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Undertaking local actions, such as implementing public (sustainability) policy, plays a crucial role in achieving sustainable development (SD) at the municipal level. In this regard, indicator-based assessment supports effective implementation by measuring the SD process, based upon evidence-based outcomes that indicators produce. Over the last decade, using subjective indicators, which rely on an individual's self-perception to measure subjects, has gained its significance in sustainability assessment, in line with the increasing importance of signifying individual's and community's well-being (WB) in the context of SD. This study aims to discuss and clarify the scope and functions of subjective sustainable development indicators (SDIs) conceptually and theoretically while examining the usability of such indicators employed in the practice of assessing sustainability policy and action process in a Japanese municipality. Furthermore, the potential usability of using subjective SDIs in monitoring a municipal initiative of the United Nations’ Sustainable Development Goals (SDGs) is also explanatorily examined. The present paper consists of a framework paper and three individual studies. In the framework paper, Section 1 introduces the global transition of SD discourse and the role that local authorities and implementing public policy play in achieving SD while outlining how WB positions in the SD context. Section 2 provides a brief overview of the major scope of overall SDIs at the conceptual and theoretical levels. Section 3 defines WB in the study's own right while exploring the scope of indicators measuring WB. In addition, this study strives to further clarify the peculiar scope of SDIs, measuring WB by synthesising the findings. Section 4 overviews how SD at the municipal level in Japan is practiced while acknowledging the extent to which residents perceive WB and SDGs in policymaking. Section 5 provides a brief yet extensive summary of the three individual studies. Section 6 discusses the findings while presenting implications for further study and practices of subjective SDIs. Furthermore, the three individual studies provide a thorough and in-depth discussion of the study subject. Study 1 illustrates the SD trend at the municipal level in Japan and the growing recognition of using subjective SDIs in public (sustainability) policy assessment in exploring comparative SDI systems to municipality groups. The findings, in turn, raise the need for a further study on subjective SDIs. Study 2 extensively discusses the concept of WB as the overarching subject to be measured while examining varying approaches and scopes of SDIs. It identifies three differentiated WB (i.e., material and social objective WB as well as subjective WB) and distinctive approaches of subjective SDIs (i.e., expert-led and citizen-based approaches) alongside objective SDIs. The findings suggest that these SDIs identified are, conceptually, most capable of measuring associated WB; for instance, citizen-based subjective SDIs can most optimally measure subjective WB. Finally, Study 3 examines the usability of (citizen-based) subjective SDIs in a practice of assessing public policy, aiming at municipal SD, and the potential usability of using such indicators in monitoring a municipal SDG initiative. The findings highlight the determinants and obstacles of using subjective SDIs as well as signifying WB in measuring progress of a municipal SD practice.
Companies increasingly use social and environmental accounting and reporting (SEAR) to measure, manage, and report their influence on ecological and social issues, i.e., climate change and human rights violations. Nowadays, there are many different tools, frameworks, and standards for SEAR that companies can use. Beyond the content presented in the tool itself, e.g., social and/or ecological information, these tools differ, among others, by the language used and the type of data collected (e.g., qualitative, quantitative, or monetary data). This dissertation aims to expand previous literature by clarifying the effects of SEAR on corporate decision-making and its influencing factors. Additionally, antecedents for implementation and use of SEAR in regard to supporting sustainability decision-making are discussed. For this purpose, the given dissertation investigates public sustainability reports by companies with different environmental orientation, conducts two survey-based case studies on the effects of different types of SEAR and one qualitative case study on the antecedents of institutionalizing management accounting change through SEAR. The results lead to seven criteria that practitioners and researchers should recognize for supporting successful SEAR regarding a company's environmental orientation, the role of employees and leadership as well as the specific SEAR tool itself.
