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Viable communication systems (2020)
Bickel, Manuel W.
Since the middle of the 20th century, human society experiences a “Great Acceleration” manifesting in historically remarkable growth rates that create severe sustainability problems. The globally exploding potentials of information and knowledge exchange have been and are vital drivers for this acceleration. Society has now come to the point that it requires a “Great Transformation” towards sustainability to ensure the viability of the planet for a vital society. The energy transition plays a central role for this transformation. In this context, human society has developed a comparably good understanding of the necessary infrastructural changes of this transition. For transforming the patterns of energy production and use in an energy transition as part of the “Great Transformation”, this process of change now needs to strengthen its focus on information, communication, and knowledge systems. Human society needs to establish a knowledge system that has the potential to create usable knowledge for sustainability solutions. This requires organizing a communication system that is sufficiently complex, interconnected, and, at the same time, efficient for integrating reflexive, open-ended, inter- and transdisciplinary learning, evaluation, and knowledge co-production processes across multiple levels. This challenge opens a wide field of research. This cumulative dissertation contributes to research in this direction by applying a systemic sustainability perspective on the content and organization of communication in the field of research on sustainable energy and the operational level of municipal climate action as part of the energy transition. Regarding sustainability, this thesis uses strong sustainability and its principles as a frame for evaluating the content of communication. Regarding the systemic perspective, the thesis particularly relies on the following theories: (i) the human-environment system model by R. Scholz as an overarching framework regarding interactions between humans and nature, (ii) social systems theory by N. Luhmann to reflect the complexity of society, (iii) knowledge management to consider the human character of knowledge and a practice-oriented perspective, and (iv) management cybernetics, in particular, the Viable System Model by S. Beer as a framework to analyze and assess organizational structures. Furthermore, the thesis leverages the potential of text mining as a method to identify and visualize patterns in texts that reflect prevalent paradigms in communication. The thesis applies the above conceptual and methodological basis in three case studies. Case Study 1 investigates the measures proposed in 16 municipal climate action plans of regional centers in Lower Saxony, Germany. It uses a text mining approach in the form of an Summary interpretation network analysis. It analyzes how different societal subsystems are connected at the semantic level and to what extent sustainability principles can be recognized. Case Study 2 analyzes and reflects paradigms and discursive network structures in international scientific publications on sustainable energy. The study investigates 26533 abstracts published from 1990 to 2016 using a text mining approach, in particular topic modeling via latent Dirichlet allocation. Case Study 3 turns again to the cases of municipal climate action in Lower Saxony examined in Case Study 1. It examines the involvement of climate action managers of these cities in multilevel knowledge processes. Using design principles for knowledge systems, it evaluates to what extent knowledge is managed in this field across levels for supporting the energy transition and to what extent local innovation potential is leveraged or supported. The three case studies show that international research on sustainable energy and municipal climate action in Germany provide promising contributions to achieve a transformation towards sustainability but do not fully reflect the complexity of society and still support a growth paradigm, in contrast to a holistic sustainability paradigm. Further, the case studies show that research and local action are actively engaging with the diversity of energy technologies but are lagging in dealing with the socio-epistemic (communication) system, especially with regard to achieving cohesion. Using the example of German municipalities, Case Studies 1 and 3 highlight the challenges of achieving coherent local action for sustainability and bottom-up organizational learning due to incomplete or uncoordinated multilevel knowledge exchange. At the same time, the studies also point out opportunities for supporting the required coherent multilevel learning processes based on local knowledge. This can be achieved, for instance, by strengthening the coordinating role of intermediary organizational units or establishing closer interactions between the local operational units and the national level. The thesis interprets and synthesizes the results of the three case studies from its systemic sustainability perspective. On this basis, it provides several generalized recommendations that should be followed for establishing viable communication systems, especially but not exclusively in policy-making: Systemic holism: Consider matter, energy, and information flows as an integrated triplet in the context of scales, structures, and time in the various subsystems. Knowledge society: Focus on the socio-epistemic (communication) system, e.g., using the perspective of knowledge systems and associated design principles considering, for instance, working environments across horizontal and vertical levels, knowledge forms and types, and knowledge processes. Sufficiency communication: Emphasize sufficiency approaches, make it attractive, and find differentiated ways for communicating them. Multilevel cohesion and innovation: Achieve cohesion between the local and higher levels and leverage local innovations while avoiding isolated local action. Organizational interface design: Define the role of organizational units by the interactions they create at the interfaces with and between societal subsystems. Local transdisciplinarity: Support local transdisciplinary approaches integrating various subsystems, especially industry, while coordinating these approaches from a higher level for leveraging local innovation. Digital public system: Exploit existing digital technologies or infrastructures in the public system and recognize the value of data in the public sphere for achieving cohesion. Beyond the above recommendations, this thesis suggests that potential for further research lies in: Advancing nature-inspired systemic frameworks. Understanding the structure and creation of human knowledge. Developing text mining methodologies towards solution-oriented approaches.
Was heißt hier erneuerbar? Eine didaktische Rekonstruktion der Energiewende (2020)
Hüfner, Sybille Katrin
Die Energiewende steht im Zentrum aktueller gesellschaftlicher Debatten. Die Frage ist: Wie kann die gegenwärtige Klimakrise aufgehalten und gleichzeitig der Energiebedarf gedeckt werden? Einigkeit besteht darüber, dass eine Strategie zur Energiewende die Umstellung auf erneuerbare Energieträger beinhalten muss. Das Problem ist: Zentrale Begriffe wie ‚erneuerbare Energieträger‘ sind uneindeutig und deshalb besonders für naturwissenschaftliche Laien missverständlich. Ihnen wird dadurch die gesellschaftliche Teilhabe an der Debatte erschwert. Wie kann der naturwissenschaftliche Unterricht dazu beitragen, die oben benannten Missverständnisse aufzuklären? Er muss die Schüler*innen dabei unterstützen, die naturwissenschaftlichen Schlüsselprinzipien der verschiedenen Energieträger und darauf aufbauend die Energiewende angemessen zu verstehen. Zu diesem Zweck muss der Unterricht entsprechend strukturiert werden. Welche Leitlinien sowohl die Lehrkräfte der Naturwissenschaften als auch die Entwickler*innen der Unterrichtsmaterialien dabei beachten sollten: Das klärt die vorliegende Studie. Hierfür wird das Modell der didaktischen Rekonstruktion als Forschungsrahmen genutzt. Ausgehend von einem gemäßigt konstruktivistischen Lehr-Lernverständnis werden drei Unterfragen beantwortet: 1. Welche vorunterrichtlichen Vorstellungen bringen Schüler*innen in den Unterricht mit? 2. Welche Vorstellungen haben Wissenschaftler*innen? 3. Welche Unterschiede ergeben sich im Vergleich der Vorstellungen? Für die Beantwortung dieser Fragen wurden in der Erhebung problemzentrierte, leitfadengestützte Interviews mit 27 Achtklässler*innen geführt und Auszüge aus zwei wissenschaftlichen Gutachten ausgewählt. Mit einer qualitativen Inhaltsanalyse konnten in der Auswertung Inhaltsaspekte identifiziert werden, die Potenzial für die unterrichtliche Vermittlung haben. Mit dem so reduzierten Datenmaterial wurde eine systematische Metaphernanalyse durchgeführt. Damit wurden erfahrungsbasierte Muster hinter den Vorstellungen rekonstruiert. Aus dem systematischen Vergleich der Ergebnisse lassen sich Lernchancen und Lernhindernisse für das Verstehen von naturwissenschaftlichen Hintergründen der Energiewende ableiten. Diese werden in Form von Leitlinien für den naturwissenschaftlichen Unterricht zusammengefasst. Diese Leitlinien können von Lehrpersonen und Entwickler*innen von Lehrmaterialien genutzt werden, um ein fachlich angemessenes Verstehen der naturwissenschaftlichen Schlüsselprinzipien der Energieträger und der Energiewende zu fördern. Darüber hinaus sind diese Ergebnisse interessant für Forschende, die an der Energiewende und deren wissenschaftlicher Kommunikation interessiert sind. Denn sie helfen zu verstehen, wie Missverständnisse vermieden und fachliche Begriffe geklärt werden können.
In search of transdisciplinarity: problems of sustainability sciences and epistemologies of the problematic (2020)
Meyer, Esther
Both sustainability and transdisciplinary research can change academic research, especially with regard to its relevance for, and relationship with, its environments. Transdisciplinary sustainability research (TSR), thus, offers the opportunity to change non-sustainable development paths of sciences themselves. In order to fully exploit this possibility, this PhD project addresses the question of how TSR, in the first place, does conceptualize and, in the second place, could conceptualize knowledge, research, and science. Firstly, this PhD project analyzes, from a discourse studies perspective, the term problem in TSR, against the background of discourses on sustainable development. Secondly, it explores the historicalanalytical and transformative concept of the problematic. The results, firstly, show the consequences of a problem-solving focus for TSR, and secondly, differentiate it from a transformative direction of problematic designing, as a more appropriate view on the dimensions of transformation and their qualities of change that matter for TSR. This PhD project aims to contribute to a self-understanding of, and a philosophical communication about, TSR, as a research form in the sustainability sciences. Keywords: Discourse studies, problem-solving, transdisciplinary sustainability research, transformative potential, dimensions of transformation.
The gamified tourist experience (2020)
Aebli, Annika
Personally meaningful tourist experiences foster subjective mental wellbeing. Modern, human-centred technologies such as gamified technology have been recognised as a promising means to support tourists in their co-creation of meaningful tourist experiences. However, a deeper understanding and conceptualisation of tourists’ engagement with gamified technologies in the tourist experience has remained absent so far. This study draws on positive psychology as the guiding theoretical lens to conceptualise and explore tourists’ underlying motives for engaging with gamified technology, as well as the gratifications thereof for the tourist experience. In doing so, this thesis identifies how tourists generate meaning through interacting with gamified technology in the tourist experience, thereby fostering the co-creation of meaningful tourist experiences and contributing to subjective mental wellbeing. Being among the first studies to link the concepts of positive psychology, gamified technology, and tourist experiences, the results of this thesis provide rich findings on the underlying motives for tourists to engage with gamified technology during vacation, as well as the gratifications of gamified technology for the creation of meaning in the tourist experience. Using the theoretical lens of positive psychology and achievement motivation theory as the main theoretical underpinning, this study is positioned at the intersection of social psychology, human-computer interaction, and tourism as the field of application. Conceptually, this thesis provides an in-depth understanding of tourists’ engagement with gamified technology, including the socio-psychological motivators for engagement and the outcomes thereof for the tourist experience. This thesis contributes to the theoretical advancement of two principal streams: a) tourists’ motives for engaging with gamified technologies and the gratifications thereof in the vacation context and b) the understanding of motivational affordances of gamified technology in general. The substantial theoretical contribution of this study is the advancement of knowledge as it demonstrates the value of gamified technologies in the tourist experience. The findings eventually provide tourism destinations with nuanced insights into the feature-specific values of gamified technology to contribute to the co-creation of meaningful tourist experiences.
Unterrichtsqualität aus der Perspektive von Schülerinnen und Schülern (2020)
Blanck, Stefan
Die Beurteilung von Unterrichtsqualität stellt in der schulischen Praxis eine Schwierigkeit dar, weil sie eng mit der Frage danach, wer den Unterricht bewertet, verknüpft ist. Üblicherweise schätzen Lehrkräfte ihren Unterricht selbst ein. Seltener wird Unterrichtsqualität von geschulten, externen Beobachtern beurteilt. Eine weitere relevante Perspektive auf die Qualität des gehaltenen Unterrichts stellt die der Schülerinnen und Schüler dar. Die Qualität dieser Perspektive steht im Fokus dieser Arbeit. Der Begriff Unterrichtsqualität gliedert sich im deutschsprachigen Raum in drei Qualitätsdimensionen auf: die Kognitive Aktivierung, die Konstruktive Unterstützung und die Klassenführung. In dieser Arbeit wird die Unterstützungsdimension aufgefächert in zwei Qualitätsdimensionen, in die Instruktionale Unterstützung und die Emotionale Unterstützung. So ergeben sich vier Basisdimensionen von Unterrichtsqualität, die aus der Perspektive von Schülerinnen und Schülern in dieser Arbeit untersucht werden sollen. Die überwiegende Mehrheit von Studien zur Unterrichtsqualität geht davon aus, dass die Lehrqualität von Lehrerinnen und Lehrern ein stabiles Verhaltensmuster der Lehrperson ist (Wagner et al., 2015). Die Anzahl der beobachteten Stunden, die für die reliable und valide Feststellung der Lehrqualität nötig ist, wird in den verschiedenen Studien unterschiedlich eingeschätzt. Nach Brophy (2006) sind es mindestens 20 bis 30 Unterrichtsstunden. Praetorius (2014) kommt zu dem Ergebnis, dass die unterrichtliche basisdimension der Klassenführung sehr stabil ist und es zur Einschätzung nur einer einzigen Unterrichtsstunde bedarf. Die Basisdimension der Kognitiven Aktivierung hingegen benötigt mindestens 9 beobachtete Unterrichtsstunden, um ein verlässliches Reliabilitätsniveau zu erhalten. Die Validität solcher Aussagen wird dann nicht selten an ihrem Zusammenhang mit Leistungen der Schülerinnen und Schüler festgestellt. In aller Regel beziehen sich die gewonnenen Erkenntnisse auf die Klassenebene. Der bisherige Wissensstand zur Stabilität des Qualitätsniveaus von Unterricht in den einzelnen Qualitätsdimensionen ist noch unzureichend und nicht in jeder Qualitätsdimension umfassend erforscht. Weiterer Forschungsbedarf besteht in der Untersuchung der Stabilität der Rangfolge interindividueller Unterschiede zwischen den Qualitätsdimensionen bei der Beurteilung durch Schülerinnen und Schüler. Bisherige Studien haben bisher nur unzureichend untersucht, ob es einen Zusammenhang zwischen den Unterrichtsthemen und der Beurteilung der Qualitätsdimensionen durch Schülerinnen und Schüler gibt. Die meisten Studien in dem Forschungsfeld stützen ihre Ergebnisse auf Erkenntnisse, die auf Durchschnitten der gesamten Klasse beruhen, nicht auf Individualergebnissen. Die hier vorliegende Arbeit knüpft mit ihren Fragestellungen an diese Wissenslücken an. Es werden dabei zwei Hauptfragestellungen untersucht. Zum einen wird die Stabilität der Unterrichtswahrnehmung in folgenden drei Teilfragestellungen untersucht: - Wie stabil ist das beobachtete Qualitätsniveau in den einzelnen Dimensionen? - Wie stabil sind die Einschätzungen der Unterrichtsqualität in den vier Dimensionen Kognitive Aktivierung,Instruktionale Unterstützung, Emotionale Unterstützung und Klassenführung über die Zeit? - Sind die Beurteilungen der Unterrichtsqualität themenunabhängig? Zum anderen wird der Frage - Welchen Zusammenhang zeigen Mathematikleistungen und das mathematikbezogene Selbstkonzept mit den Unterrichtsbeurteilungen der Schülerinnen und Schüler? nachgegangen. Die vorliegende Arbeit wurde in 8 längsschnittlichen Erhebungen mit einer Gruppe von in drei Klassen parallel unterrichteten Fünftklässlerinnen und Fünftklässlern eines Hamburger Gymnasiums durchgeführt (N = 85). Das Instrument zur Erfassung der Unterrichtsqualität aus der Perspektive von Schülerinnen und Schülern in den vier Basisdimensionen Kognitive Aktivierung (7 Items), Instruktionale und Emotionale Unterstützung (9 Items und 5 Items) sowie Klassenführung (5 Items) wurde auf der Grundlage der Skalen Fauth, Decristan, Rieser, Klieme und Büttner (2014b) und Kauertz et al. (2011) entwickelt. Das Instrument kam zu acht Messzeitpunkten zum Einsatz. Die Skala zur Erfassung des mathematikbezogenen Selbstkonzeptes (4 Items) der Schülerinnen und Schüler stammt aus Bos, Dudas, Gröhlich, Guill und Scharenberg (2010) und wurde zu Beginn und am Ende der Messreihe einmal verwendet. Die Reliabilitäten der jeweiligen Skalen zu den jeweiligen Messzeitpunkten nimmt immer akzeptable (Cronbachs € α >.70), oft sogar gute Werte an (Cronbachs € α > .80). Die Leistungsfähigkeit in Mathematik wurde im Rahmen des standardisierten Tests KERMIT5 erfasst und auf der Grundlage von 4 Klassenarbeiten und Schulnoten im Laufe des Schuljahres durch die Lehrkraft eingeschätzt. Es wurden lineare Strukturgleichungsmodelle (LGM) zur Messung der Veränderungen der eingeschätzten Unterrichtsdimensionen über die acht Messzeitpunkte mit der Software Mplus (L. K. Muthén & Muthén, 2014) berechnet. In weiteren Schritten wurden dann die Mathematikleistung und das mathematikbezogene Selbstkonzept als Prädiktorvariablen eingefügt und ihr Effekt auf die Unterrichtsbeurteilungen untersucht. Es wurde die Korrelation zwischen der Mathematikleistung und dem mathematikbezogenen Selbstkonzept zu den linearen Strukturgleichungsmodellen hin untersucht. Der Zusammenhang zwischen Unterrichtswahrnehmung und Lernleistung wurde für jede Qualitätsdimension als Regressionsanalyse berechnet und jeweils als Pfaddiagramm dargestellt. Klassenspezifische Tendenzeffekte bei der Beantwortung der Items durch Schülerinnen und Schüler wurden herausgerechnet. Die Modellfits der berechneten linearen Strukturgleichungsmodelle zur Untersuchung der Beobachtungsstabilität weisen akzeptable Werte auf. Die Wachstumsanalysen zeigen, dass das Niveau der Kognitiven Aktivierung über die Zeit stabil bleibt. Beide Unterstützungsdimensionen werden mit zunehmender Zeit etwas niedriger beurteilt, gleiches gilt für die Klassenführung. weiterhin zeigen Stabilitätsanalysen, dass die Unterrichtsbeurteilungen über die Zeit eine relativ hohe interindividuelle Stabilität aufweisen. Höhere mathematische Leistungen (im Test) führen zu signifikant niedrigeren Beurteilungen der Kognitiven Aktivierung und der Emotionalen Unterstützung des Unterrichts. Bessere Noten gehen mit höherer wahrgenommener Unterstützung einher. Ein besseres mathematikbezogenes Selbstkonzept führt zu einer signifikant höheren Beurteilung der Kognitiven Aktivierung und zu einer signifikant niedrigeren Beurteilung der Klassenführung des Unterrichts. Insgesamt belegen die Ergebnisse, dass alle Basisdimensionen der Unterrichtsqualität relativ stabil von den Schülerinnen und Schülern und unabhängig von den unterrichteten Themen eingeschätzt werden. Die häufigere Erhebung erlaubt aber die bessere Modellierung von Niveauveränderungen über die Zeit.
