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European species-rich grasslands are threatened both by land use intensification as well as land abandonment. The studies shown in this thesis tested the possible use of ecological knowledge to ensure hay productivity whilst maintaining diversity of grasslands, with a view to informing ecological restoration. The overall approach was to understand interactions between plants, to study diversity effects on productivity, and mainly investigate how plant functional groups that arrive first in the system can create priority effects that influence community productivity both above- and belowground. A grassland field experiment was established and monitored for four years, in order to verify the effects of manipulating the order of arrival of different plant functional groups, as well as the sown diversity level on productivity and methane yield. The overall findings were: a) sowing legumes first created priority effects aboveground (higher biomass) and belowground (lower root length), plants invested less in roots and more in shoots, b) priority effects were more consistent below than aboveground, c) sown diversity did not affect aboveground biomass, d) the order of arrival treatments indirectly affected methane yield by affecting the relative dominance of plant functional groups. Since the researchers lack information on how legumes and non-legumes interact spatially belowground, (particularly related to root foraging) a controlled experiment was performed, using two grass species and one legume. The identity and location of the neighbours played a role in interactions, and the order plants arrived modulated it. When the focal species (grass) was growing with a legume it generally equated to the same outcome as not having a neighbour. Roots from the focal species grew more toward the legume than the grass neighbour, indicating a spatial component of facilitation. Since these studies involved root measurements, a method study was also conducted to verify how comparable and accurate are root length estimates obtained from different techniques. Results showed that the use of different methods can lead to different results, the studied methods did not have the same accuracy, and the automated methods can underestimate the root length. Overall, the results allow to conclude that different groups of plants arriving before others affected above and belowground biomass, roots may be key drivers during the creation of these priority effects, and interaction outcomes between plants depended on neighbour identity and location, modulated by the order they arrive in. The results suggest that priority effects can be used by sowing different species or plant functional groups at different time to steer a community to a desired trajectory depending on the restoration goal. However, there is a need to test contingency, potential, and long term impacts of such possible tools for restoration.
Agricultural production of smallholder farmers in Myanmar is facing soil fertility degradation and in consequence, crop yields decline due to the imbalances of nutrient supply. In most cases, all above ground biomass is removed from the fields after harvesting the crops and during land preparation for the next crop. Higher temperatures also stimulate the higher mineralisation rates and released mineral nutrients are lost from fallow lands before sowing the next crops. Regarding the addition of mineral fertilizers, except for cash crops, farmers are reluctant to apply fertilizers for the crops that are sown for household’s self-sufficiency. In the Dry Zone, irrigated agriculture is available in recent years and farmers could overcome water scarcity through irrigation. With the availability of irrigation water, farmers could prolong the cropping period, nevertheless crop yields are decreasing year by year. In recent decades, research findings are indicating the benefits of biochar application for soil fertility improvement and food security. Smallholder farmers can produce biochar from agricultural by-products such as pigeon pea stems, cotton stems and rice husks by using biochar stoves. Large-scale production is possible by producing both biochar and thermal energy simultaneously, such as getting rice husk biochar and producing thermal energy by burning rice husks. By those means, environmental pollution due to the smokes from stubble burnings and the health hazards from smokes arise from kitchens can also be reduced. Present research was conducted to test the effects of the application of biochars produced from different crop residues together with NPK fertilizers on crop yields and soil properties in the rice-chickpea-cotton cropping system of the Central Dry Zone area of Myanmar during 2012 and 2013 cropping seasons at Shwe Daung Farm, Mandalay Division, Myanmar. Effects of biochar applications in combination with NPK fertilizers were compared with NPK fertilizer (without biochar) application and the control (without biochar and NPK fertilizers). Biochars used in the experiments were produced from three kinds of locally available raw materials (rice husk, rice straw and, pigeon pea stem) at temperature above 550°C by using a kiln made from a 200-Liter diesel barrel. Field experiments were conducted on sandy loam soil in the Central Dry Zone of Myanmar. After harvesting rice in 2012, chickpea was sown without application of both organic and inorganic fertilizers. After harvesting chickpea in 2013, cotton was sown on the same experimental plots. Treatments were rice husk biochar (Rh) 20 Mg ha-1 + NPK fertilizers; rice straw biochar (Rs) 20 Mg ha-1 + NPK fertilizers; pigeon pea stem biochar (Ps) 20 Mg ha-1 + NPK fertilizers; rice husk biochar and farmyard manure mixture (Rh biochar + FYM) 10 Mg ha-1 + NPK fertilizers; NPK fertilizers (without biochar); and the control (without fertilizer and biochar). Biochar weights represented fresh biochar weights. Equal rate of NPK fertilizers were applied in all treatments. However, fertilizer rates were different with respect to the crops. In rice experiment, 100:50:50 kg ha-1 rate of Urea (N): Triple Super Phosphate (P): Muriate of potash (K) was applied. In cotton experiment, 100:30:117 kg ha-1 rate of Urea (N): Triple Super Phosphate (P): Muriate of potash (K) was applied. Crop growth data, yield component data and yield data of each treatment were recorded. Soil samples from topsoil (0-0.2 m) were taken before starting the experiments, after harvesting rice and cotton, respectively, and analysed. A biogeochemical model, denitrification decomposition (DNDC) model, was used to estimate soil organic carbon storage and greenhouse gas emissions during crop growing seasons and to quantify the long-term impact of biochar applications on rice, chickpea and cotton yields.The results from soil analyses indicated that although initial soil pH was at 8.0 and pH values of biochars ranged between 8.0 and 10.0 soil pH after two years of biochar application did not increase. pH values were below 8.0. That value was lower than initial soil pH. That could be due to the effect of the change of cropping system from upland to lowland rice cultivation and the effects of biochar additions to the alkaline sandy loamy soil of the experimental site. Although total exchangeable cation value was not significantly different among the treatments, compositions of major cations were significantly different among the treatments. Exchangeable potassium increased in Rs biochar + NPK applied soils. Exchangeable sodium increased in control, and conventional NPK fertilizer applied soils. Reduction of soil bulk density from 1.8 g cm-3 to 1.6-1.7 g cm-3 occurred in biochar treatments compared to control and conventional NPK fertilizer application treatments. Positive changes of total carbon and total nitrogen