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The ethical apparatus: The material-discursive shaping of ethics, autonomy, and the driverless car
(2023)
This research argues that the emergent driverless car, as a kind of autonomous vehicle, is a Foucault-ian ‘ethical apparatus’, working as an epistemic device to materially embody and enable discursive power by generating notions of ‘autonomy’ and ‘ethical decision-making’. The ethical implications of AI, algorithmic, and autonomous technologies are topics of current regulatory and academic concern. This concern relates to the lack of meaningful oversight of black boxes inside AI systems, liabilities for manufacturers, and inadequate frameworks to hold AI-based socio-technical systems to account.
One recent artefact, the driverless car, has taken on these concerns quite literally in the shaping of a niche discourse of the ‘ethics of autonomous driving’. Ambitions to produce a fully autonomous vehicle based on AI technologies are constrained by speculative concerns that its decision-making in unexpected accident situations cannot be assumed to protect humans. ‘The ethics of autonomous driving’ evaluates proposals to build ‘ethical machines’ by examining the relationship between structures of human values and moral decision-making, and how they comport to computational architectures for decision-making.
This is the first case this work takes up, chiefly organised around an analysis of a thought experiment, the Trolley Problem, and the online game, Moral Machine, that crowdsourced values to suggest approaches to an ‘ethics of autonomous driving’. Rather than evaluate the feasibility or appropriateness of these two approaches, this work attends to the more critical issue that ethics is being proposed in terms of technologies turning on the logics of risk, speculation, and probabilistic correlations that are fundamental to how machine learning makes decisions. The concern in this work is less a normative framework or approach for a better or more appropriate ethics of autonomous driving. Rather, this work argues that what we understand as ‘the ethical’ is being transformed when architected by, through, and for AI/autonomous technologies to become their own regulators.
Hence the production of autonomous driving necessitates computational infrastructures that are creating a world legible to and for the navigation of a driverless car. I argue that this is fostering computational governance that has implications for human bodies and social relations, chiefly that conventional approaches to regulation and accountability attend to human values and decision-making rather than computational ones.
A second case that this research examines is that of driverless car crashes, to examine how ‘autonomous’ driving requires substantial embodied human knowledge and micro-work. Taken together, these two cases - the ethics of autonomous driving, and crashes - make an argument for how myriad practices of knowledge-production are translating the human world into something legible to the navigational needs of the car, producing changes in the human world through the actions of the car on that basis, and advancing notions of ‘autonomy’. This work concludes with arguments for a critical reconceptualisation of ethics and ethical decision-making in AI/autonomous systems.
Companies are invited to contribute to the United Nations’ 17 Sustainable Development Goals (SDGs) and sustainability management accounting (SMA) has an important role to play in achieving them. However, if companies are to address the SDGs and linkages beyond organizational boundaries, SMA needs a broader scope than is conventionally assumed. Therefore, I advance a multi-level framework that addresses context, action-formation, and transformative contributions (CAT) in the following directions: first, an innovative systematic method that allows screening company-related SDGs and assessing corporate contributions to selected SDGs is introduced; second, management control systems are integrated to support managers in guiding employee behavior to make contributions to the SDGs; and, third, self-reinforcing mechanisms of the path-dependence theory are incorporated to serve as a guide to identifying barriers to individuals and groups becoming involved in SMA. This advanced CAT framework contributes to corporate practice and research by providing a multilevel framework that offers concrete management guidance for SMA to address the SDGs. It also facilitates analysis of both enabling and inhibiting factors at the organizational level. The advanced CAT framework has several implications for SMA: it promotes backcasting from the SDGs for benchmarking purposes, integrates different social, environmental, and economic issues, facilitates future-oriented action and transformation planning, addresses different layers such as the company as well as individuals and groups within it and enables to identify barriers hindering individuals and groups from becoming involved in SMA.
This dissertation deals with the increasingly recognized role of incumbent firms in advancing sustainability-oriented industry transitions. Incumbent firms are understood as firms-in-industries, which are embedded in established market structures and thereby contrast new entrant firms. The purpose of this research is twofold. First, to provide empirical evidence of barriers to and success factors of incumbent-driven industry transitions. Second, to unify hitherto dispersed descriptions of transition-related firm behaviour in a new understanding of incumbent firms in industry transitions. To this end, theoretical concepts are discussed and extended on the basis of different empirical studies in the German meat industry. The meat industry serves as suitable research setting due to its diverse sustainability challenges, ranging from climate change and pollution to animal welfare and public health, as well as its current developments towards sustainable protein alternatives. The meat context also offers opportunities to delve into individual-level processes influencing transition-related behaviour. The main contribution of this dissertation is a Multi Embeddedness Framework (MEF) that details processes and outcomes of integrated incumbent firm behaviour, including passive, reactive and proactive behaviors. The framework acknowledges the diversity in incumbent firm behaviors within industries and firms and provides new insights into transition-related behaviors at firm and individual level. With regard to the latter, the potential of learning about and from innovative start-up firms as well as shared sensemaking processes are discussed. The contents of this dissertation provide valuable contributions to the transition literature as well as important management implications with regard to the stimulation and promotion of proactive behaviors
One of the key challenges of our era is to halt biodiversity loss and foster the sustainable use of nature. The Sustainable Development Goals (SDGs) recognize the importance of the inextricable link between social and ecological systems and human quality of life (QoL) and biodiversity. Therefore, understanding the feedback and interactions between biodiversity, nature’s contributions to people (NCP), and QoL plays a central role in advancing toward sustainability. In this context, the social-ecological systems (SES) approach has advanced on the subject, particularly in recent decades; however, much remains to be done to comprehensively understand these relationships and interactions, especially at local decision-making scales. In this thesis, through the lenses of the SES approach, I investigate connections between biodiversity, NCP, and QoL in a tropical dry forest (TDF) on the Western coast of Mexico. This place is one of the best-known Neotropical TDF and has been the focus of SES research in the past 20 years, making it an excellent case study for exploring these connections.
First, to approach the need for dialogue among different global and local scales and between global and local frameworks, the thesis identifies five key components of the SES dynamics-(1) ecological supply, (2) co-production of NCP, (3) management, (4) demand, and (5) benefits- and three local decision-making scales of analysis- individual plot, smallholder, and land tenure or governance units. A literature review was performed on the social-ecological indicators for the last 11 years in the Chamela-Cuixmala region to operationalize this framework. The representability of the framework shows that research has emphasized the components of NCP co-production (42% of indicators) and SES management (21%). By analyzing SES dynamics through this new framework, we can support the monitoring of NCP and potentially detect regime shifts or radical changes before they happen. The framework is simultaneously context-specific and operationable across global contexts, providing an opportunity to inform discussions on global sustainability from local contexts.
Second, this thesis uses social-ecological information to identify social-ecological systems units (SESU) spatially explicitly. A methodology was provided to spatially identify the components of social-ecological systems that environmental conditions and management practices have shaped at three previously stated relevant decision-making scales: plots owned by individuals, plot owners, and governance units. To do so, we identified and characterized: (1) ecological clusters (EC), (2) social-management clusters (SC), and (3) SESU in a TDF in western Mexico. Our findings suggested that decision-makers (ejidatarios, i.e., type of ownership (related to agrarian reform), that in most cases the land allocated is small-smallholders-) are bounded by the topographical characteristics and the public policies that determine communal (or private) governance and the number of resources available to them. The methodology can be applied to other contexts and nested decision-making scales. The spatial identification of these interdependencies is critical for landscape planning since it can contribute to reconciling productive activities and biodiversity conservation.
Finally, the thesis examines the self-perceived QoL across the different SESU, finding 48 QoL items, which were grouped into six categories: 1) social capital, 2) economic capital, 3) agency, 4) nature, 5) peasant non-work activities, and 6) government and services; and two additional dimensions referred to obstacles and enablers of QoL. We found that the more land cover transformation, the more enablers, and obstacles of QoL are identified; emphasis was put on economic capital to achieve QoL. As management is intensified and governance fosters individualism across SES, the higher the Current Welfare Index, and the lower the self-perceived material and non-material satisfaction. We discuss the need for governance structures promoting smallholders´ worldviews that move beyond utilitarianism and foster commons. The social-ecological systems approach employed throughout this dissertation contributed towards crosscutting insights; the testing of new frameworks and methodologies represent important steps towards unraveling the connections between biodiversity, NCP, and QoL and contributes to achieving sustainable scenarios such as the ones proposed by the SDGs.
Environmental governance beyond borders: Governing telecoupled systems towards sustainability
(2023)
Globalization has increased the speed, volume and spatial scale of global flows of people, information, finance, goods and services. Economic globalization is closely linked to the globalization of environmental problems, with the underlying causes and directly visible effects of environmental problems becoming increasingly geographically dispersed. For example, the products consumed in one place can have negative environmental effects in distal places of production. This poses challenges to territorially-based governance systems. Governments do not have legal authority to regulate environmental problems in other jurisdictions, even if their own policies or actions of domestic companies contribute to these problems. Likewise, companies face challenges with overseeing and governing the environmental effects that occur along their supply chains. Nevertheless, state and non-state actors increasingly aim to govern environmental problems outside their jurisdictional and organizational boundaries that arise from long-distance interactions between social-ecological systems – so-called telecoupled systems.