Wandel des Reiseverhaltens: Einfluss der Generationszugehörigkeit auf das Reiseverhalten der Deutschen (2020)
Wagener, Gina
Die vorliegende Arbeit untersucht das Reiseverhalten verschiedener Generationen in Deutschland (68er, Babyboomer, Generation X und Generation Y) anhand der Kohortenanalyse. Mit Hilfe des Intrinsic Estimators und der Rohdaten der Reiseanalyse für die Jahre 1971 bis 2012 wurden Kohorten-, Alters- und Periodeneffekte für die verschiedenen Merkmale des Reiseverhaltens geschätzt. Deutliche Unterschiede zwischen den Generationen, die unabhängig von Alter und Jahr bestand haben sollten, wurden in Bezug auf die Wahl des Verkehrsträgers, der Unterkunft, der Reiseart und der Destination identifiziert. Bei anderen Merkmalen gab es hingegen weniger oder nur geringe Generationenunterschiede. Die Ergebnisse ermöglichen einen genaueren Blick in die Zukunft des Reisens und geben wichtige Hinweise für die tourismuswirtschaftliche Praxis.
Developing affective-motivational competence within education for sustainable consumption through self-reflexive learning activities (2020)
Frank, Pascal
It is understood among research and policy makers that addressing unsustainable individual consumption patterns is key for the vision of sustainable development. Education for Sustainable Consumption (ESC) is attributed a pivotal role for this purpose, aiming to improve the capacity of individuals to connect to and act upon knowledge, values and skills in order to respond successfully and purposefully to the demands of sustainable consumption. Yet despite growing political, scientific, and educational efforts to foster more sustainable consumption practices through ESC, and increasing awareness about the negative ecological and socio-economic impacts of individual consumer behavior in the general population, little has been achieved to substantially change behavioral patterns so far. As part of the explanation for this shortcoming, it has been argued that current ESC practices have neglected the personal dimension of sustainable consumption, especially the affective-motivational processes underlying unsustainable consumption patterns. Against this background, this cumulative thesis is guided by the question how personal competencies for sustainable consumption can be defined, observed, and developed within educational settings. Special attention is given to mindfulness practices, describing the practice of cultivating a deliberate, unbiased and openhearted awareness of perceptible experience in the present moment. These practices have received growing attention within ESC as a means to stimulate competencies for sustainable consumption. Drawing upon an explorative, qualitative research methodology, the thesis looks at three different mindfulness-based interventions aiming to stimulate competencies for sustainable consumption, reaching out to a total number of 321 participants (employees and university students). In this thesis, I suggests to define personal competencies for sustainable consumption as abilities, proficiencies, or skills related to inner states and processes that can be considered necessary or sufficient to engage with sustainable consumption (SC). These include ethics, self-awareness, emotional resilience, selfcare, access to and cultivation of personal resources, access to and cultivation of ethical qualities, and mindsets for sustainability. It is argued that these competencies directly relate to those challenges individuals face when attempting to consume in a way that corresponds to their sustainability-related intentions or engage in SC-related learning activities. It provides evidence that the cultivation of (some of) these competencies allows individuals to overcome (some of) these challenges. The thesis holds that the observation of personal competencies benefits from a combination of different methodological and methodical angles. When working with self-reports as empirical data, a pluralistic qualitative methods approach can help overcoming shortcomings that are specifically related to individual methods while increasing the self-reflexivity of the research. This is especially important in order to reduce the risk of looking for desired outcomes and misinterpreting statements of the inquired population. This risk can also be diminished by discussing and adjusting interim findings with this population. Moreover, it is suggested to let learners analyze their own personal statements in groups, applying scientific methods. The products of the group analyses represent data based on an inter-subjectively shared perspective of learners that goes beyond self-estimation of personal competencies. In terms of developing personal competencies for SC, it can be concluded that mindfulness practice alone is not sufficient to build personal competencies for SC. While it can stimulate generic personal competencies, individuals do not necessarily apply these competencies within the domain of their consumption. Furthermore, even though the practice increases individuals’ self-awareness for current inner states and processes, practitioners do not seem to become aware of and reflect upon the more latent, personal predispositions out of which the current sensations occur. Nevertheless, mindfulness practice can play an important role in ESC, insofar as it lays the inner foundation to engage with sustainability-related issues. More precisely, it allows learners to experience the relevance of their inner states and processes and the influence they have on actual behaviors, leading to a level of selfawareness that would not be accessible solely through discursive-intellectual means. Furthermore, participants experience mindfulness practice as a way to develop ethical qualities and access psychological resources, entailing stronger emotional resilience and improved well-being. In order to unleash its full potential for stimulating personal competencies for SC, however, the findings of the thesis suggest that mindfulness practice should be (a) complemented with methodically controlled self-inquiry and (b) related to a specific behavioral change. In this vein, self-inquiry-based and self-experience-based learning – two pedagogical approaches developed during the period of research for this thesis – turned out to be promising pedagogies for educational settings striving to stimulate the development of personal competencies for SC. Overall, the thesis makes a novel contribution to the field of competency-based ESC by suggesting personal competencies for sustainable consumption as important and desirable learning outcomes of ESC practices Furthermore, it provides specific pedagogies and learning activities in order to achieve these learning outcomes. As such, the thesis answers to general calls from education for sustainable development scholars to take the inner, affective-motivational dimension of individuals into consideration and makes a first suggestion as to how this can be systematically achieved.
Komfort in der Flugzeugkabine : multidimensionale Skalierung, explorative interviews und Fragebogenstudie am Hamburger Flughafen (2020)
Bastian, Julia
Ziel der Studie ist es die Determinanten für das Komforterleben bzw. die Zufriedenheit in der Flugzeugkabine zu identifizieren. Wenige empirische Modelle zum Flugzeugkabinenkomfort gibt es und vereinzelt werden Umgebungsfaktoren wie Akustik, Turbulenzen, Temperatur und Luftqualität untersucht, aber kein Vorhersagemodell für den Gesamtkomfort existiert bislang. Ein Methodenmix aus drei Datenerhebungen wird angewendet: 1. In der ersten Untersuchung werden zehn Flugzeugkabinenbilderpaare zehn Sekunden pro Bild präsentiert. Über die multidimensionale Skalierung wird auf einer fünfstufigen Skala die Ähnlichkeit von sehr bis gar nicht dargeboten. Die eindimensionale Darstellung der Bilder legt nahe, dass es einen Faktor wie „Platz zum Sitzen“ gibt. In Interviews wird der Annahme nachgegangen. 2. In Interviews assoziierten 61 Psychologiestudierende Nomina zum Fliegen. Bei den Kategorien stellt Platz/ Beinfreiheit der am häufigsten genannte Komfortaspekt innerhalb einer Flugzeugkabine dar. Sitzkomfort, Flugbegleiter, Inflight-Entertainment, Essen, Trinken, Sicherheit, Sauberkeit wurden oft genannt und Temperatur, Design, Toiletten, Geräusche, Turbulenzen, Geruch, Luftqualität, Beleuchtung, Raucherbereiche, ein gutes Preis-Leistungsverhältnis nur vereinzelt. 3. Die Fragebögen am Hamburger Flughafen greifen die in den Interviews genannten Komfortaspekte auf. 301 Passagiere beantworteten Zufriedenheitsitems auf einer fünfstufigen Skala. Mittels einer explorativen Faktorenanalyse werden fünf Faktoren aus den Items extrahiert, die räumliche, physiologische, psychologische, physikalische und organisatorische Aspekte beinhalten. Eine lineare multiple Regression mit den fünf Faktoren zum Item „Gesamtzufriedenheit“ ist hochsignifikant und klärt 40,5 %t Varianz auf. Die Moderatoreinflüsse und Interaktionen werden teils signifikant und klären 1,6 % weniger (Fluglänge) oder 1,5 % mehr (Fluggesellschatt und -angst) Varianz auf. Mittelwertsvergleiche zeigen, dass die Star Alliance Fliegenden und nicht Flugängstlichen bei allen fünf Faktoren und fast allen Items hochsignifikant höhere Zufriedenheitswerte als Billigfliegende und Flugängstliche aufweisen. Bei Kurz- über Mittel- zum Langstreckenflug wurde eine v-Form gefunden mit der geringsten Zufriedenheit bei Mittelstreckenflügen mit hochsignifikanten Unterschieden. Entscheidend ist das durch die Kombination aus Zusammenhangs- und Vorhersageanalyse für den Forschungsbereich „Komfort in der Flugzeugkabine“ neu generierte Gesamtkomfortmodell.
Determinants and consequences of integrated reporting adoption, quality and its assurance (2020)
Gerwanski, Jannik
The dissertation contains four journal articles which are embedded within a framework manuscript that interconnects the individual articles and provides relevant background information. The dissertation’s overall objective is to provide a multilayered and critical in-depth engagement with the timely phenomenon of integrated reporting (IR), a new reporting concept that is envisaged to revolutionize firms’ present reporting infrastructure. While extant corporate reports (e.g., annual financial- and CSR report) often are criticized for being disconnected and to suffer from a lack of coherence, IR intends to provide all information that is material to a firm’s short-, medium- und long-term value creation within one single, succinct document. To contribute to a set of previously defined relevant research gaps in literature, the dissertation makes use of a combined empirical-quantitative and explorative-qualitative research design. The first article entitled ‘Determinants of materiality disclosure quality in integrated reporting: Empirical evidence from an international setting’ investigates a set of different IR-, corporate governance and financial accounting-specific factors that are expected to determine European and South African firms’ materiality disclosure quality. To this purpose, an original, hand-collected materiality disclosure score was developed. The second article ‘Managers’ incentives and disincentives to engage with integrated reporting, or why managers might not adopt integrated reporting: an exploratory study in a nascent setting‘ explores IR perceptions of SME managers that have not embarked on IR, but are potential candidates to do so in future. Based on a review of extant literature, the article develops a theoretical framework to subsequently discuss motives for and barriers to IR adoption. The critical discussion contributes to the academic debate on incentives for and barriers to voluntary IR adoption. The third article named ‘Does it pay off? Integrated reporting and cost of debt: European evidence’ investigates whether voluntary IR adoption among European firms is associated with lower cost of public debt. While earlier studies suggest that IR leads to lower information asymmetries, increases analyst forecasts, and decreases cost of equity, corresponding evidence for the debt market is largely missing. Subsequent analyses test as to whether such an association is even more pronounced by a firm’s environmental, social and governance (ESG) performance or its belonging to an environmentally sensitive industry. The fourth article ‘Do nonprofessional investors value the assurance of integrated reports? Exploratory evidence’ uses an experimental design to investigate nonprofessional investors’ reactions to an IR assurance. To this purpose, two separate experiments with two different groups of nonprofessional investors were carried out: one with Masters students and one with managers of large corporations. Results help to answer the question as to whether an IR assurance as well as its determinants, namely the assurance provider and the assurance level, affect nonprofessional investors’ financial decision-making. In the second step, subsequent in-depth interviews reveal an IR assurance-critical attitude among managers, who draw upon their practical experience with assurance engagements.
Social movements as safeguards against democratic backslidings in Africa? A comparison of term amendment struggles in Burkina Faso and Senegal (2020)
Wienkoop, Nina-Kathrin
When presidents try to expand their tenure in office, are protesting social movements, or even youth movements, able to stop them from candidating unconstitutionally and thus to prevent a democratic backslide? So far, the literature on term bids by presidents tends to focus on the institutional arrangements to hinder such term bids in the first place, on presidential strategies to circumvent the constitutional law, or on counteractions of political elites. Mobilizations against such attempts by presidents to run for office again, after reaching the end of their last allowed term, are often solely included as “pressures from below”. To address these shortcomings, this dissertation explores the issue of term amendment struggles through the lenses of contentious politics systematically combined with insights of revolution theories and democratization studies. Its conceptual perspective therefore lies on the interactions of actors and their constellations to each other as well as to institutions. The author deduces three diverse pathways to promote institutional change and prevent democratic backslidings – through political elites, (political) allies, and security forces. By selecting two cases that are most similar in terms of institutions and youth movements at the forefront, Senegal (2011-12) and Burkina Faso (2013-14), this analysis offers insight in the divergence of the struggles and their outcome. Because in both cases, the announcement of the presidents to run for another term in office led to broad mobilization led by youth movements against such tenure amendments, the political system in general and socioeconomic inequalities - but with diverging results. In Burkina Faso, Blaise Compaoré eventually resigned while Abdoulaye Wade in Senegal candidated again, legitimized by the Constitutional Court. Based on extensive fieldwork, including interviews with movement leaders and their allies, as well as a comprehensive media analysis and the SCAD databank for the analysis of protest events, the author differentiates and reconstructs the various phases of the conflict. The results of the dissertation point at two dimensions most relevant to comprehend the dissimilar pathways the struggles took – the reach of mobilization and, closely interlinked to the first, the refusal of soldiers to obey orders. It shows further that these differences go back to the respective history of each country, its former protest waves, and political culture. Although both presidents faced mass mobilization against their unconstitutional candidature, only in Burkina Faso it eventually led to an ungovernable situation. The dissertation concludes by reflecting on lessons learned for future democratic backslidings by presidents to come and avenues for future research – and thus offers fruitful insights not only for academics but for those who aim to save democratic norms and institutions.
Umweltfreundlich in den Urlaub: Wege zu einer ökologischen touristischen Mobilität (2020)
Bünstorf, Nicole
Mobilität und Tourismus gehören untrennbar zusammen, denn ohne einen Ortswechsel gibt es keine Urlaubsreise. Der Tourismus aber verursacht ca. 5 % der anthropogenen Kohlendioxidemissionen, von denen etwa 75% auf den touristischen Verkehr entfallen. Neben dem Flugverkehr trägt insbesondere der motorisierte Individualverkehr einen hohen Anteil an den Emissionen. Angesichts des deutlichen Beitrags des touristischen Verkehrs zum Klimawandel erscheint es notwendig, sich mit Wegen zu einer ökologischen touristischen Mobilität zu beschäftigen. Zur Untersuchung der Einflussfaktoren auf die touristische Verkehrsmittelwahl wurde ein Erklärungsmodell basierend auf der Theorie des geplanten Verhaltens entwickelt. Neben den Basiskonstrukten der Einstellung, der subjektiven Norm und der wahrgenommenen Verhaltenskontrolle wurden als ergänzende Modellkonstrukte die persönliche Norm, das allgemeine Umweltbewusstsein sowie gewohnheitsmäßiges Handeln hinzugefügt. Eine empirische Untersuchung mit n=738 ermittelte durch multiple lineare Regression wichtige Ansatzpunkte für die Gestaltung von Handlungsempfehlungen. Signifikante Ergebnisse konnten für die Konstrukte der Einstellung, der subjektiven Norm, der wahrgenommenen Verhaltenskontrolle, der persönlichen Norm, der Gewohnheit sowie der Kontrollvariablen Alter und Einkommen erreicht werden. An diesen Einflussfaktoren auf die Intention, zukünftig ein umweltfreundlicheres Verkehrsmittel zur Reise in den nächsten Städte-Kurzurlaub zu wählen, setzen die Implikationen für die Praxis an und zeigen Möglichkeiten auf, die touristische Mobilität ökologischer zu gestalten.
Schülerinnen und Schüler im Fokus: Multiperspektivische Unterrichtsvideografie als empirisches und didaktisches Mittel in der Lehrpersonenbildung (2020)
Menz, Prisca
Empirische Studien aus dem Bereich der Lehrerbildungsforschung haben gezeigt, dass die Arbeit mit Unterrichtsvideos eine wirksame Möglichkeit darstellt, um professionelle Kompetenzen von Lehramtsstudierenden zu erweitern. In der Unterrichtsforschung werden Unterrichtsvideos darüber hinaus auch als Messinstrument zur Wahrnehmung von Unterrichtsqualität genutzt. Dabei werden meist Filmaufnahmen verwendet, die mit einer Überblicks- oder Lehrerkamera gefilmt wurden. In diesem Kontext äußern Bildungswissenschaftlerinnen und Bildungswissenschaftler die Annahme, dass die gefilmte Kameraperspektive einen Effekt auf die Beobachtung und Beurteilung der Unterrichtsvideos haben kann. Empirische Befunde sind zu dieser Hypothese bisher wenig vorhanden. Die vorliegende Dissertation hat sich daher - in der Tradition standardisierter Videostudien - das Ziel gesetzt, das bisherige standardisierte Kamerasetting inhaltlich-konzeptionell durch die Installierung mehrerer Schülerkameraperspektiven weiterzuentwickeln. Auf dieser Grundlage wurde geprüft, ob die Raterinnen und Rater durch den Einsatz multiperspektivischer Videos in ihrer Einschätzung der Unterrichtsqualität zu unterschiedlichen Ergebnissen gelangen. Die Befunde belegen, dass Raterinnen und Rater ein Unterrichtsgeschehen mit den etablierten Perspektiven der Überblicks- oder Lehrerkamera nahezu ähnlich einschätzen. Mit weiteren Kameraperspektiven, die auf die Schülerinnen und Schüler gerichtet sind, wird jedoch eine deutlich breitere Beurteilung in den Dimensionen „Kognitive Aktivierung“, „Klassenmanagement“ und „Individuelle Förderung“ deutlich. Mehrere Kameraperspektiven ermöglichen detaillierte Aussagen über Unterricht - von diesem Ergebnis können auch Studierende in der Lehrpersonenausbildung profitieren. Schülerkameraperspektiven eröffnen Dozierenden insbesondere zur Thematik „heterogene Schülerschaft“ ein didaktisches Lehrmittel und Werkzeug, das eine Videoanalyse zu Mikrointeraktionen zwischen Schülerinnen und Schülern-Lehrpersonen-Interaktionen dynamisch und simultan erlaubt. Die befragten Studierenden dieser Arbeit gaben an, gern in weiteren Lehrveranstaltungen mit mehrperspektivischen Unterrichtsvideos zu arbeiten.