of soils were found in biochar treatments compared to control and conventional NPK fertilizer application. Application of pigeon pea stem biochar + NPK fertilizers showed the highest crop growth and the highest yield in rice. The highest chickpea yield was obtained from the plot that applied rice husk biochar + NPK fertilizers. Cotton crop growth and yield was the highest in rice husk biochar and farmyard manure mixture + NPK fertilizer application. The lowest crop growth and yield was obtained from the control in cotton. The results of this study suggested that biochars from different biomass materials had different effects on soil properties and crop yields under different growing conditions and cultivated crops. Although the applied biochars had a high pH, soil pH did not increase after biochar applications. The growth and yield of tested crops were higher than that of the control and conventional NPK fertilizer application. Rice husk biochar and farmyard manure mixture + NPK fertilizer application can be assumed as a suitable soil amendment application under upland crop cultivation. Pigeon pea stems biochar + NPK fertilizers should be applied in rice cultivation. Rice husk biochar + NPK fertilizers and rice husk biochar-farmyard manure mixture + NPK fertilizers showed as the appropriate biochar soil amendments for the study area compared to rice straw biochar + NPK fertilizers and pigeon pea stem biochar + NPK fertilizers. Application of these biochars increased total exchangeable cations, reduced bulk density, increased organic carbon, regulated soil pH and, can easily be accessed by smallholder farmers by promising crop yields for sustainable agricultural production. Rice straw biochar + NPK fertilizers and pigeon pea stem biochar + NPK fertilizers also showed positive influences on soil fertility and crop growth. However, extensive application of those biochars might require large-scale productions and distributions. To obtain the detail information regarding the impact of biochar application on the agro-ecosystem and surrounding atmosphere, further research activities may need to carry out under different agricultural production conditions. When model fitness was tested, it was found that DNDC model was fit for the simulation of crop yields and soil organic carbon under the conditions of the experimental site. Simulation of soil organic carbon dynamics and crop yields for 30 years and 50 years after the addition of biochars in combination with NPK fertilizers showed that such applications could maintain the crop yields at the same level up to 50 years. That could maintain soil organic carbon at a level higher than conventional NPK fertilizer application. Regarding the simulation of GHGs emissions, the model simulated nitrous oxide emission close to actual emissions of agricultural soils of Myanmar. Simulated CH4 emissions from control and conventional NPK fertilizer application variant were consistent with the well-known emissions of Myanmar rice fields. To confirm the accuracy of simulated CH4 emissions from biochar applied soils, it may need field investigations and validations of model results. Simulated effects of rice husk-, rice straw- and pigeon pea stem fresh biomass applications and that of rice husk-, rice straw- and pigeon pea stem biochar applications on rice, chickpea, cotton yields and soil organic carbon (SOC) were compared. Objective of this simulation was to compare the effects of fresh biomass-applications and the application of biochars produced from the same biomass on crop yields and SOC by using DNDC model. The results showed that simulated rice yields of rice husk biochar and rice straw biochar applications were 33% and 31%, respectively, higher than that of pigeon pea green manure applications. However, simulated rice yield from pigeon pea stem biochar application was 4% higher than that of iv pigeon pea stem green manure application. Simulated chickpea yield from pigeon pea green manure treatment was the highest among all of biochar and biomass applications. Simulated cotton yields obtained from fresh biomass applications were lower than that of biochar applications. In estimating the future yields, all crop yields from rice husk and rice straw biomass applications were lower than that of rice husk and rice straw biochar applications in the initial year of simulation. However, in the following years, the yields remained at the same level up to the end of simulated years. In pigeon pea stem green manure application, crop yields were higher than the other treatments since the initial year up to the end of simulated years. Simulated SOC was lower in fresh biomass applications compared to biochar applications.
The effects of habitat fragmentation and land use changes are usually studied by relating patterns of genetic diversity and differentiation to environmental factors, habitat history, landscape structure, or to a combination thereof. However, these three drivers are rarely addressed simultaneously. In addition, these studies are usually carried out in conservation-driven contexts, and therefore tend to concentrate on hyper-fragmented landscapes and on rare or endangered species. However, how habitat fragmentation and land use affect widespread species in more typical landscapes has not been fully investigated. This thesis addresses these two gaps. Abax parallelepipedus, a flightless ground beetle with low dispersal power, was used as a model species to test how environmental factors, habitat history, and landscape structure affect genetic diversity and genetic differentiation in three study regions located across Germany. Although all of the study regions represent fairly typical rural landscapes for central Europe, each consisting of a complex matrix of land uses, they differ from one another in terms of environmental factors, habitat history, and landscape structure, and thus can serve as three test cases. In the first stage of the work, the investigator identified polymorphic microsatellite loci which could potentially be used to study genetic diversity and differentiation in A. parallelepipedus. She then developed PCR and genotyping protocols for two suites of loci, in the end selecting to use the set of 14 fully multiplexed loci for the study. After having developed the needed study system, she genotyped over 3300 beetles from 142 study sites. In her investigation of how environmental factors and habitat history affect genetic diversity and genetic differentiation, and found that genetic diversity was being driven by variables that could be related to population sizes rather than by habitat history. She also did not find evidence of an influence of habitat history on the genetic differentiation patterns. Although populations of A. parallelepipedus in the past were probably smaller due to deforestation, they apparently remained large enough to prevent rapid genetic drift. In addition, the researcher carried out a landscape genetics analysis of the genetic differentiation patterns found in each of her study regions, in which she examined the relationship between genetic differentiation and landscape structure. She tested whether she could find patterns of isolation by distance, isolation by resistance, or isolation by barriers in the study regions. No effects of land use or of fragmentation were found. Based on the importance of population sizes found in the previous study, combined with the beetle's known avoidance of non-wooded areas and its inability to cross roads, the investigator concludes that although there is probably little gene flow across the study regions, large population sizes are preventing the rapid development of genetic differentiation. Models simulating the development of genetic differentiation over time in populations of different starting sizes support this conclusion.
