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This doctoral thesis examines how European merger control law is applied to the energy sector and to which extent its application may facilitate the liberalisation of the electricity, natural gas and petroleum industries so that only those concentrations will be cleared that honour the principles of the liberalisation directives (IEMD and IGMD ). In its communication on an energy policy for Europe, adopted on 10/01/2007, the Commission emphasized that a real internal European energy market is essential to meet Europe’s three energy objectives, i.e. competitiveness to cut costs for citizens and undertakings to foster energy efficiency and investment, sustainability including emissions trading, and security of supply with high standards of public service obligations (Art. 106 TFEU). The EU issued three pre-liberalisation directives since the 1990s. Dissatisfied with the existing monopolistic structures, i.e. in Germany through demarcation and exclusive concession agreements for the supply of electricity and natural gas, which were until 1998 exempted from the cartel prohibition provision (§ 1 GWB), and the prevalence of exclusive rights on the energy markets, the Commission triggered infringement proceedings against four member states under Art. 258 TFEU. The CJEU confirmed that the Commission has the power to abolish monopoly rights under certain circumstances and the rulings had the effect of convincing the member states to enter into negotiations for an opening up of energy markets owing to the internal market energy liberalization directives of 1996 / 1998 / 2003 / 2009 / 2019 (IEMD and IGMD) . The core element of the IEMD and IGMD is to abolish exclusive rights and offer primarily at least large industrial electricity and gas consumers to choose their supplier (market opening for eligible consumers) and to grant negotiated or regulated third party access to transmission and distribution grids so to address natural monopolies. The second liberalization package of 2003 brought a widening of market opening and acceleration of pace of market opening to a greater number of eligible customers (all non-household consumers since July 2004 and all consumers since July 2007) and an increase in the provisions on management and legal unbundling. In parallel, two regulations regulate the access to cross-border electricity infrastructure (interconnectors) and the third party access to gas transmission networks. Two further Directives addressed the security of natural gas and power supply and a third deals with energy end use efficiency and services , a fourth dealt with the promotion of co-generation and a fifths covers marine environmental policy (Marine Strategy Framework Directive in combination with the Hydrocarbons-Licensing Directive ) backed by the public procurement directive in the energy sector. A regulation covers energy statistics. The implementation of the second energy package was slow and the Commission launched infringement proceedings against 5 member states in front of the CJEU (Art. 258, 256 TFEU). The 3rd energy package of 2009 addressed ownership unbundling of key-infrastructure ownership and energy wholesale and retail supply consisting of three regulations and two directives, deals with independent regulators, an agency for the cooperation of energy regulators (ACER) and cross-border cooperation (the European Network for transmission system operators for electricity and gas [ENTSO-E/G] and a regulation on cross-border grid access for electricity and natural gas. Another new regulation deals with market integrity and transparency . Hence, new regulations regulate guidelines on electricity balancing, congestion management, long-term capacity allocation, the code for grid access and transmission system operation . Other regulations address the guidelines for a European cross-border energy infrastructure, which has to be interpreted in the context of European environmental impact assessment law, the submission of data in electricity markets, establish a network code on demand connection , rule on a network code for grid access for direct current transmission systems, define guidelines on electricity transmission system operation, regulate a network code on electricity emergency , deal with security of natural gas supply and establish a programme to aid economic recovery by granting financial assistance. Finally, Directives promote the usage of renewable energies, regulate common oil stocks, the safety of offshore oil and gas production and the quality of petrol and diesel fuels.
The 4th liberalization package consists of a new IEMD2019 and IGMD2019, of a new regulation on European cross-border electricity trade, of a regulation on risk preparedness in the electricity sector, of a new agency for the cooperation of European energy regulators, addresses energy efficiency and rules on good governance in the energy union.
Since 2008, the Art. 194 I-II TFEU governs the ordinary legislation procedure in the energy sector (internal market in energy, security of energy supply, energy efficiency, energy saving, renewable energies, interconnection of energy grids) notwithstanding of unanimous decision making in case of energy taxation matters (Art. 194 III TFEU).
A brief analysis of the economic implications of concentrations is followed by an assessment of the evolution of European merger control law under Art. 66 ECSCT, Art. 101 and 102 TFEU, the merger control regulation of 1989 and its significant amendments of 1997 and 2004. Then, the theoretical findings are contrasted to the results of recent merger proceedings in the energy sector with a focus on the VEBA/VIAG decision. Several deficiencies are established which limit the efficacy of merger control as a tool of offsetting shortcomings in the secondary EC law with regard to the liberalisation of the electricity and gas supply industry (IEMD and IGMD). Commitments proposed by the parties of a given concentration and accepted by the Commission as being sufficient to remedy a serious potential of dominance may only be of subsidiary relevance to the liberalisation of sectors owing to a number of analytical and practical drawbacks. One dominant drawback relates to the fact that the commitments depend always on parties' proposals and can never be imposed ex officio. Others relate to the blunt authorisations provided by the wording of Art. 6 and 8 MR1997 and MR2004 as to the implementation of undertakings.