Material utilization of organic waste (2020)
Peinemann, Jan Christoph
As modern society progresses, waste treatment becomes a pressing issue. Not only are global waste amounts increasing, but there is also an unmet demand for sustainable materials (e.g. bioplastics). By identifying and developing processes, which efficiently treat waste while simultaneously generating sustainable materials, potentially both these issues might be alleviated. Following this line of thought, this dissertation focuses on procedures for treatment of the organic fraction of waste. Organic waste is a suitable starting material for microbial fermentation, where carbohydrates are converted to smaller molecules, such as ethanol, acetic acid, and lactic acid. Being the monomer of the thermoplastic poly-lactic acid, lactic acid is of particular interest with regard to bioplastics production and was selected as target compound for this dissertation. Organic waste acted as substrate for non-sterile batch and continuous fermentations. Fermentations were initiated with inoculum of Streptococcus sp. or with indigenous consortium alone. During batch mode, concentration, yield, and productivity reached maximum values of 50 g L−1, 63%, and 2.93 g L−1 h −1. During continuous operation at a dilution rate of 0.44 d−1, concentration and yield were increased to 69 g L−1 and 86%, respectively, while productivity was lowered to 1.27 g L−1 h −1 . To fully exploit the nutrients present in organic waste, phosphate recovery was analyzed using seashells as adsorbent. Furthermore, the pattern of the indigenous consortium was monitored. Evidently, a very efficient Enterococcus strain tended to dominate the indigenous consortium during fermentation. The isolation and cultivation of this consortium gave a very potent inoculum. In comparison to the non-inoculated fermentation of a different organic waste batch, addition of this inoculum lead to an improved fermentation performance. Lactic acid yield, concentration, and molar selectivity could be increased from 38% to 51%, 49 g L−1 to 65 g L−1, and 46% to 86%, respectively. Eventually, fermentation process data was used to perform techno-economic analysis proposing a waste treatment plant with different catchment area sizes ranging from 50,000 to 1,000,000 people. Economically profitable scenarios for both batch and continuous operation could be identified for a community with as few as 100,000 inhabitants. With the experimental data, as well as techno-economic calculations presented in this dissertation, a profound contribution to sustainable waste treatment and material production was made.
On solving puzzles with numerous pieces: How complexity and different approaches to manage it affect perceptions, behaviors, and outcomes in integrative negotiations (2020)
Warsitzka, Marco
The present doctoral dissertations seeks to shed theoretical and empirical light on how complexity and different approaches to manage it affect perceptions, behaviors, and outcomes in integrative negotiations. Chapter 1 summarizes the following five chapters, describes their individual contribution to the present thesis, and outlines avenues for future research. In Chapter 2, a theoretical model comprising of task- and context-based determinants of complexity in negotiations is developed. In Chapter 3, the effects of the number of issues (high vs. low) as one essential determinant of complexity on parties’ trade-off behavior and joint outcomes are investigated in a series of four experiments. Furthermore, negotiators’ cognitive categorizing of issues (i.e., their mental-accounting approach) is examined as the underlying psychological mechanism. Results reveal that more issues lead to a higher risk of scattering the integrative potential between cognitive categories (i.e., mental accounts), reducing trade-off quality and joint outcomes. In Chapter 4, the generalizability of the detrimental effect of the number of issues on joint outcomes is tested across varying numbers of issues in a meta-analysis. Moreover, boundary conditions for the effect are investigated. Results confirm the generalizability of the number-of-issues effect, but no relevant boundary conditions are identified. In Chapter 5, the effects of different mental-accounting approaches on negotiators’ judgment accuracy, trade-off behaviors, and negotiation outcomes are examined in a series of five experiments. Results demonstrate that categorizing a moderate number of issues into each mental account leads to a higher judgment accuracy, trade-off quality, and joint outcomes, but only if negotiators manage to pool the integrative potential within these accounts. Finally, Chapter 6 takes a broader perspective on different integrative strategies in negotiations (i.e., expanding the pie, logrolling, solving underlying interests), thereby laying the groundwork for future research. Keywords: integrative negotiation, complexity, number of issues, mental accounting
Analysis of user behavior (2020)
Boubekki, Ahcène
Online behaviors analysis consists of extracting patterns from server-logs. The works presented here were carried out within the “mBook” project which aimed to develop indicators of the quantity and quality of the learning process of pupils from their usage of an eponymous electronic textbook for History. In this thesis, we investigate several models that adopt different points of view on the data. The studied methods are either well established in the field of pattern mining or transferred from other fields of machine learning and data-mining. We improve the performance of archetypal analysis in large dimensions and apply it to unveil correlations between visibility time of particular objects in the e-textbook and pupils’ motivation. We present next two models based on mixtures of Markov chains. The first extracts users’weekly browsing patterns. The second is designed to process essions at a fine resolution, which is sine qua non to reveal the significance of scrolling behaviors. We also propose a new paradigm for online behaviors analysis that interprets sessions as trajectories within the page-graph. In this respect, we establish a general framework for the study of similarity measures between spatio-temporal trajectories, for which the study of sessions is a particular case. Finally, we construct two centroid-based clustering methods using neural networks and thus lay the foundations for unsupervised behaviors analysis using neural networks. Keywords: online behaviors analysis, educational data mining, Markov models, archetypal analysis, spatio-temporal trajectories, neural network
Work Ability: Assessment and Association with Self-Determination in the Transition to Retirement and Later Life Satisfaction (2020)
Voltmer, Jan-Bennet
Due to increased life expectancy, a growing number of retirees are spending more and more time in retirement. Life satisfaction in later life therefore becomes an increasingly important societal issue. Good work ability and health are prerequisites for a self-determined transition to retirement, for example allowing for a continuation of gainful employment beyond retirement age. Such continued employment is one way of dealing with the consequences of a historically unique long retirement phase: a self-determined continued employment can have a positive effect on individual well-being, on societal level relieve the burden on the pension insurance system, and on meso-level provide companies with urgently needed human capital. The self-determination of life circumstances is postulated by Self-Determination Theory (SDT) as a basic psychological need with effects on individual well-being. This dissertation investigates work ability as a concept that supports workers, employers, and societies in the extension of working lives, and how work ability is related to the level of self-determination in the transition to retirement, and ultimately life satisfaction. In the first study of this dissertation, the Work Ability Survey-R (WAS-R) was translated from English into German and then evaluated regarding its psychometric properties and construct validity. The WAS-R operationalizes work ability as the interplay of personal and organizational resources and thus allows companies to derive targeted interventions to maintain work ability. In the second study, the WAS-R was examined together with the questionnaire Work-Related Behavior and Experience Pattern (Arbeitsbezogenes Verhaltens- und Erlebensmuster, AVEM) regarding its construct validity. A striking feature of this study was the high number of participants with the answering pattern indicating low work-related ambitions and protection. Persons with this pattern are in danger of entering the risk pattern for burnout in the future. The findings support the validity of the WAS-R. In the third contribution, two studies examined the experience of control (i.e., autonomy) in the transition to retirement as a mediator between previous work ability, health, and financial well-being, and later life satisfaction in retirement. Control was found to partially mediate the relationship between work ability and later life satisfaction. Different mechanisms on later life satisfaction of work ability and health, and the subjective and objective financial situation were found. This dissertation contributes to research on and practice with aging workers in two ways: (1) The German translation of the WAS-R is presented as a useful instrument for measuring work ability, assessing individual and organizational aspects and therefore enabling employers to make targeted interventions to maintain and improve work ability, and eventually enable control during later work life, the retirement transition and even old age. (2) This dissertation corroborates the importance of good work ability and health, even in old age, as well as control in these phases of life. Work ability is indirectly related to life satisfaction in the long period of retirement, mediated by a sense of control in the transition to retirement. This emphasizes the importance of the need for control as postulated by the SDT also in the transition to retirement.
Robustness of centrality measures (2020)
Martin, Christoph
Network analysis methods have long been used in the social sciences. About 25 years ago, these methods gained popularity in various other domains and many real-world phenomena have been modeled using networks. Well-known examples include (online) social networks, economic networks, web graphs, metabolic networks, infrastructure networks, and many more. Technological development made it possible to store and process data on a scale not imaginable decades ago — a development that also includes network data. A particular characteristic of network data is that, unlike standard data, the objects of interest, called nodes, have relationships to (possibly all) other objects in the network. Collecting empirical data is often complicated and cumbersome, hence, the observed data are typically incomplete and might also contain other types of errors. Because of the interdependent structure of network data, these errors have a severe impact on network analysis methods. This cumulative dissertation is about the impact of erroneous network data on centrality measures, which are methods to assess the position of an object, for example a person, with respect to all other objects in a network. Existing studies have shown that even small errors can substantially alter these positions. The impact of errors on centrality measures is typically quantified using a concept called robustness. The articles included in this dissertation contribute to a better understanding of the robustness of centrality measures in several aspects. It is argued why the robustness needs to be estimated and a new method is proposed. This method allows researchers to estimate the robustness of a centrality measure in a specific network and can be used as a basis for decision making. The relationship between network properties and the robustness of centrality measures is analyzed. Experimental and analytical approaches show that centrality measures are often more robust in networks with a larger average degree. The study of the impact of non-random errors on the robustness suggests that centrality measures are often more robust if missing nodes are more likely to belong to the same community compared to missingness completely at random. For the development of imputation procedures based on machine learning techniques, a process for the evaluation of node embedding methods is proposed.
Institutional dynamics in sustainability transformations (2020)
Derwort, Pim
The world currently faces important issues concerning climate change and environmental sustainability, with the wellbeing of billions of people around the world at risk over the next decades. Existing institutions no longer appear to be sufficiently capable to deal with the complexity and uncertainty associated with the wicked problem of sustainability. Achieving the required sustainability transformation will thus require purposeful reform of existing institutional frameworks. However, existing research on the governance of sustainability of sustainability transformations has strongly focused on innovation and the more ‘creative’ aspects of these processes, blinding our view to the fact that they go hand with the failure, decline or dismantling of institutions that are no longer considered functional or desirable. This doctoral dissertation thus seeks to better understand how institutional failure and decline can contribute productively to sustainability transformations and how such dynamics in institutional arrangements can serve to restructure existing institutional systems. A systematic review of the conceptual literature served to provide a concise synthesis of the research on ‘failure’ and ‘decline’ in the institutional literature, providing important first insights into their potentially productive functions. This was followed up by an archetype analysis of the productive functions of failure and decline, drawing on a wide range of literatures. This research identified five archetypical pathways: (1) crises triggering institutional adaptations toward sustainability, (2) systematic learning from failure and breakdown, (3) the purposeful destabilisation of unsustainable institutions, (4) making a virtue of inevitable decline, and (5) active and reflective decision making in the face of decline instead of leaving it to chance. Empirical case studies looking at the German energy transition and efforts to phase out coal in the Powering Past Coal Alliance served to provide more insights on (a) how to effectively harness ‘windows of opportunity’ for change, and (b) the governance mechanisms used by governments to actively remove institutions. Results indicate that the lock-in of existing technologies, regulations and practices can throw up important obstacles for sustainability transformations. The intentional or unintentional destabilisation of the status quo may thus be required to enable healthy renewal within a system. This process required active and reflective management to avoid the irreversible loss of desirable institutional elements. Instruments such as ‘sunset clauses’ and ‘experimental legislation’ may serve as important tools to learn through ‘trial and error’, whilst limiting the possible damage done by failure. Focusing on the subject of scale, this analysis finds that the level at which failure occurs is likely to determine the degree of change that can be achieved. Failures at the policy-level are most likely to merely lead to changes to the tools and instruments used by policy makers. This research thus suggests that failures on the polity- and political level may be required to achieve transformative changes to existing power structures, belief-systems and paradigms. Finally, this research briefly touches on the role of actor and agency in the governance of sustainabilitytransformations through failure and decline. It finds that actors may play an important role in causing a system or one of its elements to fail and in shaping the way events are come to be perceived. Drawing on the findings of this research, this dissertation suggests a number of lessons policy makers and others seeking to revisit existing institutional arrangements may want to take into account. Actors should be prepared to harness the potential associated with failure and decline, preserve those institutional elements considered important, and take care to manage the tension between the need for ‘quick fixes’ to currently pressing problems and solution that maintain and protect the longterm sustainability of a system.
(Über-)Leben als Popmusiker*in : Eine empirische Untersuchung zur tertiären Ausbildung, dem Tätigkeitsprofil sowie den professionellen Herausforderungen und Kompetenzbeständen von Berufsmusiker*innen im Bereich Populärer Musik (2020)
Dannhauer, Michael
Forschungsprämisse und zentrale Fragestellung Bestrebungen tertiäre Ausbildungsgänge im Bereich Populärer Musik zu innovieren sollten auf einem vertieften Verständnis des Berufsfelds basieren. Diese Prämisse setzt wiederum empirische Befunde zu den vorherrschenden Tätigkeitsprofilen sowie den entsprechenden Herausforderungen und maßgeblichen beruflichen Kompetenzbeständen voraus. Im Rahmen dieser Dissertationsschrift wurden daher zunächst die zentralen Aspekte berufsvorbereitender Popausbildungsprogramme und des Berufsmusikerarbeitsmarkts in Deutschland betrachtet, um im Anschluss Erkenntnisse zu prototypischen berufsfeldspezifischen Anforderungen zu präsentieren. Zentrale Forschungsfrage der Arbeit war dabei an welchen Parametern eine berufspropädeutische Ausbildung im Bereich Populärer Musik ausgerichtet sein sollte, um angehenden Berufsmusiker*innen den Erwerb einer zukunftsfähigen Kompetenzarchitektur zu ermöglichen. Zur Beantwortung dieser Frage kam ein methodenintegratives Verfahren zum Einsatz, wobei zunächst, angelehnt an eine Untersuchung aus dem Klassiksektor (vgl. Gembris & Langner, 2005), eine quantitative Vorstudie durchgeführt wurde. Die Stichprobe (n = 159) enthielt Alumni von künstlerischen bzw. künstlerisch-pädagogischen Ausbildungsgängen in Deutschland. Die Daten wurden mittels Online-Fragebogen erhoben und deskriptiv analysiert. Darauf folgte eine qualitative Hauptstudie, im Zuge derer halbstrukturierte Experteninterviews durchgeführt wurden. Das Sample umfasste Alumni von unterschiedlichen tertiären Ausbildungsgängen (n = 9) sowie Expert*innen aus dem Bereich Ausbildung (n = 5) und Arbeitsmarkt (n = 4). Die Daten wurden mittels qualitativer Inhaltsanalyse ausgewertet. Es zeigte sich zunächst, dass Ausbildungsgänge im Bereich Popmusik, insbesondere solche an musikhochschulischen Einrichtungen, einen starken Fokus auf musikalisch-künstlerische Inhalte legen, während sie Defizite im Bereich Professionalisierung und Berufsfeldorientierung aufweisen. Dies ist insofern im Hinblick auf die Berufspropädeutik problematisch, als die empirischen Daten deutlich machen, dass es gerade auch außermusikalische Kompetenzen sind, die von den Proband*innen als überaus bedeutsam für den Erfolg im Berufsfeld erachtet werden. Hierbei sind neben diversen geschäftlich unternehmerischen Fertigkeiten, Fähigkeiten und Wissensbeständen vor allem emotionsbasierte, personale und sozial-kommunikative Kompetenzfacetten von zentraler Relevanz. Diese liegen vor allem im Bereich der akkuraten Selbsteinschätzung, einer adäquaten Selbstregulation und Selbstmotivation, der Kreativität sowie der Fähigkeit mit anderen Menschen kompetent und zielführend zu interagieren. Des Weiteren sind die Lernwege von Popmusiker*innen im Vergleich zu Kolleg*innen im Bereich europäischer Kunstmusik sehr heterogen. So zeigt sich eine Kombination aus informellem und formellem Lernen in mehr oder weniger formalen Lernsettings. Informelles Lernen geschieht dabei häufig in Form von Peer-Learning und autodidaktischem Lernen. Angesichts ihrer zentralen Rolle für den Kompetenzerwerb sollte einer solchen Vielfalt der Lernwege auch von curricularer Seite Platz eingeräumt werden. Auch die Tätigkeitsportfolios der Befragten sind vielschichtig. Sie umfassen neben diversen musikalisch-künstlerischen vor allem pädagogische sowie musiknahe administrative und unternehmerische berufliche Aktivitäten. In einzelnen Fällen werden diese durch außermusikalische Tätigkeiten ergänzt. Es ist davon auszugehen, dass eine breitgefächerte Portfoliokarriere die vorherrschende Art der Beschäftigung im Berufsfeld Popmusik ist. Auch diesem Sachverhalt sollte in Hinblick auf eine breitere Ausbildungsausrichtung und der Vermittlung realitätsnaher Berufsbilder Rechnung getragen werden. Ziel ist nicht die fortwährende Erwerbstätigkeit an einem bestimmten Arbeitsplatz, sondern die fortwährende Erwerbsfähigkeit in verschiedenen Teilbereichen des Berufsfelds. Ein wiederkehrendes Motiv in den Aussagen der Befragten sind die vielschichtigen Herausforderungen auf dem Musikerarbeitsmarkt. Gerade der Übergang von der Ausbildungsstätte ins Berufsfeld wird beispielsweise als „Sprung ins kalte Wasser“ beschrieben. Darüber hinaus berichten die Proband*innen generell von fordernden Rahmenbedingungen wie u. a. einer häufig prekären Einkommenssituation, einer hohen Arbeitsbelastung sowie Schwierigkeiten eine nachhaltige Künstlerkarriere aufzubauen. Im Zuge der qualitativen Erhebung zeigt sich darüber hinaus, dass einige der Befragten über eine hohe Stressbelastung klagen, die in manchen Fällen zu psychischen Erkrankungen geführt hat. Dementsprechend scheint es wichtig Aspekte der physischen und mentalen Selbstfürsorge in die Ausbildung angehender Berufsmusiker*innen zu implementieren. Die Kultivierung von Achtsamkeit wird in diesem Kontext als möglicher Weg zur Stressprophylaxe und Salutogenese präsentiert. Auf den Ergebnissen der Untersuchungen fußend wird am Ende der Arbeit ein achtsamkeitsbasiertes, integriertes Modell zur curricularen Gestaltung von Popmusikausbildungsgängen vorgestellt. Dieses berücksichtigt die Dimensionen Ganzheitlichkeit, Individualisierung, Berufsfeld- und Praxisorientierung, Vernetzung sowie Selbstfürsorge und kann als Matrix in Hinblick auf ein holistisch orientiertes und berufsfeldoptimiertes Ausbildungsgeschehen herangezogen werden. Es ist davon auszugehen, dass dessen praktische Umsetzung aufgrund der Berücksichtigung aktueller Tätigkeitsprofile und berufsfeldspezifischer Herausforderungen sowie der individuellen Dispositionen, Lernwege und Bedürfnisse der Akteur*innen das Potenzial besitzt, den Absolvent*innen zu einer verbesserten Erwerbsfähigkeit und beruflichen sowie persönlichen Zufriedenheit zu verhelfen.