This doctoral dissertation analyses the environmental governance of long-distance social-ecological interactions in telecoupled systems in two issue domains: global commodity chains and infrastructure projects as part of China’s Belt and Road Initiative (BRI). Although both domains involve different governance actors, institutions and processes, they both concern the question of how the involved actors develop governance structures and institutional responses to telecoupling. This dissertation aims to contribute to a deeper understanding of how to govern environmental problems that are associated with global flows. Since many multilateral environmental governance initiatives have not yet produced the desired solutions to global problems, particular attention is directed at unilateral state-led governance approaches. This dissertation addresses the questions of (1) how to achieve a spatial fit between the scale of telecoupled systems and the scale of governance institutions, (2) how governance actors exercise agency in governing telecoupled systems, and (3) how state actors can govern the domestic and foreign environmental effects of telecoupled flows. This dissertation draws upon, and contributes to, two fields of research: research on telecoupling and research on global environmental governance.
The results show that creating a spatial fit in the governance of global commodity flows is challenging because boundary and resolution mismatches can emerge. Boundary mismatches denote situations where social-ecological problems transcend established jurisdictional boundaries, whereas resolution mismatches refer to governance institutions that have too coarse a spatial resolution to allow them to address the specific aspects of social-ecological problems effectively. No single governance institution is likely to avoid all mismatches, which highlights the need to align multiple governance approaches to effectively govern telecoupled systems.
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Telecoupled flows are often governed at places where they originate and places where they arrive for processing, final consumption, or investment. If governance in the jurisdiction experiencing the environmental issue is weak, external governance actors can aim to fill this governance gap by introducing due diligence legislation and by promoting sustainability standards in international (trade) relations. State actors often rely on the actions of non-state actors to govern beyond jurisdictional borders. Despite efforts to govern environmental outcomes in distant jurisdictions, it is important to recognize the agency of governments that experience the direct environmental effects of telecoupling. They have great leverage to steer telecoupled systems towards sustainability through the formulation, implementation, monitoring and enforcement of stringent regulatory frameworks, in the context of both commodity supply chains and BRI projects.
The findings of this dissertation are relevant for scholars and policy makers interested in what can be termed external environmental governance, which refers to the governance structures and institutions to shape environmental outcomes outside the borders of a given jurisdiction. This dissertation sets
Depressive disorders are highly prevalent mental disorders associated with an enormous individual and societal burden. The efficacy of both; treatment and prevention of depression have been meta-analytically demonstrated. Over the past two decades, an increasing number of internet-based interventions for depression has been developed and their efficacy was also metaanalytically shown. However, the uptake of such interventions – despite all the suggested advantages of internet-based interventions – is still rather low. The stigma still associated with “depression” may be one major barrier also to internet-based interventions. To overcome this barrier and potentially increase uptake, the paradigm of indirect interventions has been proposed recently. Indirect interventions primarily address common mental health problems, which are presumed to be less stigmatizing, and are suggested to reduce depressive symptoms indirectly. Targeting common mental health problems that are transdiagnostic risk factors for depression and other mental disorders – such as stress or repetitive negative thinking – seems especially promising.
This dissertation evaluated the efficacy of three different internet-based interventions that can be regarded as indirect interventions to reduce depression since they primarily targeted risk factors for depression. For this purpose three registered randomized controlled trials were conducted. In addition to assessing the efficacy of the interventions regarding the primary outcomes, the efficacy to reduce depression and further secondary outcomes was studied. In Study I (N = 200) the efficacy of an internet-based stress management intervention (iSMI), which was adapted and tailored to career starting teachers, was compared to a waitlist control group (WLG). The participants of the intervention group (IG) reported significant reductions on the primary outcome perceived stress at post-intervention (T2), ΔWLG-IG = 3.5, d = 0.52, 95% CI [0.24, 0.80], and threemonth follow-up (3-MFU), d = 0.49, 95% CI [0.21, 0.77]. Furthermore, it was shown that the intervention indirectly also reduced depression at T2, d = 0.66, 95% CI [0.38, 0.94], and 3-MFU, d = 0.47, 95% CI [0.19, 0.75], nad produced significant clinically meaningful reductions of depression with a number needed to treat (NNT) of 3.9 at T2. The effects were sustained at an extended 6-MFU. Besides efficacy, the feasibility to complement the iSMI with a newly developnedte rinet-based classroom management training was shown. Moreover, mediation analyses corroborated the role of problem- and emotion-focused coping skills in the intervention’s effect on stress and the indirect effect of the intervention on depression through stress.
Study II (N = 262) demonstrated the efficacy of an internet- and app-based gratitude intervention on the reduction of primary assessed repetitive negative thoughts at T2, ΔWLG-IG = 6.6, d = 0.61, 95% CI [0.36, 0.86], and 3-MFU, d = 0.75, 95% CI [0.50, 1.00], as compared to a WLG. The participants of the IG also reported significantly reduced depressive symptoms at T2, d = 0.38, 95% CI [0.13, 0.62], and 3-MFU, d = 0.40, 95% CI [0.15, 0.64], with significant clinically meaningful effects with an NNT of 4.3 at T2. The effects were sustained at an extended 6-MFU. Besides efficacy, mediation analyses showed that repetitive negative thinking mediated the gratitude intervention’s effect on depression.
Finally, Study III N( = 351) showed that an interneta-sbed intervention, tackling worries at the beginning of the COVID-19 pandemic, was effective as compared to an active mental health advice group. At T2, two weeks after randomization, the IG reported significantly reduecveedl sl on the primary outcome worry as compared to controΔlsW, LG-IG = 5.0, d = 0.38, 95% CI [0.17, 0.59]. Participants of the IG also reported significantly reduced levels of depression at T2, d = 0.47, 95% CI [0.26, 0.68], with significant clinically meaningful reductions with an NNT of 3.6. The extended follow-ups in the IG indicated that the improvements from baseline were sustained until the 2-MFU and the 6-MFU. In a mediation analysis, worry was shown to mediate the intervention’s effect on depression.
Across all three studies a reliable deterioration of depression was occasionally observed ranging from 3% to 5% in the IGs and from 5% to 12% in the control groups at T2. In summary, the studies in this dissertation demonstrated the efficacy of various indirect interventions focusing on rather common psychological problems to indirectly reduce depressive symptoms. The extent to which depression severity could be reduced is comparable to reductions found within participants with comparable baseline depression severity, in internetbased interventions directly addressing depressive symptoms. Indirect interventions are suggested to increase the uptake of interventions that reduce depressive symptoms, since they might be perceived as less stigmatizing and might broaden the range of interventions to choose from. Future research needs to compare indirect interventions for depression with direct interventions in head-to-head studies regarding uptake, efficacy and potential harmful effects. The indirect interventions examined in this dissertation could then complement the existing range of care for depression and thereby contribute to a reduction of the treatment gap and the burden of disease associated with depression.
The research described in this dissertation focuses on developing a process to remove oligomers and suppress their formation by intercepting the aging procedure's precursors using adsorbents when biodiesel and its blends are used as fuel. There has been the search for various energy sources due to the increasing awareness of the depletion of fossil fuel resources, environmental issues, and more urgently is the need to mitigate climate change. Biodiesel has become more attractive in recent times (Daming et al. 2012, Abdullah et al., 2007) as an alternative fuel. Biodiesel, a methyl ester of vegetable oil, is a renewable, low environmental impact, green alternative fuel for diesel engines (EU Regulation, 2012, Ghosh and Dutta, 2012). In addition to its renewable status, biodiesel, compared to fossil fuel, has advantages such as its biodegradability, reduced exhaust emissions, higher cetane number, lubricity, and safer distribution and storage due to its higher flash point (Pereira et al. 2015, Monyem and Van Gerpen, 2001). Biodiesel fuel is chemically fatty acid methyl ester (FAME) derived from different plant oils. It varies slightly in molecular structures due to the degree of unsaturation of the fatty acids in the different sources compared to conventional diesel fuel (Pereira et al. 2015, 2013, Sharma and Singh, 2009). Biodiesel fuels contain significant amounts of esters of oleic, linoleic, or linolenic acids, which influence their oxidative stability. A small percentage of more highly unsaturated fatty compounds have a disproportionately strong effect in reducing oxidation stability and promoting oligomers formation. The oxidation products of the biodiesel in the engine sump influence the degradation of the lubrication oil.
In past digital health interventions, an issue has been that participants drop out over time which is referred to as the ”law of attrition” (Eysenbach, 2005). Based on this, we propose that though initially, participants respond to the intervention, there is a hypothesized second diminishing e↵ect of an intervention. However, we suggest that on top, there is a third e↵ect. Independent of the individual notification or nudge, people could build the knowledge, skills and practice needed to independently engage in the behavior themselves (schraefel and Hekler, 2020). Using behavioral theory and inspired by prior animal computational models of behavior, we propose a dynamical computational model to allow for a separation of intervention and internalization. It is targeted towards the specific case of the HeartSteps intervention that could not explain a diminishing immediate effect of the intervention, second hypothesized e↵ect, while a person’s overall steps remained constant, third e↵ect (Klasnja et al., 2019). We incorporate a habituation mechanism from learning theory that can account for the immediate diminishing e↵ect. At the same time, a reinforcement mechanism allows participants to internalize the message and engage in behavior independently. The simulation shows the importance of a participant’s responsiveness to the intervention and a sufficient recovery period after each notification. To estimate the model, we use data from the HeartSteps intervention (Klasnja et al., 2019; Liao et al., 2020), a just-in-time adaptive intervention that sent two to five walking suggestions per day. We run a Bayesian estimation with Stan in R. Additional validation tests are needed to estimate the accuracy of the model for di↵erent individuals. It could however serve as a template for future just-intime adaptive interventions due to its generic structure. In addition, this model is of high practical relevance as its derived dynamics can be used to improve future walking suggestions and ultimately optimize notification-based digital health interventions.