With regard to acquisitions of U.K. regional electricity companies by EdF, it is elaborated that the current merger control law leaves no scope for reciprocity considerations regarding acquisitions by incumbent companies in liberalised markets even though the acquirer is a protected public undertaking. Moreover, it is established that different decisions apply inconsistent market definitions. By means of the VEBA/VIAG and RWE/VEW cases, the question is addressed which causes are responsible for the established analytical and practical deficiencies of merger control in the energy sector. It is stated that the weaknesses of the IEMD 2009/72/EC and IGMD 2009/73/EC are partly responsible for weak undertakings which do not sufficiently remove the scope for dominance on the affected markets and which do not rule out any possibility of impediments of effective negotiated or regulated TPA and do not remove any commercial incentive of the grid subsidiaries of the vertically integrated companies as to access which discriminates between intra and extra group applicants. It is reported that another argument relates to the limited scope that the Commission has if it wants to remedy deficiencies of written primary law owing to the extraordinary nature of the implied powers doctrine based on the principle of constitutional state. Adverse political influence against competition authorities is also judged. Further, it is analysed that accidental regulation based on incidental provisions imposed on undertakings which may or not implement a concentration is by no means a consistent and non-discriminatory and predictable tool to overcome drawbacks of primary or secondary European law in a given sector owing to the democratic principle and the constitutional state doctrine. It is discussed that secondary legislation with regard to energy networks is inter alia restricted by Art. 345 TFEU and provisions of national constitutions which protect property rights against dis-proportionate expropriations or re-definitions of property. Further, legal authorisations of said calibre will have to be connected to a system of state liability law. Adverse political pressures are considered. The same is true for egoistic national policies which abstain from transnational task forces in order to settle difficulties and disputes. Furthermore, the adverse effect of different stages of the maturity of domestic markets, different consumer patterns and a potential isolation of the system is not neglected, because these conditions make it more difficult to apply consistent standards as to the appropriate market definition in order to facilitate harmonisation. The implementation of the VEBA/VIAG merger is discussed, as the former was further complicated owing to specifically evaluated circumstances which were difficult to predict. Nevertheless, the Commission is not exempted from the duty to take due care concerning potential impediments as to the realisation of parties' commitments. In contrast to the negative aspects, it can be highlighted that the Commission quickly realised flaws of the energy liberalisation project as expressed by the present form of the IEMD and IGMD. Consequently, the co-ordinative and innovative mechanisms of Florence and Madrid were created in order to boost the development of effective cross border trade - i.e. tariff systems and interconnector congestion management. It will be concluded that undertakings put forward by the parties and accepted by the Commission should be restricted to a subsidiary legal instrument, only applied if strictly necessary to overcome certain detrimental aspects of given concentrations in order to provide a hint for the legislator, to specify its legislation. Competition as a de-central distributor of risk, wealth and power will be extended to its maximum extent, if wholesale consumers benefit from lower energy prices which allow greater productivity of European products on the world markets in combination with higher environmental standards owing to modern, cost-efficient plants. A successful implementation will be described by liquid spot markets for power accompanied by tools of financial risk management like forwards, futures and options. These will be valuable indicators of efficient liberalisation of the European electricity and gas supply industries.
This doctoral thesis contributes to the vibrant discourse on boundary-crossing collaboration in the German teacher education system. It offers theoretical advancements, programmatic guidelines, and empirical findings which advocate for a transdisciplinary perspective. In order to do so, the framing paper critically links persistent challenges and current reform processes in the teacher education system with theoretical foundations and conceptual positions of transdisciplinarity. Against this backdrop, four articles provide further insights on: a) how to expand the prevalent systematic of innovation and transfer approaches (top-down, bottom-up, cooperative) by a transdisciplinary perspective, b) outlining guiding principles for the realization of transdisciplinary collaboration in the context of a boundary-crossing research and development project, c) providing empirical findings on effect relationships between transdisciplinary dimensions of integration characteristics, and d) identifying empirical types of actors based on specific assessment patterns towards these characteristics.
Keywords
Boundary-Crossing Collaboration; Innovation and Transfer Strategies; Integration; Teacher Education; Theory-Practice Interrelation; Transdisciplinarity
This doctoral thesis contains four empirical studies analysing the personal accountability of prime ministers and the electoral presidentialisation of parliamentary elections in European democracies. It develops the concept of presidentialised prime ministerial accountability as a behavioural element in the chain of accountability in parliamentary systems. The ongoing presidentialisation of parliamentary elections, driven by changes in mass communication and erosion of societal cleavages, that fosters an increasing influence of prime ministers’ and other leading candidates’ personalities on vote choices, has called performance voting – and the resulting accountability mechanism of electoral punishment and reward of governing parties – into question. This thesis analyses whether performance voting can be extended to the personal level of parliamentary governments and asks whether voters hold prime ministers personally accountable for the performance of their government. Furthermore, it explores how voters change their opinion of prime ministers and how differences in party system stability and media freedom between Western and Central Eastern Europe contribute to higher electoral presidentialization in Central Eastern European parliamentary elections. This thesis relies on several national data sources: the ‘British Election Study’, the ‘German Longitudinal Election Study’ and other German election surveys, the ‘Danish Election Study’, as well as, data from the ‘Forschungsgruppe Wahlen’. In addition, it utilises cross-national data from the ‘Comparative Study of Electoral Systems’. The findings contribute to the ongoing scholarly debate on the issue of accountability and electoral presidentialisation in parliamentary systems by providing extensive evidence on prime ministerial accountability under presidentialised electoral behaviour. Keywords: presidentialisation; prime ministers; voting behavior; accountability; personalisation.