Das Reallabor als transdisziplinärer Rahmen zur Unterstützung und Vernetzung von Lernzyklen (2019)
Beecroft, Richard
‚Reallabore‘ erleben als junges Format transformativer Nachhaltigkeitsforschung gegenwärtig eine beeindruckende Konjunktur – ohne das bislang hinreichend geklärt ist, was sie konzeptionell Neues bieten. Die Dissertation arbeitet den Reallabor‐Ansatz aus Perspektive der transdisziplinären Forschung methodisch aus. Die Basis hierfür bildet die Erfahrung mit dem Auf‐ und Ausbau von einem der ersten Reallabore in Deutschland: Das langfristig ausgelegte „Quartier Zukunft – Labor Stadt“ in Karlsruhe transformiert in Kooperation mit der Zivilgesellschaft ein Quartier modellhaft in einen nachhaltigeren Lebensraum. Es setzt dabei gleichermaßen auf Bildung, Forschung und Praxis. Die vorgelegten Texte der kumulativen Dissertation bilden verschiedene Stadien der Entwicklung der Reallaborforschung und der methodologischen Reflexion ab. Die ersten beiden Texte entwickeln eine praxisnahe Definition und ordnen Reallabore ein in verwandte Diskurse. Die folgenden beiden Texte stammen aus der beginnenden Stabilisierung des Reallabordiskurses. Der eine stellt Ziele und Designprinzipien für Reallabore als Rahmen transformativer und transdisziplinärer Forschung dar, der zweite greift aktuelle Diskussionen um Lernprozesse konzeptionell auf. Die letzten beiden Texte fokussieren auf die Ebene der Projekte im Reallabor am Beispiel der Transformativen Projektseminare, einmal in analytischer Perspektive, einmal in methodisch‐didaktischer. Der Rahmentext abstrahiert die Ergebnisse der zuvor publizierten Texte entlang dreier Forschungsfragen und integriert sie zu einem Konzeptmodell transdisziplinärer Forschung im Reallabor, dem „Apfelmodell“. Auf Basis von Diskursen zu Transdisziplinarität, Nachhaltigkeitswissenschaften, Bildungstheorie und Didaktik sowie zu Laboren mit sozialwissenschaftlicher oder interdisziplinärer Ausrichtung werden drei Forschungsfragen verfolgt: Was ist neu am Reallabor‐Ansatz? Welches Potenzial hat ein Reallabor für transdisziplinäre Forschung? Und welche Rolle spielt Lernen im Reallabor? Die methodologische Reflexion führt zu einem Verständnis von Reallaboren als Format zwischen Urban Living Labs und Transition Labs, das sich gegenüber diesen insbesondere durch Langfristigkeit, Bildungsziele und eine klare Trennung zwischen Labor und Experimenten auszeichnet. Aus der kritischen Auseinandersetzung mit Reallaboren wird eine doppelte Bezugnahme auf Transdisziplinarität herausgearbeitet, einerseits als Infrastruktur für transdisziplinäre Projekte, andererseits als in sich transdisziplinäres Unterfangen. Ausgehend von dieser Unterscheidung wird ein Vorschlag gemacht, an welche experimentellen Methodologien jenseits der klassisch‐naturwissenschaftlichen die transdisziplinäre Forschung, die bislang kaum experimentell arbeitet, anknüpfen kann. Das Reallabor unterstützt solche Experimente durch einen Rahmen aus materieller Infrastruktur, durch Kompetenzen der Beteiligten, durch Wissensbestände und soziale Vernetzung. Die Vernetzung über Projektgrenzen hinweg, ein weiteres wesentliches Charakteristikum eines Reallabors, dient dazu, parallele Experimente zu vernetzen und iterative Lernzyklen zu unterstützen. Diese Aspekte werden verbunden zum „Apfelmodell“ transdisziplinärer Forschung im Reallabor, in dem das Reallabor als doppeltes Bindeglied fungiert, einerseits zwischen internen und externen Lernzyklen, und andererseits zwischen wissenschaftlichen, bildungsorientierten und praktischen. Durch die Interpretation der Abläufe im Reallabor als Lernprozesse wird ein Anschluss an Bildungsprozesse auf unterschiedlichen Skalen möglich. Neben Lernprozessen im Reallabor als Lernumgebung lässt sich das Reallabor als lernende Institution und als Kristallisationspunkt gesellschaftlicher Lernprozesse verstehen. Das Apfelmodell kann gleichermaßen im Kontext theoretischer Fragen im Transdisziplinaritätsdiskurs herangezogen werden als auch praktischen Zwecken dienen, insbesondere in der Planung von Reallaboren, in der quervernetzten Konzeption von Projekten darin, in der Evaluation und in der Kommunikation.
Essays in empirical population economics (2020)
Petrunyk, Inna
My dissertation embraces four empirical papers addressing socio-economic issues relevant to policy-makers and society as a whole. These papers cover important aspects of human life including health at birth, life satisfaction, unemployment periods and retirement decisions, and are intended to provide a contribution to the respective research areas. The analyses are carried out applying advanced econometric methods and are based on data sets consisting of survey data as well as administrative records. The joint paper with Alessandro Palma and Daniela Vuri "Prenatal Air Pollution Exposure and Neonatal Health" in Chapter 2 investigates the causal impact of prenatal exposure to air pollution on neonatal health in Italy in the 2000s combining detailed information on mother’s residential location from birth certificates with PM10 concentrations from air pollution monitors. Variation in local weekly rainfall is exploited as an instrumental variable for non-random air pollution exposure. Using quasi-experimental variation in rainfall shocks allows to identify the effect of PM10, ruling out potential bias due to confounder pollutants. The paper estimates the effect of exposure for both the entire pregnancy period and separately for each trimester to test whether the neonatal health effects are driven by pollution exposure during a particular gestation period. This information enhances our understanding of the mechanisms at work and help prevent pregnant mothers from most dangerous exposure periods. Additionally, the effects of prenatal exposure to PM10 are estimated by maternal labor market status and maternal education level to understand how the pollution burden is shared across different population groups. This decomposition allows to identify possible mechanisms through which environmental inequality reinforces the negative impact of early-life exposure to air pollution. This study finds that average PM10 and days with PM10 level above the hazard limit reduce birth weight, gestational age, and measures of overall newborn health. Effects are largest for third trimester exposure and for low-income and less educated mothers. These findings imply that further policy efforts are needed to fully protect fetuses from the adverse effects of air pollution and to mitigate the environmental inequality of health at birth. The joint paper with Christian Pfeifer "Life Satisfaction in Germany After Reunification: Additional Insights on the Pattern of Convergence" in Chapter 3 updates previous findings on the total East-West gap in overall life satisfaction and its trend by using data from the German Socio-Economic Panel for the years 1992 to 2013. Additionally, the effects are separately analyzed for men and women as well as for four birth cohorts. The results indicate that reported life satisfaction is, on average, significantly lower in East than in West German federal states and that part of the raw East-West gap is due to differences in household income and unemployment status. The conditional East-West gap decreased in the first years after the German reunification and remained quite stable and sizable since the mid-nineties. The results further indicate that gender differences are small. Finally, the East-West gap is significantly smaller and shows a trend towards convergence for younger birth cohorts. The joint paper with Christian Pfeifer "Unemployment Benefits Duration and Labor Market Outcomes: Evidence from a Natural Experiment in Germany" in Chapter 4 explores the effects 2 of a major reform of unemployment benefits in Germany on the labor market outcomes of individuals with some health impairment. The reform induced a substantial reduction in the potential duration of regular unemployment benefits for older workers. This work analyzes the reform in a wider framework of institutional interactions, which allows to distinguish between its intended and unintended effects. The results based on routine data collected by the German Statutory Pension Insurance and a Difference-in-Differences design provide causal evidence for a significant decrease in the number of days in unemployment benefits and increase in the number of days in employment. However, they also suggest a significant increase in the number of days in unemployment assistance, granted upon exhaustion of unemployment benefits. Transitions to unemployment assistance represent an unintended effect, limiting the success of a policy change that aims to increase labor supply via reductions in the generosity of the unemployment insurance system. The single-authored paper "How Older Workers Respond to Raised Early Retirement Age: Evidence from a Kink Design in Germany" in Chapter 5 explores how an increase in the early retirement age affects labor force participation of older workers. The analysis is based on a social security reform in Germany, which raised the early retirement age over several birth cohorts to boost employment of older people and ultimately alleviate the burden on the public pension system. Detailed administrative data from the Federal Employment Agency allow to distinguish between employment and unemployment as well as disability pensions and retirement benefits claims. Using a Regression Kink design in a quasi-experimental framework, I show that the raised early retirement age had positive employment effects and negative effects on retirement benefits claims. The reform did not affect unemployment benefits or disability pensions claims. My results also show that some population groups are more sensitive to a reduction in retirement options and more likely to seek benefits from other government programs. In this respect, I find that workers in manufacturing sector respond to the raised early retirement age by claiming benefits from the disability insurance program designed to compensate for reduced earnings capacity due to severe health problems. The treatment heterogeneity analysis further suggests that high-wage workers are more likely to delay exits from employment, which is in line with incentives but might also indicate an increased inequality within the affected birth cohorts induced by the reform. Finally, women seem to rely on alternative sources of income such as retirement benefits for women, or spouse's or partner's income not observed in the data. All things considered, workers did not adjust to the increased early retirement age by substituting early retirement with other government programs but rather responded to the reform in line with the policy intent. At the same time, the findings point to heterogeneous behavioral responses across different population groups. This implies that raising the early retirement age is an effective policy tool to increase employment only among older people who have the real choice to delay employment exits. Therefore, reforms that raise statutory ages should ensure social support for workers only marginally attached to the labor market or not able to work longer due to potential health problems or other circumstances.
Corruption in Europe in Comparative Perspective (2014)
Kubbe, Ina
Corruption in Europe in Comparative Perspective Corruption as “the abuse of entrusted power for private gain” (Transparency International, 2013) is detrimental to economic, social and political development. It intensively violates the fundamental principles of democracy such as equality, fairness, transparency and accountability (Sandholtz and Taagepera, 2005). Europe exhibits a wide spectrum of corrupt activities and is characterized by large differences as to the extent and dynamics of corruption. Thus, it is astonishing that there is still little knowledge about the region-specific factors that determine corruption. Considering corruption as a multilevel phenomenon that takes place at the country level and is often measured by certain aggregated indices, this project examines corruption also at the individual level with data from the World Values Survey. The study includes 37 European countries at the macro level and 20 countries at the micro level (1995-2010). For comparative purposes and in order to uncover specific European determinants of corruption, all statistical calculations are run with an additional sample (“non-European country sample”), including countries world-wide. The results of the panel and multilevel analysis indicate that a country’s rate of inflation, international integration, the degree and duration of democracy, anti-corruption policy, the percentage of women in parliaments, religion, society’s history of corruption strongly influence the extent and dynamics of corruption at the country-level. At the individual level, an individual’s employment status, satisfaction with the financial situation, emancipative values, interpersonal trust and the justification of bribery are significant causes of corruption across and within European countries. A comparison of these results with the findings of the “world sample” clearly demonstrates that there are regional differences.
Kindliche Zeitpraktiken im Kontext von Bildungs-, Erziehungs- und Betreuungszeiten (2020)
Wahne, Tilmann
In der gegenwärtigen Dienstleistungs-, Wissens- und Digitalgesellschaft wird das soziale Leben durch unterschiedliche Zeittendenzen geprägt. Phänomene wie die Beschleunigung, Flexibilisierung, Entgrenzung und Virtualisierung haben Auswirkungen auf die vorherrschende Zeitkultur und beeinflussen im gleichen Maße die individuellen Lebensverläufe. Die Bevölkerungsgruppe der Kinder erlebt diese zeitlichen Veränderungen v.a. in Form einer zunehmenden Institutionalisierung der Kindheit, die sowohl in quantitativer wie auch in qualitativer Form zu Tage tritt. Neben der Bildungsquote steigt bspw. auch die tägliche Verweildauer in den Kinderinstitutionen an. Diese Befunde weisen darauf hin, dass elementar- und primarpädagogische Institutionen im Prozess der Zeitsozialisation eine Schlüsselposition einnehmen. Die Art und Weise, wie Zeit hier gedacht, strukturiert und gelebt wird, hat einen entscheidenden Einfluss auf die Herausbildung der zeitlichen Denk-, Wahrnehmungs- und Handlungsschemata. Trotz ihrer Relevanz sind zeitbezogene Fragestellungen in Kindheitsforschungen nach wie vor deutlich unterrepräsentiert und werden eher strukturell-rahmend als inhaltlich-gestaltend analysiert. Die vorliegende Dissertationsschrift orientiert sich an dem soziologischen Verständnis von Zeit als Gestaltungsprinzip (Elias 1984) und der damit verbundenen Bedeutung für institutionell-pädagogische Zeitgestaltungen. Im Rahmen einer qualitativen – und ethnografisch orientierten – Fallstudie wird herausgearbeitet, wie sich die kindlichen Zeitpraktiken in unterschiedlichen Institutionen der frühen Bildung und im Übergang zur Grundschule mit ihren je besonderen institutionellen Zeitordnungen ausprägen. Die empirischen Befunde zeigen, dass die Fach- und Lehrkräfte auf normierte Ablaufmuster und Vorgaben zur Zeitnutzung zurückgreifen und sich spezifischer Disziplinierungspraktiken bedienen, um die Kinder in die vorherrschende soziale Zeitordnung und das darin verwobene generationale Arrangement einzupassen. Verstärkt durch die zeitlichen Anforderungen des institutionellen Alltags verengen sich die erwachsenen Zeitpraktiken immer wieder zu den gleichen Handlungsweisen; insbesondere die Tendenzen zur Beschleunigung und Verdichtung sind als Gestaltungsmodi beobachtbar. Ungeachtet dessen verdeutlichen die Erkenntnisse weiterhin, dass sich die kindlichen Zeitpraktiken in Formen ausprägen, die häufig nicht den sozial vorherrschenden Handlungspraktiken und -logiken folgen, sondern vielmehr auf einer eigenen Sinngebung beruhen. Im Vergleich zu den Erwachsenen kommt diese zeitliche Eigenart dadurch zum Ausdruck, dass Kinder Gegenständen andere Bedeutungen und Funktionen beimessen, andere Formen des Handlungsvollzuges praktizieren und sich auch in je besonderen Geschwindigkeitsmodi bewegen. In ihrem spezifischen zeitlichen Handeln lassen sich die Kinder bewusst nicht von den Vorgaben zur Zeitnutzung stören bzw. unterwandern diese immer wieder auch zielgerichtet. Angesichts der divergierenden Handlungspraktiken von Erwachsenen und Kindern geht der Alltag mit regelhaften Zeitkonflikten einher, die sich zulasten der kindlichen Persönlichkeitsentwicklung, des Erwerbs von Zeitkompetenz wie auch der Arbeitsbedingungen des Personals auswirken können, weshalb eine weitere Intensivierung einschlägiger Zeitforschungen bedeutsam erscheint.
Kontexte des Leitens von Bildungsorganisationen am Beispiel Kindertageseinrichtungen : eine mehrebenenorientierte qualitativ-empirische Studie (2018)
Nagel-Prinz, Susanne M.