The transition of our energy system towards a generation by renewables, and the corresponding developments of wind power technology enlarge the requirements that must be met by a wind turbine control scheme. Within this thesis, the role of modern, model-based control approaches in providing an answer to present and future challenges faced by wind energy conversion systems is discussed. While many different control loops shape the power system in general, and the energy conversion process from the wind to the electrical grid specifically, this work addresses the problem of power output regulation of an individual turbine. To this end, the considered control task focuses on the operation of the turbine on the nonlinear power conversion curve, which is dictated by the aerodynamic interaction of the wind turbine structure and the current inflow. To enable a power tracking functionality, and thereby account for requirements of the electrical grid instead of operating the turbine at maximum efficiency constantly, an extended operational range is explicitly considered in the implemented control scheme. This allows for an adjustment of the produced power depending on the current state of the electrical grid and is one component in constructing a reliable and stable power system based on renewable generation. To account for the nonlinear dynamics involved, a linear matrix inequalities approach to control based on Takagi-Sugeno modeling is investigated. This structure is capable of integrating several degrees of freedom into an automated control design, where, additionally to stability, performance constraints are integrated into the design to account for the sensitive dynamical behavior of turbines in operation and the loading experienced by the turbine components. For this purpose, a disturbance observer is designed that provides an estimate of the current effective wind speed from the evolution of the measurements. This information is used to adjust the control scheme to the varying operating points and dynamics. Using this controller, a detailed simulation study is performed that illustrates the experienced loading of the turbine structure due to a dynamic variation of the power output. It is found that a dedicated controller allows wind turbines to provide such functionality. Additionally to the conducted simulations, the control scheme is validated experimentally. For this purpose, a fully controllable wind turbine is operated in a wind tunnel setup that is capable of generating reproducible wind conditions, including turbulence, in a wide operational range. This allows for an assessment of the power tracking performance enforced by the controller and analysis of the wind speed estimation error with the uncertainties present in the physical application. The controller showed to operate the turbine smoothly in all considered operating scenarios, while the implementation in the real-time environment revealed no limitations in the application of the approach within the experiments. Hence, the high flexibility in adjusting the turbine operating trajectories and structural design characteristics within the model-based design allows for efficient controller synthesis for wind turbines with increasing functionality and complexity.
This dissertation contributes to research on generating actionable knowledge for coastal governance to enhance the resilience of coastal social-ecological systems (SES) to climate change. It does this by providing theoretical, methodological and empirical insights on three research questions (RQs). These are: (1) what is a more actionable concept for applying the concept of resilience in coastal governance?; (2) what methods and approaches are suitable to generate actionable knowledge for coastal governance?; (3) what obstacles to knowledge co-production exist for early-career researchers (ECRs) and how can they be overcome? The RQs are addressed in five publications. For answering RQ1, the dissertation applies a research synthesis to bring together common themes and challenges documented in resilience, climate change and environmental governance literature. For answering RQ2, different methods and approaches for generating actionable knowledge are proposed and tested using a case-study in the SES of Algoa Bay, South Africa. These include (i) the analysis of stakeholder agency; (ii) the application of a stakeholder analysis; and (iii) the combination of a capital approach framework, and fuzzy cognitive mapping. Finally, for answering RQ3, the thesis provides a perspective on the obstacles that especially ECRs face, and actions that are needed to create the conditions under which knowledge co-production processes can be successful. This is done by applying a multi-method approach combining an online survey and workshop targeted at ECRs in the marine sciences. Key findings suggest that system and transformative knowledge are particularly important when applying the concept of resilience in coastal governance to generate actionable knowledge. The different methods and approaches that are proposed and tested contribute to generating both system and transformative knowledge. Firstly, they provide an overview of the capacities of different stakeholders to act, shed light on current collaboration and knowledge exchange, and enable the identification of different governance processes for coastal governance and climate change adaptation (system knowledge). Secondly, results have implications for how to improve knowledge exchange and identify leverage points that can enhance overall governance performance, thus providing recommendations on actions and processes that can enhance climate resilience in the case-study area (transformative knowledge). It is also highlighted how knowledge co-production can contribute to generating system and transformative knowledge together with stakeholders, and what actions are needed to build the capacities to translate knowledge into action. Additionally, the findings of this dissertation put forward actions that are needed at different organisational levels of the academic system to facilitate knowledge co-production processes with stakeholders involved in coastal governance. The results of this dissertation have implications for stakeholders and decision-making in the case-study area, as well as for environmental governance, climate change adaptation and broader sustainability research. Implications for stakeholders include recommendations for implementing formal commitments to share climate information across levels and sectors, establishing the role of information providers in the municipality, and reinforcing human capital within the local municipality in Algoa Bay. Findings also suggest the need for a more integrated approach to climate change adaptation in coastal planning and management frameworks. It also suggests that the conservation of environmental assets presents an important bottleneck for resilience management and needs to be further prioritised within decision-making. Implications for research include the applicability of methods beyond the context of this dissertation; a more actionable concept for approaching resilience in (coastal) governance systems; and a more critical reflection on how transformative research is conducted, and what academic foundation is needed so that it can fulfil its societal goal.
The research aims to assess the sustainability of rural electrification efforts based on off-grid photovoltaic (PV) systems in three Andean countries: Chile, Ecuador, and Peru. Although deployment of off-grid PV solutions for rural electrification began in the early 1990s in the Andean region, most of the projects turned out to be unsustainable and did not last. Prior efforts have addressed the different issues and barriers that plagued these projects and inhibited their sustainability. However, these prior analyses were mostly quantitative; systematic qualitative evaluations have been scarce. In this thesis, the researcher addresses the following research question: "Are the rural electrification programs (based on off-grid PV Systems) in the Andean countries sustainable?" In order to answer this research question, he conducted an exhaustive qualitative document analysis complemented by semi-structured expert interviews. The interviewees included experts from different ministries, project managers from leading Non-Governmental Organizations (NGOs), public and private companies ' representatives, supervisors, and researchers. Although the author also describes several relevant PV-based electrification efforts in the Andean countries, the research was aimed at providing an overall picture of the rural electrification efforts in these countries, rather than measuring the success or failure of specific projects. The gathered information allowed me to assess the sustainability of rural electrification efforts in the Andean countries. This assessment was based on a set of indicators corresponding to the four dimensions of sustainability considered in this thesis: institutional, economical, environmental, and socio-cultural. It was found that Ecuador and Chile have consistently failed to ensure mechanisms for the operation and maintenance of the deployed off-grid systems, which has made these solutions in poor Chilean and Ecuadorian communities inevitably unsustainable. Although Peru has adopted a cross-tariff scheme, the Peruvian case shows that ensuring the funding of off-grid PV solutions is not enough. Peruvian officials appear to be unaware of the importance of local participation (local values and lifestyles are constantly disregarded) and most of the projects have been designed without the participation and engagement of the communities, which has often led to project failures and payment defaults. Although each country has its particular challenges, it was found that the three Andean countries have consistently neglected the importance of strong formal institutions with a flexible and decentralized structure, which in turn significantly compromised the rural electrification effort in these countries.