Durch die Neufassung des § 68f Abs.1 Satz 1 StGB tritt die Führungsaufsicht bei vollverbüßter Strafe von zwei Jahren oder bei schwerwiegenden Taten gemäß § 181b StGB nach einem Jahr kraft Gesetzes ein. Diese Reform im Jahr 2007 hat zu einem enormen Anstieg von Führungsaufsichten nach vollverbüßter Jugendstrafe geführt. Die Regelungen und Aufgaben der Verantwortlichen der Führungsaufsicht nach Jugendstrafe sind vielfältig und anders als beispielsweise bei der Führungsaufsicht nach einer Maßregel der Besserung und Sicherung (gem. §§ 63f). Für die Arbeit mit straffälligen Jugendlichen und Heranwachsenden unter Führungsaufsicht nach vollverbüßter Jugendstrafe gibt es für die Justizsozialarbeitenden keine explizite Handreichung. Im Vordergrund der Arbeit liegt die Frage: „Welche Faktoren können, aus Sicht der beteiligten Akteure, die Legalbewährung jugendlicher und heranwachsender Vollverbüßer unter Führungsaufsicht begünstigen?“ Die Praxisforschung wird, anhand von 15 Interviews mit den Verantwortlichen der Führungsaufsicht dargestellt und nimmt Bezug auf das in der Praxis erprobte Modellprojekt RESI und das Lebenslagenkonzept.
My dissertation embraces four empirical papers addressing socio-economic issues relevant to policy-makers and society as a whole. These papers cover important aspects of human life including health at birth, life satisfaction, unemployment periods and retirement decisions, and are intended to provide a contribution to the respective research areas. The analyses are carried out applying advanced econometric methods and are based on data sets consisting of survey data as well as administrative records.
The joint paper with Alessandro Palma and Daniela Vuri "Prenatal Air Pollution Exposure and Neonatal Health" in Chapter 2 investigates the causal impact of prenatal exposure to air pollution on neonatal health in Italy in the 2000s combining detailed information on mother’s residential location from birth certificates with PM10 concentrations from air pollution monitors. Variation in local weekly rainfall is exploited as an instrumental variable for non-random air pollution exposure. Using quasi-experimental variation in rainfall shocks allows to identify the effect of PM10, ruling out potential bias due to confounder pollutants. The paper estimates the effect of exposure for both the entire pregnancy period and separately for each trimester to test whether the neonatal health effects are driven by pollution exposure during a particular gestation period. This information enhances our understanding of the mechanisms at work and help prevent pregnant mothers from most dangerous exposure periods. Additionally, the effects of prenatal exposure to PM10 are estimated by maternal labor market status and maternal education level to understand how the pollution burden is shared across different population groups. This decomposition allows to identify possible mechanisms through which environmental inequality reinforces the negative impact of early-life exposure to air pollution. This study finds that average PM10 and days with PM10 level above the hazard limit reduce birth weight, gestational age, and measures of overall newborn health. Effects are largest for third trimester exposure and for low-income and less educated mothers. These findings imply that further policy efforts are needed to fully protect fetuses from the adverse effects of air pollution and to mitigate the environmental inequality of health at birth.
The joint paper with Christian Pfeifer "Life Satisfaction in Germany After Reunification: Additional Insights on the Pattern of Convergence" in Chapter 3 updates previous findings on the total East-West gap in overall life satisfaction and its trend by using data from the German Socio-Economic Panel for the years 1992 to 2013. Additionally, the effects are separately analyzed for men and women as well as for four birth cohorts. The results indicate that reported life satisfaction is, on average, significantly lower in East than in West German federal states and that part of the raw East-West gap is due to differences in household income and unemployment status. The conditional East-West gap decreased in the first years after the German reunification and remained quite stable and sizable since the mid-nineties. The results further indicate that gender differences are small. Finally, the East-West gap is significantly smaller and shows a trend towards convergence for younger birth cohorts.
The joint paper with Christian Pfeifer "Unemployment Benefits Duration and Labor Market Outcomes: Evidence from a Natural Experiment in Germany" in Chapter 4 explores the effects
2
of a major reform of unemployment benefits in Germany on the labor market outcomes of individuals with some health impairment. The reform induced a substantial reduction in the potential duration of regular unemployment benefits for older workers. This work analyzes the reform in a wider framework of institutional interactions, which allows to distinguish between its intended and unintended effects. The results based on routine data collected by the German Statutory Pension Insurance and a Difference-in-Differences design provide causal evidence for a significant decrease in the number of days in unemployment benefits and increase in the number of days in employment. However, they also suggest a significant increase in the number of days in unemployment assistance, granted upon exhaustion of unemployment benefits. Transitions to unemployment assistance represent an unintended effect, limiting the success of a policy change that aims to increase labor supply via reductions in the generosity of the unemployment insurance system.