Die Arbeit thematisiert den in der Frühen Bildung spezifischen Bereich des Leitens der Institution Kindertageseinrichtung´. Im Zentrum steht eine an Erkenntnissen der Füh-rungsforschung und Educational Governance Forschung mehrebenenorientierte qualitative Studie zu den Kontexten bzw. Einflüssen auf Leiten. Durchgeführt werden mit insgesamt 35 Teilnehmerinnen und Teilnehmern aus dem System Kindertageseinrichtung fünf problemzentrierte Expertinnen- und Experteninterviews, sowie begleitend Mappingverfahren. Die Auswertung wird als zusammenfassende und inhaltlich-strukturierende qualitative Inhaltsanalyse realisiert. Es wird herausgearbeitet, dass das Leiten von Kindertageseinrichtungen eingebettet ist in ein komplexes und kontingentes Gefüge verschiedener Kontextfelder, die das Leiten mit gestal-ten. In den Ergebnissen spiegeln sich u.a. drei thematische Ergebniscluster wider, mit denen neben den in der Fachdiskussion häufig thematisierten personalen Kontexten, die mit der Person der Kita-Leiterinnen und Kita-Leiter selbst verknüpft sind, und strukturell verankerten Kontexten vielfach sozial-kommunikative Kontexte verschiedener Akteursgruppen im System Kindertageseinrichtung sowie kulturelle Kontexte sichtbar werden, die soziale Interaktionen als aufeinander bezogenes Handeln als bedeutsame Einflüsse auf Leiten beschreiben. Sie verdeutlichen die von den Expertinnen und Experten wahrgenommenen gegenwärtigen Einflüsse auf das Leiten von Kindertageseinrichtungen und zeigen auch für eine positive Zu-kunft auf, dass neben personalen Einflüssen auf der einen Seite und strukturbezogenen Einflüssen auf der anderen Seite in breitem Umfang der Zusammenarbeit, der Kooperation und Beteiligung im System Kindertageseinrichtung eine wesentliche Funktion zukommt. Schlagworte: Frühkindliche Bildung, Kindertageseinrichtung, Kita-Leitung, Führung und Mana-gement in der Frühkindlichen Bildung, Bildungssteuerung, Qualitätsentwicklung, Empirische Bildungsforschung
Führungsaufsicht kraft Gesetz nach vollverbüßter Jugendstrafe : Entstehungsgeschichte, aktuelle Umsetzung in Niedersachsen und sozialpädagogische Perspektive (2020)
Jesse-Sartisohn, Sarah
Durch die Neufassung des § 68f Abs.1 Satz 1 StGB tritt die Führungsaufsicht bei vollverbüßter Strafe von zwei Jahren oder bei schwerwiegenden Taten gemäß § 181b StGB nach einem Jahr kraft Gesetzes ein. Diese Reform im Jahr 2007 hat zu einem enormen Anstieg von Führungsaufsichten nach vollverbüßter Jugendstrafe geführt. Die Regelungen und Aufgaben der Verantwortlichen der Führungsaufsicht nach Jugendstrafe sind vielfältig und anders als beispielsweise bei der Führungsaufsicht nach einer Maßregel der Besserung und Sicherung (gem. §§ 63f). Für die Arbeit mit straffälligen Jugendlichen und Heranwachsenden unter Führungsaufsicht nach vollverbüßter Jugendstrafe gibt es für die Justizsozialarbeitenden keine explizite Handreichung. Im Vordergrund der Arbeit liegt die Frage: „Welche Faktoren können, aus Sicht der beteiligten Akteure, die Legalbewährung jugendlicher und heranwachsender Vollverbüßer unter Führungsaufsicht begünstigen?“ Die Praxisforschung wird, anhand von 15 Interviews mit den Verantwortlichen der Führungsaufsicht dargestellt und nimmt Bezug auf das in der Praxis erprobte Modellprojekt RESI und das Lebenslagenkonzept.
Prime ministers and democratic elections : delectoral behaviour and prime ministerial accountability in parliamentary systems (2020)
Berz, Jan
This doctoral thesis contains four empirical studies analysing the personal accountability of prime ministers and the electoral presidentialisation of parliamentary elections in European democracies. It develops the concept of presidentialised prime ministerial accountability as a behavioural element in the chain of accountability in parliamentary systems. The ongoing presidentialisation of parliamentary elections, driven by changes in mass communication and erosion of societal cleavages, that fosters an increasing influence of prime ministers’ and other leading candidates’ personalities on vote choices, has called performance voting – and the resulting accountability mechanism of electoral punishment and reward of governing parties – into question. This thesis analyses whether performance voting can be extended to the personal level of parliamentary governments and asks whether voters hold prime ministers personally accountable for the performance of their government. Furthermore, it explores how voters change their opinion of prime ministers and how differences in party system stability and media freedom between Western and Central Eastern Europe contribute to higher electoral presidentialization in Central Eastern European parliamentary elections. This thesis relies on several national data sources: the ‘British Election Study’, the ‘German Longitudinal Election Study’ and other German election surveys, the ‘Danish Election Study’, as well as, data from the ‘Forschungsgruppe Wahlen’. In addition, it utilises cross-national data from the ‘Comparative Study of Electoral Systems’. The findings contribute to the ongoing scholarly debate on the issue of accountability and electoral presidentialisation in parliamentary systems by providing extensive evidence on prime ministerial accountability under presidentialised electoral behaviour. Keywords: presidentialisation; prime ministers; voting behavior; accountability; personalisation.
Die Konstitution von Bürgerrollen in organisierten Beteiligungsverfahren zur Nanotechnologieentwicklung : ein Ländervergleich (2019)
Fautz, Camilo
Seit über 25 Jahren wird der Einsatz von Bürgerbeteiligungsverfahren zu Fragen der Technikentwicklung und -implementierung von unterschiedlichsten Erwartungen auf verschiedenen Seiten begleitet und führt regelmäßig zu Ernüchterungen bei Beobachtern und Beteiligten. Ausgehend von dieser Beobachtung untersucht diese Arbeit, welche Zuschreibungen an die Rolle des Bürgers in der Governance neuer Technologien durch Bürgerbeteiligungsverfahren erzeugt bzw. zum Ausdruck gebracht werden. Die Untersuchung geht der Annahme nach, dass in organisierten Bürgerbeteiligungsverfahren sich jeweils eine bestimmte Form der Bürgerrolle manifestiert, die sich jeweils auf ein bestimmtes Verständnis der Wissenschafts- und Technikkultur sowie der Wissenschafts- und Technikgovernance der Sponsoren und/oder Organisatoren des Verfahrens zurückführen lässt. So lassen sich über die Analyse von Bürgerbeteiligungsverfahren dominante oder sich wandelnde Verständnisse von der Rolle der Bürger in der Technikkultur und Technikgovernance ablesen. Danach müsste sich im Ländervergleich zeigen, dass die Rolle der Bürger in Beteiligungsverfahren zu vergleichbaren soziotechnischen Fragestellungen jeweils durch den länderspezifischen Kontext geprägt wird. Empirisch wird diese Annahme in einem Vergleich von gut dokumentierten Beteiligungsverfahren zur Nanotechnologie aus Großbritannien, Frankreich und Deutschland überprüft. Der Untersuchungsansatz geht dabei über den vieler Fallstudien zur Bürgerbeteiligung in der Wissenschafts- und Technikforschung hinaus und analysiert nicht nur einzelne Beteiligungsverfahren nach normativen Kriterien im Hinblick auf ihre Qualität und Performance. Bürgerbeteiligungsverfahren sollen vielmehr als ein Phänomen betrachtet werden, an welchem sich die Sichtweisen und Einstellungen ihrer Auftraggeber, Organisatoren und Adressaten über das Verhältnis zwischen den Bürgern auf der einen und Politik, Forschung und sonstigen in der Technologieentwicklung und -governance involvierten Akteuren auf der anderen Seite ablesen lassen. Im Vordergrund der Untersuchung steht die Fragestellung, wie in Bezug auf die Beteiligungspraxis Bedeutungen von der Rolle des Bürgers in der Technologiegovernance hergestellt, kommuniziert und interpretiert werden. Beteiligungsverfahren und die durch sie konstituierte Bürgerrolle werden dabei auch als Bestandteile von Diskursen betrachtet. Damit verfolgt diese Arbeit ein Erkenntnisinteresse, welches dem interpretativ-hermeneutischen Ansatz der Policyanalyse nahesteht.
Development and evaluation of a hybrid online training for panic disorder and agoraphobia (2020)
Ebenfeld, Lara
Panic disorder is a common anxiety disorder, which is associated with high subjective burden as well as a high cost for the health economy. According to the National Treatment Guideline S3, cognitive behavior therapy is recommended as the most effective psychological treatment. However, many people in need do not have access to cognitive behavior therapy. Internet-based interventions have proven to be an effective way to provide access to evidence-based treatment to those affected, thereby reducing gaps in care. For anxiety disorders, such as panic disorder and agoraphobia, a good effectiveness of internet-based interventions has been proven in numerous international studies. However, the internet has changed over the last few years: mobile technologies have considerable potential to further improve the adherence and effectiveness of internet-based interventions. Against this background, we developed the hybrid online training
Assessing climate change impacts on wind energy financing (2019)
Remke, Thomas
Wind energy is expected to become the largest source of electricity generation in Europe’s future energy mix with offshore wind energy in particular being considered as an essential component for secure and sustainable energy supply. As a consequence, future electricity generation will be exposed to an increasing degree to weather and climate. With planning and operational lifetimes of wind energy infrastructure reaching climate time scales, adaptation to changing climate conditions is of relevance to support secure and sustainable energy supply. Premise for success of wind energy projects is the ability to service financial obligations over the project lifetime. Though, revenues(viaelectricity generation) are exposed to changing climate conditions affecting the wind resource, operating conditions or hazardous events interfering with the wind energy infrastructure. For the first time, a procedure is presented to assess such climate change impacts specifically for wind energy financing. At first, a generalised financing chain for wind energy is prepared to(qualitatively) trace the exposure of individual cost elements to physical climate change. In this regard, the revenue through wind power production is identified as the essential component within wind energy financing being exposed to changing climate conditions. This implies the wind resource to be of crucial interest for an assessment of climate change impacts on the financing of wind energy. Therefore, secondly, a novel high-resolution experimental modelling framework with the non-hydrostatic extension of the regional climate model REMO is set up to generate physically consistent climate and climate change information of the wind resource across wind turbine operating altitudes. With this setup, enhanced simulated intra-annual and inter-annual variability across the lower planetary boundary layer is achieved, being beneficial for wind energy applications, compared to state-of-the-art regional climate model configurations. In addition, surrogate climate change experiments with this setup disclose vertical wind speed changes in the lower planetary boundary layer to be indirectly affected by temperature changes through thermodynamically-induced atmospheric stability alterations. Moreover, air density changes are identified to occasionally exceed the net impact of wind energy density changes originating from changes in wind speed. This supports the consideration of air density information (in addition to wind speed) for wind energy yiel assumptions. Thirdly, the generated climate and climate change information of the wind resource are transferred to a simplified but fully-fledged financial model to assess the financial risk of wind energy project financing with respect to changing climate conditions. Sensitivity experiments for an imaginary offshore wind farm located in the German Bight reveal the long-term profitability of wind energy project financing not to be substantially affected by changing wind resource conditions, but incidents with insufficient servicing of financial obligations experience changes exceeding -10% to 14%. The integration of wind energy-specific climate and climate change information into existing financial risk assessment procedures would illustrate a valuable contribution to enable climate change adaptation for wind energy. In particular information about intra-annual and inter-annual variability change of the wind resource originating from changing climate conditions permit the quantification of additional financial risk associated to debt repayment obligations and, subsequently, enable the development of suitable preventive economic measures. Though, additional efforts in combination with future technical development are necessary to provide essential additional information about the bandwidth of climate change and uncertainties associated to such sector-specific climate and climate change information.
Assessing the risks of climate change on electricity grid infrastructure (2019)
Stankoweit, Marius
In response to the challenges of the energy transition, the German electricity network is subjected to a process of substantial transformation. Considering the long latency periods and lifetimes of electricity grid infrastructure projects, it is more cost-efficient to combine this need for transformation with the need to adapt the grid to future climate conditions. This study proposes the spatially varying risk of electricity grid outages as a guiding principle to determine optimal levels of security of electricity supply. Therefore, not only projections of future changes in the likelihood of impacts on the grid infrastructure were analyzed, but also the monetary consequences of an interruption. Since the windthrow of trees was identified a major source for atmospherically induced grid outages, a windthrow index was developed, to regionally assess the climatic conditions for windthrow. Further, a concept referred to as Value of Lost Grid was proposed to quantify the impacts related to interruptions of the distribution grid. In combination, the two approaches enabled to identify grid entities, which are of comparably high economic value and subjected to a comparably high likelihood of windthrow under future climate conditions. These are primarily located in the mid-range mountain areas of North-Rhine Westphalia, Baden-Württemberg and Bavaria. In comparison to other areas of less risk, the higher risk in these areas should be reflected in comparably more resilient network structures, such as buried lines instead of overheadlines, or more comprehensive efforts to prevent grid interruptions, such as structural reinforcements of pylons or improved vegetation management along the power lines. In addition, the outcomes provide the basis for a selection of regions which should be subjected to a more regionally focused analysis inquiring spatial differences (with respect to the identified coincidence of high windthrow likelihoods and high economic importance of the grid) among individual power lines or sections of a distribution network.
Feedback von Vorgesetzten: Direkt und Indirekt : Wirkzusammenhänge zu Beanspruchungsfolgen und Arbeitsengagement von ArbeitnehmerInnen (2019)
Cramer, Ina
Eine der Hauptaufgaben von Vorgesetzten ist die Feedbackgabe an ArbeitnehmerInnen (z.B. House, 1971; Larson, 1989; Locke, 1996; Rosenstiel, 2001, Hackman & Johnson, 2009; Jöns & Bungard, 2018). Das gegebene Feedback hat dabei einen maßgeblichen Einfluss auf das Wohlbefinden (z.B. Semmer & Jacobshagen, 2010) und das Arbeitsengagement (z.B. Bakker & Demerouti, 2014, 2017) von ArbeitnehmerInnen. Neben dem direkten Feedback im Arbeitsalltag, das häufig verbal vermittelt wird und spezifische Bewertungen enthält, kommunizieren Vorgesetzte darüber hinaus zu jeder Zeit über ihr Verhalten i.S.v. „Man kann nicht nicht kommunizieren.“ (Watzlawick, Beavin & Jackson, 2007, S. 275). So konstatieren auch Semmer und Jacobshagen (2010) „Führungskräfte müssen damit rechnen, dass jeder ihrer Verhaltensweisen Absicht unterstellt wird“ (S. 48). In der Feedbackliteratur wird an einigen Stellen auf Führungsverhalten, welches als Feedback verstanden werden kann wie z.B. „unbeabsichtigtes Feedback“ (Semmer & Jacobshagen, 2010) oder hurtful events (Vangelisti & Hampel, 2012) verwiesen, jedoch nicht als eigenständiges Konstrukt untersucht (Ditton & Müller, 2014; London, 2015; Semmer, Jacobshagen & Meier, 2006, Semmer, Jacobshagen, Meier & Elfering, 2007; Semmer & Jacobshagen, 2010; Sutton, Hornsey & Douglas, 2012; Vangelisti & Hampel, 2012). In der vorliegenden Arbeit wurden zwei Ziele verfolgt: Zum einen wurde mithilfe umfangreicher qualitativer sowie quantitativer Skalenentwicklungsschritte befriedigend reliable Messinstrumente zur Erfassung sowohl direkten als auch indirekten und jeweils negativen als auch positiven Feedbacks entwickelt. „Indirektes Feedback“ wurde hierbei erstmals als eigenständiges Konstrukt definiert und messbar gemacht. Insbesondere die Skalenentwicklung zur Erfassung indirekten Feedbacks u.a. mithilfe von N = 20 Interviews mit ArbeitnehmerInnen stand im Fokus der Arbeit. Zum anderen wurden Wirkzusammenhänge von direktem und indirektem negativem Feedback zu Beanspruchungsfolgen (Irritation, psychosomatische Beschwerden) sowie von direktem und indirektem positivem Feedback zu Arbeitsengagement unter Einbezug personaler Einflussfaktoren untersucht. Den theoretischen Rahmen bietet die „Job-Demands-Resources Theory“ (JDR-Theorie; Bakker & Demerouti, 2014, 2017), die nach kritischer Betrachtung differenziert und um die „Stress-as-Offense-to-Self-Theory“ (SOS-Theorie; Semmer et al., 2006, 2007) erweitert wurde. Zur Berechnung der Wirkzusammenhänge wurde eine Onlinestudie mit zwei Messzeitpunkten durchgeführt. Die Stichprobe umfasst N = 224 ArbeitnehmerInnen mit 62.9% weiblichen Teilnehmern und einem Altersdurchschnitt von X = 44.5 Jahren (SD = 10.50). Es konnte in den längsschnittlichen Designs gezeigt werden, dass sowohl direktes negatives als auch indirektes negatives Feedback entsprechend der SOS-Theorie mit einer Selbstwertbedrohung in Zusammenhang stehen. Die Mediationen der Zusammenhänge von direktem negativem und indirektem negativem Feedback und Beanspruchungsfolgen über die Selbstwertbedrohung konnten im Quer- aber nicht im Längsschnitt bestätigt werden. Ergänzend wurden die Moderationen, d.h. das „Abpuffern“ der Selbstwertbedrohung durch den Selbstwert von Personen getestet. Es zeigten sich signifikante Moderationen der Zusammenhänge von direktem negativem Feedback und Selbstwertbedrohung durch den Selbstwert in ersten Querschnittsergebnissen und signifikante Moderationen der Zusammenhänge von indirektem negativem Feedback und Selbstwertbedrohung durch den Selbstwert in den Längsschnittmodellen. Weiterhin konnten entgegen der Annahmen des motivational process der JDR-Theorie keine längsschnittlichen Effekte von direktem positivem und indirektem positivem Feedback auf Arbeitsengagement ermittelt und auch die Zielorientierung nicht als Moderator bestätigt werden. Es zeigte sich jedoch eine zusätzliche Varianzaufklärung bei der Hinzunahme von direktem positivem Feedback zu relevanten Kontrollvariablen jeweils zu beiden Messzeitpunkten. Insgesamt werden inhaltliche und methodische Gründe für die hier nicht nachweisbaren Längsschnitteffekte diskutiert und Empfehlungen für die weitere Forschung abgeleitet. Als Forschungserkenntnis lässt sich festhalten, dass die vier Faktoren, d.h. direktes und indirektes mit jeweils negativem und positivem Feedback, trennbar sind und indirektes Feedback einen zusätzlichen Erklärungswert zu direktem Feedback bietet. Zudem weisen erste Ergebnisse darauf hin, dass Feedback nicht per se wie bislang als Arbeitsressource in der JDR-Theorie, sondern direktes negatives und indirektes negatives Feedback als Arbeitsanforderung im health-impairment-process verortet werden kann. Des Weiteren ergaben sich erste bestätigende Hinweise, dass die JDR-Theorie im health-impairment-process um die SOS-Theorie erweitert werden kann und damit direktes negatives und indirektes negatives Feedback mit Beanspruchungsfolgen über den Mediator Selbstwertbedrohung in Zusammenhang stehen. Der Selbstwert als Moderator konnte in ersten Teilergebnissen bestätigt werden. Es ist zu empfehlen, den Selbstwert zur weiteren Untersuchung der Wirkmechanismen in die zukünftige Forschung einzubeziehen. Für die Praxis können die entwickelten Messinstrumente zur differenzierten Erfassung von direktem und indirektem negativem bzw. positivem Feedback, zur Reflexion aus Sicht sowohl der Vorgesetzten als auch ArbeitnehmerInnen und zur Modifikation der Feedbackgabe beispielsweise im Rahmen von Coachings, Personalentwicklungsmaßnahmen etc. genutzt werden. Das Ziel kann dann eine bewusste Gestaltung des Feedbacks insbesondere durch Vorgesetzte sein. Damit können humane Arbeitsbedingungen geschaffen werden, in denen sich ArbeitnehmerInnen optimal entfalten können und handlungs- sowie leistungsfähig sind und bleiben (z.B. Bakker & Demerouti, 2014, 2017; Hacker, 1986, 2005; WHO, 2013).
