporal scales. Located within the field of sustainability science, this dissertation focuses on strategies as a means to intervene in a system. It pursues the question, which design features could guide future strategy making to foster sustainability along the whole metal life cycle, and especially, how a better understanding of temporalities – i.e. understanding time in a diverse sense – could improve strategy design and help to bridge the assumed ‘transformation-material gap’. My research converges the results from four research studies. A conceptual part explores the role of temporalities for interventions in complex and interlinked systems, which adds to the conceptual basis, on which the empirical part builds up to explore present and future interventions in metal production and use. The research revealed three essential needs that future strategies must tackle: (i) managing the complex interlinkages of processes and activities on various operational levels and spatial and temporal scales, (ii) providing clear guidance concerning the operationalization of sustainability principles, and (iii) keeping activities within the planet’s carrying capacity and embracing constant change as an inherent system characteristic. In response to these needs, I developed three guidelines with two design features each (one relating to content, and one to the process of formulating and implementing the strategy) to guide future strategy making: 1. Design strategies based on a profound understanding of the system and its interrelations, but bear in mind context-specific characteristics. (Comprehensive, but tailored.) 2. Design strategies to achieve fundamental change in a cooperative and inclusive manner. (Ambitious, but manageable.) 3. Design strategies to strengthen resilience in a constantly changing environment. (Dynamic, but consistent.) My results show that TIME MATTERS in this respect. If considered in close relation to space and diversely understood in the sense of temporalities, it serves to (i) understand the impact (duration and magnitude) of an intervention, (ii) recognize patterns of change that go beyond establishing linear, one-dimensional connections, and (iii) design interventions in a way that considers the resilience of a system. While these findings can contribute to closer considering our understanding of transformation processes towards sustainability in future interventions in metal production and use, more research is needed on approaches that bring the material basis into closer consideration of transformation processes in research and practice.
Scales of human-nature connectedness : influences on sustainability aspirations and pro-environmental behaviors (2019)
Klaniecki, Kathleen
Global climate change and environmental degradation are largely caused by human activity, thus progress towards a sustainable future will require large-scale changes to human behavior. Human-nature connectedness—a measure of cognitive, emotional, spiritual and biophysical linkages to natural places—has been identified as a positive predictor of sustainability attitudes and behaviors. While calls to ‘reconnect to nature’ in order to foster sustainability outcomes have become common across science, policy and practice, there remains a great deal of uncertainty, speculation, and conceptual vagueness around how this ought to be implemented. The overarching aim of this thesis is to advance conceptual and empirical understandings of human-nature connectedness as a leverage point for proenvironmental outcomes and sustainability transformation. In particular, the thesis attempts to assess the nuances of the HNC-PEB relationship by investigating the scalar relationships between where someone feels connected to nature and where someone acts proenvironmentally. This research was conducted through conceptual exploration (Chapters II, III, IV, and VI), systematic literature reviews (Chapter I and V) using hierarchical cluster analysis, and empirical case studies (Chapters VII and VIII) relying on structural equation modeling and two-step cluster analysis. In this thesis, the relationship between humannature connectedness and pro-environmental attitudes and behaviors was investigated in a small microregion of Transylvania, Romania, where traditional relationships with the land and changing socio-economic characteristics provided an interesting case study in which to explore these connections. The key findings can be organized into three sections: Section A, which addresses human-nature connectedness and its potential for sustainability transformation; Section B, which addresses human-nature connectedness as a determinant of pro-environmental behavioral outcomes, and Section C, which explores the relationships between human-nature connectedness and energy conservation norms, attitudes, and behaviors. Results cumulatively suggest that human-nature connectedness is a multidimensional construct that requires greater integration across heterogeneous disciplinary and methodological boundaries in order to reach its potential for meaningful sustainability transformation. Results also highlight the critical need to adopt systemic approaches to understanding how interactions between human-nature connections, norms, attitudes, and behaviors are hindering or promoting sustainability outcomes. This thesis makes two main contributions to the literature: first, it considers the human-nature connectedness and pro-environmental behavior literature within a systems-thinking and VI sustainability transformation lens; and second, it extends the human-nature connectedness and pro-environmental behavior literature by investigating the multidimensional aspects of these constructs. Overall, these insights point to the deep leverage potential of humannature connectedness when conceptualized and operationalized as a multidimensional construct.
Representations in sustainability science : tools to analyze, envision, engage and learn (2019)
John, Beatrice
Supporting sustainability transformation through research requires, in equal parts, knowledge about complex problems and knowledge that supports individual and collective action to change the system. Recasting the conditions, characteristics, and modes of research processes that address these needs leads to solution-oriented research in sustainability science. This is supported by systematically analyzing the system’s dynamics, envisioning the desired future target state, and by engaging and designing strategic pathways. In addition, learning and capacity building are important crosscutting processes for co-producing required knowledge. In research, we use sophisticated representations as mediators between theories and objects of interest, depicted as visualizations, models, and simulations. They simplify, idealize, and store large and dense amounts of information. Representations are already employed in the service of sustainability, e.g., in communication about climate change. Understanding them as tools to facilitate processes, dialogue, mutual learning, shared understanding, and communication can yield contributions to knowledge processes of analyzing, envisioning, and engaging, and has implications on the design of the sustainability solution. Therefore I ask, what role do representations and representational practices play in the generation of sustainability solutions in different knowledge processes? Four empirical case studies applying rough set analysis, multivariate statistics, systematic literature review, and expert interviews target this research question. The overall aim of this dissertation is to contribute to a stronger foundation and the role of representation in sustainability science. This includes: (i) to explore and conceptualize representations for the three knowledge processes along selected characteristics and mechanisms; (ii) to understand representational practices as tools and embedded into larger methodological frameworks; (iii) to understand the connection between representation and (mutual) learning in sustainability science. Results point toward crosscutting mechanisms of representations for knowledge processes and the need to build representational literacy to responsible design and participate in representational practices for sustainability.
Formative accompanying research with collaborative interdisciplinary teams (2019)
Freeth, Rebecca
The image of the solitary scientist is receding. Increasingly, researchers are expected to work in collaborative interdisciplinary teams to tackle more complex and interrelated problems. However, the prospect of collaborating with others, from different disciplines, exerts countervailing forces on researchers. There is the lure of transcending the limitations of one’s own knowledge, methods and conventions, belonging to diverse intellectual communities and tackling, together, ambitious research topics. On the other hand, there is the risk that collaborating across disciplinary boundaries will be taxing, confounding at times, with no guarantee of success. In short, interdisciplinary collaboration is both a desirable and difficult way to conduct research. This thesis is about collaborative interdisciplinary research from the perspective of a formative accompanying researcher. I accompanied an interdisciplinary research team in the field of sustainability over three years for the duration of a collaborative project. Formative accompanying research (FAR) is an approach to ‘research into research’ that learns about, with and for a collaborative interdisciplinary team. I found – through immersion in the literature, my own daily experiences of collaborating, and my observations – that interdisciplinary collaboration is very difficult. It requires a basic understanding and appreciation of other disciplines and methods, as well as the skills to integrate research inquiries and findings across diverse epistemologies. It also requires awareness that collaborative interdisciplinary research is more than an intellectual task of knowledge creation. Other factors matter, such as interpersonal relationships, power differentials, different research tempos and a sense of belonging. And these factors have an impact on processes and outcomes of collaborative knowledge creation. Knowing this implies a willingness to keep learning and to tolerate discomfort so as to cultivate deeper levels of collaborative capacity. I discovered that in these deeper levels lie skills for staying with inevitable tensions, for talking and listening to generate new understanding together, and for applying a researcher’s frank curiosity to oneself too. A formative accompanying researcher, who is part of the team she is researching, has to navigate delicate terrain. In this thesis, I develop a FAR methodology that takes seriously the questions of positionality and relationality, and reflect on the experiences of putting these into practice. A FAR practice involves remaining in dynamic movement between observing and participating, between exercising curiosity and care, and between the researchers’ own sense of impartiality and investment in relation to the issues at hand. There is merit in furthering the methodology and practice of FAR on its own terms. This includes attending to the skills required by a formative accompanying researcher to remain oriented within the concentric circles of research, relationship and loyalty that make up a collaborative team. There is also the question of how FAR, and other forms of research into research, can help to advance collaborative interdisciplinary research. I argue for creating the conditions in research teams that would enable treating collaboration as a capacity to develop, and that would facilitate team members’ receptivity to learning with FAR. Furthermore, I explore dilemmas of intervening as a formative accompanying researcher and of sustaining dynamic positionality over the long-term. In the field of sustainability research, and in multiple other research fields, the future is a collaborative one. This thesis is concerned with how to collaborate so that the experience and the outcomes lend themselves to what Rabinow terms a “flourishing existence”.