The single-authored paper "How Older Workers Respond to Raised Early Retirement Age: Evidence from a Kink Design in Germany" in Chapter 5 explores how an increase in the early retirement age affects labor force participation of older workers. The analysis is based on a social security reform in Germany, which raised the early retirement age over several birth cohorts to boost employment of older people and ultimately alleviate the burden on the public pension system. Detailed administrative data from the Federal Employment Agency allow to distinguish between employment and unemployment as well as disability pensions and retirement benefits claims. Using a Regression Kink design in a quasi-experimental framework, I show that the raised early retirement age had positive employment effects and negative effects on retirement benefits claims. The reform did not affect unemployment benefits or disability pensions claims. My results also show that some population groups are more sensitive to a reduction in retirement options and more likely to seek benefits from other government programs. In this respect, I find that workers in manufacturing sector respond to the raised early retirement age by claiming benefits from the disability insurance program designed to compensate for reduced earnings capacity due to severe health problems. The treatment heterogeneity analysis further suggests that high-wage workers are more likely to delay exits from employment, which is in line with incentives but might also indicate an increased inequality within the affected birth cohorts induced by the reform. Finally, women seem to rely on alternative sources of income such as retirement benefits for women, or spouse's or partner's income not observed in the data. All things considered, workers did not adjust to the increased early retirement age by substituting early retirement with other government programs but rather responded to the reform in line with the policy intent. At the same time, the findings point to heterogeneous behavioral responses across different population groups. This implies that raising the early retirement age is an effective policy tool to increase employment only among older people who have the real choice to delay employment exits. Therefore, reforms that raise statutory ages should ensure social support for workers only marginally attached to the labor market or not able to work longer due to potential health problems or other circumstances.
Forschungsprämisse und zentrale Fragestellung
Bestrebungen tertiäre Ausbildungsgänge im Bereich Populärer Musik zu innovieren sollten auf einem vertieften Verständnis des Berufsfelds basieren. Diese Prämisse setzt wiederum empirische Befunde zu den vorherrschenden Tätigkeitsprofilen sowie den entsprechenden Herausforderungen und maßgeblichen beruflichen Kompetenzbeständen voraus. Im Rahmen dieser Dissertationsschrift wurden daher zunächst die zentralen Aspekte berufsvorbereitender Popausbildungsprogramme und des Berufsmusikerarbeitsmarkts in Deutschland betrachtet, um im Anschluss Erkenntnisse zu prototypischen berufsfeldspezifischen Anforderungen zu präsentieren. Zentrale Forschungsfrage der Arbeit war dabei an welchen Parametern eine berufspropädeutische Ausbildung im Bereich Populärer Musik ausgerichtet sein sollte, um angehenden Berufsmusiker*innen den Erwerb einer zukunftsfähigen Kompetenzarchitektur zu ermöglichen.
Zur Beantwortung dieser Frage kam ein methodenintegratives Verfahren zum Einsatz, wobei zunächst, angelehnt an eine Untersuchung aus dem Klassiksektor (vgl. Gembris & Langner, 2005), eine quantitative Vorstudie durchgeführt wurde. Die Stichprobe (n = 159) enthielt Alumni von künstlerischen bzw. künstlerisch-pädagogischen Ausbildungsgängen in Deutschland. Die Daten wurden mittels Online-Fragebogen erhoben und deskriptiv analysiert. Darauf folgte eine qualitative Hauptstudie, im Zuge derer halbstrukturierte Experteninterviews durchgeführt wurden. Das Sample umfasste Alumni von unterschiedlichen tertiären Ausbildungsgängen (n = 9) sowie Expert*innen aus dem Bereich Ausbildung (n = 5) und Arbeitsmarkt (n = 4). Die Daten wurden mittels qualitativer Inhaltsanalyse ausgewertet.
Es zeigte sich zunächst, dass Ausbildungsgänge im Bereich Popmusik, insbesondere solche an musikhochschulischen Einrichtungen, einen starken Fokus auf musikalisch-künstlerische Inhalte legen, während sie Defizite im Bereich Professionalisierung und Berufsfeldorientierung aufweisen. Dies ist insofern im Hinblick auf die Berufspropädeutik problematisch, als die empirischen Daten deutlich machen, dass es gerade auch außermusikalische Kompetenzen sind, die von den Proband*innen als überaus bedeutsam für den Erfolg im Berufsfeld erachtet werden. Hierbei sind neben diversen geschäftlich unternehmerischen Fertigkeiten, Fähigkeiten und Wissensbeständen vor allem emotionsbasierte, personale und sozial-kommunikative Kompetenzfacetten von zentraler Relevanz. Diese liegen vor allem im Bereich der akkuraten Selbsteinschätzung, einer adäquaten Selbstregulation und Selbstmotivation, der Kreativität sowie der Fähigkeit mit anderen Menschen kompetent und zielführend zu interagieren.