Given the complex, dynamic, and urgent problems that sustainability science addresses, research approaches are required that not only improve the understanding of sustainability challenges, but also to support action for sustainable development. In this context, transdisciplinary research has established as an approach that aims not only to generate new knowledge, but also to promote the societal relevance and application of research findings through direct collaboration of scientists and societal stakeholders from different fields in integrative research processes. Despite its increasing prevalence in the field, there remains a gap between theoretical ideal-typical models of transdisciplinary research and its actual application within sustainability science. While scholars generally agree that transdisciplinary research is societally effective, there is scattered and partly conflicting evidence on which aspects of transdisciplinary research foster societal impact. Moreover, the extent to which transdisciplinary research contributes to scientific progress is largely unexplored.
This thesis aims to contribute to a better understanding of the actual implementation of transdisciplinary research in sustainability science. Following three aims, this work likes to (1.) contribute to the measurability of transdisciplinary research processes as well as their societal and academic outputs and impacts, to (2.) demarcate transdisciplinary research from other modes of research in sustainability science and to (3.) identify and examine the determinants that shape the contribution of transdisciplinary research to societal action for sustainable development and to scientific knowledge production.
To serve these aims a mixed methods approach is applied that combines strong quantitative elements with in-depth qualitative analyses that integrate the perspectives of practitioners. This thesis provides a broad set of indicators to describe and assess transdisciplinary research that translate theoretical concepts form transdisciplinarity theory into observable variables. The indicators offer a holistic perspective on transdisciplinary research by representing research mode characteristics, societal as well as scientific outcomes of research projects and their specific context.
To theoretically demarcate transdisciplinary research from other forms of research, a narrative literature review first elaborates the differences between ‘normal science’, political use of scientific knowledge and transdisciplinarity in their underlying logics of problem definition, knowledge production and research utilization. Subsequently, these concepts were compared with perspectives and expectations of practitioners in the forest sector on integrative research settings, showing that practitioner perspectives align the most with conceptualizations of political use of scientific knowledge.
Moreover, a cluster analysis of data from 59 research projects identified five research modes that empirically demarcate ideal-typical transdisciplinary research from other research modes within sustainability science: (1) purely academic research, (2.) practice consultation, (3.) selective practitioner involvement, (4.) ideal-typical transdisciplinary research and (5.) practice-oriented research. Based on this finding, transdisciplinary research can be characterized as an intensive, but balanced involvement of practitioners. It incorporates not only the needs and goals of the practitioners but also their norms and values. Ideal-typical transdisciplinary research goes beyond mere consultatory research approaches and must be distinguished from what is conceptualized as applied research.
Regression analysis of 81 research projects and statistical group comparisons of the five research mode clusters show that societal and academic outputs and impacts vary with specific project characteristics and combinations of project characteristics defined as research modes. The findings indicate that more interactive research modes reach more societal impacts. In particular, the involvement of practitioners in early project phases and the targeted dissemination of the research results positively affect societal impacts. This finding also aligns with practitioner expectations on integrative research and research utilization, provided by qualitative analysis. Moreover, the quantitative results show that scientific outputs and impacts decrease with the intensity of interactions, indicating a trade-off between societal and scientific outcomes and impacts.
Overall, the empirical results of this thesis support the claimed effectiveness of transdisciplinary research in providing societally relevant, applicable knowledge and encourage further funding of transdisciplinary research by funding agencies. The relationships discovered in this study between research mode characteristics and societal as well as academic outputs and impacts can help researchers design and reflect on their research and can inform funding agencies in the design of project calls and research programs. However, the observed lower academic outputs and impacts of more integrative research modes raise the question of how to further strengthen the systematic documentation and accessibility of the results of transdisciplinary sustainability research. Additionally, the observed trade-off between societal and academic impacts of transdisciplinary research highlights the need for strategies to mediate between the dual aim of transdisciplinary research to contribute to societal problem solving and scientific knowledge production.
Keywords: transdisciplinarity, sustainability science, transdisciplinary research, societal impact, scientific impact, research mode, research evaluation
The computational analysis and the optimization of transport and mixing processes in fluid flows are of ongoing scientific interest. Transfer operator methods are powerful tools for the study of these processes in dynamical systems. The focus in this context has been mostly on closed dynamical systems and the main applications have been geophysical flows.
In this thesis, we consider transport and mixing in closed flow systems and in open flow systems that mimic technical mixing devices. Via transfer operator methods, we study the coherent behavior in closed example systems including a turbulent Rayleigh-Bénard convection flow and consider the finite-time mixing of two fluids. We extend the transfer operator framework to specific open flows. In particular, we study time-periodic open flow systems with constant inflow and outflow of fluid particles and consider several example systems. In this case, the transfer operator is represented by a transition matrix of a time-homogeneous absorbing Markov chain restricted to finite transient states. The chaotic saddle and its stable and unstable manifolds organize the transport processes in open systems. We extract these structures directly from leading eigenvectors of the transition matrix. For a constant source of two fluids in different colors, the mass distribution in the mixer and its outlet region converges to an invariant mixing pattern. In parameter studies, we quantify the degree of mixing of the resulting patterns by several mixing measures. More recently, network-based methods that construct graphs on trajectories of fluid particles have been developed to study coherent behavior in fluid flow. We use a method based on diffusion maps to extract organizing structures in open example systems directly from trajectories of fluid particles and extend this method to describe the mixing of two types of fluids.
In this chapter, we aim to present how shame, vulnerability, self-care and community care interrelate to one another and how they help build the necessary foundation for mutual care in interdependent communities, and thus for community-supported projects (CSX). Furthermore, we argue that by looking at the role of shame and vulnerability within our personal life, as we simultaneously learn to take care of ourselves, we then lay a solid foundation for learning how to support others. We then suggest that at the birthplace between healthy sustainable self-care and community care, people and communities are able to shift from a hyper-individualized lifestyle (isolation, disconnection) to a more collective community-centered approach (belonging and connection) that finally creates the perfect recipe for the creation of CSX Projects and a more inclusive and kinder economy for all.
In this framework the editor describes the intention, background and structure of the publication "Community Supported Economy - CSX - New entrepreneurial narratives in words, deeds, and pictures". In addition, this chapter introduces the readers to the concept of community-supported economy (CSX) and opens the space for their own reflection.
How can CSX be applied to different industries in the cultural field? The following three subchapters discuss general problems of the cultural sector (the past), current practice examples of CSX (the present) and visions about new possibilities in this sector (the future), envisioning the progress of the sector through the implementation of CSX as an alternative economic model. This chapter explores this by using creative writing styles. While all the characters are fictional, the characterizations and the outline of the story draw from our scientific research. Our main protagonist is Quinn who studies Cultural Studies, is a volunteer in several cultural initiatives and works at a podcast studio. Planning to be done
with the Master's program in about a year, questions about possibilities of a future employment in the cultural sector are becoming more present for Quinn and their fellow students.
The concept of CSX allows us to envision how the idea of collaborative problem-solving and non-competitive change-making could be brought to life. The participation at the CSX meets Lüneburg event fueled the vision to find out more about how the CSX framework could be transferable and applicable to the consulting industry and sustainability consulting in particular. The encouraging kick-off led to the research question of: “Can sustainability consulting better fulfill its purpose in a CSX context as opposed to the conventional way?” The aims connected to this research question were to determine the status quo of community-supported approaches in sustainability consulting and to increase the visibility of existing organisations. Goals were also to find out how community-based work can lead to fruitful results in sustainability consulting. This was ought to be done by assessing the embodiment of CSX aspects in existing examples from practice.
This chapter is structured into two sub chapters, studied and written by two research-groups, titled: (1) Tales of Challenge (2) Tales of Success. The chapter concludes with a common summary of all findings. In both sub chapters the same approach was applied. Semi-structured interviews were conducted and analyzed according to Mayring (2000) to collect perspectives from practice and research. Some interviews were conducted by each research group separately and some together. Also, a method inspired by Photovoice was used to gain a deeper understanding of specific challenges and drivers in the respective projects. Inspired by the Photovoice method (Wang and Burris, 1997), interviewees were asked to share a picture and short description answering a question posed by the researchers to gain a deeper understanding of specific challenges and drivers in the respective projects. Our shared main character, Joice, will keep popping up during this chapter to share her experience.
Community Supported Economy – CSX – New entrepreneurial narratives in words, deeds, and pictures
(2023)
This book is the result of committed individuals coming together around a shared interest: community-supported (CS) entrepreneurial narratives – existing ones and those which want to be told from now onwards.
While each chapter, i.e. author collective tells different stories, what they have in common is the finding that so-called “alternatives” or solutions do not necessarily need to be invented but to be seen and experienced.