Biophysical human-nature connectedness : conceptualizing, measuring, and intervening for sustainability (2019)
Dorninger, Christian
Through the expansion of human activities, humanity has evolved to become a driving force of global environmental change and influences a substantial and growing part of natural ecosystem trophic interactions and energy flows. However, by constructing and building its own niche, human distance from nature increased remarkably during the last decades due to processes of globalization and urbanization. This increasing disconnect has both material and immaterial consequences for how humans interact and connect with nature. Indeed, many regions across the world have disconnected themselves from the productivity of their regional environment by: (1) accessing biological products from distant places through international trade, and (2) using non-renewable resources from outside the biosphere to boost the productivity of their natural environment. Both mechanisms allow for greater resource use then would be possible otherwise, but also involve complex sustainability challenges and lead to fundamentally different feedbacks between humans and the environment. This dissertation empirically investigates the sustainability of biophysical human-nature connections and disconnections from a social-ecological systems perspective. The results provide new insights and concrete knowledge about biophysical human-nature disconnections and its sustainability implications, including pervasive issues of injustice. Through international trade and reliance on non-renewables, particularly higher-income regions appropriate an unproportional large share of global resources. Moreover, by enabling seemingly unconstrained consumption of resources and simultaneous conservation of regional ecosystems, increasing regional disconnectedness stimulates the misconception of decoupling. Whereas, in fact, the biophysically most disconnected regions exhibit the highest resource footprints and are, therefore, responsible for the largest environmental damages. The increasing biophysical disconnect between humans and nature effectively works to circumvent limitations and self-constraining feedbacks of natural cycles. The circumvention of environmental constraints is a crucial feature of niche construction. Human niche construction refers to the process of modifying natural environments to make them more useful for society. To ease integration of the chapters in this thesis, the framework paper uses human niche construction theory to understand the mechanisms and drivers behind increasing biophysical disconnections. The theory is employed to explain causal relationships and unsustainable trajectories from a holistic perspective. Moreover, as a process-oriented approach, it allows connecting the empirically assessed states of disconnectedness with insights about interventions and change for sustainability. For a sustainability transformation already entered paths of disconnectedness must be reversed to enable a genuine reconnection of human activities to the biosphere and its natural cycles. This thesis highlights the unsustainability of disconnectedness and opens up debate about how knowledge around sustainable human niche construction can be leveraged for a reconnection of humans to nature.
Ready and Inherent Biodegradability of Sparfloxacin and its Phototransformation Products (2019)
Käberich, Merle
Renewable energy implementation and use in German regions : contributions to regional energy transitions strategies considering context, time and practice (2018)
Lutz, Lotte Marie
The German energy system is under transformation. The so-called Energiewende (in English, Energy turn) relies, among other things, on renewable energies for building a more sustainable energy system. Regions (Landkreise) are one relevant level where different administrative bodies make decisions and plans both for the implementation and for the use of renewable energies. However, in order to realize the goals of the Energiewende, developments in the wider society are necessary. This is why, scientific research can and should foster such developments with more research on the social aspects of energy-related topics. The present work contributes to the understanding of transition processes towards a sustainable use of regional renewable energy by focusing on the role of contextual conditions, practical experiences, and temporal dynamics in the implementation and use of renewable energy in German regions. In this way, this work wants to contribute fostering the development of regional energy transition strategies for the realization of the Energiewende. The conceptual background for this piece of transformation research lies in three bodies of literature dealing respectively with transitions of socio-technical systems, transformations of socioecological systems, and time ecology. From a critical engagement with this literature, three main results have emerged. First, an evidence-based, spatially distinct analysis of contextual conditions for the use of renewable energy in all German regions has resulted in the identification of nine types of regions, so-called energy context types. Second, empirical research on practices in regional settings learned from the knowhow of actors from regional administration has shown that political and economic conditions are crucial as well as that process management, exchange, and learning are helpful for renewable energy implementation. Third, conceptual work about a deeper understanding of the temporal dimensions of transformation processes has made it possible to point out a three-step approach to include temporal dynamics into sustainability transformations management - the time-in-transformations-approach. The literature suggests that regions need to be treated individually; but developing an energy transition strategy for each region individually would be extremely resource intensive. Overall, my work outlines a compromise for a more efficient approach towards regional energy transition strategies which still considers the individuality of regions. As a result, I suggest to develop generic regional energy transition strategies that are adapted to each of the nine energy context types of German regions, that include the experiences of practitioners, and that consider temporal dynamics of transformation processes. Transdisciplinary research is a promising approach to meet many of the challenges for the realization of the Energiewende. A transdisciplinary steering board on the national level could create generic regional energy transition strategies that guide the energy transition and give clear goals and orientation for the realization of policies on the lower levels. On the regional level, these strategies would need to be adapted with regard to each region´s situation. Relying on the results of my research, I conclude that this could also be informed through transdisciplinary processes.
Environmental issues of software : how to bridge from science to society (2018)
Kern, Eva
Nowadays, our (western-world) society is characterized by digitalization. This is realized by information and communication technologies, consuming a huge amount of energy. The fact that digitalization comes along with a lot of negative effects onto the environment is slightly known in the case of energy consumption by hardware, especially regarding mobile devices, having a limited battery life. However, awareness of environmental issues of software, being the driver of hardware, is mainly missing, even if the research field addressing corresponding issues is growing. Thus, the doctoral thesis at hand addresses the question How to draw (a) developers and (b) usersattention to environmental issues of software? By presenting (a) a calculation method of the carbon footprint of software projects and (b) a concept for an eco-label for software products, evaluated by a user survey, the doctoral thesis provides two strategies how to draw the attention to environmental issues of software. Summarizing, this thesis can act as a basis for further research in bridging from science to society in the context of environmental issues of software. Its findings can be seen as starting points for practical implementations of methods and tools supporting a more environmentally friendly way of developing software and informing about environmental issues of software usage. In order to get the implementation of the research results of the thesis going, it highlights practical implications for diverse groups of stakeholders - researchers, certifiers, public administration and professional purchasers, and environmental associations - that have been identified as being important for the practical implementation of the presented concepts and, thus, represent the target group of the doctoral thesis.
Strategie und Politik: Ansätze zur strategischen Politikgestaltung am empirischen Beispiel der Energiewende in Deutschland (2018)
Schulze, Marco
Die Agenda 2030 der Vereinten Nationen und diverse daraus abgeleitete Nachhaltigkeitsstrategien wie beispielsweise die Deutsche Nachhaltigkeitsstrategie (Neuauflage 2016) setzen einen zeitlich fest definierten Rahmen bis in das Jahr 2030. Für die Umsetzung dieser Strategien sind zwei Aspekte entscheidend - ein fundiertes inhaltliches Verständnis von politischer Strategie und ein darauf aufbauendes praxistaugliches Instrument, das den politischen Strategen bei einer erfolgreichen Umsetzung und Implementierung einer Strategie unterstützt. Diese Arbeit möchte zu beiden Aspekten einen Beitrag leisten. Zum einen soll aus der Zusammenführung von Theorie und Praxis die Natur des inhaltlichen politischen Strategiebegriffs erforscht werden und zum anderen soll darauf aufbauend ein praxis- und erfahrungsorientiertes Anwendungsmodell entwickelt werden, das typische potentielle Herausforderungen und entsprechende potentielle Handlungsoptionen je Strategieabschnitt benennt. Durch die Subsumierung von Erfahrungswissen unterstützt das Modell dabei vor allem das praktische Urteilsvermögen des politischen Strategen bei der Erreichung politikstrategischer Ziele. Um zu dem praxisrelevanten Anwendungsmodell zu gelangen ist es notwendig, sich zuvor Klarheit über die besonderen Anforderungen und Herausforderungen des speziellen politischen Strategiebegriffs zu verschaffen. Die politische Umwelt mit ihren spezifischen Mechanismen unterscheidet sich fundamental von den bisher bekannten Strategiefeldern Militär und Betriebswirtschaft. Da eine Strategie immer die konkrete Umweltsituation und die individuellen Situationsmerkmale berücksichtigen muss, ist - wie diese Arbeit zeigen wird - eine simple Übertragung strategischer Allgemeinplätze aus Militär und Ökonomie von vornherein zum Scheitern verurteilt.