Des Weiteren sind die Lernwege von Popmusiker*innen im Vergleich zu Kolleg*innen im Bereich europäischer Kunstmusik sehr heterogen. So zeigt sich eine Kombination aus informellem und formellem Lernen in mehr oder weniger formalen Lernsettings. Informelles Lernen geschieht dabei häufig in Form von Peer-Learning und autodidaktischem Lernen. Angesichts ihrer zentralen Rolle für den Kompetenzerwerb sollte einer solchen Vielfalt der Lernwege auch von curricularer Seite Platz eingeräumt werden.
Auch die Tätigkeitsportfolios der Befragten sind vielschichtig. Sie umfassen neben diversen musikalisch-künstlerischen vor allem pädagogische sowie musiknahe administrative und unternehmerische berufliche Aktivitäten. In einzelnen Fällen werden diese durch außermusikalische Tätigkeiten ergänzt. Es ist davon auszugehen, dass eine breitgefächerte Portfoliokarriere die vorherrschende Art der Beschäftigung im Berufsfeld Popmusik ist. Auch diesem Sachverhalt sollte in Hinblick auf eine breitere Ausbildungsausrichtung und der Vermittlung realitätsnaher Berufsbilder Rechnung getragen werden. Ziel ist nicht die fortwährende Erwerbstätigkeit an einem bestimmten Arbeitsplatz, sondern die fortwährende Erwerbsfähigkeit in verschiedenen Teilbereichen des Berufsfelds.
Ein wiederkehrendes Motiv in den Aussagen der Befragten sind die vielschichtigen Herausforderungen auf dem Musikerarbeitsmarkt. Gerade der Übergang von der Ausbildungsstätte ins Berufsfeld wird beispielsweise als „Sprung ins kalte Wasser“ beschrieben. Darüber hinaus berichten die Proband*innen generell von fordernden Rahmenbedingungen wie u. a. einer häufig prekären Einkommenssituation, einer hohen Arbeitsbelastung sowie Schwierigkeiten eine nachhaltige Künstlerkarriere aufzubauen. Im Zuge der qualitativen Erhebung zeigt sich darüber hinaus, dass einige der Befragten über eine hohe Stressbelastung klagen, die in manchen Fällen zu psychischen Erkrankungen geführt hat. Dementsprechend scheint es wichtig Aspekte der physischen und mentalen Selbstfürsorge in die Ausbildung angehender Berufsmusiker*innen zu implementieren. Die Kultivierung von Achtsamkeit wird in diesem Kontext als möglicher Weg zur Stressprophylaxe und Salutogenese präsentiert.
Auf den Ergebnissen der Untersuchungen fußend wird am Ende der Arbeit ein achtsamkeitsbasiertes, integriertes Modell zur curricularen Gestaltung von Popmusikausbildungsgängen vorgestellt. Dieses berücksichtigt die Dimensionen Ganzheitlichkeit, Individualisierung, Berufsfeld- und Praxisorientierung, Vernetzung sowie Selbstfürsorge und kann als Matrix in Hinblick auf ein holistisch orientiertes und berufsfeldoptimiertes Ausbildungsgeschehen herangezogen werden. Es ist davon auszugehen, dass dessen praktische Umsetzung aufgrund der Berücksichtigung aktueller Tätigkeitsprofile und berufsfeldspezifischer Herausforderungen sowie der individuellen Dispositionen, Lernwege und Bedürfnisse der Akteur*innen das Potenzial besitzt, den Absolvent*innen zu einer verbesserten Erwerbsfähigkeit und beruflichen sowie persönlichen Zufriedenheit zu verhelfen.
In dieser Studie wurde untersucht, ab welcher Größe die statistische Effektstärke Cohen’s d klinisch relevant wird. In einer durch halbstandardisierte Interviews ergänzten Online-Studie wurden den 69 Teilnehmern jeweils vier Szenarien gezeigt, in denen sich Zwillinge in ihren depressiven Beschwerden mit einem d = .5, .8, 1.1 oder 1.4 unterschiedlich stark voneinander unterschieden. Diese Effektstärken wurden durch unterschiedliche Testausprägungen im Depressivitätstest PHQ-9 generiert und lassen sich in Punktunterschiede in den Beschwerdebildern übertragen. Die Beschwerden der Zwillinge wurden jeweils auf Intervallskalen eingeschätzt. Die Zwillinge unterschieden sich zum einen im Ausmaß ihrer Beschwerden, zum anderen entschieden sie sich für unterschiedliche Behandlungsansätze, um Verbesserungen ihrer Beschwerden zu erzielen. Der eine Zwilling wählte eine Psychotherapie, der andere bevorzugte es, zu beobachten und abzuwarten. Eine rmANOVA zeigt, dass die Teilnehmer ab einer Effektstärke von d = .8 verlässlich unterscheiden können, welchem Zwilling es besser geht und in welchem Ausmaß. Diese Effektstärke entspricht einer Punktdifferenz im PHQ-9 von 5 Punkten. Die vorliegende Studie wagt einen ersten Versuch, die klinische Relevanz der Effektstärke Cohen’s d durch subjektive Einschätzungen darzustellen und einen Schwellenwert zu identifizieren. Dieser kann in weiterführender Forschung näher untersucht, optimiert und weiterentwickelt werden.