This PhD thesis examines the connections between sustainability knowledge management (SKM) and sustainability management tools in small and medium-sized enterprises (SMEs). While previous literature has established that knowledge is essential for the application of sustainability management tools, the effects of such tools on knowledge management are under-researched in the sustainability context. Drawing on multiple academic papers and utilizing various research methods, including a systematic literature review, several quantitative surveys and a multiple case study approach, the thesis systematically examines how such tools can facilitate the identification, acquisition, conversion, application and retention of sustainability knowledge, and potentially lead to the improvement of SKM effectiveness in SMEs. Furthermore, it examines how support functions for sustainability management tools and SKM correspond with each other. The findings reveal that sustainability management tools facilitate the SKM processes (identification, acquisition, conversion, application and retention), and align with the support factors (e.g. top management support, shared vision, employee qualifications) to advance SKM in SMEs. Particularly, such tools permit the institutionalization of sustainability knowledge into the daily routines and practices in SMEs. Additionally, tools create a support structure for SKM, embedding and preserving sustainability knowledge in documents, policies, procedures and norms for an enterprise´s collective knowledge for sustainability management. The thesis concludes with complementing areas of future research and offers practical implications for SME management.
This thesis deals with sustainability in African Higher Education Institutions (HEIs) and the influence of language in achieving sustainable development. Several authors highlight the existing imbalance of sustainability research in higher education, with most publications focusing on the so-called Global North. Little is known about sustainability in the so-called Global South, and in African educational institutions in particular. The first article of this thesis investigated existing sustainability activities in African HEIs. Rather than focusing on the shortcomings, the paper took a positive stance, opposing the predominant language of deficits in research on Africa. In the Delphi study conducted, 32 experts from 29 HEIs in 16 African countries described the sustainability activities they are engaging in. Experts provided information about their experiences in their respective HEI, while language and culture emerged as areas in need of further research. The second article therefore focused on the relationship between language and education for sustainable development in African educational institutions, and systematically reviewed scholarly literature regarding this connection. Authors of the reviewed 33 papers approached this connection mainly on a theoretical and philosophical level, focusing on education and Africa as a whole rather than specified forms of education in specific countries. The third article examined the views of Tanzanian higher education students and graduates regarding language and sustainability. Participants explained how they integrate sustainability and the Sustainable Development Goals (SDGs) into their research and how they approach translations in the process. In the ensuing interviews, participants estimated that only a fraction of people outside of academia are aware of sustainability and the SDGs, rendering the achievement of target 4.7 unlikely. This thesis therefore contributes to a better understanding of the current challenges in implementing sustainability and the SDGs in African educational institutions. It highlights the need to integrate (local) African languages in order for sustainability activities as well as the SDGs to be successful.
Fire plays an important role in the earth system by influencing ecosystems and climate, but climate in turn also influences fire. The system became more complex when humans started using fire as a tool. Understanding the interaction between humans, fire and climate is the major aim of paleofire research. Understanding changes in these three aspects in the past will help predicting future climate, fire and human interactions. The use of lake sediment cores as natural archives for reconstructing past fire activity by counting charcoal particles is well established. This present dissertation is dedicated to the evaluation and application of specific organic molecular markers for biomass burning: levoglucosan, mannosan and galactosan were used as proxies for reconstructing past fire activity in lake sediments thorough the entire Holocene. First, a new analytical method was developed using high-performance anion exchange chromatography combined with mass spectrometry to separate and detect these three monosaccharide anhydrides in lake sediments. The suitability of this analytical method was proven by comparing the levoglucosan, mannosan and galactosan results in selected lake sediment samples from Lake Kirkpatrick, New Zealand and by correlating the results with macroscopic charcoal. Furthermore, the method was successfully applied to a lake sediment core from Lake Petén Itzá, Guatemala to reconstruct regional Holocene fire history. The analyses of levoglucosan were combined with fecal sterols to reconstruct late Holocene human fire interactions at Lake Trasimeno, Italy, demonstrating low fire activity during the Roman period. This combination of studies proves that these molecular markers are valid fire proxies in sediments from multiple locations around the globe. Comparison of levoglucosan, mannosan and galactosan concentrations with macroscopic charcoal trends in Lake Kirkpatrick and Lake Petén Itzá, suggests that the molecular markers represent more regional fire history and low temperature fires in contrast to macroscopic charcoal, which is a local fire proxy. In addition, vegetation changes (Lake Kirkpatrick and Lake Petén Itzá) and charcoal morphotypes (Lake Petén Itzá) were compared to the levoglucosan/mannosan and levoglucosan/(mannosan+galactosan) ratios suggesting that these ratios may be a suitable tool to track burned fuel. Biodegradation tests demonstrate the potential degradation of levoglucosan, mannosan and galactosan if dissolved in water, but findings in ancient sediment samples suggest that particle-bound levoglucosan, mannosan and galactosan can be buried in sediments over millennial time scales. Although uncertainties still exist, the results of this research suggests that organic molecular markers are a suitable regional fire proxy and isomer ratios may help understand changes in burned vegetation.