Gestaltung gesellschaftlicher Naturverhältnisse in der ländlichen Entwicklung am Beispiel der nachhaltigen Nutzung von Agrobiodiversität (2017)
Burandt, Annemarie
Agrobiodiversität besitzt vielfältigen ökologischen, ökonomischen und sozio-kulturellen Wert. Sie ist eine grundlegende Voraussetzung für zukünftige Nutzungen und steht gleichzeitig in einem besonderen Verhältnis zu menschlichem Handeln. Zwar basiert Agrobiodiversität auf Natur, sie ist jedoch wesentlich durch landwirtschaftliche Tätigkeiten gestaltet worden und kann ohne weitere Nutzung durch den Menschen nicht erhalten und erneuert werden. Die vorliegende Dissertation analysiert die Gestaltung gesellschaftlicher Naturverhältnisse in der ländlichen Entwicklung am Beispiel der nachhaltigen Nutzung von Agrobiodiversität. Schutz und Nutzung von Agrobiodiversität wird hierfür in einem ersten Schritt als sozial-ökologisches Phänomen konzipiert. Daran schließen sich Analysen auf agrarpolitischer und landwirtschaftlich praktischer Ebene an. Anhand einer Analyse der der Gemeinsamen Agrarpolitik der EU (GAP) und im speziellen der Politik zur ländlichen Entwicklung wird deutlich, dass eine programmatische Orientierung an Wettbewerbsfähigkeit und einer nachhaltigen Entwicklung besteht und das Paradigma einer multifunktionalen Landwirtschaft integrierende Ansätze bietet. Diese Ansätze werden jedoch weiterhin vor dem Hintergrund einer unhinterfragten Logik realisiert, die davon ausgeht, dass naturerhaltendes Wirtschaften nicht wettbewerbsfähig sein kann. Die GAP löst somit die hierarchische Trennung zwischen Schutz und Nutzung von Agrobiodiversität nicht auf. Trotz der Wirkmächtigkeit der GAP kann mittels der Fallstudie ´Arche-Region Flusslandschaft Elbe´ an einem konkreten Beispiel aus der landwirtschaftlichen Praxis dargestellt werden, wie nachhaltige Agrobiodiversitätsnutzung umgesetzt wird. Aus den Ergebnissen der Fallstudie werden abschließend Schlussfolgerungen für eine Weiterentwicklung der Politik zur ländlichen Entwicklung und EU-Agrarpolitik im Allgemeinen abgeleitet.
No country for old trees? : the future of European wood-pastures (2017)
Roellig, Marlene
Wood-pastures have been present in Europe for thousands of years. This form of grazed landscape, combining herbaceous vegetation with trees and shrubs, has often co-evolved with its human users into complex social-ecological systems (SES). Wood-pastures are associated with high cultural and biodiversity values and are an example of the sustainable use of resources. However, due to their often relatively labour-intensive management and low productivity, large areas of wood-pastures have been lost over the last century. The loss of these areas means not only the loss of biodiversity on both local and landscape scales, but also the loss of traditional farming and cultural heritage in some regions. Across the European Union, wood-pastures are facing different problems and are embedded in different social systems and ecological environments. Yet they are all affected by global change and common European policies. To understand the challenges for wood-pastures in a changing world, a holistic approach combining different disciplines is needed. This dissertation therefore is analyzing wood-pastures across Europe as a Social-ecological System, combining ecology and social science with the aim to identify the barriers and drivers for wood-pastures persistence into the future.
Integrating scientific literacy as part of a citizen science approach on natural research on seed predation along an urban-rural gradient (2017)
Miczajka-Rußmann, Victoria Leonie
In an increasingly urbanized world, consequences for humans, animals, plants are often unknown. Fundamental changes in landscapes due to landscape fragmentation, intensified agriculture or biodiversity loss dramatically impact ecosystems and their functions. Humans increasingly shifted their lifestyle from outdoor activities towards indoors, which are facilitated and depend on mostly digital technologies that are discussed to increase the risk of nature alienation. On the other hand, these readily available digital technologies offer chances to connect with people worldwide. This connectivity offers manifold opportunities to share data and to recruit people looking for new entertaining and interesting experiences as cooperation partners for the scientific community in so-called citizen science approaches. In citizen science, non-scientists are integrated in the data gathering of scientists. Being part of scholarly research, the citizen scientists receive up-to-date information on the research topic, which fosters the learning of the scientific background and thereby ideally supports the general scientific literacy that might be little developed due to a lack of interaction with nature. Especially for children in an urban societal background, there are concerns of alienation from nature due a significant shift away from nature-based activity and recreation, when compared to past generations. However, even though direct contact with nature is nowadays often infrequent, a solid knowledge about nature is essential to understand the consequences of biodiversity loss, the limitation of natural resources and the need for a sustainable development. Theoretically, citizen science cooperation offers a unique opportunity to integrate the public in the scientific gain of knowledge, further explaining the nature of science and fostering an increased awareness for biodiversity conservation and sustainable development. Inspired by these challenges, I investigated in my dissertation seed predation, an important ecosystem function that has hardly been part of citizen science project. As seed predation has only rarely been investigated along urban-rural gradients and to integrate the question if the background (urban vs. rural) of primary school children affects their environmental knowledge, I selected study sites in and around Lüneburg and Hamburg, in Northern Germany. In my ecological experiments, I found that slugs are important seed predators that independently of urbanization predated about 30% of all seeds in the anthropogenically used landscapes investigated. Also, I could for the first time integrate primary school children in a citizen science approach into this research and show that even seven year old children can record data as reliable as a scientist. Finally, I investigated the native species knowledge from the children taking part as citizen scientists in my research, considering possible differences due to their urban or rural background. Contrary to my expectation, the urban or rural background had no significant effect on the species knowledge. However, my work provides a good foundation to transfer the approach of introducing a basic foundation of a taxonomical species concept in primary school to foster further understanding on biodiversity and ecosystem functions. In summary, my dissertation combined different disciplinary approaches showing synergies between the single disciplines to support strategies for a successful sustainable development in the spirit of an education for sustainability. I could highlight the great potential of inter- and transdisciplinary approaches combining natural research with scientific literacy in a citizen science project on a local scale, which may serve as a model for implementing citizen science projects in schools elsewhere. I highly recommend this successful approach for similar cooperation on larger scales to counter challenges of pressing societal problems. Even though each cooperation will has its own unique challenges, the synergetic advantages will likely outweigh the disadvantages. In this context, there should be more emphasis on the education for sustainable development, not only in schools but other educational institutions like universities, to face the global urbanization with its manifold challenges and opportunities.
Sustainability of off-grid photovoltaic systems for rural electrification : empirical evidence from selected Andean countries (2017)
Féron, Sarah
I aim to assess the sustainability of rural electrification efforts based on off-grid photovoltaic (PV) systems in three Andean countries: Chile, Ecuador, and Peru. Although deployment of off-grid PV solutions for rural electrification began in the early 1990s in the Andean region, most of the projects turned out to be unsustainable and did not last. Prior efforts have addressed the different issues and barriers that plagued these projects and inhibited their sustainability. However, these prior analyses were mostly quantitative; systematic qualitative evaluations have been scarce. In this thesis, I address the following research question: ´Are the rural electrification programs (based on off-grid PV Systems) in the Andean countries sustainable?´ In order to answer this research question, I conducted an exhaustive qualitative document analysis complemented by semi-structured expert interviews. The interviewees included experts from different ministries, project managers from leading Non-Governmental Organizations (NGOs), public and private companies´ representatives, supervisors, and researchers. Although I also describe several relevant PV-based electrification efforts in the Andean countries, my research was aimed at providing an overall picture of the rural electrification efforts in these countries, rather than measuring the success or failure of specific projects. The gathered information allowed me to assess the sustainability of rural electrification efforts in the Andean countries. This assessment was based on a set of indicators corresponding to the four dimensions of sustainability considered in this thesis: institutional, economical, environmental, and socio-cultural. I found that Ecuador and Chile have consistently failed to ensure mechanisms for the operation and maintenance of the deployed off-grid systems, which has made these solutions in poor Chilean and Ecuadorian communities inevitably unsustainable. Although Peru has adopted a cross-tariff scheme, the Peruvian case shows that ensuring the funding of off-grid PV solutions is not enough. Peruvian officials appear to be unaware of the importance of local participation (local values and lifestyles are constantly disregarded) and most of the projects have been designed without the participation and engagement of the communities, which has often led to project failures and payment defaults. Although each country has its particular challenges, I found that the three Andean countries have consistently neglected the importance of strong formal institutions with a flexible and decentralized structure, which in turn significantly compromised the rural electrification effort in these countries.