Network analysis methods have long been used in the social sciences. About 25 years ago, these methods gained popularity in various other domains and many real-world phenomena have been modeled using networks. Well-known examples include (online) social networks, economic networks, web graphs, metabolic networks, infrastructure networks, and many more.
Technological development made it possible to store and process data on a scale not imaginable decades ago — a development that also includes network data. A particular characteristic of network data is that, unlike standard data, the objects of interest, called nodes, have relationships to (possibly all) other objects in the network. Collecting empirical data is often complicated and cumbersome, hence, the observed data are typically incomplete and might also contain other types of errors. Because of the interdependent structure of network data, these errors have a severe impact on network analysis methods.
This cumulative dissertation is about the impact of erroneous network data on centrality measures, which are methods to assess the position of an object, for example a person, with respect to all other objects in a network. Existing studies have shown that even small errors can substantially alter these positions. The impact of errors on centrality measures is typically quantified using a concept called robustness.
The articles included in this dissertation contribute to a better understanding of the robustness of centrality measures in several aspects. It is argued why the robustness needs to be estimated and a new method is proposed. This method allows researchers to estimate the robustness of a centrality measure in a specific network and can be used as a basis for decision making. The relationship between network properties and the robustness of centrality measures is analyzed. Experimental and analytical approaches show that centrality measures are often more robust in networks with a larger average degree. The study of the impact of non-random errors on the robustness suggests that centrality measures are often more robust if missing nodes are more likely to belong to the same community compared to missingness completely at random. For the development of imputation procedures based on machine learning techniques, a process for the evaluation of node embedding methods is proposed.
Due to increased life expectancy, a growing number of retirees are spending more and more time in retirement. Life satisfaction in later life therefore becomes an increasingly important societal issue. Good work ability and health are prerequisites for a self-determined transition to retirement, for example allowing for a continuation of gainful employment beyond retirement age. Such continued employment is one way of dealing with the consequences of a historically unique long retirement phase: a self-determined continued employment can have a positive effect on individual well-being, on societal level relieve the burden on the pension insurance system, and on meso-level provide companies with urgently needed human capital. The self-determination of life circumstances is postulated by Self-Determination Theory (SDT) as a basic psychological need with effects on individual well-being. This dissertation investigates work ability as a concept that supports workers, employers, and societies in the extension of working lives, and how work ability is related to the level of self-determination in the transition to retirement, and ultimately life satisfaction.
In the first study of this dissertation, the Work Ability Survey-R (WAS-R) was translated from English into German and then evaluated regarding its psychometric properties and construct validity. The WAS-R operationalizes work ability as the interplay of personal and organizational resources and thus allows companies to derive targeted interventions to maintain work ability.
In the second study, the WAS-R was examined together with the questionnaire Work-Related Behavior and Experience Pattern (Arbeitsbezogenes Verhaltens- und Erlebensmuster, AVEM) regarding its construct validity. A striking feature of this study was the high number of participants with the answering pattern indicating low work-related ambitions and protection. Persons with this pattern are in danger of entering the risk pattern for burnout in the future. The findings support the validity of the WAS-R.
In the third contribution, two studies examined the experience of control (i.e., autonomy) in the transition to retirement as a mediator between previous work ability, health, and financial well-being, and later life satisfaction in retirement. Control was found to partially mediate the relationship between work ability and later life satisfaction. Different mechanisms on later life satisfaction of work ability and health, and the subjective and objective financial situation were found.
This dissertation contributes to research on and practice with aging workers in two ways: (1) The German translation of the WAS-R is presented as a useful instrument for measuring work ability, assessing individual and organizational aspects and therefore enabling employers to make targeted interventions to maintain and improve work ability, and eventually enable control during later work life, the retirement transition and even old age. (2) This dissertation corroborates the importance of good work ability and health, even in old age, as well as control in these phases of life. Work ability is indirectly related to life satisfaction in the long period of retirement, mediated by a sense of control in the transition to retirement. This emphasizes the importance of the need for control as postulated by the SDT also in the transition to retirement.
Analysis of user behavior
(2020)
Online behaviors analysis consists of extracting patterns from server-logs.
The works presented here were carried out within the “mBook” project which aimed to develop indicators of the quantity and quality of the learning process of pupils from their usage of an eponymous electronic textbook for History. In this thesis, we investigate several models that adopt different points of view on the data. The studied methods are either well established in the field of pattern mining or transferred from other fields of machine learning and data-mining.
We improve the performance of archetypal analysis in large dimensions and apply it to unveil correlations between visibility time of particular objects in the e-textbook and pupils’ motivation. We present next two models based on mixtures of Markov chains. The first extracts users’weekly browsing patterns. The second is designed to process essions at a fine resolution, which is sine qua non to reveal the significance of scrolling behaviors. We also propose a new paradigm for online behaviors analysis that interprets sessions as trajectories within the page-graph. In this respect, we establish a general framework for the study of similarity measures between spatio-temporal trajectories, for which the study of sessions is a particular case. Finally, we construct two centroid-based clustering methods using neural networks and thus lay the foundations for unsupervised behaviors analysis using neural networks.