Überzeugungen angehender Lehrkräfte zu sprachlich-kultureller Heterogenität in Schule und Unterricht : theoretische Struktur, empirische Operationalisierung und Untersuchung der Veränderbarkeit (2019)
Fischer, Nele
Überzeugungen gelten als eines der bedeutsamsten Konstrukte der empirischen Bildungsforschung (Fenstermacher, 1979) und als grundlegender Bestandteil der professionellen Kompetenz von Lehrkräften (Baumert & Kunter, 2006). Professionelle Kompetenz wird derzeit vor allem vor dem Hintergrund aktueller Herausforderungen der Lehrkräftebildung diskutiert, zu denen unter anderem der Umgang mit sprachlich-kultureller Heterogenität zählt (Koch-Priewe & Krüger-Potratz, 2016). Die vorliegende kumulative Dissertation untersucht die Überzeugungen angehender Lehrkräfte hinsichtlich sprachlich-kultureller Heterogenität in Schule und Unterricht anhand der folgenden Forschungsanliegen, die in jeweils einer Publikation umgesetzt wurden: 1. Ableitung eines theoretischen Modells zu den professionellen Überzeugungen von Lehrkräften hinsichtlich sprachlich-kultureller Heterogenität (Fischer, 2018) 2. Entwicklung eines Instruments zur empirischen Erfassung der professionellen Überzeugungen angehender Lehrkräfte zu sprachlich-kultureller Heterogenität (Fischer & Ehmke, 2019) 3. Untersuchung der Veränderbarkeit von professionellen Überzeugungen angehender Lehrkräfte zu sprachlich-kultureller Heterogenität (Fischer & Lahmann, 2020) Das sich nun anschließende Rahmenpapier bettet die Publikationen in einen übergeordneten theoretischen Kontext ein und diskutiert übergreifend die Frage, welche Beiträge die theoretische Konzeptualisierung und empirische Erfassung des Konstrukts der Überzeugungen hinsichtlich sprachlich-kultureller Heterogenität für die Lehrkräftebildung leisten können. Das Rahmenpapier schließt mit Empfehlungen für Forschung und Lehrkräftebildung.
Development and characterization of thermochemical materials based on salt hydrates and salt alcoholates (2020)
Korhammer, Kathrin
The geographical situation of Germany considerably affects the final energy consumption of the country. Thermally intensive processes are the largest consumer of energy. In contrary, the level of energy consumed by air conditioning systems and utilized on process cooling is relatively low. Thermal energy storage systems have a high potential for a sustainable energy management, as they provide an efficient integration of thermal energy from renewables and heat recovery processes through spatial and temporal decoupling. Low temperature thermochemical energy stores based on gas-solid reactions represent appealing alternative options to sensible and latent storage technologies, in particular for heating and cooling purposes. They convert heat energy provided from renewable energy and waste heat sources into chemical energy and can effectively contribute to load balancing and CO2 mitigation. Reasonable material intrinsic energy storage density and cooling power are demanded. At present, several obstacles are associated with the implementation in full-scale reactors. Notably, the mass and heat transfer must be optimized. Limitations in the heat transport and diffusions resistances are mainly related to physical stability issues, adsorption/desorption hysteresis and volume expansion and can impact the reversibility of gas-solid reactions. The aim of this thesis was to examine the energy storage and cooling efficiency of CaCl2, MgCl2, and their physical salt mixtures as adsorbents paired with water, ethanol and methanol as adsorbates for utilization in a closed, low level energy store. Two-component composite adsorbents were engineered using a representative set of different host matrices (activated carbon, binderless zeolite NaX, expanded natural graphite, expanded vermiculite, natural clinoptiolite, and silica gel). The energetic characteristics and sorption behavior of the parent salts and modified thermochemical materials were analyzed employing TGA/DSC, TG-MS, Raman spectroscopy, and XRD. Successive discharging/charging cycles were conducted to determine the cycle stability of the storage materials. The overall performance was strongly dependent on the material combination. Increase in the partial pressure of the adsorbate accelerated the overall adsorbate uptake. From energetic perspectives the CaCl2-H2O system exhibited higher energy storage densities than the CaCl2 and MgCl2 alcoholates studied. The latter were prone to irreversible decomposition. Ethyl chloride formation was observed for MgCl2 at room and elevated temperatures. TG-MS measurements confirmed the evolution of alkyl chloride from MgCl2 ethanolates and methanolates upon heating. However, CaCl2 and its ethanolates and methanolates proved reversible and cyclable in the temperature range between 25 °C and 500 °C. All composite adsorbents achieved intermediate energy storage densities between the salt and the matrix. The use of carbonaceous matrices had a heat and mass transfer promoting effect on the reaction system CaCl2-H2O. Expanded graphite affected only moderately the adsorption/desorption of methanol onto CaCl2. CaCl2 dispersed inside zeolite 13X showed excellent adsorption kinetics towards ethanol. However, main drawback of the molecular sieve used as supporting structure was the apparent high charging temperature. Despite variations in the reactivity over thermal cycling caused by structural deterioration, composite adsorbents based on CaCl2 have a good potential as thermochemical energy storage materials for heating and cooling applications. Further research is required so that the storage media tested can meet all necessary technical requirements.
The reactions of mixed salts in advanced heat storage systems (2020)
Druske, Mona-Maria
To improve the properties of thermochemical heat storage materials, salt mixtures were evaluated for their heat storage capacity and cycle stability as part of the innovation incubator project “Thermochemical battery” of the Leuphana university Lüneburg. Based on naturally occurring compound minerals, 16 sulfates, 18 chlorides and 5 chloride multi-mixtures, 18 bromides and 5 intermixtures between sulfates, chlorides and bromides were synthesized either from liquid solution or by dry mixing for TGA/DSC screening before continuing the heat storage evaluation with five different measurement setups at a laboratory scale. The TGA/DSC analysis served as a screening process to reduce the number of testing materials for the upscaled experiments. The evaluation process consisted of a three-cycle dehydration/hydration measurement at Tmax = 100°C and Tmax = 200°C. In case of the bromide samples a measurement of hydration conditions with Tmax = 110°C and a water flow at e = 18.68mbar, were added to the procedure to detect the maximum water uptake temperature. Also, a single dehydration to a temperature of Tmax = 500°C was implemented to observe melting behavior and to easier calculate the samples’ stages of hydration from the remaining anhydrous mass. Materials which showed high energy storage density and improved cycle stability during this first evaluation were cleared for multi-cycle measurements of 10 to 25 dehydration and hydration cycles at Tmax = 100 to 120°C and the evaluations at m = 20 to 100g scale. An estimate for the specific heat capacities at different temperatures of the materials which passed the initial stage was calculated from the TGA/DSC results as well. The laboratory scale measurement setup went through five stages of refining, which led to reducing the intended maximum sample mass from m = 100g to m = 20g. A switch from supplied liquid water to water vapor as the used reactant was also implemented in exchange for improved dehydration conditions. Introducing a vacuum pump for evaporating the water limited the influence of outside heat sources during hydration and in-situ dehydration was enabled as to not disturb the state the samples were settling in between measurements. Baseline calculation from blanc measurements with glass powder and attempts to calculate the specific heat capacity cp of the tested materials by 6 applying the Joule-Lenz-law to the measurement apparatus was another step of method development. The evaluation process of the laboratory scale tests at the final setting consisted of 1 to 5 cycle measurements of in-situ dehydration and hydrations with applied vacuum for t = 30 minutes at p ~ 30mbar. Upscaling the sample mass to m = 20g allowed for a close observation of different material behaviors. Agglomeration, melting and dissolving of the m = 10mg samples during the TGA/DSC analysis can be deducted from the recorded measurement curves and the state of the sample after measurement. However, at laboratory scale the visible volume changes, observed sample consistency after agglomeration and an automatic removal of molten and dissolved sample mass during the measurement allowed for a better characterization and understanding of the magnitude of the actual changes. This was done for the first time, particularly for mixed salts. Of the original number of 62 samples, 4 mixtures which passed the initial TGA/DSC screening namely {2MgCl2+ KCl}, {2MgCl2+CaCl2}, {5SrBr2+8CaCl2} and {2ZnCl2 + CaCl2} were chosen for further evaluation. The multi-cycle TGA/DSC measurements of {2MgCl2+ KCl}, {2MgCl2+CaCl2} and {5SrBr2+8CaCl2} showed an improved cycle stability for all three materials over the untreated educts. Of the four materials {2ZnCl2 + CaCl2} displayed the strongest deliquescence during hydration in the upscaled experimental setup. {2MgCl2+CaCl2} proved to be the most stable material regarding the heat storage density. The {MgCl2} content of the mixture is likely to partially or completely react to {Mg(OH)Cl} at temperatures of T > 110°C, which however does not impede the heat storage density. {5SrBr2+8CaCl2} displayed a low melting point in hydrated state, causing a fast material loss. This makes it an undesirable storage material. A lower heating rate may still help to avoid an early melting. The {2MgCl2+KCl} mixture was the most temperature stable of the mixtures showing no melting or dissolving behavior. A reaction of the {MgCl2} component of the mixture to {Mg(OH)Cl} was not observed within the applied temperature range of T = 25 to 200°C.
Global change impacts on beech (Fagus sylvatica L.) forest ecosystems : the role and interaction of nitrogen and drought (2019)
Dziedek, Christoph
Climate change and atmospheric deposition of nitrogen affect biodiversity patterns and functions of forest ecosystems worldwide. Many studies have quantified tree growth responses to single global change drivers, but less is known about the interaction effects of these drivers at the plant and ecosystem level. In the present study, we conducted a full-factorial greenhouse experiment to analyse single and combined effects of nitrogen fertilization (N treatment) and drought (D treatment) on 16 morphological and chemical response variables (including tissue δ13C signatures) of one-year-old Fagus sylvatica seedlings originating from eight different seed families from the Cantabrian Mountains (NW Spain). Drought exerted the strongest effect on response variables, reflected by decreasing biomass production and increasing tissue δ13C signatures. However, D and N treatments interacted for some of the response variables, indicating that N fertilization has the potential to strengthen the negative effects of drought (with both antagonistic and amplifying interactions). For example, combined effects of N and D treatments caused a sevenfold increase of necrotic leaf biomass. We hypothesize that increasing drought sensitivity was mainly attributable to a significant reduction of the root biomass in combined N and D treatments, limiting the plants’ capability to satisfy their water demands. Significant seed family effects and interactions of seed family with N and D treatments across response variables suggest a high within-population genetic variability. In conclusion, our findings indicated a high drought sensitivity of Cantabrian beech populations, but also interaction effects of N and D on growth responses of beech seedlings.
Professionalisierung im Langzeitpraktikum : Unterstützung Studierender durch universitäre und schulische Lehrkräftebildner/-innen (2019)
Beckmann, Timo
Im Rahmenpapier wird der Forschungsstand zum Lernen in verlängerten Praxisphasen während des Lehramtsstudiums anhand eines adaptierten Angebot-Nutzungs-Modells aufgearbeitet und es werden drei durchgeführte Teilstudien beschrieben. Diese Teilstudien fokussieren (a) die Kooperation von Lehrkräftebildner/-innen zwischen erster und zweiter Ausbildungsphase, (b) das Forschende Lernen der Studierenden während des Langzeitpraktikums und (c) Unterrichtsbesprechungen unterschiedlicher Lehrkräftebildner/-innen aus Schule, Universität und Vorbereitungsdienst. Die Ergebnisse werden zusammenfassend diskutiert und Implikationen für Forschung und Lehrkräftebildung abgeleitet.
Tax avoidance, corporate governance and corporate finance - agency-theoretical analysis, literature review and empirical investigation (2019)
Kovermann, Jost Hendrik
This cumulative dissertation deals with the association between corporate governance, corporate finance and corporate tax avoidance in four scientific articles. The aim of this dissertation is to explain corporate tax avoidance by (a) focusing on corporate governance institutions as determinants of tax avoidance and (b) focusing on financial consequences of tax avoidance. Due to the close association between corporate governance and the concept of corporate social responsibility (CSR), the relationship between CSR and tax avoidance is also addressed. The first article with the title „The impact of corporate governance on corporate tax avoidance – A literature review“, using structured literature review methodology, analyzes extant research on the association between corporate governance and tax avoidance based on stakeholder-agency theory. However, also classical principal-agent theory is taken into account as its classical foundation. The first article identifies a number of open research questions and thereby serves as a theoretical basis for the subsequent articles. The second article with the title „CSR and tax avoidance: A review of empirical research“, also using structured literature review methodology, analyzes extant research on the association between CSR and tax avoidance. This article is also based on stakeholder-agency theory and identifies open research questions. The third article with the title „Tax Avoidance in Family Firms: Evidence from Large Private Firms“, based on results of the first article, investigates tax avoidance by German private family firms as a specific variant of corporate governance, using an empirical quantitative approach. The article finds that (a) German private family firms avoid more tax than non-family firms, that (b) tax avoidance is positively associated with the capital stake of the family and that (c) tax avoidance is positively associated with the number of shareholders in both family and non-family firms. Results reinforce that corporate tax avoidance is associated to conflicts among the shareholders of private firms. The fourth article with the title „Tax avoidance, tax risk and the cost of debt in a bank-dominated economy“ investigates the cost of debt of German public firms as a function of tax avoidance and tax risk. The article finds that (a) tax avoidance is negatively associated to the cost of debt, that (b) tax risk is positively associated to the cost of debt and that (c) the association between tax avoidance and the cost of debt becomes negative when a high level of tax risk is present.
Time matters : unlocking the transformative potential of strategic approaches towards a more sustainable metal use (2019)
Weiser, Annika
Achieving the ‘Great Transformation’ demands a closer consideration of the material basis of technologies, whose broad-scale implementation is often associated with efficiency improvements and progress towards a post-fossil society, but which is largely disregarded as of today. At the same time, the discourse on resource-related issues only rarely evolves around achieving an actual fundamental shift towards sustainability in the sense of a ‘material transition’. The notion of this mutual disconnect – a ‘transformation-material gap’ that exists in both research and practice – is the main driver for this dissertation. Metals fulfill crucial functions in areas as diverse as renewable energy, digitization and life style appliances such as smart home concepts, mobility, communication, or medicine. In the context of sustainability, achieving a more sustainable metal use means (i) minimizing the adverse effects associated with metal production and use and (ii) sustaining the availability of metals in a way that benefits present and future generations. Urgent need to act to avoid bottlenecks as well as meeting the challenge of possible conflicts of use among those areas of application calls for appropriate strategy making to intervene in the complex field of metal production and use that involves various, often interlinked operating levels, actors, and spatial and temporal scales. Located within the field of sustainability science, this dissertation focuses on strategies as a means to intervene in a system. It pursues the question, which design features could guide future strategy making to foster sustainability along the whole metal life cycle, and especially, how a better understanding of temporalities – i.e. understanding time in a diverse sense – could improve strategy design and help to bridge the assumed ‘transformation-material gap’. My research converges the results from four research studies. A conceptual part explores the role of temporalities for interventions in complex and interlinked systems, which adds to the conceptual basis, on which the empirical part builds up to explore present and future interventions in metal production and use. The research revealed three essential needs that future strategies must tackle: (i) managing the complex interlinkages of processes and activities on various operational levels and spatial and temporal scales, (ii) providing clear guidance concerning the operationalization of sustainability principles, and (iii) keeping activities within the planet’s carrying capacity and embracing constant change as an inherent system characteristic. In response to these needs, I developed three guidelines with two design features each (one relating to content, and one to the process of formulating and implementing the strategy) to guide future strategy making: 1. Design strategies based on a profound understanding of the system and its interrelations, but bear in mind context-specific characteristics. (Comprehensive, but tailored.) 2. Design strategies to achieve fundamental change in a cooperative and inclusive manner. (Ambitious, but manageable.) 3. Design strategies to strengthen resilience in a constantly changing environment. (Dynamic, but consistent.) My results show that TIME MATTERS in this respect. If considered in close relation to space and diversely understood in the sense of temporalities, it serves to (i) understand the impact (duration and magnitude) of an intervention, (ii) recognize patterns of change that go beyond establishing linear, one-dimensional connections, and (iii) design interventions in a way that considers the resilience of a system. While these findings can contribute to closer considering our understanding of transformation processes towards sustainability in future interventions in metal production and use, more research is needed on approaches that bring the material basis into closer consideration of transformation processes in research and practice.