The worldwide decline of plant and insect species during the last decades has far-reaching consequences for the functionality of ecosystems and their inherent processes. Pollination as one of them is an indispensable ecosystem service for human wellbeing. However, an increasing number of pollinator and plant species are threatened by multiple, interacting, and sometimes synergistic causes that are becoming a growing threat to ecosystem functioning. Given the loss of plant species diversity, it is increasingly difficult for pollinators to find food throughout the year. Therefore, this study analyses the influence of plant diversity on pollinators. The study was conducted in the course of the Jena Experiment, which is a long-term biodiversity experiment (since 2002) with 60 plant species, common to Central European Arrhenatherum grasslands. With a plant diversity gradient of 1, 2, 4, 8, 16, and 60 plant species per plot, time-series data resulted from a wide range of ecosystem processes, ranging from productivity, decomposition, C-storage, and N-storage to herbivory, and pollination. These were studied to investigate the mechanisms underlying the relationships between biodiversity and ecosystem processes. Chapter 2 studies the spatio-temporal distribution of pollinators on flowers along an experimental plant diversity gradient. In particular, the spatial pollinator behaviour was examined. Chapters 3 and 4 continues on the chemical composition of flower nectar (nectar) of various plant species. The chemical composition of the nectar was analysed for the two most important macronutrients, carbohydrates (C) and amino acids (AA), using high performance liquid chromatography (HPLC). Subsequently, their contents were analysed in terms of concentration, proportional content and the ratio of carbohydrates to amino acids (C:AA). In Chapter 3, the nectar of 34 plant species from the grasslands of the Jena Experiment was compared. In Chapter 4, nectar was investigated in the context of diversity effects on the example of the plant species Field Scabious, Knautia arvensis. It was analysed to what extent the nectar quality (nutrient content) differs between plant individuals of one species. Overall, these studies indicate how fragile plant-pollinator interactions are but also how important plant species-rich grasslands are to support plant-pollinator interactions. Increased plant species diversity is essential to ensure the availability of flowering resources throughout the year. Pollinators, such as honeybees, bumblebees, solitary bees, and hoverflies can use the niches in time and in vertical space complementarily. However, in plant species-poor grasslands there may be more niche overlaps, which is probably due to a reduced availability of resources. This points to the need to include different plant species belonging to different plant families, whose nectar may have evolved in response to morphological flower traits and metabolic pathways. Therefore plant species diversity can supply pollinators with nectar differing in carbohydrate and amino acid content and thus differing in quality. Also C-AA ratios have proven to be a useful measurement to reveal differences between plant species. In addition, C:AA ratios were not differing in nectar of K. arvensis individuals growing in different plant species richness levels, although their nectar seemed to be more attractive in mixtures with 16 plant species, likely due to higher content of essential and phagostimulatory amino acids than in plant species-poor mixtures.
"Sustainable development" evolves along the resolutions, declarations, and reports from international processes in the framework of the United Nations (UN). The consensual outputs from such processes feature global-generalised and context-free perspectives. However, implementation requires action at diverse and context-rich local levels as well. Moreover, while in such UN processes national states are the only contractual parties, it is increasingly recognised that other ("nonstate") actors are crucial to sustainability. The research presented here places the attention on bottom-up initiatives that are advancing innovative ways to tackle universal access to clean energy and to strengthen small-scale family farmers. This means, the focus is on bottom-up initiatives advancing local implementation of global sustainability targets, more precisely, targets that make part of the Sustainable Development Goals 2 and 7 (SDG 2 and SDG7). The research asks how such bottom-up initiatives can contribute to the diffusion of sustainability innovations, thereby also contributing to social change. Three aims are derived out of that central question: (1) To understand the role of bottom-up initiatives in the diffusion of sustainability innovations and in the thereby involved social changes. (2) To contribute with my research to the actual diffusion of sustainability innovations. (3) To outline a research approach that provides a solid conceptual and methodological framework for attaining the analytical and transformative aims. The doctoral research comprises four single studies, in which the notion of diffusion is explored at different scopes of social scales. It begins with a thorough analysis of diffusion programs of domestic biodigesters to rural households in countries of the global south. The focus is on the process by which this specific technical inno0vation results integrated (or not) into the daily realities of single rural households, that is, the adoption process. In the second study, the attention is on energy supply models based on different decentralised renewable technologies. Central to these models is the building of new (or strengthening of existing) local socioeconomic structures that can assume and ensure the proper operation and supply of energy services. The interest in this study is on the strategies that organisations implementing community-based energy projects apply to support the realisation of such local structures. The third study focuses on a network of bottom-up initiatives that have been advancing alternative approaches to family farming in Colombia. The network mainly comprises farmers associations, other organisations from civil society, and researchers who had been collaborating and experimenting with innovations in different innovation fields such as technical, organisational, financial, and commercialisation schemes. The aim of this third study is to provide insights into the challenges and difficulties faced by these actors in broadening the diffusion of the innovations they have been advancing. To perform this study, a methodological strategy is applied that combines a transdisciplinary mutual learning format with qualitative content analysis techniques. The fourth and last study is a conceptual disquisition. It develops a conceptual framework that (a) provides better accounts for the particularities of endeavours aimed at the diffusion of knowledge and practices from the bottom-up across local contexts and social scales, and (b) advances first conceptual steps towards an explicit account for the role that innovation research (and innovation researchers) can assume for the actual realisation of diffusion. The main findings or contributions of the doctoral research can be categorised into four subjects: 1) Bottom-up initiatives contribute to the diffusion of sustainable innovations by mobilising transformative resources for inducing diffusion in their scope of action and creating spaces for experimentation in which interventions can be tested (and if necessary adjusted) in order to ensure the proper deployment of innovations. 2) In their efforts to advance the diffusion of sustainability innovations, bottom-up initiatives contribute to social changes for ensuring the effective deployment of the innovations and building local available storage of transformative resources. 3) A conceptualisation of innovation diffusion, in which the work of academic researchers studying innovation is a constitutive part of transdisciplinary knowledge articulations that promote diffusion. In this way transdisciplinary research alliances can be envisioned in which researchers investigate about, with, and for bottom-up initiatives. 4) Contributions to the consolidation, systematisation, and dissemination of strategies that are applied by farmers associations in order to strength the economic, social, environmental, and cultural dimensions of Colombian family farmers.