The global coffee market is connected to many sustainability issues like the persisting poverty of coffee farmers, and degrading ecosystems. Many interventions, from state-led regulation to industry-led certification processes, exist, that try to change global value chains to shift societies back on more sustainable trajectories. To this date, it is still under debate if these interventions are an effective means to change global value chains. With climate change and persisting issues of social justice as strong accelerators, calls are increasingly made for a radical transformation of global production and consumption patterns. Many frameworks try to inform research and real-world policies for a transformation of global value chains. In this dissertation, the author uses the framework of the practical, political and personal sphere proposed by O'Brien and Sygna (2013) highlighting that the interactions between these three spheres bare the greatest potential for a transformation towards sustainability. However, in this dissertation, the author argues that it is exactly at the nexus between the three spheres of transformation where barriers towards a fundamental shift of systems occur. He, therefore, uses three perspectives to bring empirical nuance to the problems that arise on the interplay between the different spheres of transformation. (1) The scientific perspective: using a systematic review of alternative trade arrangements; (2) the producer perspective: facilitating a participatory network analysis of social-ecological challenges of Ugandan coffee farmers and their adaptive management practices; (3) the consumer perspective: through the use of a German consumer survey and a structural equation model to investigate into the Knowledge-Doing-Gap end-consumers are facing. Through the results from the scientific perspective, the author is able to show that most of the research is investigating the certified market and that the effectiveness of labels rarely exceeding the practical sphere. His empirical research on the producer perspective highlights that Ugandan coffee farmers facilitate a variety of on-farm crop management (practical sphere) but their support structures rarely exceed informal exchange with neighboring communities (political sphere). Exchange with governmental actors and global traders is happening but has been assessed as not sufficient to cope with the social-ecological challenges the producers are facing. Through the results of the consumer perspective, the author is able to highlight that even though end-consumers have pro-sustainable attitudes (personal sphere) they are facing situational constraints (political sphere) that create a gap between their attitudes and the respective behavior. Using these empirical insights about drivers and barriers for a transformation he proposes that frameworks, aiming to inform research and policies, need to include two aspects: (1) the notion of a forced transformation; and (2) the translational capacity of the frameworks to create meaningful interdisciplinary discourses in different contexts. The author, therefore, propose two approaches:(1) a fourth sphere, called the "planetary force" to include the notion of a forced transformation that is already happening in different contexts, highlighted by the producer perspective in this dissertation; and (2) the consequent use of methods that create interdisciplinary exchange and rigorous testing.
Die empirische Unterrichtsforschung verfolgt das Ziel, Unterricht und die darin stattfindenden Prozesse zu beschreiben und zu beurteilen und deren Einfluss auf den Lernerfolg von Schülern zu analysieren. Auch wenn Videostudien zu den aufwändigeren Verfahren in der empirischen Unterrichtsforschung zählen, werden sie vermehrt eingesetzt, um sich diesen Unterrichtsprozessen anzunähern. Mittels Videografie werden Verhaltensweisen und Prozesse sicht- und messbar, die den Lernerfolg von Schüler maßgeblich beeinflussen können. Die detaillierte, reliable und valide Erfassung von Unterrichtsprozessen ist jedoch an Bedingungen geknüpft, die spezifische Herausforderungen für Videostudien darstellen und im Rahmen dieser Dissertation in drei Teilstudien empirisch untersucht werden. Allen Teilstudien liegen Unterrichtsvideos zugrunde, die mittels eines schülerzentrierten Aufnahmesystems aufgenommen wurden. Bei einem schülerzentrierten Aufnahmesystem werden ergänzend zu der Lehrkraftkamera und der Überblickskamera an jedem Gruppentisch weitere Kameras aufgestellt, um die Handlungen und Interaktionen aller am Unterricht beteiligten Personen im Detail erfassen zu können. In Teilstudie 1 wird ein potenzieller Reaktivitätseffekt bei Schülern als eine zentrale Herausforderung von Videostudien untersucht, der zu Verzerrungen des Datenmaterials aufgrund der Anwesenheit von Kamera(personen) führen kann. Dadurch kann die Validität der Daten einschränkt werden. In Teilstudie 2 wird der Herausforderung des in Videostudien oftmals geringen Beobachtungszeitraums begegnet, indem untersucht wird, wie stabil das verhaltensbezogene Engagement von Schülern im Verlauf einer videografierten Unterrichtsstunde ist bzw. wie lange Schüler in ihrem verhaltensbezogenen Engagement beobachtet werden müssen, um dieses zuverlässig erfassen zu können. In Teilstudie 3 wird der methodische Ansatz der Netzwerkanalyse vorgestellt, durch welchen der Herausforderung bezüglich der Beschreibung und Bewertung komplexer Wirkgefüge im Unterricht begegnet werden kann. Mittels einer Netzwerkanalyse können dynamischen Interaktionsprozesse im Unterricht detailliert und im zeitlichen Verlauf des Unterrichts beschrieben werden. Insgesamt werden im Rahmen dieser kumulativen Dissertation zentrale Herausforderungen der videobasierten Unterrichtsforschung betrachtet und Lösungsansätze zu deren Überwindung vorgeschlagen. Nur wenn diese Herausforderungen berücksichtigt werden bzw. ihnen begegnet wird, kann die empirische Unterrichtsforschung fruchtbare Erkenntnisse liefern, die zum Verstehen von Unterricht beitragen und schlussendlich zu einer Verbesserung der Unterrichtspraxis führen können.