Erfassung und Bewertung von Ökosystemdienstleistungen im UNESCO-Biosphärenreservat Schaalsee (2017)
Burkhardt, Verena
Neben dem Klimawandel und der Verstädterung zählt der Verlust biologischer und kultureller Vielfalt mit unberechenbaren Konsequenzen für die Bereitstellung von Ökosystemdienstleistungen zu den größten Herausforderungen der Zukunft, auch in UNESCO-Biosphärenreservaten, die Modellregionen für nachhaltige Entwicklung sind. Deshalb wurden durch die vorliegende Studie erstmalig Ökosystemdienstleistungen im UNESCO-Biosphärenreservat Schaalsee erfasst und bewertet. Dort sind insgesamt 39 Ökosystemdienstleistungen nachzuweisen, wobei räumliche Unterschiede hinsichtlich der Zonierung zu beobachten sind: Je strenger der Schutzstatus, desto geringer ist die Anzahl an nutzbaren Ökosystemdienstleistungen. Mittels Q-Methode wurden fünf unterschiedliche Werteperspektiven auf die bereitgestellten Ökosystemdienstleistungen identifiziert: 1) Übereinstimmung mit der Biosphärenreservats-Idee, 2) Regionalität mit dem Streitpunkt Kultur, die als a) entbehrlicher Luxus oder b) elementarer Lebensinhalt wahrgenommen wird, 3) Landwirtschaft und Nostalgie sowie 4) Vorsorge durch natürliche Regulierungsleistungen. Alle Perspektiven stimmen darin überein, dass die Vielfalt der Natur und sauberes Trinkwasser sowie die meisten regulierenden Ökosystemdienstleistungen von großer Wichtigkeit sind. Die Ergebnisse der Erfassung können als Grundlage zur weiteren Untersuchung der Ökosystemdienstleistungen im UNESCOBiosphärenreservat Schaalsee verwendet werden und die bei der Bewertung identifizierten Perspektiven sollten in zukünftige Entscheidungen, die das UNESCO-Biosphärenreservat Schaalsee und seine Stakeholder betreffen, einfließen.
Selected aspects of biodegradation testing of pharmaceuticals including development of a new biodegradation test (2017)
Baginska, Ewelina
Among all attenuation processes, biodegradation plays one of the most important role and is one of the most desirable processes in the environment especially since products released during this bio-reactions, can be once again reintroduced into the natural element cycles. To assess biodegradation, a variety of biodegradation test procedures have been developed by several international organizations. OECD guidelines for ready biodegradability testing represent one of the most prominent group of internationally used screening biodegradation tests (series 301A-F). These tests are usually very simple in their designs and allow for the fast and cheap screening of biodegradability. However, because of their stringency, the test conditions are not close to simulating environmental conditions and may lead to unrealistic results. To overcome these limitations, OECD introduced simulation tests which are designed to investigate the behavior of chemicals in specified environmentally relevant compartments. Despite the fact that simulation tests give more insight into the fate of chemicals in the environment, they are not applied frequently as they are often tedious, time consuming and expensive. Consequently, there is a need to provide a new biodegradation testing method that would combine complex testing environment as in simulation tests, easiness in handling and good data repeatability as in screening biodegradation tests. Another challenge is an adaption of the existing biodegradation testing methods to new types of samples, i.e. mixtures of transformation products (TPs). The research on the presence of pharmaceuticals in the environment gained momentum in the 1990s; since then, it has been growing. Their presence in the environment is a wellestablished fact. A wide range of pharmaceuticals is continuously detected in many environmental compartments such as surface waters, soils, sediments, or ground waters. After pharmaceuticals reach the natural aquatic environment they may undergo a number of processes such as: photolysis (under direct sunlight), hydrolysis, oxidation and reduction reactions, sorption, biodegradation (by bacteria of fungi), and bioaccumulation. These processes, may cause their elimination from aquatic environment, if reaction is complete, or creation of new compounds i.e., transformation products (TPs). What is more, processes, like chlorination and advanced oxidation processes (AOPs), such as H2O2/UV, O3/UV, TiO2/UV, Fenton, and photo-Fenton, or UV treatment which might be applied in water or wastewater treatment, may also lead to the TPs introduction into aquatic environment. The research on the TPs brings many new challenges. From one side, there is a constant need for the the development of a sensitive and reliable analytical separation, detection, and structure elucidation methods. Additionally, there is a need for the preparation of appropriate assays for the investigation of properties of new compounds, especially those answering the question if TPs pose a higher risk to the aquatic ecosystems than their parent compounds. Among numerous groups of pharmaceuticals, two are of great importance: antibiotics since they might promote emergence and maintenance of antimicrobial resistance in the aquatic environment; and cytostatic drugs. Cytostatic drugs can exert carcinogenic, mutagenic and/or teratogenic effects in animals and humans. The challenges of biodegradation testing presented in this thesis, encompasses these different areas of interest and was divided into three objectives: 1) Identification of the knowledge gaps and data distribution of the two groups of pharmaceuticals antibiotics and cytostatic drugs (article I); 2) Increasing the knowledge on biodegradation of cytostatic drugs and their TPs (articles II, III, and IV) and 3) Establishment of a biodegradation test with closer to simulation tests conditions, that could be affordable and to support better understanding on processes in water sediment interface construction - screening water-sediment test. Further validation of the test with an insight into sorption and desorption processes (articles V and VI).
Impacts of landscape resource diversity and availability on bee foraging and fitness (2016)
Kaluza, Benjamin Felix
Loss of natural and semi-natural habitat due to increasing human land use for agriculture and housing has led to widespread declines in bee pollinator diversity and abundance, which raised global concerns about the stability of pollination services. Bee population dynamics depend on floral resource diversity and availability in the surrounding landscape, and loss of plant biodiversity may thus directly impair the fitness of individual bee species. However, whether and how plant and resource diversity and availability affect foraging patterns, resource intake, resource quantity and nutrient quality and ultimately fitness of generalist social bees remains unclear. In this thesis, we placed hives of the Australian eusocial stingless bee Tetragonula carbonaria (Apidae, Meliponini) in natural habitat (subtropical forests) and two landscapes differently altered by humans (suburban gardens and macadamia plantations), varying in plant species richness, resource abundance and respective habitat patch size. Foraging patterns and resource intake were compared between landscapes in different seasons and colony growth and fitness were monitored over two and a half years. Bee foraging activity, pollen and sugar intake, diversity of collected pollen and resin resources, resource quantity (colony food stores), colony fitness (brood volume, queenand worker reproduction) and colony growth overwhelmingly increased with plant species richness in the surrounding habitat. However, plant species richness and thus bee fitness was highest in gardens, not in natural forests, as bees in gardens benefited from the continuous floral resource availability of both natural and exotic plants across seasons. In contrast, foraging rates and success, forager orientation and consequently colony fitness was largely reduced in plantations. While bees maximized diversity of collected resources, collecting more diverse resources did however not increase resource functionality and nutritional quality, which appeared to be primarily driven by the surrounding plant community in our study. Conversely, individual worker fitness (body fat and size) was not affected by available resource diversity and abundance, showing that colonies seem not to increase the nutritional investment in single workers, but in overall worker population size. This thesis consequently revealed the outstanding role of plant biodiversity as a key driver of (social) bee fitness by providing more foraging resources, even when only small but florally diverse patches are available.
Erhebung zur Risikowahrnehmung von Bodenverdichtung deutscher Landwirt_innen (2017)
Gnutzmann, Nele
Key competencies in sustainability - Application in sustainable entrepreneurship (2017)
Hagmaier, Bastian
The role of consumers in transformations towards sustainable consumption : qualitative and quantitative insights into consumers´ purchasing decisions regarding fast moving consumer goods (2017)
Moser, Andrea K.
The dissertation project focuses on empirically investigating consumers´ attitudes, motiva-tions and purchasing decisions regarding sustainable products. The focus on this micro per-spective, however, does not reflect consumers´ roles within the transformation towards sus-tainable consumption. Therefore, the present framework paper puts the included papers into a greater context and evaluates the findings on a meta-level by applying an enhanced transition management theory. The analysis underlines that consumers´ limited personal capabilities are an underlying reason for unsustainable practices. Therefore, the active engagement not only of consumers, but also of companies is required if the transformation is to be successful. If companies actively support consumers in making sustainable choices, consumers can engage in sustainable consumption with only low cognitive efforts. On this basis, genuine sustainable choices are enabled. The dissertation provides practical implications by highlighting potential measures which will help to promote sustainable products from niches to mainstream. In sum, the dissertation project enhances academic understanding of consumers´ sustainable purchas-ing behavior and reveals the potential of integrating such insights into the management of transformations towards sustainable consumption.