This book is an invitation to learn from practice – to learn from the emerging future – and imagine and feel into new narratives. May this book be useful to both: those of you who first get in touch with the concept of community-supported economy (CSX); and the entrepreneurs among you who want to take ‘economy’ literally. ‘Oikonomia’ originally means household management. Therefore, economy is actually an act of caretaking. Let us do take care of what lies in our hands, e.g. the transformation of economic systems, hence the way we relate to each other.
Climate change presents a major sustainability challenge to coastal social-ecological systems (SES). The integration of climate change adaptation into processes or structures for coastal governance, however, has been described as challenging. Resilience presents a suitable concept to approach this problem, as it facilitates bridging between the natural and social sciences, as well as between science and policy in an inter- and trans-disciplinary approach. The Intergovernmental Panel on Climate Change also makes use of the concept of resilience and confirms that recent literature increasingly suggests that transformative changes in SES are required to enhance their resilience to climate change. Yet, knowledge gaps still exist on how to enable effective coastal governance to enhance the climate resilience of coastal SES. To address this problem, the importance of actionable knowledge is growing in climate change adaptation, environmental governance, and broader sustainability research. Actionable knowledge refers to knowledge that contributes to solving societal problems and points to actions and processes of change. One way of generating actionable knowledge is the co-production of knowledge with societal stakeholders. Yet, knowledge gaps exist in what methods and approaches may contribute to generating actionable knowledge and what obstacles to knowledge co-production exist especially for early-career researchers (ECRs).
This dissertation contributes to research on generating actionable knowledge for coastal governance to enhance the resilience of coastal SES to climate change. It does this by providing theoretical, methodological and empirical insights on three research questions (RQs), laid out in Chapter I. These are: 1) what is a more actionable concept for applying the concept of resilience in coastal governance?; 2) what methods and approaches are suitable to generate actionable knowledge for coastal governance?; and 3) what obstacles to knowledge co-production exist for ECRs and how can they be overcome? The RQs are addressed in five publications, each presenting one chapter of this dissertation. For answering RQ1, Chapter II applies a research synthesis to bring together common themes and challenges documented in resilience, climate change and environmental governance literature. For answering RQ2, in Chapter III-V different methods and approaches for generating actionable knowledge are proposed and tested using a case-study in the SES of Algoa Bay, South Africa. These include i) the analysis of stakeholder agency as an indicator of the ability of stakeholders to act in governance processes; ii) the application of a stakeholder analysis to gain an improved understanding of the current degree of knowledge exchange for climate change adaptation; and iii) the combination of a capital approach framework, and fuzzy cognitive mapping, which shed light on the governance performance for climate change adaptation and on leverage points that can enhance climate resilience. Finally, for answering RQ3, Chapter VI provides a perspective on the obstacles that especially ECRs face, and actions that are needed to create the conditions under which knowledge co-production processes can be successful. This is done by applying a multi-method approach combining an online survey and workshop targeted at ECRs in the marine sciences.
Key findings suggest that system and transformative knowledge are particularly important when applying the concept of resilience in coastal governance to generate actionable knowledge. The different methods and approaches that are proposed and tested contribute to generating both system and transformative knowledge. Firstly, they provide an overview of the capacities of different stakeholders to act, shed light on current collaboration and knowledge exchange, and enable the identification of different governance processes for coastal governance and climate change adaptation (system knowledge). Secondly, results have implications for how to improve knowledge exchange and identify leverage points that can enhance overall governance performance, thus providing recommendations on actions and processes that can enhance climate resilience in the case-study area (transformative knowledge). It is also highlighted how knowledge co-production can contribute to generating system and transformative knowledge together with stakeholders, and what actions are needed to build the capacities to translate knowledge into action. Additionally, the findings of this dissertation put forward actions that are needed at different organisational levels of the academic system to facilitate knowledge co-production processes with stakeholders involved in coastal governance.
The results of this dissertation have implications for stakeholders and decision-making in the case-study area, as well as for environmental governance, climate change adaptation and broader sustainability research. Implications for stakeholders include recommendations for implementing formal commitments to share climate information across levels and sectors, establishing the role of information providers in the municipality, and reinforcing human capital within the local municipality in Algoa Bay. It also requires more support from the provincial government, such as addressing funding issues, offering training focusing on stakeholders with lower agency and capacities, and improving the overall availability and accessibility of climate information, as well as the priority given to climate change in the Integrated Development Plan. Findings also suggest the need for a more integrated approach to climate change adaptation in coastal planning and management frameworks. It also suggests that the conservation of environmental assets presents an important bottleneck for resilience management and needs to be further prioritised within decision-making. Implications for research include the applicability of methods beyond the context of this dissertation; a more actionable concept for approaching resilience in (coastal) governance systems that can be applied for achieving broader sustainability goals; and a more critical reflection on how transformative research is conducted, and what academic foundation is needed so that it can fulfil its societal goal.
Future research may include a combination of the methods applied in this dissertation; qualitative applications of the stakeholder network analysis; and an application of the proposed approach to other case-studies using real-world laboratories. Overall, this dissertation provides theoretical, methodological, and empirical implications and insights into pressing SES problems. It also contributes to advancing the field of transformative research for more societally relevant outcomes in face of climate change and broader sustainability challenges
Stretching is primarily used to improve flexibility, decrease stiffness of the muscle- tendon unit or reduce risk of injury. However, previous animal studies from 1970 to 1990 showed significant hypertrophy effects in skeletal muscle in response to chronic stretching intervention with stretching durations of 30 minutes to 24 hours per day. However, no study in humans was performed using comparatively long stretching durations of more than 30 minutes per day with a daily frequency. The present cumulative dissertation includes six studies aiming to investigate the effects of long-lasting static stretching training on maximum strength capacity, hypertrophy and flexibility in the skeletal muscle. Before starting own experimental studies, a meta-analysis of available animal research was conducted to analyze the potential of long-lasting stretching interventions on muscle mass and maximum strength. To induce long-lasting stretching on the plantar flexors and to improve standardization of the stretch training by quantifying the angle in the ankle joint while stretching, a calf muscle stretching orthosis was developed. In the following experimental studies, the orthosis was used to induce daily long- lasting static stretching stimuli with different stretching durations and intensities in the plantar flexors to assess different morphological and functional parameters. For this, a total of 311 participants were included in the studies and, dependent on the investigation, the effects of daily stretching for 10-120 minutes for six weeks were analyzed. Therefore, effects on maximal isometric and dynamic strength as well as flexibility of the plantar flexors were investigated with extended and flexed knee joint. The investigation of morphological parameters of the calf muscle was performed by determining the muscle thickness and the pennation angle by using sonographic imaging and the muscle cross-sectional area by using a 3 Tesla magnetic resonance imaging measurement. In animals, the included systematic review with meta-analysis revealed increases in muscle mass with large effect size (d = 8.51, p < 0.001), muscle cross-sectional area (d = 7.91, p < 0.001), fiber cross-sectional area (d = 5.81, p < 0.001), fiber length (d = 7.86, p < 0.001) and
fiber number (d = 4.62, p < 0.001). The thereafter performed experimental studies from our laboratory showed a range of trivial to large increases in maximum strength of 4.84% to 22.9% with d = 0.2 to 1.17 and ROM of 6.07% to 27.3% with d = 0.16 to 0.87 dependent on stretching time, training level and testing procedure. Furthermore, significant moderate to large magnitude hypertrophy effects of 7.29 to 15.3% with d = 0.53 to 0.84 in muscle thickness and trivial to small increases of 5.68% and 8.82% (d = 0.16 to 0.3) in muscle crosssectional area were demonstrated.
The results are discussed based on physiological parameters from animal studies and in the front of knowledge in resistance training, suggesting mechanical tension to be one important factor to induce muscle hypertrophy and maximal strength increases. Further explanatory approaches such as hypoxia and changes in the muscle tendon unit are debated in the following. Since these studies are the first investigations on long-lasting stretch-mediated hypertrophy in humans, further research is needed to explore the underlying mechanisms and confirm the results in different populations to enhance the practical applicability for example in clinical populations when, e.g. counteracting muscular imbalances or sarcopenia in the elderly.
This study examines the perspective of German venture capitalists on the success factors of digital startups and follows an explorative three-dimensional research approach that integrates the micro perspective on the entrepreneurial personality, the macro perspective on the entrepreneurial context, and the meso perspective on the business model. Thus, the study operates in a very young field of entrepreneurship research.
One of the purposes of this research project is to work out the significance of particular characteristics at each research level for the economic success of a digital start-up from the perspective of German venture capitalists. Furthermore, the study sheds light on the view of this group of experts on the relevance of an entire group of characteristics.
To answer the central research questions, qualitative research methods and a mixed-methods approach are pursued, with quantitative and qualitative primary data being collected by means of theory-driven semi-structured expert interviews. As a result, a total of four articles have been produced: three articles that focus on presenting the results of qualitative research from only one of the three aforementioned research perspectives each, and a fourth article that combines methods from qualitative and quantitative research and derives an integrated, evidence-based working model of the economic success of digital startups from the perspective of German venture capital (VC) investors.