Undertaking local actions, such as implementing public (sustainability) policy, plays a crucial role in achieving sustainable development (SD) at the municipal level. In this regard, indicator-based assessment supports effective implementation by measuring the SD process, based upon evidence-based outcomes that indicators produce. Over the last decade, using subjective indicators, which rely on an individual's self-perception to measure subjects, has gained its significance in sustainability assessment, in line with the increasing importance of signifying individual's and community's well-being (WB) in the context of SD. This study aims to discuss and clarify the scope and functions of subjective sustainable development indicators (SDIs) conceptually and theoretically while examining the usability of such indicators employed in the practice of assessing sustainability policy and action process in a Japanese municipality. Furthermore, the potential usability of using subjective SDIs in monitoring a municipal initiative of the United Nations’ Sustainable Development Goals (SDGs) is also explanatorily examined. The present paper consists of a framework paper and three individual studies. In the framework paper, Section 1 introduces the global transition of SD discourse and the role that local authorities and implementing public policy play in achieving SD while outlining how WB positions in the SD context. Section 2 provides a brief overview of the major scope of overall SDIs at the conceptual and theoretical levels. Section 3 defines WB in the study's own right while exploring the scope of indicators measuring WB. In addition, this study strives to further clarify the peculiar scope of SDIs, measuring WB by synthesising the findings. Section 4 overviews how SD at the municipal level in Japan is practiced while acknowledging the extent to which residents perceive WB and SDGs in policymaking. Section 5 provides a brief yet extensive summary of the three individual studies. Section 6 discusses the findings while presenting implications for further study and practices of subjective SDIs. Furthermore, the three individual studies provide a thorough and in-depth discussion of the study subject. Study 1 illustrates the SD trend at the municipal level in Japan and the growing recognition of using subjective SDIs in public (sustainability) policy assessment in exploring comparative SDI systems to municipality groups. The findings, in turn, raise the need for a further study on subjective SDIs. Study 2 extensively discusses the concept of WB as the overarching subject to be measured while examining varying approaches and scopes of SDIs. It identifies three differentiated WB (i.e., material and social objective WB as well as subjective WB) and distinctive approaches of subjective SDIs (i.e., expert-led and citizen-based approaches) alongside objective SDIs. The findings suggest that these SDIs identified are, conceptually, most capable of measuring associated WB; for instance, citizen-based subjective SDIs can most optimally measure subjective WB. Finally, Study 3 examines the usability of (citizen-based) subjective SDIs in a practice of assessing public policy, aiming at municipal SD, and the potential usability of using such indicators in monitoring a municipal SDG initiative. The findings highlight the determinants and obstacles of using subjective SDIs as well as signifying WB in measuring progress of a municipal SD practice.
Among all attenuation processes, biodegradation plays one of the most important role and is one of the most desirable processes in the environment. To assess biodegradation, a variety of biodegradation test procedures have been developed by several international organizations. OECD guidelines for ready biodegradability testing represent one of the most prominent group of internationally used screening biodegradation tests (series 301A-F). These tests are usually very simple in their designs and allow for the fast and cheap screening of biodegradability. However, because of their stringency, the test conditions are not close to simulating environmental conditions and may lead to unrealistic results. To overcome these limitations, OECD introduced simulation tests which are designed to investigate the behavior of chemicals in specified environmentally relevant compartments. Despite the fact that simulation tests give more insight into the fate of chemicals in the environment, they are not applied frequently as they are often tedious, time consuming and expensive. Consequently, there is a need to provide a new biodegradation testing method that would combine complex testing environment as in simulation tests, easiness in handling and good data repeatability as in screening biodegradation tests. Another challenge is an adaption of the existing biodegradation testing methods to new types of samples, i.e. mixtures of transformation products (TPs). The research on the presence of pharmaceuticals in the environment gained momentum in the 1990s; since then, it has been growing. Their presence in the environment is a wellestablished fact. A wide range of pharmaceuticals is continuously detected in many environmental compartments such as surface waters, soils, sediments, or ground waters. After pharmaceuticals reach the natural aquatic environment they may undergo a number of processes such as: photolysis (under direct sunlight), hydrolysis, oxidation and reduction reactions, sorption, biodegradation (by bacteria of fungi), and bioaccumulation. These processes, may cause their elimination from aquatic environment, if reaction is complete, or creation of new compounds i.e., transformation products (TPs). What is more, processes, like chlorination and advanced oxidation processes (AOPs), such as H2O2/UV, O3/UV, TiO2/UV, Fenton, and photo-Fenton, or UV treatment which might be applied in water or wastewater treatment, may also lead to the TPs introduction into aquatic environment. The research on the TPs brings many new challenges. From one side, there is a constant need for the the development of a sensitive and reliable analytical separation, detection, and structure elucidation methods. Additionally, there is a need for the preparation of appropriate assays for the investigation of properties of new compounds, especially those answering the question if TPs pose a higher risk to the aquatic ecosystems than their parent compounds. Among numerous groups of pharmaceuticals, two are of great importance: antibiotics since they might promote emergence and maintenance of antimicrobial resistance in the aquatic environment; and cytostatic drugs. Cytostatic drugs can exert carcinogenic, mutagenic and/or teratogenic effects in animals and humans. The challenges of biodegradation testing presented in this thesis, encompasses these different areas of interest and was divided into three objectives: 1) Identification of the knowledge gaps and data distribution of the two groups of pharmaceuticals antibiotics and cytostatic drugs (article I); 2) Increasing the knowledge on biodegradation of cytostatic drugs and their TPs (articles II, III, and IV) and 3) Establishment of a biodegradation test with closer to simulation tests conditions, that could be affordable and to support better understanding on processes in water sediment interface construction - screening water-sediment test. Further validation of the test with an insight into sorption and desorption processes (articles V and VI).
Global climate change and environmental degradation are largely caused by human activity, thus progress towards a sustainable future will require large-scale changes to human behavior. Human-nature connectedness (HNC) - a measure of cognitive, emotional, spiritual and biophysical linkages to natural places - has been identified as a positive predictor of sustainability attitudes and behaviors. While calls to "reconnect to nature" in order to foster sustainability outcomes have become common across science, policy and practice, there remains a great deal of uncertainty, speculation, and conceptual vagueness around how this ought to be implemented. The overarching aim of this thesis is to advance conceptual and empirical understandings of HNC as a leverage point for pro-environmental outcomes and sustainability transformation. In particular, the thesis attempts to assess the nuances of the HNC-PEB (pro-environmental behavior) relationship by investigating the scalar relationships between where someone feels connected to nature and where someone acts pro-environmentally. This research was conducted through conceptual exploration, systematic literature reviews using hierarchical cluster analysis, and empirical case studies relying on structural equation modeling and two-step cluster analysis. The relationship between HNC and pro-environmental attitudes and behaviors was investigated in a small microregion of Transylvania, Romania, where traditional relationships with the land and changing socio-economic characteristics provided an interesting case study in which to explore these connections. The key findings can be organized into three sections: Section A, which addresses HNC and its potential for sustainability transformation; Section B, which addresses HNC as a determinant of PEB outcomes, and Section C, which explores the relationships between human-nature connectedness and energy conservation norms, attitudes, and behaviors. Results cumulatively suggest that HNC is a multidimensional construct that requires greater integration across heterogeneous disciplinary and methodological boundaries in order to reach its potential for meaningful sustainability transformation. Results also highlight the critical need to adopt systemic approaches to understanding how interactions between human-nature connections, norms, attitudes, and behaviors are hindering or promoting sustainability outcomes.