Governance for corporate sustainability : national and global governance influencing TNCs’ sustainability management in Germany, the US and India (2017)
Wedl, Isabella
Economic globalization has not only reinforced the power of global firms, but also the sustainability challenges we are facing today on global and regional levels. Against this background, an increasingly broad range of governance efforts has aimed at fostering more sustainable business practices. At the national level, in addition to regulatory policy instruments, market-based and network instruments as well as self-regulatory Corporate Social Responsibility (CSR) initiatives have emerged. These instruments differ not only in their degree of bindingness between compulsory and voluntary, but also involve a greater diversity of actor groups like government, business, and civil society organizations. In addition, international instruments like the UN Global Compact principles, the GRI Reporting Guidelines or the
Charakterisierung und Anwendungsbereiche von Summenparametern in der Abwasseruntersuchung (2016)
Wischer, Ronny
In der Wasser- und Abwasseruntersuchung hat der Summenparameter eine heraus-ragende Bedeutung. Sowohl in der gesetzlichen Überwachung als auch der Bemes-sung von Abwasserbehandlungsanlagen werden Belastungen vielfach über die Zu-sammenfassung von Einzelstoffen in Stoffgruppen ausgedrückt. Stoffgruppen lassen sich mit Hilfe von Summenparametern zuverlässig und im Vergleich zu Einzelstoffen mit geringerem Aufwand bestimmen. Im Rahmen dieser Arbeit werden die Verfahrens-grundlagen der Summenparameter und ihre Verwendung in der Wasser- und Abwas-seruntersuchung erläutert. Ein bedeutender wie auch umstrittener Summenparameter ist der AOX - Adsorbier-bare organisch gebundene Halogene (AOX). Bedeutend ist er deshalb, weil er ein ord-nungs- und abgaberechtlich relevanter Abwasserparameter ist. Umstritten ist er unter anderem, weil er ursprünglich für andere Zwecke als die Abwasseruntersuchung ent-wickelt wurde. Seinerzeit war der AOX ein Überwachungsparameter für Trinkwasser. Als Abwasserparameter dient er zur Erfassung einer im Abwasser unerwünschten Stoffgruppe, der besorgnisauslösende Eigenschaften wie Persistenz, Bioakkumulier-barkeit und Toxizität (PBT-Eigenschaften) zugeschrieben wird. Im zweiten Teil der Ar-beit wurden exemplarisch am Parameter AOX die Zusammenhänge zwischen Stoff-parametern und besorgnisauslösenden Eigenschaften bzw. Wirkungen der ausge-wählten parameterausmachenden Substanzen untersucht. Die Untersuchungsergeb-nisse wurden vor allem in Zusammenhang mit der Ermittlung und Verankerung von Mindestanforderungen für das Einleiten von Abwasser bewertet.
Closing Loops in the Circular Economy - A Make or Buy Analysis for the Smartphone Industry (2017)
Revellio, Ferdinand Paul
Smartphones make intensive use of precious metals and so called conflict minerals in order to reach their high performance in a compact size. In recent times, sustainability challenges related to production, use and disposal of smartphones are increasingly a topic of public debate. Thus, established industry actors and newly emerging firms are driven to engage in more sustainable practices, such as sustainable sourcing of materials, maintenance services or take-back schemes for discarded mobile phones. Many of these latter efforts can be related to the concept of a circular economy (CE). This thesis explores how CE-related value creation architectures (VCAs) in the smartphone industry contribute to slowing and closing resource loops in a CE. In order to analyze these new industry arrangements, transaction cost theory (TCT) is used as a guiding theory for a make-or-buy analysis. Combining TCT with the concept of a CE is a novel research approach that enables the empirical analysis of relationships between focal actors (e.g. manufacturers) and newly emerging loop operators (e.g. recycling firms) in the smartphone industry. Case studies of such VCAs are conducted with case companies drawn from the Innovation Network on Sustainable Smartphones (INaS) at Leuphana Universtity of Lüneburg and analyzed regarding their involved actors, partnerships, circular activities, motivation and perceived barriers. Evidence from the conducted case studies suggests that asset specificity for circular practices increases for higher order CE-loops such as maintenance or reuse, therefore long-term partnerships between focal actors and loop operators or vertical integration of CE practices are beneficial strategies to reach a sophisticated CE. Similarly, circular practices that go beyond recycling require a strong motivation, either through integration in the focal firm´s quality commitment or through business model recognition. It is further suggested that the circular design of products and services could reduce necessary transaction costs and thus overall costs of a circular economy. Four different integration strategies for circular economy practices have been derived from the conducted case studies. These are: 1) vertically integrated loops, 2) cooperative loop-networks, 3) outsourcing to loop operators and 4) independent loop operators. This work thus provides evidence that circular economy activities do not necessarily have to be managed by focal actors in the value chain. Rather, circular practices can also be put forward by specialized loop operators or even independent actors such as repair shops.
Regionale Energiewende als sozial-ökologische Transformation: Der Einfluss gesellschaftlicher Natur- und Geschlechterverhältnisse auf die Wissensgenerierung und den Wissensbestand im ´Reallabor´ Energieavantgarde Anhalt (2017)
Härtel, Annika
Testing paradigms in conservation biology : spatio-temporal dimensions of habitat fragmentation in a stenotopic woodland ground beetle (2017)
Marcus, Tamar
Habitat fragmentation and changes in land use are currently two major drivers of biodiversity loss around the world by causing habitat loss and reducing connectivity across landscapes. These processes affect not only species diversity, but genetic structure as well. The loss of habitat and the increased isolation prevent gene flow and accelerate genetic drift, causing loss of genetic diversity and facilitating development of genetic differentiation. The effects of habitat fragmentation and land use changes are usually studied by relating patterns of genetic diversity and differentiation to environmental factors, habitat history, landscape structure, or to a combination thereof. However, these three drivers are rarely addressed simultaneously. In addition, these studies are usually carried out in conservation-driven contexts, and therefore tend to concentrate on hyper-fragmented landscapes and on rare or endangered species. However, how habitat fragmentation and land use affect widespread species in more typical landscapes has not been fully investigated. In this thesis I address these two gaps, and do so in three study regions, allowing for generalization of the results. I used Abax parallelepipedus, a flightless ground beetle with low dispersal power as a model species to test how environmental factors, habitat history, and landscape structure affect genetic diversity and genetic differentiation in three study regions located across Germany. This species seldom leaves wooded habitats, and rarely crosses linear barriers such as roads and railways. It is also known to be susceptible to rapid changes in genetic structure after habitat fragmentation. Nevertheless, A. parallelepipedus is widely distributed as it can inhabit a variety of woodland types in which it maintains high population densities. Although all of my study regions represent fairly typical rural landscapes for central Europe, each consisting of a complex matrix of land uses, they differ from one another in terms of environmental factors, habitat history, and landscape structure, and thus can serve as three test cases. In the first stage of my work, I identified polymorphic microsatellite loci which could potentially be used to study genetic diversity and differentiation in A. parallelepipedus. I then developed PCR and genotyping protocols for two suites of loci, in the end selecting to use the set of 14 fully multiplexed loci for my study. After I had developed the needed study system, I genotyped over 3300 beetles from 142 study sites. In my investigation of how environmental factors and habitat history affect genetic diversity and genetic differentiation, I found that genetic diversity was being driven by variables that could be related to population sizes rather than by habitat history. I also did not find evidence of an influence of habitat history on the genetic differentiation patterns. Although populations of A. parallelepipedus in the past were probably smaller due to deforestation, they apparently remained large enough to prevent rapid genetic drift. Thus, recolonization processes of woodlands planted after the peak of deforestation either occurred without incurring founder effects or bottlenecks, or the effects of thereof have since been erased by gene flow. As the genetic structure found in my landscapes is driven current processes, rather than historical ones, I carried out a landscape genetics analysis of the genetic differentiation patterns found in each of my study regions, in which I examined the relationship between genetic differentiation and landscape structure. I tested whether I could find patterns of isolation by distance, isolation by resistance, or isolation by barriers in my study regions. Surprisingly, I found no effects of land use or of fragmentation. Based on the importance of population sizes found in my previous study, combined with the beetle´s known avoidance of non-wooded areas and its inability to cross roads, I conclude that although there is probably little gene flow across my study regions, large population sizes are preventing the rapid development of genetic differentiation. Models simulating the development of genetic differentiation over time in populations of different starting sizes support this conclusion. My work highlights the importance of population sizes in determining how patterns of genetic diversity and differentiation will develop across landscapes. While emphasis has been placed in conservation contexts on the deleterious effects of fragmentation on genetic structure, this may be overstated for widespread species in typical landscapes. In such cases, large population sizes may mitigate the development of genetic differentiation and prevent loss of alleles, despite existing barriers and lack of gene flow.
Wetterstationen (2017)
Die Arbeiten dieser Anthologie wurden im Rahmen von Wetterstationen, einem Projekt mit fünf internationalen Partnern, das vom Kulturprogramm der Europäischen Union gefördert wird, in Auftrag gegeben. Schriftsteller und Schüler an den fünf Standorten nahmen an dem Projekt teil und der vorliegende Band enthält eine Auswahl ihrer Arbeiten.