The food and land use system is one of the most important global economic sectors. At the same time, today's resource-intensive agricultural practices and the profit orientation in the food value chain lead to a loss of biological diversity and ecosystem services, high emissions, and social inequality – so-called negative externalities. From a scientific perspective, there is a broad consensus on the need to transform the current food system. This paper investigates the suitability of True Cost Accounting (TCA) as an approach to inte-grating positive and negative externalities into business decisions in the food and land use system, focusing on the retail sector due to its high market power and resulting influence on externalities along the entire food value chain. For this purpose, a qualitative study was con-ducted with sustainability managers of leading European food retail companies in terms of their annual turnover, sustainable finance experts, and political actors related to environmental and social policy. A sample of N=11 participants was interviewed about the emergence and meas-urement of externalities along the food value chain, the current and future relevance of knowing about externalities for food retail companies, and the market and policy framework necessary for the application of TCA. The data collected was evaluated using the method of qualitative content analysis according to Mayring. Findings show that TCA is a suitable method for capturing positive and negative external ef-fects along the food value chain and thus also for meeting the growing social, political, and financial demands for its sustainable orientation. At the same time, there are still some chal-lenges in the application of TCA, both from a theoretical and a practical point of view. The main challenges at present are the lack of a standardised methodology, data availability, and key performance indicators. Due to the focus on prices, margins and competitors, food retail groups, in particular, emphasise the risk of revenue and profit losses as well as customer churn when applying TCA.
Hence, the introduction of TCA in the food and land use system requires the development of measures that are socially acceptable, backed by legal frameworks and promote the scientific development of the methodology. This offers the opportunity to create a level playing field, apply the polluter-pays principle to the entire value chain and support science in developing appropriate indicators as well as a TCA database. Food retail companies can benefit from addressing TCA at an early stage by analysing their value chain to initiate change processes early, identify risk raw materials and products, reduce negative externalities through targeted measures, sensitise customers to the issue and thus differentiate themselves from competitors.
This dissertation comprises three stand-alone research papers dealing with different aspects of labor market characteristics: bonus payments and the gender pay gap; second job holding; and workers un-covered by collective bargaining. The first paper ``Non-base compensation and the gender pay gap'' investigates whether and how non-base compensation in the form of bonus payments, overtime pay, and shift premia contributes to the gender pay gap.
Unionization along with collective bargaining coverage has been on the decline on recent decades. Using German administrative data, the second paper examines which workers in firms covered by col-lective bargaining agreements still individually benefit from these union agreements, which workers are not covered anymore and what this means for their wages.
The third paper studies the development and persistence of second job holding in Germany after a legislative change in the year 2003 allowed the extensive dispensation of marginal second jobs from taxes and social security contributions. Using data from the German Socio-Economic Panel I document a substantial increase in second job holding in Germany since 2003 and find in a dynamic panel model setting that there is true state dependence in second job holding.
This cumulative dissertation "Corporate Social Responsibility (CSR) Communication: Four empirical studies on the German banking industry" presents how commercial banks in Germany communicate their ambitions and commitment regarding corporate responsibility - i.e., CSR. The results of the first article show that the quality of mandatory non-financial reporting needs to be improved and that certain characteristics (e.g., previous reporting experience, reporting format and standard) have a positive influence on reporting quality. The second article shows that the CSR reporting scope on bank websites also has room for improvement and that various banking characteristics such as size, capital market orientation, media visibility or public ownership have an influence on communication. The third article illustrates that credit institutions in Germany are increasingly using social media for CSR communication, but that CSR communication strategies differ (Facebook vs. Twitter). The fourth article discusses CSR communication using advertisements and shows that the conceptual design of advertisements should be in line with the credit institution's business model and is therefore beneficial.
The requirements for the design of information and assistance systems in labour-intensive processes are interdisciplinary and have not yet been sufficiently addressed in research. This dissertation analyses, evaluates and describes possibilities for increasing the effectiveness and efficiency of labour-intensive processes through design-optimised socio-technical systems. The work thus contributes to further developing information and assistance systems for industrial applications and use in healthcare. The central dimensions of people, activity, context and technology are the focus of the scientific investigations following the Design Science Research paradigm. Design principles derived from this, a corresponding taxonomy, and a conceptual reference model for the design of socio-technical systems are the results of this dissertation.
Contemporary society is shaped by the idea that time is, above all, a scarce economic resource that must be used efficiently – “time is money” not to be wasted. Increasingly, however, scientific findings suggest that such a way of perceiving of time seems a major cause of the current global climate and sustainability crisis. So far, this research has often focused on mobility, energy consumption, or the structural conditions of the social organisation of time. Considerably less work has been carried out in relation to the role of individual time-related needs regarding unsustainable consumption behaviour, although consumer research has been addressing needs-oriented approaches to sustainable consumption for a long time. Environmental and Sustainability Education (ESE) is considered an essential strategy to achieve the global sustainability goals of Agenda 2030. Internationally, as well as on a national level, ESE is increasingly mainstreamed in educational curricula and practice, including in Germany. Given the relation between time, needs and sustainability, it appears valuable to inquire into this field from the perspective of ESE – where time as a resource for sustainability has received comparatively little attention so far. The core research interest of this cumulative dissertation is therefore the question of how the connection between time, our needs and sustainability can be conveyed through pedagogical approaches. The inquiry used an exploratory, qualitative research design to address this question. In a first step, the concept of sustainability-related time use competence was developed. This then served as a guiding concept for the understanding of time used in this work and as the overall objective for the educational intervention developed and piloted as part of the research. Next, a content analysis of German curricula was conducted with the aim of determining whether and to what extent these address the relation between time and sustainability. The results show curricula contain only a few starting points that encourage a connection between time and sustainability in school lessons. The study further indicates that an understanding of time as a scarce resource to be used efficiently has prevailed in school contexts so far. Accordingly, pedagogical approaches to time often focus heavily on time management. The next step involved developing and piloting a time use competence curriculum in cooperation with three partner schools, using an Action Research Approach. This intervention followed the pedagogical approach of Self-Inquiry Based Learning (SIBL) seeking to sensitise learners to the relation between individual needs and consumer behaviour. During implementation, which lasted one semester, students logged their time, were encouraged to reflect on their personal needs, and subsequently implement individual change projects related to time use. This was embedded in continuous reflective individual and group exercises. The results strengthen the hypothesis that there is a relation between time use and sustainability. Furthermore, the pedagogical approach of SIBL has proven suitable to enable students to reflect on their time use and to raise their awareness of the role of individual needs. Participants reported that changes in time use did indeed increase their personal well-being. This, according to existing evidence from sustainability science, has been found to potentially lead to more sustainable behaviour. At the same time, previous research found that behavioural changes that lead to an increase in well-being do not automatically lead to more sustainable consumption behaviour. Rather, personal attitudes and motivation regarding sustainability are important. This suggests that future ESE interventions aiming at changes in time use should always also contain sufficient opportunities for reflection of values and motives. A third empirical study was carried out, inquiring into students’ time use during the eriod of COVID-19-induced school closures, using a Grounded Theory Approach. Since the pandemic disrupted young peoples’ routines drastically, the research focused on which kinds of learning experiences students made during this time and which insights can be derived for ESE. The results of the semi-structured interviews with 69 participants show first that the narrative of students’ learning loss, which is predominant in the current educational science, policy, and media discussion, falls short. Instead, a variety of learning experiences are revealed, such as learning one’s own learning and everyday rhythms or creatively adapting consumption habits to the new situation of “lockdown”. Overall, a key finding of this work is that students are currently unable to adequately realise their time-related needs. In view of the findings from research on time and sustainability, one recommendation is therefore that everyday school life could give students more space to organise their time according to their needs. This might be done through pedagogical measures in the classroom, but would also require a stronger institutional anchoring, for example, within the framework of the Whole Institution Approach to Sustainability (WIA), to bring about lasting changes. Furthermore, it would be advisable to give the topic of time in connection with sustainability more space in curricula and in teacher training. This gives rise to future research needs, such as the need to explore how time use competence can be included into everyday pedagogical practice, for instance, by adapting the SIBL approach piloted in a school setting here. It would also call for longitudinal research designs, and it would be of interest to research how time use competence might be incorporated into school development processes. Given the ongoing debate about the impact of the COVID-19 pandemic on schools and education in general, the findings of the research can stimulate both further research and future ESE practice. The experiences during the pandemic have shown that schools and all actors involved including students and teachers, are so far insufficiently prepared to handle crises. Here, the approach to time use competence piloted in this work can offer valuable stimulations for ESE research and practice. This is especially true since it is compatible with existing approaches to key competencies for sustainability by seeking to complement them with a stronger focus on individual, needs-oriented time shaping.
New media and digital technologies open up numerous possibilities to document different versions of reality, which makes it essential to examine how they transform the logic behind the creation and production of documentaries in digital cultures. The goal of this study is to inves-tigate the integration between the traditional documentary and new media: the interactive doc-umentary, in the context of the different sociocultural and technological environments of China and the West. Accordingly, a comparative study on the evolution and integration of these two fields was carried out. The documentary genre brings with it a method of classification and various modes of representing reality, while new media provide new approaches to interactivity as well as the production and distribution of interactive documentaries. In this context, the study examines the differences and characteristics of interactive documentaries in China and the West. Interactive documentaries grow and change as a continuously evolving system, engaging the roles of the author and the user, such that their roles are mixed for better co-expression and the reshaping of their shared environment. In addition, an analytical approach based on the types of interactivity was adopted to explore this new form of documentary both to deduce how the stories about our shared world can be told and to understand the impact of interactive doc-umentaries on the construction of our versions of the reality as well as our role in it.