This dissertation deals with the increasingly recognized role of incumbent firms in advancing sustainability-oriented industry transitions. Incumbent firms are understood as firms-in-industries, which are embedded in established market structures and thereby contrast new entrant firms. The purpose of this research is twofold. First, to provide empirical evidence of barriers to and success factors of incumbent-driven industry transitions. Second, to unify hitherto dispersed descriptions of transition-related firm behaviour in a new understanding of incumbent firms in industry transitions. To this end, theoretical concepts are discussed and extended on the basis of different empirical studies in the German meat industry. The meat industry serves as suitable research setting due to its diverse sustainability challenges, ranging from climate change and pollution to animal welfare and public health, as well as its current developments towards sustainable protein alternatives. The meat context also offers opportunities to delve into individual-level processes influencing transition-related behaviour. The main contribution of this dissertation is a Multi Embeddedness Framework (MEF) that details processes and outcomes of integrated incumbent firm behaviour, including passive, reactive and proactive behaviors. The framework acknowledges the diversity in incumbent firm behaviors within industries and firms and provides new insights into transition-related behaviors at firm and individual level. With regard to the latter, the potential of learning about and from innovative start-up firms as well as shared sensemaking processes are discussed. The contents of this dissertation provide valuable contributions to the transition literature as well as important management implications with regard to the stimulation and promotion of proactive behaviors
Restoration and management of abandoned, dry Continental heathland and sandy grassland communities
(2018)
Whereas heathlands in the Atlantic biogeographical region have been in the centre of interest, dry heathland communities in the Continental biogeographical region have been widely neglected. Thereby, the conservation status of both habitat types is listed as unfavourable-bad across the Continental biogeographical region. Surprisingly, no detailed studies are available on cost-efficient and sustainable restoration and management schemes to successfully restore and maintain highly degraded, long-abandoned Continental heaths and sandy grasslands, and thus, to counteract the poor conservation status of the habitat types. This shows the great need for research for the Continental biogeographical region. Thus, the present thesis provides substantial knowledge about the population dynamics of the key plant species of dry heaths Calluna vulgaris (L.) HULL by investigating key processes in the biology of the species as well as about the restoration and management of long-abandoned, dry Continental heathland and sandy grassland communities. In order to better understand the process of successful Continental heathland restoration, I analysed the reproductive potential (seed production, soil seed bank, and germination ability of seeds) of degenerate Calluna stands as well as the effects of single and combined management options on the generative rejuvenation (i.e., recruitment and survival) of Calluna. The results are based on a comprehensive three-year field experiment including the management options year-round, low-intensity cattle and horse grazing, one-time mowing and one-time shallow soil disturbances combined with greenhouse investigations on the soil seed bank content and germination ability of Calluna seeds. The results showed that even after long-term abandonment, seed production of degenerate Calluna stands and the germination ability of seeds proved to be high, being similar to Atlantic heathlands, whereas the soil seed bank is considerably reduced probably due to the dry conditions in the Continental region. In addition, low-intensity grazing with free-ranging robust breeds and the combination with one-time mowing at the beginning of the restoration process is an effective means of supporting the generative rejuvenation of this key plant species in degraded Continental heaths. The second study of this thesis focussed on the first-year establishment of Calluna in managed and unmanaged dry heaths and heaths in mosaics with dry sandy grasslands. The germination ability of seeds of different life-history phases of Calluna was analysed to determine if the predominance of the late life-history phase restricts the rejuvenation process of this key plant species. In addition, beside effects of management measures (year-round, low-intensity grazing, one-time mowing, one-time shallow soil disturbances) the author analysed the most important safe site conditions that possibly influenced the germination and the first-year survival of Calluna. The results of the study combine field experiments with growth chamber investigations. The author found that life-history phase of Calluna did not significantly affect seed germination and thus, the predominance of the degenerate life-history phase does not restrict the rejuvenation process. In addition, the results of the study revealed that grazing and thus trampling intensity must be temporarily and locally enhanced at the beginning of the restoration process of highly degraded heaths to increase safe site availability for successful Calluna establishment. Thereby, shadowing is the most important safe site condition. In the third study, the author investigated the impacts of year-round low-intensity cattle and horse grazing on the development of the highly competitive grass Calamagrostis epigejos (henceforth referred to as Calamagrostis), as well as the vegetation structure and plant species richness of long-abandoned but nutrient-poor dry heathland and sandy grassland communities, their mosaics and Calamagrostis stands. Finally, I assessed the local conservation status of the habitat types after seven years of grazing in comparison to long-abandoned sites. The results are based on a comprehensive field study on two spatial scales (plot-level: 25 square meters, macroplot-level: 1 ha). The author found that grazing successfully reduced the coverage and prevented the further spread of Calamagrostis, while simultaneously maintained or improved characteristic species richness and vegetation structure across the different nutrient-poor vegetation types over time, and thus enhanced the local conservation status of habitat types of community interest. In conclusion, the results of the studies considerably improved the understanding of dry, Continental heathland and sandy grassland restoration and management. They provide evidence that even after long-term management abandonment, year-round low-intensity cattle and horse grazing is a suitable management tool for restoring, maintaining and even improving nutrient-poor heathland and sandy grassland communities. However, at the beginning of the restoration process, additional management measures are necessary to faster restore abandoned habitats, especially highly degraded heaths.