Keywords: online behaviors analysis, educational data mining, Markov models, archetypal analysis, spatio-temporal trajectories, neural network
Mechanismen der Veränderung personalpolitischer Konstellationen : Ergebnisse von Simulationsstudien
(2020)
Die vorliegende Simulationsstudie befasst sich mit der Etablierung und Veränderung der Personal-politik von Organisationen. Das den Simulationsrechnungen zugrunde liegende Modell beschreibt und erklärt den Einfluss personalpolitischer Kraftfelder auf die personalpolitischen Orientierungen von Organisationen. Berücksichtigt werden dabei die Rückwirkungen, die von der Personalpolitik auf die sie bestimmenden Kräfte ausgehen sowie die Beharrungskräfte, die einer einmal etablier-ten personalpolitischen Konstellation innewohnen. Und schließlich wird den Zufallsprozessen, die das personalpolitische Geschehen wesentlich mitbestimmen, die ihnen gebührende Beachtung ge-schenkt.
Als theoretische Grundlage dient eine erweiterte und auf die Erklärung der Personalpolitik hin aus-gerichtete Version der Anreiz-Beitrags-Theorie, wonach sich, je nach den gegebenen Feldkraft-konstellationen, angepasste Sozialordnungen herausbilden. Die Elemente und Strukturen dieser Sozialordnungen sind aufeinander abgestimmt und stützen sich gegenseitig. Daraus entwickeln sich interne „Bindungskräfte“, die den verschiedenen Sozialordnungen ihre je eigene Stabilität ver-leihen. Die in dieser Theorie thematisierten Zusammenhänge werden in dem Simulationsmodell konkretisiert und in entsprechende Rechenvorschriften transformiert. Damit wird es möglich, den Ablauf und die Wirkung der von der Theorie unterstellten Mechanismen anhand von konkret be-nennbaren Vorgängen zu analysieren.
Der vorliegende Beitrag untersucht den Zusammenhang zwischen den Big Five Persönlich-keitsfaktoren und vier sozialen Teilfähigkeiten Empathie, Kommunikationsfähigkeiten, Koor-dinationsfähigkeiten und Visionsfähigkeiten gemäß dem Modell der gelingenden Interaktion. Außerdem wird untersucht, inwieweit die sozialen Fähigkeiten und die Big Five Persönlich-keitsfaktoren mit dem Berufs- bzw. dem Führungserfolg korrelieren. Als Datenquellen die-nen zwei Online-Befragungen und das Sozioökonomische Panel. Die in diesen Studien ver-wendeten Kurzskalen werden vorgestellt und die deskriptiven Ergebnisse hierzu werden aus-führlich erläutert. Die Zusammenhangsanalysen bestätigen die Ausgangsvermutung, wonach zwischen den sozialen Fähigkeiten, den Persönlichkeitsfaktoren und dem Berufserfolg zum Teil sehr enge Beziehungen bestehen.
Apps für Tinnitusbetroffene - ein multidimensionales Qualitätsrating anhand der Mobile Application Rating Scale
Hintergrund: Repräsentativen Erhebungen zufolge leiden in Deutschland etwa die Hälfte aller Menschen im Laufe ihres Lebens an einer Art von Tinnitus. Ein Tinnitus und die daraus resultierenden Folgen können sich für die Betroffenen in ihrer Lebensqualität und ihrem gesellschaftliche Leben negativ auswirken. Diese Belastungen könnten mitunter durch die Benutzung von Gesundheits-Apps verbessert werden. Das Ziel dieser systematischen Übersichtsarbeit ist, die Qualität, Inhalte und Potenziale von deutsch- und englischsprachigen Apps für die Anwendung bei Tinnitus zu untersuchen.
Methode: Der deutsche Google Play- und Apple-Store wurden systematisch nach Apps durchsucht, welche sich konkret mit der Thematik von Tinnitus beschäftigen. Die Apps wurden nach bestimmten Ausschlusskriterien herausgefiltert, verglichen und mit Hilfe eines Qualitätsratings zur Einschätzung der Qualität von Apps, der MARS (Mobile Application Rating Scale) von zwei unabhängigen GutachterInnen bewertet. Im Anschluss wurden die Ergebnisse der Qualitätsbewertung verglichen und evaluiert. Der Fokus dieser Arbeit liegt auf dem Qualitätsrating, während die parallele Arbeit auf die Therapieelemente eingehender behandelt wird Ergebnisse: Von 1040 identifizierten Apps wurden 23 Apps in die Studie eingeschlossen. Inhaltlich reichten diese Apps von der Diagnostik des Tinnitus bis zu Apps zur Behandlung mit Geräuschen oder mit Entspannungsverfahren hin zu Interventionsapps mit Neuromodulation. Die Apps wiesen eine mittlere Gesamtqualität von M = 3,23 auf. Drei Apps zeigten überdurchschnittlich gute Werte (M = 4,18 bis M = 1 4,30). Zu keiner der eingeschlossenen Apps konnte eine Wirksamkeitsstudie gefunden werden.