Research questions
In the study, predictive models for predicting therapy outcome are created using the dataset from E-COMPARED project (see section 4.1), which belongs to type 3 according to Table 1. These models aim to classify patients into two groups, improved and nonimproved. Since it is important to determine whether the models contribute to improvement of treatment, research questions that can contribute to the usage of type 3 models are established. The study focuses on the following three questions:
1. How accurately can the therapy outcome be predicted by various machine learning algorithms? Answering this question can let the people concerned obtain information about the reliability of contemporary predictive models. In addition, if the predictive power of the models is good, it is more likely to be used to assist therapists’ decisions.
2. Which kind of data is more important in predicting the therapy outcome? The answer to this question can show which dataset should be considered first to make better predictive models. Therefore, it can be helpful for researchers who want to make predictive models in the future and eventually help to facilitate personalized therapy.
3. What are the features with strong predictive power? The answer to this question can affect the people concerned, especially therapists. Therapists can use the most influential features revealed to adjust and improve future treatments.
To respond to the challenges of the Anthropocene, scholars from various disciplines increasingly emphasize that a mere outer transformation is insufficient and that we also need an inner transformation that addresses deep leverage points. Yet, the open questions are how the inner and outer dimensions relate to each other
and how inner transformation might lead to outer transformation. How we attempt to answer these questions is determined by our dominant paradigm. Paradigms define how we understand and shape the world, and thus, they define how we conceptualize challenges, such as inner and outer transformation. Various authors argue that the dominant paradigm, which is characterized by reductionism, empiricism, dualism, and determinism, might be a root cause for insufficiently addressing sustainability challenges. As an alternative, many argue for a relational paradigm, which understands complex phenomena in terms of constitutive processes and relations. A relational paradigm might offer possibilities to reconceptualize inner and outer transformation in the Anthropocene and might shed new light on how to integrate both in sustainability science. Yet, it is still being determined how a relational paradigm can contribute to the understanding of inner and outer transformations towards sustainability in the Anthropocene. Therefore, this dissertation's overarching scope is to contribute to systems change towards a more social-ecological future by generating insights into and exploring possibilities of a relational paradigm for inner and outer transformation in the Anthropocene. This thesis is divided into three sub-questions. The first research question aims to contribute to transformation research by increasing the theoretical understanding of a relational paradigm. The second research question aims to contribute to transformative research by developing a transformative educational case study grounded in a relational, justice-oriented approach. The third research question aims to contribute to transformation research by analyzing how a relational paradigm might contribute to policies and practices for sustainable lifestyles. The results indicate that inner and outer transformation in the Anthropocene can be reconceptualized as paradigm-ing relationality in the Ecocene. "Paradigm-ing" as an active verb, reconceptualizes inner and outer transformation into ontologies, epistemologies, ethics, and socialecological realities that are ongoing, nonhierarchical, nonlinear, dynamic, co-creative processes of intra-action. The Ecocene decenters the human and attends to what we might be able to intra-actand become-with. These insights can offer unexplored perspectives to address sustainability challenges and increase our capacities to respond in novel ways.
This research report presents a transdisciplinary student research project on developing climate resilience of communities in Marine Protected Areas in the Lesser Antilles. For the second time, the Leuphana University Lüneburg and the Sustainable Marine Financing Programme (SMF) of the Deutsche Gesellschaft für internationale Zusammenarbeit (GIZ) partnered up. The first project on the Caribbean Island Dominica showed that community resilience is a complex concept that is not yet well understood. Building on these findings, this year’s project broadened the scope in addressing the effect of varying local conditions on climate resilience on four different Caribbean islands: Dominica, Grenada, St Lucia, and St. Vincent and the Grenadines. For the GIZ, the research project aimed at improving the understanding of the socio-ecological resilience framework for tackling problems of Marine Managed Areas (MMA) and Marine Protected Areas (MPA). Also, it enabled new thoughts on how the GIZ and other development agencies can more effectively assist island states to better cope with the challenges of climate change. The role of the students from the “Global Environmental and Sustainability Sciences” programme of Leuphana University included the design of four transdisciplinary research projects to study the effect of varying local conditions in disaster-prone regions in the Southern Caribbean on climate resilience. The developing island states in the Caribbean are extremely vulnerable to more frequent and intense natural hazards while relying on ecosystem services that are threatened by extreme weather events, in particular Hurricanes. After such adverse events, low economic stability leads to a dependency of the states on international assistance. To decrease the vulnerability to shocks, counteracting measures that encourage learning and adaptation can increase the resilience against extreme weather events and their consequences. Concepts that were considered during the design of the transdisciplinary research projects were the adaptation of systems, diversity and stakeholder participation and resilience-focused management systems. Building on the results from last year in Dominica, the establishment of a four islands design allowed for greater comparison to better understand community approaches to solve a concrete sustainability problem: securing livelihoods while protecting natural and cultural resources. The research methods of a literature review, stakeholder mapping, semi-structured interviews, scenario development and visioning were used in the projects. A comparison of the four TD projects revealed four overarching lessons. First, all countries recognise a need for restoration and conservation projects, i.e., nature-based solutions implemented and managed by the local community in the MPA. Furthermore, all four cases show that the limited participation of local people in the management and organisation of the MPA is a factor constraining community resilience. Third, this TD project highlights the importance to distinguish climate change as an event or as a process. When climate change occurs as a series of disaster events (e.g., hurricanes, floodings, and heatwaves) in combination with s gradual degradation of natural ecosystems (e.g., coral bleaching and ocean warming), people in MPA communities show highly adaptive and restorative behaviour. Finally, this project was an attempt to realize a cross-cultural and virtual transdisciplinary project. The research approach of transdisciplinarity links different academic disciplines and concepts, and non-scientific stakeholders are included to find solutions for societal and related scientific problems. A major learning was that in virtual TD projects particular attention needs to be paid to setting clear boundaries and be explicit about success criteria. Nonetheless, the findings of the projects provide valuable learning lessons to be applied in practice and that can prove useful for future research.
Biodiversity is quickly diminishing across the planet, primarily owing to human pressures. Protected areas are an essential tool for conserving biodiversity in response to increasing human pressures. However, their ecological effectiveness is contested and their capacity to resist human pressures differ. This dissertation aimed to assess the ecological effectiveness of different protection levels (from strict to less strictly protected: national park, game reserve, forest reserve, game-controlled area, and unprotected areas) in biodiversity (both mega diverse butterflies and mammals), maintaining habitat connectivity, and reducing anthropogenic threats at the wider landscape in the Katavi-Rukwa Ecosystem of southwestern Tanzania. To achieve this overarching goal, I employed an interdisciplinary approach.
First, I analyzed butterfly diversity and community composition patterns across protection levels in the Katavi-Rukwa Ecosystem. I found that species richness and abundance were highest in the game reserves and game-controlled areas, intermediate in the forest reserves, national park and unprotected areas. Species composition differed significantly among protection levels. Landscape heterogeneity, forest cover, and primary productivity influenced species composition. Land-use, burned areas, forest cover, and primary productivity explained the richness of species and functional traits. Game reserves hosted most indicator species.
Second, I modelled the spatial distribution of six large mammal target species (buffalo Syncerus caffer, elephant Loxodonta africana, giraffe Giraffa camelopardalis, hartebeest Alcelaphus buselaphus, topi Damaliscus korrigum, and zebra Equus burchellii) across environmental and protection gradients in the Katavi-Rukwa Ecosystem. Based on species-specific density surface models, I found relatively consistent effects of protection level and land-use variables on the spatial distribution of the target mammal species: relative densities were highest in the national park and game reserves, intermediate in forest reserves and game-controlled areas and lowest in un-protected areas. Beyond species-specific environmental predictors for relative densities, our results highlight consistent negative associations between relative densities of the target species and distance to cropland and avoidance of areas in proximity to houses.
Third, I examined temporal changes in land-use, population densities and distribution of six large mammal target species across protection levels between 1991 and 2018. During the surveyed period, cropland increased from 3.4 % to 9.6 % on unprotected land and from ≤0.05 % to <1 % on protected land. Wildlife densities of most, but not all target species declined across the entire landscape, yet the onset of the observed wildlife declines occurred several years before the onset of cropland expansion. Across protection levels, wildlife densities occurred at much greater densities in the national park and game reserves and lowest in the forest reserves, game-controlled areas and unprotected areas. Based on logistic regression models, target species preferred the national park over less strictly protection levels and areas distant to cropland. Because these analyses do not support a direct relationship between the timing of land-use change and wildlife population dynamics, other factors may account for the apparent ecosystem-wide decline in wildlife.
Fourth, I quantified land-use changes, modelled habitat suitability and connectivity of elephant over time across a large protected area network in southwestern Tanzania. Based on analyses of remotely-sensed data, cropland increased from 7% in 2000 to 13% in 2019, with an average expansion of 634 km2 per year. Based on ensemble models, distance from cropland influenced survey-specific habitat suitability for elephant the most. Despite cropland expansion, the locations of the modelled elephant corridors (n=10) remained similar throughout the survey period. According to ecological knowledge, nine of the modelled corridors were active, whereas one modelled corridor had been inactive since the 1970s. Based on circuit theory, I prioritize three corridors for protected area connectivity. Key indicators of corridor quality varied over time, whereas elephant movement through some corridors appears to have increased over time.