Untersuchungen von organischen Ablagerungen im Hochdruck-Abgasrückführungssystem eines Turbo-Dieselmotors (2016)
Grathwol, Jan-Kirsten
Die Senkung der Abgasemissionen von Dieselmotoren ist ein zentraler Bestandteil der Motoren-Entwicklung. Die positive Beeinflussung kann auf verschiedene Arten erfolgen. Zum einen werden durch die Optimierung der innermotorischen Verbrennung die Abgasbestandteile gesenkt. Zum anderen kann mit Hilfe von Abgasnachbehandlungs-systemen der Ausstoß von umweltschädlichen und toxikologischen Abgasbestandteilen minimiert werden. Die Rückführung von Abgas in den Frischluft-Massenstrom (Abgasrückführung, AGR) ist eine konstruktive Maßnahme zur Reduktion von Stickstoffoxid-Emissionen bei Dieselmotoren. Bei diesen Abgasrückführungs-Systemen ist das AGR-Ventil ein zentraler Bestandteil und wird häufig mit einem Kühler kombiniert. Je nach Abgaskonzept des Motors werden Hoch- oder Niederdruck-Abgasrückführung - d.h. das Abgas wird vor oder nach dem Abgasturbolader entnommen - oder eine Kombination aus beiden System eingesetzt. In der vorliegenden Arbeit werden die Wechselwirkungen und Einflüsse von Ablagerungen in Turbo-aufgeladenen Dieselmotoren betrachtet. Der Schwerpunkt der Untersuchungen wird auf das Teilgebiet dieser Ablagerungen im Hochdruck-AGR-System gelegt, da der zu untersuchende Volkswagen Motor in Fahrzeugen zur Einhaltung der Abgasemissionsstufe Euro 5 mit einer wassergekühlten Hochdruck-AGR und einem Abgasnachbehandlungssystem ausgerüstet ist. Das Abgas der Hochdruck-AGR wird direkt vor dem Abgasturbolader entnommen und wieder der Frischluft-Ansaugstrecke zugeführt. Das entnommene Abgas wird dabei nicht durch Abgasnachbehandlungs-Systeme gereinigt, sondern alle Abgasbestandteile werden über den Kühler und über das Ventil geführt. Dabei kann es zu Verschmutzungen kommen, die potentiell die Kühlleistung, sowie die zurück geführte Abgasmasse und das Brennverfahren beinträchtigen könnten. Im Laufe der Arbeit wird die Arbeitsweise der genannten Abgasrückführung und der verschiedenen Brennverfahren im Dieselmotor eingehend beschrieben. In der vorliegenden Dissertation werden drei Aspekte der genannten Verschmutzungen bzw. Ablagerungen im AGR-System näher untersucht. Erster Aspekt: Zunächst werden die physikalischen und chemischen Ablagerungs-mechanismen aufgezeigt, die zu Verschmutzungen bzw. zu Ablagerungen in AGR-Systemen führen können. Zweiter Aspekt: Die Ablagerungen wurden hinsichtlich ihrer chemischen Zusammensetzung untersucht. Es konnte dabei festgestellt werden, dass die gefundenen Ablagerungen vollständig organisch-chemischer Natur sind und zum größten Teil aus Dieselruß, polyzyklischen aromatischen Kohlenwasserstoffen, unverbranntem Kraftstoff, sowie diversen polymeren Strukturen bestehen. Letztere werden in situ durch die vorherrschenden Temperaturen und vorliegenden Molekül-Kombinationen dargestellt. Dritter Aspekt: Die Einfluss-Faktoren und der Mechanismus der Ablagerungsbildung werden beschrieben und in Motor-Funktionsprüfstand- und in Labor-Versuchen nachgestellt. Insbesondere der Einfluss von polyzyklischen aromatischen Kohlenwasserstoffen und der Aufbau von organischen Polymeren auf Basis von Phenol-Aldehyd-Harzen, als auch Netzwerk Bildungsmechanismen mit Biodiesel-Molekülen und Veresterungs-Reaktionen haben sich als signifikante Mechanismen herausgestellt. Darüber hinaus kann ein starker Einfluss der Abgas- und Kühler-Temperaturen nachgewiesen werden. Je größer die Temperaturdifferenz zwischen Kühlwasser-Temperatur und Abgas-Temperatur ist, desto besser werden die chemischen Komponenten auf der Kühler-Oberfläche abgeschieden. Zusätzlich verstärken Abgas-Temperaturen bis zu 800 Grad C die Pyrolyse-Reaktionen und damit die Bildung von Netzwerken aus polyzyklischen aromatischen Kohlenwasserstoffen. In Verbindung mit anschließenden Abkühlphasen werden die kondensierten Abgas-Bestandteile abgekühlt und der Status einer Netzwerk-Bildungs-Reaktion ´eingefroren´. In Zusammenspiel mit Dieselruß-Partikeln wird eine Oberfläche geschaffen, die weitere Abgas-Komponenten aufzunehmen vermag. Die sich daran anschließenden Hoch-Temperatur-Phasen pyrolysieren das organische Material und erzeugen damit eine feste und festhaftende Oberfläche bzw. Isolationsschicht. Die im Abgas enthaltene Wärme kann nicht mehr über den Wärmetauscher abgeführt werden und die Pyrolyse-Reaktionen werden durch steigende Temperaturen an der Oberfläche verstärkt. Die Ablagerungsbildung katalysiert sich selbst.
Attainability of the UN-Sustainable Development Goals through Village Savings and Loan Associations (VSLAs) (2016)
Volmer, Matthias
The agreement on the 17 Sustainable Development Goals (SDGs) by the UN General Assembly in Septem-ber 2015 was a milestone in the common history of international development and sustainability govern-ance. However, in order to be effective, it is necessary to identify and to define suitable instruments that can be applied in order to fulfill the ambitious goal catalogue. Therefore, the underlying thesis examines the concept of Village Savings and Loan associations (VSLAs) with regard to its mechanisms that operate towards an attainment of the respective goal category. VSLAs are self-government, autonomous and democratically organized Microfinance Institutions (MFIs). They consist of a maximum of 25 mostly fe-male members, who know and trust each other. The work is carried out within a qualitative-empirical research design applied in central Cameroon, which has to some extent exemplary character for sub-Saharan Africa. In this manner, guided experts interviews were conducted with VSLA-presidents as well as with field officers that are creating and accompanying VSLAs. A first part addresses the historical evolu-tion of the SDGs and the theoretical and actual implications of Microfinance and the VSLA-methodology. After considering the methodological proceeding, the results are presented, discussed and summarized in a conclusion. All in all, 22 mechanisms for the attainment of nine SDG-categories are identified and de-scribed. Of particular importance is the key role of the credits to trigger fruitful activities that generate financial wealth, economic growth and employment. Furthermore, the savings of the members are an important factor for the school enrollment of the members´ children. Additionally, a combination of the credits and the solidarity fund improves the medical treatment of the members and their families. In con-trast to that, direct mechanisms supporting the nutritional situation or gender equality in the research field are found to have a limited importance. Moreover, none of the identified mechanisms targets the environmental sphere of the SDG-catalogue. This is weighty in light of an increasing noticeability of the impacts of climate change for the involved population group. Nonetheless, the VSLA-concept is a simple way to effectively address the social and the economic aspects of the SDG-catalogue. In this manner, a further development of the instrument could include the canalization of the capital of international de-velopment co-operation through the VSLAs as democratic and transparent grassroots-institutions.