Schlussfolgerungen: Deutschsprachige Tinnitus-Apps weisen insbesondere im
Google Play-Store qualitative Mängel auf. Es fehlen Wirksamkeitsstudien zum potenziellen Nutzen und den Risiken der Apps. Dementsprechend kann der Einsatz in der klinischen Praxis nur unter Vorbehalt empfohlen werden. Ein Gütesiegel für getestete Apps im Rahmen von Wirksamkeitsstudien, welche die Anwendung in der klinischen Praxis empfehlen, könnte NutzerInnen vor Fehlinformationen und unerwünschten Effekten der Nutzung von Tinnitus-Apps schützen.
The currently widespread agricultural practices have been increasingly criticised in recent years. They are especially criticised for being unsustainable on an ecological, economic and social level (compare Kalfagianni & Skordili, 2019). Recent developments in the global food system lead to a lack of transparency and unethical practices with negative impacts on human health and the environment from the consumer’s perspective (Wellner & Theuvsen, 2017, p. 235) and to pressure of modernisation and intensification processes from the producer’s perspective. This results in fear for farmers’ existences (Boddenberg et al., 2017, p. 126) and leads to an increased vulnerability of the current food system (Kalfagianni & Skordili, 2019, pp. 3–4). It endangers long-term reliable food provisions and therefore calls for a change of supply and production practices.
In der Auseinandersetzung mit gesellschaftlichen Normen und für die Untersuchung der darin impliziten normativen Strukturen stellt Humor eine aufschlussreiche Quelle dar. Witze, humorvolle Darstellungen und Comedy sind dabei nützliche Instrumente, um jene Normen aufzudecken und ihre oftmals arbiträren und zum Teil unterdrückenden Ideologien zu entlarven. „Humor can disrupt ideas of what is ‚normal‘ and encourage people to question their assumptions.“2, erklärt die
Kulturwissenschaftlerin Janet Bing. Laut der Linguistin Helga Kotthoff ist eine Analyse von expliziten Beispielen, in denen Humor praktiziert wird, ein aussagekräftiges Mittel, um Verständnis über Identitätskonstrukte zu erlangen, die innerhalb normativer Gesellschaftsstrukturen verhandelt werden: „Studies of humor in interaction can help us trace how ‚identities in interaction‘ are
formed. For example, they can show how people negotiate and confirm specific gender identities in their humor.“3 Stand-up Comedy beispielsweise kann repräsentativ dafür sein, wie durch Humor Genderidentitäten verhandelt werden. Diesem Ansatz soll in der vorliegenden Arbeit am Beispiel von Hannah Gadsbys Stand-up Comedy-Show Nanette nachgegangen werden. In der Analyse von Nanette soll gezeigt werden, wie Gadsby die Erwartungen des Publikums an diese Unterhaltungsform unterläuft, gängige Methoden des Genres dekonstruiert und an zahlreichen Stellen explizit feministische Gesellschaftskritik formuliert.
When presidents try to expand their tenure in office, are protesting social movements, or even youth movements, able to stop them from candidating unconstitutionally and thus to prevent a democratic backslide? So far, the literature on term bids by presidents tends to focus on the institutional arrangements to hinder such term bids in the first place, on presidential strategies to circumvent the constitutional law, or on counteractions of political elites. Mobilizations against such attempts by presidents to run for office again, after reaching the end of their last allowed term, are often solely included as “pressures from below”. To address these shortcomings, this dissertation explores the issue of term amendment struggles through the lenses of contentious politics systematically combined with insights of revolution theories and democratization studies. Its conceptual perspective therefore lies on the interactions of actors and their constellations to each other as well as to institutions. The author deduces three diverse pathways to promote institutional change and prevent democratic backslidings – through political elites, (political) allies, and security forces. By selecting two cases that are most similar in terms of institutions and youth movements at the forefront, Senegal (2011-12) and Burkina Faso (2013-14), this analysis offers insight in the divergence of the struggles and their outcome. Because in both cases, the announcement of the presidents to run for another term in office led to broad mobilization led by youth movements against such tenure amendments, the political system in general and socioeconomic inequalities - but with diverging results. In Burkina Faso, Blaise Compaoré eventually resigned while Abdoulaye Wade in Senegal candidated again, legitimized by the Constitutional Court. Based on extensive fieldwork, including interviews with movement leaders and their allies, as well as a comprehensive media analysis and the SCAD databank for the analysis of protest events, the author differentiates and reconstructs the various phases of the conflict. The results of the dissertation point at two dimensions most relevant to comprehend the dissimilar pathways the struggles took – the reach of mobilization and, closely interlinked to the first, the refusal of soldiers to obey orders. It shows further that these differences go back to the respective history of each country, its former protest waves, and political culture. Although both presidents faced mass mobilization against their unconstitutional candidature, only in Burkina Faso it eventually led to an ungovernable situation. The dissertation concludes by reflecting on lessons learned for future democratic backslidings by presidents to come and avenues for future research – and thus offers fruitful insights not only for academics but for those who aim to save democratic norms and institutions.