Scales of human-nature connectedness : influences on sustainability aspirations and pro-environmental behaviors (2019)
Klaniecki, Kathleen
Global climate change and environmental degradation are largely caused by human activity, thus progress towards a sustainable future will require large-scale changes to human behavior. Human-nature connectedness—a measure of cognitive, emotional, spiritual and biophysical linkages to natural places—has been identified as a positive predictor of sustainability attitudes and behaviors. While calls to ‘reconnect to nature’ in order to foster sustainability outcomes have become common across science, policy and practice, there remains a great deal of uncertainty, speculation, and conceptual vagueness around how this ought to be implemented. The overarching aim of this thesis is to advance conceptual and empirical understandings of human-nature connectedness as a leverage point for proenvironmental outcomes and sustainability transformation. In particular, the thesis attempts to assess the nuances of the HNC-PEB relationship by investigating the scalar relationships between where someone feels connected to nature and where someone acts proenvironmentally. This research was conducted through conceptual exploration (Chapters II, III, IV, and VI), systematic literature reviews (Chapter I and V) using hierarchical cluster analysis, and empirical case studies (Chapters VII and VIII) relying on structural equation modeling and two-step cluster analysis. In this thesis, the relationship between humannature connectedness and pro-environmental attitudes and behaviors was investigated in a small microregion of Transylvania, Romania, where traditional relationships with the land and changing socio-economic characteristics provided an interesting case study in which to explore these connections. The key findings can be organized into three sections: Section A, which addresses human-nature connectedness and its potential for sustainability transformation; Section B, which addresses human-nature connectedness as a determinant of pro-environmental behavioral outcomes, and Section C, which explores the relationships between human-nature connectedness and energy conservation norms, attitudes, and behaviors. Results cumulatively suggest that human-nature connectedness is a multidimensional construct that requires greater integration across heterogeneous disciplinary and methodological boundaries in order to reach its potential for meaningful sustainability transformation. Results also highlight the critical need to adopt systemic approaches to understanding how interactions between human-nature connections, norms, attitudes, and behaviors are hindering or promoting sustainability outcomes. This thesis makes two main contributions to the literature: first, it considers the human-nature connectedness and pro-environmental behavior literature within a systems-thinking and VI sustainability transformation lens; and second, it extends the human-nature connectedness and pro-environmental behavior literature by investigating the multidimensional aspects of these constructs. Overall, these insights point to the deep leverage potential of humannature connectedness when conceptualized and operationalized as a multidimensional construct.
Emotionswissen von Kindern in der frühen und mittleren Kindheit : Zusammenhänge mit schulischem Erfolg, interindividuelle Unterschiede und Möglichkeiten der Erfassung (2019)
Voltmer, Katharina
Das Emotionswissen umfasst verschiedene Bereiche des Erkennens und des Verständnisses von den Emotionen und Emotionsauslösern in anderen Menschen. Die Entwicklung des Emotionswissens findet zu einem großen Teil in der frühen und mittleren Kindheit statt und hängt mit verschiedenen weiteren emotionalen, sozialen und kognitiven Kompetenzen zusammen. In der aktuellen Forschung bestehen jedoch große Unterschiede in der Operationalisierung des Konstruktes. Diese Dissertation hat das Ziel, einige Zusammenhänge des Emotionswissens mit weiteren Variablen genauer zu untersuchen und ein neues Instrument zur Erfassung des Emotionswissens bei Kindern vorzustellen. Es wird der Zusammenhang des Emotionswissens von Kindern in der frühen und mittleren Kindheit mit schulischem Erfolg in Form von der Peerakzeptanz, der Einstellung zur Schule und der akademischen Leistungen betrachtet. Zudem werden die Entwicklung des Emotionswissens bei Kindern mit und ohne Migrationshintergrund, unter Einbezug ihres Sprachverständnisses und ihrer behavioraler Selbstregulation, verglichen. Außerdem werden die psychometrischen Eigenschaften des neu entwickelten Adaptiven Tests des Emotionswissens für drei- bis neunjährige Kinder untersucht. In dem ersten Beitrag der Dissertation, der drei Metaanalysen zum Zusammenhang zwischen dem Emotionswissen und schulischem Erfolg vorstellt, ergaben sich ein mittlerer Zusammenhang des Emotionswissens mit akademischem Schulerfolg und kleine Zusammenhänge mit Peerakzeptanz und der Einstellung zur Schule. Es zeigte sich unter anderem der sozioökonomische Status als ein moderierender Faktor auf diese Zusammenhänge. Im zweiten Beitrag der Dissertation, in dem ein Zuwachsmodell des Emotionswissens unter Einbezug von drei Messzeitpunkten innerhalb eines Jahres berechnet wurde, zeigten Kinder mit Migrationshintergrund zu allen Messzeitpunkten ein statistisch bedeutsam geringeres Emotionswissen als Kinder ohne Migrationshintergrund. Der Zusammenhang des Migrationshintergrundes mit dem Anfangswert des Emotionswissens wurde dabei vom Sprachverständnis und der behavioralen Selbstregulation mediiert. Der Adaptive Test des Emotionswissens für drei-bis neunjährige Kinder wurde mit dem Ziel entwickelt, eine differenzierte und gleichzeitig zeitökonomische Erhebung des Emotionswisssens bei dieser Altersgruppe zu ermöglichen. Der dritte Beitrag der Dissertation stellt die psychometrischen Eigenschaften des Tests vor, der bei einer Stichprobe von 581 Kindern angewendet wurde. Die vorliegende Dissertation unterstreicht die Relevanz des Emotionswissens bezüglich des sozialen und akademischen Erfolges von Kindern und verdeutlicht die Herausforderungen, vor denen Kinder mit Migrationshintergrund stehen. Der Adaptive Test des Emotionswissens für drei-bis neunjährige Kinder stellte sich als ein reliables und valides Instrument heraus, welches die Forschung zum Emotionswissen von Kindern vergleichbarer machen könnte.
Genossenschaftliche Ansätze im Energiesektor : eine institutionenanalytische Betrachtung der Nachhaltigkeitstransformation des Energiesektors unter Rückgriff auf das Social-Ecological Systems Framework (2019)
Holstenkamp, Lars
Der Wandel des Energiesystems ist eine der zentralen Nachhaltigkeitstransformationen, denen sich die Forschung widmet. Wie für die Transition-Forschung verschiedenlich festgestellt, besteht allerdings eine gewisse Lücke bei der Frage, wie Nachhaltigkeitstransformationen organisiert und finanziert werden. Insbesondere fehlt es erstens an einer Ausdifferenzierung und vertieften Analyse einzelner institutionell-organisatorischer Lösungen und zweitens an einer Darstellung im Zusammenhang der komplexen sozio-ökologisch-technischen Systeme, in die konkrete Organisationslösungen für eine nachhaltige Energieversorgung eingebunden sind. In der vorliegenden Arbeit werden mit genossenschaftlichen Ansätzen, also Organisationslösungen mit (Teil-)Eigentum der Bürgerinnen und Bürger an den Anlagen, spezifische hybride finanzielle Arrangements im Energiesektor in den Fokus gerückt. Dem institutionenanalytischen Ansatz der Bloomington School folgend wird im Rahmenpapier und insgesamt sechs Fachartikeln der Frage nachgegangen, welche Formen genossenschaftlicher Ansätze im Global Norden und Globalen Süden anzutreffen sind und welche Rolle diesen in den Transformationsprozessen des jeweiligen Energiesystems zukommt. Für die Analyse wird auf das Social-Ecological Systems Framework zurückgegriffen, das für die einzelnen Untersuchungen modifiziert bzw. konkretisiert wird. Im Einzelnen wird in den Fachartikeln ein Überblick über die Erkenntnisse zu genossenschaftlichen Ansätzen im Globalen Süden gegeben, auf der Makroebene den wechselnden politischen Prozessen von Koordination und contestation nachgegangen, auf der Mesoebene die Entwicklungen von Windenergiegenossenschaften in Belgien, Dänemark, Deutschland und dem Vereinigten Königreich vergleichend analysiert, der Zusammenhang von Finanz- und Energiesystem untersucht und für diesen Kontext Gerechtigkeitsnormen konkretisiert und schließlich auf der Mikroebene die Inklusivität von Bürgerenergieinitiativen näher betrachtet und Unterschiede in den Investitionsmotiven verschiedener Bürgerenergieakteure herausgearbeitet.
Representations in sustainability science : tools to analyze, envision, engage and learn (2019)
John, Beatrice
Supporting sustainability transformation through research requires, in equal parts, knowledge about complex problems and knowledge that supports individual and collective action to change the system. Recasting the conditions, characteristics, and modes of research processes that address these needs leads to solution-oriented research in sustainability science. This is supported by systematically analyzing the system’s dynamics, envisioning the desired future target state, and by engaging and designing strategic pathways. In addition, learning and capacity building are important crosscutting processes for co-producing required knowledge. In research, we use sophisticated representations as mediators between theories and objects of interest, depicted as visualizations, models, and simulations. They simplify, idealize, and store large and dense amounts of information. Representations are already employed in the service of sustainability, e.g., in communication about climate change. Understanding them as tools to facilitate processes, dialogue, mutual learning, shared understanding, and communication can yield contributions to knowledge processes of analyzing, envisioning, and engaging, and has implications on the design of the sustainability solution. Therefore I ask, what role do representations and representational practices play in the generation of sustainability solutions in different knowledge processes? Four empirical case studies applying rough set analysis, multivariate statistics, systematic literature review, and expert interviews target this research question. The overall aim of this dissertation is to contribute to a stronger foundation and the role of representation in sustainability science. This includes: (i) to explore and conceptualize representations for the three knowledge processes along selected characteristics and mechanisms; (ii) to understand representational practices as tools and embedded into larger methodological frameworks; (iii) to understand the connection between representation and (mutual) learning in sustainability science. Results point toward crosscutting mechanisms of representations for knowledge processes and the need to build representational literacy to responsible design and participate in representational practices for sustainability.
Traits in the light of ecology and conservation of ground beetles (2019)
Nolte, Dorothea Irmgard Ilse
We are in a phase of an alarming biodiversity loss, by scientist already referred to as Earth’s sixth mass extinction. According to estimations, the current extinction rates are 100 to 1000 times higher than those predicted from fossil records. To counteract species loss and preserve the remaining biodiversity, with its important ecosystem functioning and services essential to human well-being, there is an urgent need to develop promising and long-term conservation strategies. In order to achieve these goals, extensive research to gain a better understanding of the general mechanisms underlying community diversity is of greatest importance. Especially, the identification of intrinsic ecological and distributional species traits is receiving increased attention in ecology and conservation biology research. Depending on the expression of their traits, species perform particular ecosystem functions and respond in a specific manner to environmental conditions. The identification of the effect of certain traits on community compositions can therefore significantly improve our understanding of species extinction processes and help to develop valuable and appropriate recommendations for conservation management. As trait-based analyses are applicable to different geographical, temporal and taxonomical scales, they may even allow for a broader generalization if similar results are found on different scales, i.e. for local species pools, the complete species pools of different habitat types or the entire species pool across several habitat types including different climatic regions. Although insects make up the largest part of animal diversity and provide essential ecosystem services in form of e.g. pollination, pest control, and decomposition, the majority of studies on extinctions have mainly focused on vertebrates. Among invertebrates either charismatic taxa or those targeted by conservation laws have been investigated until now (e.g. butterflies or saproxylic beetles). Being highly species-rich and trait-diverse, ground beetles (Coleoptera: Carabidae) should be even more suitable for conducting trait-based analyses. Thus, using ground beetles as a model taxon, four case studies focusing on the analyses of traits form the basis of this doctoral thesis. The work of this thesis was conducted with the aim of gaining general insights on the influence of species traits on ground beetle community compositions, such as habitat occupancy and species vulnerability to extinction, for instance. An important aspect when investigating species traits is the consideration of confounding factors which could influence the results, such as dependent relations between the different traits. Compiling a large dataset of 566 Central European species, I identified that dependent relations between the six tested traits of ground beetles (distribution range size, habitat specialization, body size, hind-wing morphology, breeding season and trophic level) are highly common. Across all identified dependent trait relations, the relation between body size and hind wing morphology or range size and hind wing morphology showed the strongest significant dependencies. Since the consideration of trait relations is necessary to provide reliable interpretations, all analyses of this thesis tested several traits simultaneously and considered possible trait interactions. Studies on local communities found specific traits characterizing the local species pools of certain habitat types. Here, the species pools of seven different habitat types (coastal, forest, mountain, open, riparian, wetland and special habitat) were used to determine habitat-specific trait filters. The identified traits, characteristic for certain habitat types, were in most cases in accordance with the previous findings on local communities. Across Germany, the species of frequently disturbed habitat types, namely coastal, riparian and wetland habitats were characterized by small body size, high amount of macroptery, intermediate to high habitat specialization, spring breeding, and predatory feeding behavior. The species of stable habitat types (forest, mountain, and open habitats), however, were found to be generally larger in body size and more frequently breeding in autumn, further displaying greater variations in the other traits. The gained knowledge on the habitat-specific filtering of traits improve our understanding of the organization and assembly of communities, and can thereby help to detect alterations in the habitat-specific species pool due to natural or human-induced environmental changes. Furthermore, traits can provide evidence on species occurrences and vulnerability to extinction. Three case studies of this thesis aimed to gain new insights on this topic, through the investigations on the following research questions; I. Which traits drive species extinction risks of Central European ground beetle species, II. How traits influence the species occurrences of 28 forest species within a large area in Central Europe, and III. Whether certain traits are related to long-term population trends of the species pool from an ancient forest in northern Germany. The results indicated, that depending on the habitat type and tested species pool, different traits prove to be good predictors for the vulnerability of species. Nevertheless, across different geographical and taxonomical scales, especially species with small range sizes and high habitat specialization faced a greater risk of extinction. Therefore, the two traits distributional range size and habitat specialization emerge as reliable predictors of ground beetles vulnerability to extinction. Interestingly, body size did not display a consistent response; while increasing body size led to higher extinction risk in riparian, wetland and open habitats and large macropterous species showed higher extinction risks across the entire species pool, smaller species showed long-term population declines in an ancient forest. To summarize, this thesis presents a comprehensive picture of ground beetle species traits, providing valuable insights and a better understanding of the mechanisms driving changes in ground beetle diversity. On the basis of the results presented in this work, the efficiency of biodiversity protection can be increased by developing appropriate management and recovery plans, especially targeting species of threatened habitat types or ‘functional groups’ of species, exhibiting trait values strongly associated with a greater vulnerability to extinction.
Social change through diffusion of sustainability innovations from the bottom-up : case studies of renewable energy and sustainable farming practices in the Global South (2019)
Ortiz Orozco, Willington
This doctoral research is located in the branch of sustainability sciences that has the realisation of sustainable development as its core subject of research. The most broadly accepted notion of sustainable development is that which evolves along the resolutions, declarations, and reports from international processes in the framework of the United Nations (UN). The consensual outputs from such processes feature global-generalised and context-free perspectives. However, implementation requires action at diverse and context-rich local levels as well. Moreover, while in such UN processes national states are the only contractual parties, it is increasingly recognised that other (‘nonstate’) actors are crucial to sustainability. The research presented here places the attention on bottom-up initiatives that are advancing innovative ways to tackle universal access to clean energy and to strengthen small-scale family farmers. This means, the focus is on bottom-up initiatives advancing local implementation of global sustainability targets, more precisely, targets that make part of the Sustainable Development Goals two and seven (SDG 2 and SDG7). The research asks how such bottom-up initiatives can contribute to the diffusion of sustainability innovations, thereby also contributing to social change. Three aims are derived out of that central question: • Analytical: To understand the role of bottom-up initiatives in the diffusion of sustainability innovations and in the thereby involved social changes. • Transformative: To contribute with my research to the actual diffusion of sustainability innovations. • Methodological: To outline a research approach that provides a solid conceptual and methodological framework for attaining the analytical and transformative aims. Conceptually, the research builds on theoretical insights from diverse strands of the broad field of sustainability transitions – mostly on conceptualisations from transition management, strategic niche management, and grassroots innovations – as well as on conceptual and methodological advances in transdisciplinary and in transformative research. The doctoral research comprises four single studies, in which the notion of diffusion is explored at different scopes of social scales. It begins with a thorough analysis of diffusion programs of domestic biodigesters to rural households in countries of the global south. The focus is on the process by which this specific technical inno0vation results integrated (or not) into the daily realities of single rural households, that is, the adoption process. In the second study, the attention is on energy supply models based on different decentralised renewable technologies. Central to these models is the building of new (or strengthening of existing) local socioeconomic structures that can assume and ensure the proper operation and supply of energy services. The interest in this study is on the strategies that organisations implementing community-based energy projects apply to support the realisation of such local structures. The third study focuses on a network of bottom-up initiatives that have been advancing alternative approaches to family farming in Colombia. The network mainly comprises farmers associations, other organisations from civil society, and researchers who had been collaborating and experimenting with innovations in different innovation fields such as technical, organisational, financial, and commercialisation schemes. The aim of this third study is to provide insights into the challenges and difficulties faced by these actors in broadening the diffusion of the innovations they have been advancing. To perform this study, a methodological strategy is applied that combines a transdisciplinary mutual learning format with qualitative content analysis techniques. The fourth and last study is a conceptual disquisition. It develops a conceptual framework that (a) provides better accounts for the particularities of endeavours aimed at the diffusion of knowledge and practices from the bottom-up across local contexts and social scales, and (b) advances first conceptual steps towards an explicit account for the role that innovation research (and innovation researchers) can assume for the actual realisation of diffusion. The main findings or contributions of the doctoral research can be categorised into four subjects: 1) Bottom-up initiatives contribute to the diffusion of sustainable innovations by: (a) mobilising transformative resources for inducing diffusion in their scope of action; both their own as well as others’ resources; and (b) creating spaces for experimentation in which interventions can be tested (and if necessary adjusted) in order to ensure the proper deployment of innovations. 2) In their efforts to advance the diffusion of sustainability innovations, bottom-up initiatives contribute to social changes for (a) ensuring the effective deployment of the innovations, for instance: • by supporting change in the sociotechnical configurations that enable and constrain the daily practices of single households, in a way that permits the innovation’s proper operation; and • by reshaping local socioeconomic structures in order to ensure and sustain the supply of services and goods linked to the implemented innovation; (b) building local available storage of transformative resources, that is, the consolidation of local organisational structures that facilitate the building and binding of knowledge, financial capital, people’s skills, access to networks among other resources. Moreover, knowledge and practices from the bottom-up can transit to other social scales, and in this way contribute to social changes beyond their localities. 3) A conceptualisation of innovation diffusion, in which the work of academic researchers studying innovation is a constitutive part of transdisciplinary knowledge articulations that promote diffusion. In this way transdisciplinary research alliances can be envisioned in which researchers investigate about, with, and for bottom-up initiatives. 4) Contributions to the consolidation, systematisation, and dissemination of strategies that are applied by farmers associations in order to strength the economic, social, environmental, and cultural dimensions of Colombian family farmers. The contours of two research horizons for further research are outlined, they can be briefly described as: (a) explorations of diffusion beyond bottom-up localities involving changes of socio-political structures and (b) the development of conceptual and methodological frameworks for the realisation of bottom-up transformative research alliances.
