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"Sustainable development" evolves along the resolutions, declarations, and reports from international processes in the framework of the United Nations (UN). The consensual outputs from such processes feature global-generalised and context-free perspectives. However, implementation requires action at diverse and context-rich local levels as well. Moreover, while in such UN processes national states are the only contractual parties, it is increasingly recognised that other ("nonstate") actors are crucial to sustainability. The research presented here places the attention on bottom-up initiatives that are advancing innovative ways to tackle universal access to clean energy and to strengthen small-scale family farmers. This means, the focus is on bottom-up initiatives advancing local implementation of global sustainability targets, more precisely, targets that make part of the Sustainable Development Goals 2 and 7 (SDG 2 and SDG7). The research asks how such bottom-up initiatives can contribute to the diffusion of sustainability innovations, thereby also contributing to social change. Three aims are derived out of that central question: (1) To understand the role of bottom-up initiatives in the diffusion of sustainability innovations and in the thereby involved social changes. (2) To contribute with my research to the actual diffusion of sustainability innovations. (3) To outline a research approach that provides a solid conceptual and methodological framework for attaining the analytical and transformative aims. The doctoral research comprises four single studies, in which the notion of diffusion is explored at different scopes of social scales. It begins with a thorough analysis of diffusion programs of domestic biodigesters to rural households in countries of the global south. The focus is on the process by which this specific technical inno0vation results integrated (or not) into the daily realities of single rural households, that is, the adoption process. In the second study, the attention is on energy supply models based on different decentralised renewable technologies. Central to these models is the building of new (or strengthening of existing) local socioeconomic structures that can assume and ensure the proper operation and supply of energy services. The interest in this study is on the strategies that organisations implementing community-based energy projects apply to support the realisation of such local structures. The third study focuses on a network of bottom-up initiatives that have been advancing alternative approaches to family farming in Colombia. The network mainly comprises farmers associations, other organisations from civil society, and researchers who had been collaborating and experimenting with innovations in different innovation fields such as technical, organisational, financial, and commercialisation schemes. The aim of this third study is to provide insights into the challenges and difficulties faced by these actors in broadening the diffusion of the innovations they have been advancing. To perform this study, a methodological strategy is applied that combines a transdisciplinary mutual learning format with qualitative content analysis techniques. The fourth and last study is a conceptual disquisition. It develops a conceptual framework that (a) provides better accounts for the particularities of endeavours aimed at the diffusion of knowledge and practices from the bottom-up across local contexts and social scales, and (b) advances first conceptual steps towards an explicit account for the role that innovation research (and innovation researchers) can assume for the actual realisation of diffusion. The main findings or contributions of the doctoral research can be categorised into four subjects: 1) Bottom-up initiatives contribute to the diffusion of sustainable innovations by mobilising transformative resources for inducing diffusion in their scope of action and creating spaces for experimentation in which interventions can be tested (and if necessary adjusted) in order to ensure the proper deployment of innovations. 2) In their efforts to advance the diffusion of sustainability innovations, bottom-up initiatives contribute to social changes for ensuring the effective deployment of the innovations and building local available storage of transformative resources. 3) A conceptualisation of innovation diffusion, in which the work of academic researchers studying innovation is a constitutive part of transdisciplinary knowledge articulations that promote diffusion. In this way transdisciplinary research alliances can be envisioned in which researchers investigate about, with, and for bottom-up initiatives. 4) Contributions to the consolidation, systematisation, and dissemination of strategies that are applied by farmers associations in order to strength the economic, social, environmental, and cultural dimensions of Colombian family farmers.
Sustainability transitions research proposes fundamental changes of societal systems' organisation to overcome persistent societal challenges, such as climate change or biodiversity loss, and allowing systems to become more sustainable. This thesis adresses an underlying tension in sustainability transitions research: between transitions as an open-ended process of fundamental change and the normative direction of this change: sustainability. In doing so, three themes are in the focus of the research: individual agency, normativity and transdisciplinary collaboration. Thereby, the thesis aims to strengthen process-oriented and potentially transformative approaches to sustainability transition research, in contrast to primarily descriptive-analitical approaches. Transition management as a recent and salient example of transdisciplinary transition research is chosen to provide research framework and application context. Based on conceptual-theoretic, empirical case study and reflexive work, three main results are contributed: First, a psychologically enriched understanding of individual and sustainability related agency in conceptual and empirical understandings of transition management is developed. This builds on two perspectives: a psychologically enriched capability approach as well as the analysis of social effects (social learning, empowerment and social capital development) of transition management to capture sustainability oriented agency increases. As second main result, normative considerations, namely sustainability, are included into transition management on conceptual and empirical levels. Therein, substantive, procedural and intentional aspects of sustainability are combined: Substantive aspects are covered by proposing capabilities, behavioral freedoms to live a valuable life, as normative yardsticks to measure developments. Procedural aspects include a detailed understanding of facilitating a learning journey towards making sustainability meaningful in the local transition management cases and setting up experiments for its realiziation. Intentional aspects are addressed by linking social effects of transition management to awareness, motivations and feelings of responsibility towards sustainability. As a third main result, the transdisciplinary collaboration in transition management of creating an arena as an interactive learning space is conceptualized and explored, as well as the roles of the researchers therein. Key issues of this learning space, the community arena, are drawn out and ideal-type roles and activities of researchers in addressing these issues are proposed and empirically analysed. As synthesis of thesis results, ten principles of sustainability transition management are proposed.