Overall, this dissertation underpins differences in ecological effectiveness of protected areas within one ecosystem. It highlights the need to utilize a landscape conservation approach to guide effective conservation across the entire protection gradient. It also suggests the need to enforcing land use plans and having alternative and sustainable forms for generating income from the land without impairing wildlife habitat.
Does the presentation of travel experience affect personal prestige of tourists? Prestige enhancement has been considered a motive for travel by tourism researchers for decades. Yet, the question whether representation of travel experience actually leads to personal prestige enhancement has been widely neglected so far. The study of prestige benefits of travel is a necessary endeavour to develop suitable methodological approaches toward the concept, in order to close critical knowledge gaps and enhance scientific understanding. The present thesis lays out the rationale and results of three research projects which shed light onto the relationship between touristic self-presentation and its effects on personal prestige evaluations of the social environment. The empirical studies conducted in the frame of this dissertation conclude in the following main findings:
Leisure travel is a useful means for people to self-express in a positive way, and material representations of travel are frequently displayed to others. Tourists make use of travel experience to self-present in a positive way by uploading photos on social media, collecting and displaying souvenirs, wearing jewellery and clothing from their last trip, or talking about their trips to others. They express positive self-messages about personal character traits, affiliation to social in-groups and proof of having travelled somewhere. The findings ascertain the utility of travel representations for positive self-expression, showing that travel experience is an effective vehicle for conspicuous consumption and self-expression as an antecedent for personal prestige enhancement.
Personal prestige is an element of social relations, and holds capacity to affect perceptions of social inclusion and social distinction, so it has to be conceptualised as a multidimensional construct. In a tourism context, personal prestige is reliably measurable along the four dimensions of hedonism, social inclusion, social distinction and prosperity. The herein developed Personal Prestige Inventory (PPI) is a valid, reliable and parsimonious measurement tool which substantially enhances methodological approaches toward empirical research into personal prestige.
The way in which people represent travel experience to others measurably affects how their personal prestige is evaluated by social others. Empirical evidence of a series of experimental studies provides support for the assumption that representation of travel experience has an effect on the social evaluation of tourists’ personal prestige. Experimental variance suggests small to moderate effects on personal prestige depending on the amount of leisure information given about a person, participation in tourism, and the destination and type of travel represented. This evidence is reasonable basis to conclude that whether and how people travel, and whether and how they share travel experience with others, does measurably affect social other’s evaluation of their personal prestige.
By providing qualitative evidence for positive self-presentation through leisure travel, and the subsequent development and experimental application of the Personal Prestige Inventory (PPI) in a tourism context, the present dissertation enhances scientific understanding of personal prestige in the context of leisure travel and provides useful methodological advancements for further research into the topic.
In May 2020, the arrest and killing of George Floyd were followed by an uproar that reached far beyond Minneapolis (Taylor 2021). Under the “Black Lives Matter” (BLM) movement, people unitedly demonstrated against police brutality and systemic racism in the U.S. Though racially motivated police violence did not end with George Floyd. The incident contributed to a more visible reality of a judicial and
societal system built upon racism. In 1989, legal scholars developed the Critical Race Theory to recognise and examine racism embedded in the legal system. However, racism is not only found in legal studies but is also ingrained in and reproduced by schools. Scholars indicate that the educational system in the U.S. is now more segregated and unequal than ever. Also, topics such as racism, Whiteness, and White-supremacy are underrepresented in schools and teacher education (Milner Ⅳ, Deans Harmon, and McGee 2022, 364). If and how a
CRT perspective should be taught in schools depicts a current controversy between politics, teachers, and parents.
The academic literature holds high expectations of crowdfunding to foster sustainable development by closing the funding gap for sustainable entrepreneurs. In particular, crowdfunding is considered a promising instrument for transforming existing socio-technical regimes by financing radical innovations of such entrepreneurs. However, this potential has not yet been fully explored. Large knowledge gaps exist especially in the area of investment-based crowdfunding. Therefore, this dissertation addresses the overarching research question of how sustainable entrepreneurs can exploit the full potential of investment-based crowdfunding to develop from niche operators to actors in the socio-technical regime. Five journal articles and one book chapter are included in this PhD project, which use a wide range of quantitative methodologies. In the framework paper, the findings are conceptually evaluated on a meta-level by applying the multi-level perspective. The key insights can be assigned to four categories, including the financing and marketing function, the target group, and the project presentation. The analysis shows that investment-based crowdfunding is suitable to equally fund and market the business ideas of environmental entrepreneurs, since the quest for entering the mass market is highest for such ventures. In contrast, purely social entrepreneurs tend to conduct crowdfunding projects on a smaller scale and probably aim to stay in the niche. Nevertheless, profit-oriented social entrepreneurs are still encouraged to use investment-based crowdfunding for funding and marketing purposes. The prominent display of environmental effects (e.g. the amount of compensated greenhouse gases) and financial incentives (e.g. high interest rates) has a high impact on the investment decision of individuals on investment-based crowdfunding platforms. The findings also suggest that the typical supporter of sustainability-oriented crowdfunding projects is younger than 50 years, has achieved at least a university degree and holds low levels of self-enhancement and conservative values. The case of fairafric is used as a best practice example to demonstrate how crowdfunding can be a stepping stone for sustainability-oriented niche actors to enter the mass market. The fair-trade and organic chocolate manufacturer has undergone six crowdfunding campaigns which enabled it to grow and build a strong community of supporters. The outcomes of this dissertation clarify how sustainable entrepreneurs can unleash the potential of investment-based crowdfunding for financing and marketing purposes.
Many dynamics are reshaping the global macroeconomics and finance. This cumulative dissertation empirically examines the impacts of two major global dynamics, the disaster risks and the China’s rise, on the global economy. Chapter 1 introduces the motivation and summarizes the dissertation. Chapter 2 investigates how geopolitical risks affect financial stress in the whole financial system and its sub-sectors (banking, stock, foreign exchange, bond) of major emerging economies. Chapter 3 shows how different disaster risks (financial, geopolitical, natural-technological) can explain the returns and risk premiums of stock and housing in advanced economies between 1870 and 2015. Chapter 4 examines how the rise of China is contributing to higher economic growth in emerging economies, especially after the Global financial crisis of 2007-2008. Chapter 5 illustrates how a close trade and investment relation with China has helped African countries to reduce poverty and to improve their income distribution.
Who is taken into consideration when we talk about the citizens, about the people or the activists? Often it is a rather unquestioned privileged positionality, which is taken to be the standard that most of the time it is actually not. In this quote, the activist Madjiguène Cissé, from the transnational Sans-Papiers movement, raises that just because someone or something is not visible—to the broader public or a particular public—it does not mean that they have not been there for a long time. Migrant rights activism is not a new phenomenon but has intensified and become more networked and visible over the past years (Eggert & Giugni, 2015). This study explores group contexts of activism by, with and for refugees and migrants in Hamburg, the claims, interactions, challenges and processes that activists experience, discuss and deal with. I have approached activists experiencing political organizing in this context from a constructivist grounded theory perspective. This allowed me to develop conceptual perspectives grounded in activist groups’ realities and was advanced through existing literature on this social movement but also theories from other research fields. Solidarities emerged throughout the research process as a more concrete focus. This research sets out to answer the questions: What does solidarity mean in social movements, and how do migrant rights activist practices result in negotiating, enacting and challenging it?
This publication is a revised version of my dissertation thesis.
The significance of selecting suitable talent
A company’s success is significantly influenced by the professionalism and quality of decision-making, especially selecting decisions to hire suitable talent. The term “talent” can be taken to mean as someone who has talent (talent as the sum of one’s abilities) and someone who is a talent. Leadership talent makes a difference in organizational success, has the potential to succeed as a leader, and thus will
hold corresponding pivotal positions. In this book, we focus on the selection and acquisition of leadership talent, since such talent is more difficult to find in the market and, at the same time, more challenging to select. Selecting these talented individuals is one of the most critical components of effective organizations. Hardly any other corporate decision has such significant effects on corporate success as talent selection. Recruiting and personnel selection are also the first steps in promoting capability building and creating successful teams. For example, Warren Buffet, renowned for his investing prowess, says, “I have only two jobs. One is to attract and keep outstanding managers to run our various operations”. This highlights the need for an effective and efficient personnel selection process and to improve the diagnostic performance of such procedures. In addition, the increasing diversity of applicants, global competitiveness, and the lack of qualified personnel in specific labor and job markets also increase the importance of high-quality personnel selection processes.
In political and academic debates, there are increasing voices for a sustainable transformation that culminates in the demand for collaborative human action. Collaborative governance is a promising approach to address the difficult challenges of sustainability through global public and private partnerships between diverse actors of state, market and civil society. The textile and clothing industry (hereafter: textile sector) is an excellent example where a variety of such initiatives have evolved to address the wicked sustainability challenges. However, the question arises whether collaborative governance actually leads to transformation, also because the textile sector still faces various sustainability challenges such as the violation of workers' rights, agriculture and water pollution from toxic chemicals, and emissions from logistics that contribute significantly to climate change.