Supporting sustainability transformation through research requires, in equal parts, knowledge about complex problems and knowledge that supports individual and collective action to change the system. Recasting the conditions, characteristics, and modes of research processes that address these needs leads to solution-oriented research in sustainability science. This is supported by systematically analyzing the system’s dynamics, envisioning the desired future target state, and by engaging and designing strategic pathways. In addition, learning and capacity building are important crosscutting processes for co-producing required knowledge. In research, we use sophisticated representations as mediators between theories and objects of interest, depicted as visualizations, models, and simulations. They simplify, idealize, and store large and dense amounts of information. Representations are already employed in the service of sustainability, e.g., in communication about climate change. Understanding them as tools to facilitate processes, dialogue, mutual learning, shared understanding, and communication can yield contributions to knowledge processes of analyzing, envisioning, and engaging, and has implications on the design of the sustainability solution. Therefore I ask, what role do representations and representational practices play in the generation of sustainability solutions in different knowledge processes? Four empirical case studies applying rough set analysis, multivariate statistics, systematic literature review, and expert interviews target this research question. The overall aim of this dissertation is to contribute to a stronger foundation and the role of representation in sustainability science. This includes: (i) to explore and conceptualize representations for the three knowledge processes along selected characteristics and mechanisms; (ii) to understand representational practices as tools and embedded into larger methodological frameworks; (iii) to understand the connection between representation and (mutual) learning in sustainability science. Results point toward crosscutting mechanisms of representations for knowledge processes and the need to build representational literacy to responsible design and participate in representational practices for sustainability.
The German energy system is under transformation. The so-called Energiewende (in English, Energy turn) relies, among other things, on renewable energies for building a more sustainable energy system. Regions (Landkreise) are one relevant level where different administrative bodies make decisions and plans both for the implementation and for the use of renewable energies. However, in order to realize the goals of the Energiewende, developments in the wider society are necessary. This is why scientific research can and should foster such developments with more research on the social aspects of energy-related topics. The present work contributes to the understanding of transition processes towards a sustainable use of regional renewable energy by focusing on the role of contextual conditions, practical experiences, and temporal dynamics in the implementation and use of renewable energy in German regions. In this way, this work wants to contribute fostering the development of regional energy transition strategies for the realization of the Energiewende. The conceptual background for this piece of transformation research lies in three bodies of literature dealing respectively with transitions of socio-technical systems, transformations of socioecological systems, and time ecology. From a critical engagement with this literature, three main results have emerged. First, an evidence-based, spatially distinct analysis of contextual conditions for the use of renewable energy in all German regions has resulted in the identification of nine types of regions, so-called energy context types. Second, empirical research on practices in regional settings learned from the knowhow of actors from regional administration has shown that political and economic conditions are crucial as well as that process management, exchange, and learning are helpful for renewable energy implementation. Third, conceptual work about a deeper understanding of the temporal dimensions of transformation processes has made it possible to point out a three-step approach to include temporal dynamics into sustainability transformations management - the time-in-transformations-approach. The literature suggests that regions need to be treated individually; but developing an energy transition strategy for each region individually would be extremely resource intensive. Overall, this work outlines a compromise for a more efficient approach towards regional energy transition strategies which still considers the individuality of regions. As a result, the author suggests to develop generic regional energy transition strategies that are adapted to each of the nine energy context types of German regions, that include the experiences of practitioners, and that consider temporal dynamics of transformation processes. Transdisciplinary research is a promising approach to meet many of the challenges for the realization of the Energiewende.
Tropical forests worldwide support high biodiversity and contribute to the sustenance of local people’s livelihoods. However, the conservation and sustainability of these forests are threatened by land-use changes and a rapidly increasing human population. This dissertation, therefore, aimed to characterize biodiversity patterns in the moist Afromontane forests of southwestern Ethiopia and to examine how biodiversity patterns are affected by land-use and land-use changes (mediated by coffee management intensity, landscape attributes and housing development) in a context of a rapidly growing rural population. To achieve this goal, the author takes an interdisciplinary approach where, first, she examined the effects of coffee management intensity on diversity patterns of woody plants and birds, spanning a gradient of site-level disturbance from nearly undisturbed forest interior to highly managed shade coffee forests. Results showed that specialized species of woody plants (forest specialists) and birds (forest specialists, insectivores and frugivores) were affected by coffee management intensity. The richness of forest specialist trees and the richness and/or abundance of insectivores, frugivores and forest specialist birds decrease with increasing levels of disturbance. Second, the author investigated the effects of landscape context on woody plants, birds and mammals. Community composition and specialist species of woody plants and birds were sensitive to landscape context, where woody plants responded positively to gradients of edge-interior and birds to gradients of edge-interior and forest cover. Further results showed that a diverse mammal community, with 26 species, occurs at the forest edge of shade coffee forests and that the leopard, an apex predator in the region depended on large areas of natural forest. A closer examination of leopard activity patterns revealed a shift in the diel activity as a response to human disturbance inside the forest, further highlighting the importance of natural undisturbed forests for leopards in the region. Together, these findings demonstrate the value of low managed shade coffee forests for biodiversity, and importantly, emphasize the irreplaceable value of undisturbed natural forests for biodiversity. Third, the researcher investigated the effects of prospective rural population growth (mediated by housing development) on the forest mammal community. Here, population growth was projected to negatively influence several mammal species, including the leopard. Housing development that encroached the forest entailed worse outcomes for biodiversity than a combination of prioritized development in already developed areas and coffee forest protection. Fourth, to understand the motivations behind high human fertility rates in the region, she examined the determinants of women fertility preferences, including their perceptions on social and biophysical stressors affecting local livelihoods such as food insecurity and environmental degradation. Fertility preferences were influenced by underlying social norms and mindsets, a perceived utilitarian value of children and male dominance within the household, and were only marginally affected by perceptions of social and biophysical stressors. The findings suggest the need for new deliberative and culturally sensitive approaches that engage with pervasive social norms to slow down population growth. Overall, this dissertation demonstrates the key value of moist Afromontane forests in southwestern Ethiopia for biodiversity conservation. It indicates the need to promote coffee management practices that reduce forest degradation and highlights that high priority should be given to the conservation of undisturbed natural forests. It also suggests the need to integrate conservation goals with housing development in landscape planning. A promising approach to achieve the above conservation priorities would be the creation of a Biosphere Reserve and to promote the ecological connectivity between the larger forest remnants in the region. Finally, this dissertation demonstrates the importance of placed-based holistic approaches in conservation that consider both proximate and distal drivers of forest biodiversity decline.