Mehr Freude am Sport – Eine Analyse bedeutsamer Faktoren eines positiven Erlebens Jugendlicher im Schulsport (2019)
Engels, Eliane Stephanie
Vielen Menschen fällt es schwer, regelmäßig sportlich aktiv zu sein (Duttler, 2014). Diese Problematik ist bereits im Jugendalter zu beobachten und zeigt sich darin, dass viele Jugendliche nicht ausreichend körperlich aktiv sind (HBSC-Studienverbund Deutschland, 2015). Sportliche Inaktivität und Bewegungsmangel wirken sich sowohl negativ auf die Gesundheit als auch auf die gesamte psychische und physische Entwicklung eines Menschen aus (Hair, Park, Ling & Moore, 2009). Einer der wichtigsten Faktoren für eine langfristige und kontinuierliche sportliche Betätigung ist das Erleben von Freude während des Sports (Woods, Tannehill & Walsh, 2012). Freude am Sport sollte möglichst frühzeitig, beispielsweise im Schulsport, gefördert werden, da hier eine große Anzahl Jugendlicher erreicht werden kann. Diese Dissertation beschäftigt sich mit der zentralen Frage, auf welche Art und Weise Freude an sportlicher Aktivität im Rahmen des Schulsports gefördert werden kann, so dass Jugendliche animiert werden auch außerhalb der Schule regelmäßig sportlich aktiv zu sein. Insgesamt wurden vier Studien durchgeführt um diese Fragestellung zu beantworten. In der ersten Studie wurde ein Fragebogen entwickelt und validiert, um Freude am Schulsport im Jugendalter messen zu können. Basierend auf theoretischen Ansätzen fand eine Weiterentwicklung des Konstrukts „Sportfreude“ zu einem 3-Faktorenmodell (Vergnügen, Flow-Erleben, Erholung) statt. Die psychometrische Untersuchung erfolgte anhand einer Stichprobe mit N = 1 253 Schülerinnen und Schülern der Klassenstufen 7 bis 10. Konfirmatorische Faktorenanalysen bestätigten die angenommene 3-Faktorenstruktur. Die Reliabilitätskoeffizienten der internen Konsistenz und der Retestung lagen im akzeptablen bis guten Bereich. Als Hinweise für die konvergente Validität liegen Korrelationen mit intrinsischer Motivation, allgemeiner Sportlichkeit, Sportnoten und dem Sportpensum in der Freizeit vor. Die zweite Studie zielte darauf ab, den in Studie I entwickelten Fragebogen zur Erfassung der Freude von Schülerinnen und Schülern im Schulsport hinsichtlich der Messinvarianz über verschiedene Schulformen zu überprüfen. Hierbei wurde untersucht, inwiefern die Messeigenschaften des Fragebogens für Schülerinnen und Schüler unterschiedlicher Schulformen (Gymnasium, Realschule, Hauptschule, Gesamtschule/Oberschule) vergleichbar sind. Darüber hinaus wurden Zusammenhänge der Freude (Vergnügen, Flow-Erleben, Erholung) am Schulsport mit den Sportnoten untersucht und über die unterschiedlichen Schulformen hinweg verglichen. Basierend auf einer Stichprobe von N = 1 351 Schülerinnen und Schülern wurden Nachweise für strikte Messinvarianz über Schulformen gefunden. Die drei Facetten der Freude korrelierten am höchsten mit den Sportnoten für Schülerinnen und Schüler der Hauptschule und am niedrigsten für die Schülerinnen und Schüler des Gymnasiums. Ziel der dritten Studie war es, den Einfluss von sieben Faktoren (wahrgenommene Kompetenz, soziale Eingebundenheit, sozialer Umgang, Autonomie/Mitbestimmung, Lehrkompetenz, allgemeine Sportlichkeit und elterliche Unterstützung) auf das Erleben von Freude am Schulsport zu untersuchen. Diese Faktoren wurden basierend auf der Selbstbestimmungstheorie (SDT; Deci & Ryan, 1985) und auf empirischen Befunden als besonders relevant für Freude erachtet. Diese Studie wurde mit N = 1 598 Schülerinnen und Schüler der Klassenstufen 7 bis 10 durchgeführt. Sportfreude wurde anhand des in Studie I validierten Fragebogens erfasst. Die Ergebnisse zeigten moderate bis starke Zusammenhänge von Freude mit den sieben Einflussfaktoren, wobei soziale Eingebundenheit und wahrgenommenes Kompetenzerleben sich als stärkste Prädiktoren erwiesen. In der vierten Studie wurde basierend auf den Erkenntnissen der vorherigen Studien ein Interventionsprogramm für den Schulsport entwickelt und evaluiert. Das Ziel war hierbei zu untersuchen, ob der Einsatz kooperativer Spiele zum einen das Erleben von Freude bei Schülerinnen und Schülern steigert und zum anderen zu einem stärkeren Gefühl von sozialer Eingebundenheit und wahrgenommener Kompetenz führt. Zur Untersuchung wurde ein Zwei-Gruppen Design mit Messwiederholung mit N = 285 Schülerinnen und Schülern verwendet. Hierfür wurde die Freude am Schulsport sowohl vor Beginn der Intervention als auch nach deren Beendigung untersucht. Die Ergebnisse zeigten sowohl einen direkten Effekt kooperativer Spiele auf das Erleben von Freude als auch einen indirekten Effekt, der über das Gefühl sozialer Eingebundenheit und wahrgenommenes Kompetenzerleben im Schulsport vermittelt wird. Der systematische Einsatz von kooperativen Spielen im Schulsport bietet somit eine Möglichkeit bei Jugendlichen positives Sporterleben zu fördern. Auf diese Weise kann Schulsport Jugendliche anregen auch außerhalb der Schule sportlich aktiv zu sein und bei der Entwicklung eines aktiven Lebensstils unterstützen.
The importance of ecological continuity for ecosystem functions of beech forests (2019)
Mausolf, Katharina
Forest ecosystems significantly contribute to global carbon (C) sequestration and therefore play a crucial role for climate change mitigation. At the same time, forests were and are subjected to past and current environmental changes with consequences for the functioning of forest ecosystems and their associated ecosystem services. Forests in Central Europe are highly influenced by former settlement activities and land-use changes, as well as silvicultural management measures. Until the beginning of the 19th century anthropogenic activities caused a tremendous decline of the forest area. The resulting timber shortage led to large scale afforestations on previously agriculturally used land (e.g. heathlands, grasslands and croplands) during the 19th and 20th century. Widespread afforestation programs created recent forest ecosystems (i.e. young forest systems in terms of their development history). Despite the positive effect of increasing the forest area of Central Europe, the ecological effects of these land-use changes on forest ecosystems remain poorly understood. In addition, most forests in Central Europe are under silvicultural management, while the knowledge about the consequences of management measures on forest ecosystem functioning, particularly in the face of ongoing global environmental changes, is also still limited. In order to increase the understanding of ecosystem processes in forests, an assessment of conceivable shifts in ecosystem functions caused by former land-use changes and forest management is required. By analysing aboveground growth rates of European beech (Fagus sylvatica L.) in response to environmental change drivers, such as climate extremes and nitrogen (N) deposition, the presented thesis aims to assess the role of land-use and management legacies in modulating present responses to drivers of environmental change. To this end, annual radial growth rates of individual trees were measured in mature beech stands. The investigated stands differed either in their land-use history (i.e. ancient forest sites with a forest continuity > 230 years versus recent forests afforested on former arable land ~ 100 years ago) or their forest management history (i.e. managed forest sites versus short-term and long-term unmanaged forest sites). Measurements of radial growth rates were complemented by analyses of the fine root systems, soil chemical properties and crown projection areas to gain insights into the mechanisms underlying alterations in tree growth. Within the projects of the presented thesis, shifts in the climate-growth relationships driven by land-use and management legacies were analysed. In addition, land-use legacy mediated differences in the climate-nitrogen-growth relationships were assessed. The key findings are: (I) Soil legacy driven alterations in the fine root systems cause a higher sensitivity of radial increment rates to water deficits in summer for trees growing on recent forest sites than for trees growing on ancient forest sites. (II) Management legacies (in terms of tree release) enhance the sensitivity of beech’s radial growth to water deficits in spring through changes in crown sizes. (III) Interacting effects of spring water deficits and co-occurring high deposition of reactive N compounds lead to stronger radial growth declines in trees growing in ancient forests. This is likely caused by resource allocation processes towards seed production, which is, in turn, mirrored by decreasing radial growth rates. In this context, high N deposition likely boosts mass fructification in beech trees. Overall, it has been demonstrated that the ecological continuity plays a crucial role in modulating both climate sensitivity and the growth response to interacting effects of water deficits and nitrogen deposition in beech trees. The presented thesis identified a trade-off between the climate sensitivity and maximised growth rates within beech trees, depending on forest history. The results show that the growth of beech in ancient, unmanaged beech forests is less sensitive to water deficits than in recent and managed beech forests. Additionally, interacting effects of spring water deficits and N deposition likely increase the reproductive effort of beech trees, particularly in ancient forests. Thus, the results of this thesis once again underpin the uniqueness of ancient, unmanaged beech forests, whose importance for the conservation of biodiversity has been widely acknowledged. In summary, the presented thesis highlights the need to consider the ‘ecological memory’ of forest ecosystems when predicting responses to current and future environmental changes.
Formative accompanying research with collaborative interdisciplinary teams (2019)
Freeth, Rebecca
The image of the solitary scientist is receding. Increasingly, researchers are expected to work in collaborative interdisciplinary teams to tackle more complex and interrelated problems. However, the prospect of collaborating with others, from different disciplines, exerts countervailing forces on researchers. There is the lure of transcending the limitations of one’s own knowledge, methods and conventions, belonging to diverse intellectual communities and tackling, together, ambitious research topics. On the other hand, there is the risk that collaborating across disciplinary boundaries will be taxing, confounding at times, with no guarantee of success. In short, interdisciplinary collaboration is both a desirable and difficult way to conduct research. This thesis is about collaborative interdisciplinary research from the perspective of a formative accompanying researcher. I accompanied an interdisciplinary research team in the field of sustainability over three years for the duration of a collaborative project. Formative accompanying research (FAR) is an approach to ‘research into research’ that learns about, with and for a collaborative interdisciplinary team. I found – through immersion in the literature, my own daily experiences of collaborating, and my observations – that interdisciplinary collaboration is very difficult. It requires a basic understanding and appreciation of other disciplines and methods, as well as the skills to integrate research inquiries and findings across diverse epistemologies. It also requires awareness that collaborative interdisciplinary research is more than an intellectual task of knowledge creation. Other factors matter, such as interpersonal relationships, power differentials, different research tempos and a sense of belonging. And these factors have an impact on processes and outcomes of collaborative knowledge creation. Knowing this implies a willingness to keep learning and to tolerate discomfort so as to cultivate deeper levels of collaborative capacity. I discovered that in these deeper levels lie skills for staying with inevitable tensions, for talking and listening to generate new understanding together, and for applying a researcher’s frank curiosity to oneself too. A formative accompanying researcher, who is part of the team she is researching, has to navigate delicate terrain. In this thesis, I develop a FAR methodology that takes seriously the questions of positionality and relationality, and reflect on the experiences of putting these into practice. A FAR practice involves remaining in dynamic movement between observing and participating, between exercising curiosity and care, and between the researchers’ own sense of impartiality and investment in relation to the issues at hand. There is merit in furthering the methodology and practice of FAR on its own terms. This includes attending to the skills required by a formative accompanying researcher to remain oriented within the concentric circles of research, relationship and loyalty that make up a collaborative team. There is also the question of how FAR, and other forms of research into research, can help to advance collaborative interdisciplinary research. I argue for creating the conditions in research teams that would enable treating collaboration as a capacity to develop, and that would facilitate team members’ receptivity to learning with FAR. Furthermore, I explore dilemmas of intervening as a formative accompanying researcher and of sustaining dynamic positionality over the long-term. In the field of sustainability research, and in multiple other research fields, the future is a collaborative one. This thesis is concerned with how to collaborate so that the experience and the outcomes lend themselves to what Rabinow terms a “flourishing existence”.
Language mediation of odor processing : impact of verbal codes on olfaction (2019)
Käppler, Kathrin
Decoding the psychological dimensions of human odor perception has long been a central issue of olfactory research. As odor percepts could not be linked to a few measurable physicochemical features of odorous compounds or physiological characteristics of the olfactory system, odor qualities have often been assessed by perception–based ratings. Although these approaches have been promising, none of the proposed system has sustained empirical validation. In a review of 28 studies, we assessed how basic characteristics of study design have been biasing perception–based classification systems: (1) interindividual differences in perceptual and verbal abilities of subjects, (2) stimuli characteristics, (3) approaches of data collection, and (4) methods of data analysis. Remarkably, many of the difficulties in establishing these systems have been rooted in one underlying issue: the puzzling relationship between language and olfaction in general. While the reference from odors to language is weak, the reverse impact of verbal processing on olfaction seems powerful. Odor perception is biased by verbal–semantic processes when cues of an odor’s source are readily available from the context. At the same time, olfaction has been characterized as basically sensation driven when this information is absent. We examined whether language effects occur when verbal cues are absent and how expectations about an odor’s identity shape odor evaluations. Subjects were asked to rate 20 unlabeled odor samples on perceptual dimensions as well as quality attributes and to eventually provide an odor source name. In a subsequent session, they performed the same rating tasks on a set of written odor labels that was compiled individually for each participant. It included both the 20 correct odor names (true labels) and – in any case of incorrect odor naming in the first session – the self–generated labels (identified labels). We compared odor ratings to ratings of both types of labels and found higher consistencies between the evaluation of an odor and its identified label than between the description of an odor and its true (yet not associated) label. These results indicate that basic perceptual as well as quality ratings are affected by semantic information about an odor’s source – even in absence of source cues. That is, odor sensation may activate a semantic mental representation of an odorous object that affects odor processing and may in turn relate to further multimodal properties. That means, associations between odors and stimuli from other sensory modalities should not only be stable, but these mappings should be mediated by an odor’s identity. We asked subjects to visualize their odor associations on a drawing tablet, freely deciding on color and shape. Additionally, they provided a verbal label for each sample. Color mappings were odor-specific, they reflected the imagery of a natural source and seemed to change with assumed odor identity. Shape mappings changed with odor identifications as well, as drawings frequently displayed concrete objects that reflected visual features of an odor’s source. The influence of verbal identity codes on quality ratings or crossmodal mappings is rooted in the very same problem that perception–based classification systems have tried to solve – a terminology that relates to abstract mental categories. The less specific we communicate, the more we need to resort to source–related analogies – in scientific endeavors and everyday life alike.
European harmonization of national tax accounting rules : a conceptual and empirical analysis with a focus on the German setting (2019)
Mock, Oliver
On 25 October 2016, the European Commission presented a proposal for a directive on a Common Corporate Tax Base (hereafter CCTB Proposal), which contains a comprehensive concept for the harmonisation of profit calculation regulations within the EU. Against this current background, the objective of the present work is to contribute to the implementation of the CCTB by identifying ambiguities and conceptual weaknesses in the design of the profit determination system of the CCTB Proposal and developing concrete recommendations for action for adjustments in the course of the further legislative procedure. In the first article, selected profit calculation rules of the CCTB Proposal will be analysed in detail and compared with the provisions on profit calculation under German commercial and tax law and the International Financial Reporting Standards (IFRS) recognised across member states. Based on the legal comparison, questions of interpretation and inadequacies of the profit calculation system will be considered and proposals for adjustments to various regulatory areas will be submitted. Furthermore, in the second article, within the framework of a holistic study, expert interviews will be used as an empirical-qualitative research design to generate reliable assessments on the part of the various stakeholder groups affected by the implementation of the future directive or involved in its elaboration. The results show the extent to which the profit determination rules of the CCTB Proposal in their current form are suitable for national and EU-wide implementation and in which areas the various expert groups still see concrete need for adaptation. Based on these expert assessments, the third article finally develops a proposal to reduce the threat of legal uncertainty in interpretation issues criticised by the experts. Based on economic maxims developed by the European Commission and existing accounting principles of the current CCTB Proposal, the EU Accounting Directive and IFRS, a system of specific European tax principles will be developed which could be implemented within the framework of the CCTB Proposal.
The innovation journey for sustainability : a reinterpretation of the Fireworks Model in the context of sustainability-oriented innovation unfolding in small and mediumsized enterprises (2019)
Wicki, Samuel
This doctoral thesis examines how Sustainability-Oriented Innovations (SOIs) are emerging at small and medium-sized enterprises (SMEs) and how they can be managed. SOIs in the form of new products that lessen negative environmental impact, or even create a positive impact can play an important role, particularly at established SMEs who see business opportunities in sustainable development and consider a possible diversification into new sustainability markets. Whereas the extant literature discusses what SOIs are and why firms develop them, little is known about how they are developed. To enable firms to innovate for sustainability, it is essential to know more about the processes underlying SOI development, which are considered as very difficult, with many firms failing. Drawing on several academic papers and relying on qualitative research methods, the thesis uses the Fireworks model to examine how innovation processes unfold at established SMEs. The main contribution of the thesis is to advance the Fireworks model to the context of SOIs unfolding at SMEs. The findings reveal that SOIs unfold in an emergent, somewhat chaotic way, that duration and outcome are uncertain, that the overall journey is composed of multiple intertwined innovation paths, of which several will likely lead to setbacks. To manage this complex process, the thesis suggests to set four management foci: first, to create a dedicated organizational unit for exploration, second to create conditions allowing intelligent learning for efficient exploration, third to carry out in-depth investigation of the related technological innovation systems, and fourth to plan carefully the re-integration of the innovation into the core business for commercialization. This research contributes to the SOI literature by advancing the Fireworks model and thereby proposing a meta-model of how SOIs may dynamically unfold. Being both holistic and detailed, the model opens several avenues for future research. Finally, the research contributes to management practice by providing a heuristic to manage SOI development at SMEs.
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