Effects of biodiversity and abiotic environment on the growth rates of native tree species in subtropical plantations (2015)
Li, Ying
Biodiversity loss could jeopardize ecosystem functioning. Yet, the evidences that support this demonstration have been mostly obtained in aquatic and grassland ecosystems. Howbiodiversity affects ecosystem functioning still remain largely unanswered in forests, particularly in subtropical broad-leaved evergreen forests (EBLF). Tree productivity, among a wealth of forest ecosystem functioning, is of particular interest because it reflects the carbon sink capacity and wood productivity. Biodiversity-productivity relationships have been usually investigated at community level. However, tree-tree interactions occur at small scale. Thus, local neighborhood approach may allow a better understanding of tree-tree interactions and their contributions to the effects of biodiversity on tree productivity / growth rates. This thesis aims to analyze the effects of biodiversity and the abiotic environmental factors on the tree growth rates using both local neighborhood and community-based approaches. Furthermore, tree growth rates vary among different tree species. Functional traits have been related to the species-specific growth rates to understand the effects of species identity. Therefore, I also evaluated the crown- and leaf traits to predict the interspecific difference in growth rates. For a better understanding of the mechanisms that underline the relationships of biodiversity and tree growth rates, data of high solution and along time series is required to scrutinize the tree-tree interactions. Thereupon, I evaluated the applicability of terrestrial laser scanning (TLS) in assessing the tree dendrometrics. This thesis was conducted in the Biodiversity Ecosystem Functioning (BEF)–China experiment, which is located in a mountainous subtropical region in southeast China. A total of 40 native broad-leaved tree species were planted. In the first study, I used the local neighborhood approach to analyze how local abiotic conditions (i.e. topographic and edaphic conditions) and local neighborhood (i.e. species diversity and competition by neighborhood) affect the annual growth rates of 6723 individual trees. The second study used the community approach to partition the effects of environmental factors (i.e. topographic and edaphic), functional diversity according to Rao’s quadratic entropy (FDQ) and community weight mean (CWM) of 41 functional traits on community tree growth rates. The main question of the third study was how the species-specific growth rates are related to five crown- and 12 leaf traits. In the fourth study, I investigated 438 tree individuals for the congruence between the conventional direct field measurements and TLS measurements. It was found that tree growth rates were strongly influenced by the local topographic and edaphic conditions but not affected by the diversity of local neighborhood. In contrast, results obtained by using the community-based approach showed that FDQ and CWMs of various leaf traits rather than abiotic environmental factors had significant impact on the community means of growth rates. Tree-tree interactions already occur in early life stages of trees, which were evidenced by the significant effect of competition by local neighborhood. These findings imply that the effects of abiotic environmental factors may be more evident at local scale and biodiversity effects may vary at different spatial scales. The species-specific growth rates were found to be related to specific leaf traits but not to crown traits and were best explained by both types of traits in combination. This finding supports the niche theory and provides the evidence for using functional diversity to examine the BEF relationships. The TLS-retrieved total tree height, stem diameter at 5 cm above ground, and length and height of the longest branch were highly congruent with those obtained from direct measurements. It indicates that TLS is a promising tool for high resolution, non-destructive analyses of tree structures in young tree plantations. Being one of very few studies to incorporate the individual tree scale in examining the biodiversity-productivity relationships within the BEF researches, this thesis stresses the importance of using individual-tree based approach, functional diversity and TLS to find the evidences of explanatory mechanisms of the observed biodiversity and ecosystem functioning (e.g. tree growth rates) relationships. Biodiversity effects may evolve along the successional stages. Therefore, incorporating the interaction between biodiversity and time in analyzing BEF relationship is also encouraged.
Nachhaltigkeitskommunikation von multinationalen Unternehmen : eine empirische Untersuchung unter Berücksichtigung von kulturellen und institutionellen Unterschieden (2016)
Ignotaite, Akvile
Die Bedeutung einer ausgewogenen Nachhaltigkeitskommunikation wächst in der Unternehmenswelt sowohl auf nationaler als auch auf globaler Ebene kontinuierlich. Das Ziel dieser Dissertation ist es, die unterschiedlichen Arten der Nachhaltigkeitskommunikation multinationaler Unternehmen (MNE) zu analysieren und den Stellenwert des Herkunftslandes innerhalb der Nachhaltigkeitskommunikation von MNE zu ermitteln. Die Nachhaltigkeitskommunikation von MNE wird im Rahmen dieser Dissertation als integrierte oder nicht integrierte
Demokratische Energieversorger in erneuerbaren Energien als Transformationsakteure zu einer Postwachstumsgesellschaft (2016)
Isaac, Roman
Entwicklungsszenario der landwirtschaftlichen Flächennutzung durch ein Keyline Kultivierungsmuster: Die Gemeinschaft Schloss Tempelhof in Deutschland. (2016)
Kullik, Niklas
Diese Arbeit stellt eine Pionierarbeit zum Thema Keyline Design als ganzheitliches Gestaltungskonzept für landwirtschaftliche Betriebe im deutschsprachigen Raum dar und ist aus der Zusammenarbeit mit Akteuren der Gemeinschaft Schloss Tempelhof in Süddeutschland entstanden. Keyline Design hat zum Ziel, durch systematische Planung von landwirtschaftlicher Flächennutzung und Tiefenlockerung in einem topographieabhängigen Kultivierungsmuster, die Bodenfruchtbarkeit zu steigern sowie Wasserfluss auf Landschaften kontrolliert zu nutzen und gleichmäßig zu verteilen. Vor dem Hintergrund von Bodendegradation durch landwirtschaftliche Praktiken und sich verändernde klimatische Bedingungen, stellen divers gestaltete Landschaften eine wichtige Anpassungsstrategie zum Schutz gegen Extremwetterereignisse dar. Keyline Design hat bisher innerhalb dieses Diskurses in Zentral- und Nordeuropa wenig Beachtung erfahren. Für die transdisziplinäre Zusammenarbeit wurde innerhalb dieser Arbeit eine Vorgehensweise zur Erstellung eines Keyline Entwicklungsszenarios entwickelt: Mithilfe eines transdisziplinären Arbeitstreffens und einem online Fragebogen wurden die Ziele und Entwicklungswünsche der 140 Personen umfassenden Gemeinschaft Schloss Tempelhof erfasst und auf Basis eines Keyline Kultivierungsmusters ein Entwicklungsszenario für die landwirtschaftliche Flächennutzung erstellt. Keyline Design wurde als Planungskonzept für die topographieabhängige Integration von Agroforstsystemen, wie Pufferzonen, Waldweiden und Alley Cropping, sowie für die Platzierung von Wasserkörpern genutzt. Die Ergebnisse des Entwicklungsszenarios zeigen, dass das erarbeitete Kultivierungsmuster von der Topographie abhängig ist, die Ausgestaltung des Szenarios jedoch vor allem vom Kontext der Akteure. Durch den geringen Bekanntheitsgrad und mangelnde wissenschaftliche Datenlage zu der Wirksamkeit von Keyline Design eröffnet diese Arbeit Anschlusspunkte für vielfältige weitere Forschungsvorhaben.
Neurologika in der aquatischen Umwelt: Identifizierung relevanter Arzneistoffe, ihr Verbleib und ihr Verhalten am Beispiel von Gabapentin und Quetiapin (2016)
Herrmann, Manuel
Verbräuche von Arzneistoffen, die auf das menschliche Nervensystem wirken (Neurologika), unterliegen aufgrund der auf dem Markt befindlichen Arzneistoffvielfalt einem ständigen Wandel. Zudem waren die Haupteintragspfade für Neurologika in die aquatische Umwelt bisher nicht eindeutig geklärt. Haushalte (diffuser Eintrag) und Einrichtungen des Gesundheitswesens (punktueller Eintrag), wie psychiatrische Fachkliniken oder Pflegeheime, wurden als maßgebliche Eintragspfade diskutiert. Ziel dieser Arbeit war es deshalb, Arzneimittelverbräuche und damit verbundene Arzneistoffemissionen durch Haushalte und Einrichtungen des Gesundheitswesens mit Hilfe einer neu entwickelten Methode abzuschätzen. Bei dieser Methode wurde das jeweilige Ausmaß der Emissionen durch die Kalkulation von Abwasserkonzentrationen und den Vergleich von Verbrauchsmengen an Arzneistoffen bestimmt. Im Ergebnis konnte gezeigt werden, dass sich Arzneimittelverbrauchsmuster in psychiatrischen Fachkliniken und Pflegeheimen von denen in allgemeinen Krankenhäusern und Haushalten unterscheiden. Außerdem konnte mit dieser Methode deren jeweiliger Beitrag am gesamten Arzneistoffeintrag in das kommunale Abwasser eingeschätzt und in hohen Mengen in das Abwasser eingetragene Arzneistoffe identifiziert werden. Durch Haushalte wurde das hinsichtlich des Umweltverbleibs und -verhaltens wenig untersuchte Antiepileptikum Gabapentin in hohen Mengen in das Abwasser eingetragen. Die Bedeutung von Einrichtungen des Gesundheitswesens am Arzneimitteleintrag in das kommunale Abwasser konnte für alle untersuchten Einrichtungstypen im Vergleich zu Haushalten als gering eingestuft werden. Bestimmte einrichtungstypische Arzneistoffe, insbesondere Neurologika, können bei regionaler Betrachtung jedoch eine größere Rolle spielen. Insbesondere Quetiapin wurde in psychiatrischen Fachkliniken und Pflegeheimen als Substanz mit hohen Verbrauchsmengen und hohem Emissionspotential identifiziert. Ausgehend von diesen Erkenntnissen wurden Gabapentin und Quetiapin tiefergehend hinsichtlich ihres Verbleibs und ihres Verhaltens in der aquatischen Umwelt charakterisiert. Beide Arzneistoffe wurden bei verschiedenen Startkonzentrationen zur Simulation eines technischen Behandlungsverfahrens mit UV-Licht bestrahlt. Im weiteren Verlauf wurden Gabapentin und Quetiapin und die jeweilige Muttersubstanz im Gemisch mit gebildeten Phototransformationsprodukten hinsichtlich biologischer Abbaubarkeit im Closed Bottle Test und im Manometrischen Respirationstest nach OECD-Richtlinien und hinsichtlich toxischer Eigenschaften im Leuchtbakterientest und im Umu-Test beurteilt. Die Strukturaufklärung von Photo- und Biotransformationsprodukten erfolgte mittels hochauflösender Massenspektrometrie. Im Ergebnis konnten weder Gabapentin noch Quetiapin bei hohen Startkonzentrationen durch Photolyse über 128 min mineralisiert oder vollständig eliminiert werden. Identische Phototransformationsprodukte wurden bei unterschiedlichen Startkonzentrationen für die UVBehandlung gebildet. Die Arzneistoffe Gabapentin und Quetiapin waren nach OECD-Richtlinien im Closed Bottle Test nicht leicht biologisch abbaubar. Die photolytischen Gemische von Gabapentin sind nicht besser als Gabapentin selbst abbaubar und die Phototransformationsprodukte wurden im Closed Bottle Test ebenfalls nicht eliminiert. Auch das photolytische Gemisch von Quetiapin im Closed Bottle Test war nicht besser biologisch abbaubar als Quetiapin selbst. Die Phototransformationsprodukte von Quetiapin und Quetiapin selbst unterlagen beim Closed Bottle Test und im Manometrischen Respirationstest verschiedenen biologischen Transformationsprozessen und führten zur Bildung von verschiedenen Biotransformationprodukten. Das in biologischen Abbautests von Quetiapin maßgeblich gebildete Biotransformationprodukt BTP 398 konnte in diversen Flusswasserproben nachgewiesen werden. Dies lässt sich höchstwahrscheinlich damit erklären, dass BTP 398 unter anderem auch beim humanen Metabolismus gebildet wird. Die Langzeit-Leuchthemmung und die Zellvermehrungshemmung im Leuchtbakterientest stiegen im Verlauf der Photolyse von Gabapentin durch Bildung von Phototransformationsprodukten. Dies deutet auf eine erhöhte Toxizität der Phototransformationsprodukte im Vergleich zu Gabapentin hin. Bei Quetiapin war unter Photolyse keine Abnahme der schon vorhandenen Toxizität beim Leuchtbakterientest zu erkennen. Gabapentin, Quetiapin und deren Phototransformationsprodukte wiesen im Umu-Test keine Genotoxizität auf. …
Beyond panaceas : assessing the implementation and performance of participatory, multi-level governance in european water resource management (2016)
Jager, Nicolas W.
Water is an essential natural resource, yet we are experiencing a global water crisis. This crisis is first and foremost a crisis of governance rather than of actual physical resources. Capacities of single, unitary states are severely challenged by the complex, multi-scalar, and dynamic structure of contemporary problems in water resource management. New modes of governance stress the potential of public participation and scalar restructuring for effective and legitimate environmental decision-making. However, a lack evidence on the actual implementation and instrumental value of novel governance modes stands in stark contrast to the strong beliefs and assumptions that often see these being propagated as ´panaceas´ or ´universal remedies´. With this doctoral dissertation I aim to contribute to a deeper understanding of the implementation and performance of public participation and scalar restructuring in environmental governance, and particularly to engage in systematic research into the contextual factors that shape the performance of such governance innovations. Based on the conceptual approaches of participatory, multi-level governance and scale, I advance a conceptual framework specifying mechanisms and important contextual factors describing the potential of participation and rescaling to impact on the efficacy of environmental decision-making. Applying this framework, I employ a mixed-methods approach combining qualitative, quantitative, set-theoretic, and review methods, with the aim of maximising the validity of results. Drawing on the institutional frame of the European Water Framework Directive (WFD), I first assess the extent and conditions under which participation and rescaling are actually implemented in the European water resource management regime. Subsequent analyses examine whether these governance shifts, where implemented, actually lead to environmentally effective and legitimate political decisions, and foster social outcomes. Results indicate that actual changes in governance structures remain modest, whereas previous institutional structures and experiences prove rather durable. Hence, despite recent shifts distributing authority towards alternative actors and scales, the state has persisted in its role as central authority in the European water resource management regime. To the extent that they were implemented, public participation and rescaling were generally positively related with the environmental effectiveness and legitimacy of political outcomes. The analysis provides a context-sensitive understanding, by unravelling the supposedly linear relationship between governance inputs and outputs to develop a more nuanced picture of the governance process rather as a composition of multiple, interdependent causal mechanisms that, depending on their actual configuration, lead to various outcomes. In this way, particularly the tension between legitimacy and effectiveness of political outcomes is disentangled, with both being seen as the result of distinct but interrelated properties of the governance system and its contextual circumstances. The thesis furthermore provides insights of practical and policy relevance, highlighting the need and potential to take a context-sensitive perspective in policy design and decision-making. The framework paper and the Ph.D. thesis thus together enhance academic understanding of environmental governance and its potential contributions to sustainability transitions.
Hochwassergebundener Sediment- und Schadstoffeintrag in die Auen der Mittelelbe (2015)
Krüger, Frank
Der hochwassergebundene Sedimenteintrag ist Motor der Bodenbildung in Auen. Der mit dem Sedimenteintrag einhergehende Schadstofftransport in die flussbegleitenden Auen ist Ursache für die Akkumulation von Schadstoffen in den aquatischen und semiterretrischen Systemen. Er wirkt in weiten Teilen der Elbauen nicht nur einschränkend auf die landwirtschaftliche Nutzung des Grünlandes sondern beeinträchtigt daneben auch weitere Schutzgüter, wie z. B. Habitate und Lebensgemeinschaften. Diese Arbeit hatte das Ziel, die Steuergrößen des Sediment- und Schadstoffeintrags anhand von langjährig erhobenen Messdaten zu untersuchen und gleichzeitig die zeitliche und räumliche Verbreitung ausgewählter Schadstoffe als Baustein eines belastungsangepassten Auenmanagements aufzuklären. Dafür wurden eigene Daten über Hochflutsedimente und Böden ebenso ausgewertet wie Daten anderer Autoren. Außerdem lag ein Schwerpunkt der Arbeit in der kombinierten Auswertung von Zeitreihen der Sedimentbelastung von Gewässern und von Auenböden, die eine Grundlage für das Verständnis des elbespezifischen Belastungsmosaiks von Böden mit Schwermetallen und Dioxinen/Furanen darstellt. Zunächst erfolgte eine detaillierte Recherche und Analyse der retentionsfördernden Eigenschaften der Elbauen. Es wurden abschnittsspezifische Flächengrößen, Landnutzungsunterschiede und Flächenbetroffenheiten bei unterschiedlichen Hochwasserzuständen herausgearbeitet. Mit Hilfe der darauf aufbauenden, datenbasierten Analysen über ereignisbezogene Sedimenteinträge in die Elbauen konnten wesentliche Steuergrößen des Sedimenteintrags identifiziert werden. Die Distanz der Standorte zur Elbe ist die wesentliche Kenngröße, sodass die größten Sedimenteinträge in Flussnähe stattfinden. Darüber hinaus ist die Höhe des Sedimenteintrags abflussabhängig. Auf dieser Grundlage wurde ein Ansatz zur Berechnung des großräumigen Sedimenteintrags entwickelt, mit dessen Hilfe die Retentionsfunktion der Auen im Abfluss- und Stofftransportgeschehen der Elbe abgeschätzt werden konnte. Die Sedimentretention der Elbauen hatte im Betrachtungszeitraum zwischen 2003 und 2008 einen Anteil von 7 bis 30 % an den Jahresschwebstofffrachten in Hitzacker. Die Analysen von verschiedenen Zeitreihen der Sediment- und Bodenbelastungen mit Schwermetallen, Arsen sowie Dioxinen/Furanen verdeutlichte, dass die Stoffgruppen ganz unterschiedliche Belastungsentwicklungen durchlaufen haben. Der Schwerpunkt der Dioxinkontamination in Sedimenten und Böden trat in den 1950er bis 1960er Jahren auf, während Metalle im Allgemeinen erst später Belastungsmaxima zeigten. Allerdings konnte mit dem Pb/Zn-Verhältnis ein Metallmuster identifiziert werden, mit dessen Hilfe auch in Oberböden auf der Basis von Metalldaten auf Dioxinbelastungen geschlossen werden konnte. Darüber hinaus wurde unter Kenntnis der spezifischen Belastungshistorien mittels Kategorisierung der Standorteigenschaften Höhenlage, Distanz, Bioturbation und Sedimenteintrag ein Erklärungsschema zur Vorhersage von räumlichen Schadstoffmustern für ausgewählte Metalle und Dioxine/Furane entwickelt. Sowohl die Untersuchungen zum Sedimentationsgeschehen als auch zur Aufklärung des Belastungsmosaiks in den Elbauen ließen Ableitungen von Maßnahmenvorschlägen zur Förderung der Sedimentationsdynamik, des Hochwasserschutzes, zur schadstoffspezifischen Verbesserung der Bodenbelastung als auch zur belastungsangepassten Landnutzung zu.
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