In this dissertation, I therefore question whether and how collaborative governance in the textile sector provides space for, or pathways to, sustainability transformation. In three scientific articles and this framework paper, I use a mixed-methods research approach and follow scholars of sustainability science towards transformation research. First, I conduct a systematic literature review on inter-organizational and governance partnerships before diving into a critical case study on an interactive collaborative governance initiative, the German Partnership for Sustainable Textiles (hereafter: Textiles Partnership). The multi-stakeholder initiative (MSIs) was initiated by the German government in 2015 and brings together more than 130 organizations and companies from seven stakeholder groups. It aims at improving working conditions and reducing environmental impacts in global textile and clothing supply chains. In two empirical articles, I then explore learning spaces in the partnership and the ways in which governance actors navigate the complex governance landscape. For the former, I use a quantitative and qualitative social network analysis based on annual reports and qualitative interviews with diverse actors from the partnership. Then, I use qualitative content analysis of the interviews, policy documents and conduct a focus group discussion to validate assumptions about the broader empirical governance landscape and the social interactions within. Finally, in this framework paper, I use theories of transformation to distinguish forms of change and personal, political and practical spheres of transformation, and reflect on the findings of the three articles in this cumulative dissertation.
I argue that collaborative governance in general and MSIs in particular provide spaces for actors to negotiate their diverse interests, values and worldviews, which is a valuable contribution to social learning and interaction for transformation. However, private governance structures and the diversity and unharmonized nature of initiatives in the landscape hinder the realization of the full potential of such partnerships for practical transformation. My case study shows that in such partnerships, structures emerge that impede the full engagement of all actors in constructive conflict for social learning because they create structures in which few are actively involved in making decisions. This traces back to a practical trade-off between learning and achieving governance outcomes. I argue that decisions should not be rushed, but space should be provided for the confrontation of different values and interests to arrive at informed solutions. Additionally, actors in such partnerships are completely overwhelmed by the multiplicity of different and mostly voluntary initiatives and partnerships, which bring different, non-harmonized commitments, so that actors take on varying and sometimes conflicting roles. MSIs are thus limited by the need for stronger state regulation, which in Germany is now leading to the implementation of the Due Diligence Act in June 2021. Collaborative governance initiatives are thus critical platforms where different actors are able to negotiate their values and political interests. However, they need to be embedded in governmental framework conditions and binding laws that transcend national borders, because the industry's challenges also transcend borders. Only in this way can they contribute substantively to transformation. Further research should focus on the interplay between state and private regulation through further case studies in different sectors and foster inter- and transdisciplinary research that allow for spaces for social interaction and learning between science and practice.
Human activities have become a major driver of global change, so that global society and economy are facing consequences such as climate change, increasing scarcity of resources, environmental pollution and degradation as well as disturbances of ecosystem functioning and services.In order to meet these main challenges in an appropriate way, adequate starting points and solutions must be pursued at all levels to shift the current socio-economic pathway from an unsustainable to a safe operating and thus sustainable development within the planetary boundaries. One of the application concepts in industrial contexts is Industrial Symbiosis (IS), which deals with the set-up of advanced circular/cascading systems, in which the energy and material flows are prolonged for multiple material and energetic (re-)utilization within industrial systems in order to increase resource productivity and efficiency, while reducing environmental impacts. The overarching goal of the research project was to identify and develop approaches to enable the evolution of Industrial Symbiosis (IS) in Industrial Parks (IPs). Industrial Symbiosis (IS) is a collaborative cross-sectoral approach to connect the resource supply and demand of various industries in order to optimize the resource use through exchange of materials, energy, water and human resources across different companies, while generating ecological, technical, social and economic benefits. Many Information Communication Technology (ICT) tools have been developed to facilitate IS, but they predominantly focus on the as-is analysis of the IS system, and do not consider the development of a common desired target vision or corresponding possible future scenarios as well as conceivable transformation paths from the actual to the defined (sustainability) target state. This gap shall be addressed in this work, presenting the software requirements engineering results for a holistic IT-supported IS tool covering system analysis, transformation simulation and goal-setting. This study also aims to present the conceptual IT-supported IS tool and its corresponding prototype, developed for the identification of IS opportunities in IPs. This IS tool serves as an IS facilitating platform, providing transparency among market players and proposing potential cooperation partners according to selectable criteria (e.g. geographical radius, material properties, material quality, purchase quantity, delivery period). Therefore a quantitative indicator system was compiled and recurring patterns were identified to utilize this knowledge in the comprehensive IT-supported IS tool. So this IS tool builds the technology-enabled environment for the processes of first screening of IS possibilities and initiation for further complex business-driven negotiations and agreements for long-term IS business relationships.
Considering the recent success of right-wing populist candidates and parties in the United States and across Europe, there has for some years now been talk among scholars (and the wider public) about a worldwide democratic recession. Levitsky and Ziblatt paint a very gloomy picture when they write that democracy is at risk of dying. Others are not as pessimistic, but they still argue that democracy is in a state of serious disrepair. The younger generations appear to be especially unsupportive of democracy’s liberal principles and more willing to express support for authoritarian alternatives. What these authors overlook, however, is that the publics of advanced industrial societies have experienced an intergenerational value shift. In fact, populations in industrial democracies have become more liberal overall, but not everyone’s mindset is changing at the same speed. It is mainly – but not exclusively – the members of the lower classes that do not keep up. While societies have generally become more liberal, there is increasing alienation between the social classes over these liberal values. Drawing on a more recent trend in social class research with a social cognitive approach, this dissertation contributes to the study of growing anti-democratic tendencies around the world by analyzing the interplay between inequality dynamics and value orientations. The focus lies on investigating the effect socio-cultural polarization (i.e., ideological polarization between social classes) has on civic culture in the mature democracies of the West. The findings suggest that it is not ideological polarization between the social classes that has the greatest negative effect on civic culture, or general civic attitudes and behavior, for that matter. It is the increasing dissent in society about whether the country’s elites are still to be trusted with making the right decisions to increase the average citizen’s quality of life. This difference in opinion manifests itself in a decline in some civic attitudes.
Urban areas are prone to climate change impacts. Simultaneously the world’s population increasingly resides in cities. In this light, there is a growing need to equip urban decision makers with evidence-based climate information tailored to their specific context, to adequately adapt to and prepare for future climate change.
To construct climate information high-resolution regional climate models and their projections are pivotal, to provide a better understanding of the unique urban climate and its evolution under climate change. There is a need to move beyond commonly investigated variables, such as temperature and precipitation, to cover a wider breath of possible climate impacts. In this light, the research presented in this thesis is centered around enhancing the understanding about regional-to-local climate change in Berlin and its surroundings, with a focus on humidity. More specifically, following a regional climate modelling and data analysis approach, this research aims to understand the potential of regional climate models, and the possible added value of convection-permitting simulations, to support the development of high-quality climate information for urban regions, to support knowledge-based decision-making.
The first part of the thesis investigates what can already be understood with available regional climate model simulations about future climate change in Berlin and its surroundings, particularly with respect to humidity and related variables. Ten EURO-CORDEX model combinations are analyzed, for the RCP8.5 emission scenario during the time period 1970 ̶ 2100, for the Berlin region. The results are the first to show an urban-rural humidity contrast under a changing climate, simulated by the EURO-CORDEX ensemble, of around 6 % relative humidity, and a robust enlarging urban drying effect, of approximately 2 ̶ 4 % relative humidity, in Berlin compared to its surroundings throughout the 21st century.
The second part explores how crossing spatial scales from 12.5 km to 3 km model grid size affects unprecedented humidity extremes and related variables under future climate conditions for Berlin and its surroundings. Based on the unique HAPPI regional climate model dataset, two unprecedented humidity extremes are identified happening under 1.5 °C and 2 °C global mean warming, respectively SH>0.02 kg/kg and RH<30 %. Employing a double-nesting approach, specifically designed for this study, the two humidity extremes are downscaled to the 12.5 km grid resolution with the regional climate model REMO, and thereafter to the 3 km with the convection-permitting model version of REMO (REMO NH). The findings indicate that the convection-permitting scale mitigates the SH>0.02 kg/kg moist extreme and intensifies the RH<30 % dry extreme. The multi-variate process analysis shows that the more profound urban drying effect on the convection-permitting resolution is mainly due to better resolving the physical processes related to the land surface scheme and land-atmosphere interactions on the 3 km compared to the 12.5 km grid resolution. The results demonstrate the added value of the convection-permitting resolution to simulate future humidity extremes in the urban-rural context.
The third part of the research investigates the added value of convection-permitting models to simulate humidity related meteorological conditions driving specific climate change impacts, for the Berlin region. Three novel humidity related impact cases are defined for this research: influenza spread and survival; ragweed pollen dispersion; and in-door mold growth. Simulations by the regional climate model REMO are analyzed for the near future (2041 ̶ 2050) under emission scenario RCP8.5, on the 12.5 km and 3 km grid resolution. The findings show that the change signal reverses on the convection-permitting resolution for the impact cases pollen, and mold (positive and negative). For influenza, the convection-permitting resolution intensifies the decrease of influenza days under climate change. Longer periods of consecutive influenza and mold days are projected under near-term climate change. The results show the potential of convection-permitting simulations to generate improved information about climate change impacts in urban regions to support decision makers.
Generally, all results show an urban drying effect in Berlin compared to its surroundings for relative and specific humidity under climate change, respectively for the urban-rural contrast throughout the 21st century, for the downscaled future extreme conditions, and for the three humidity related impact cases. Added value for the convection-permitting resolution is found to simulate humidity extremes and the meteorological conditions driving the three impacts cases.
The research makes novel contributions that advance science, through demonstrating the potential of regional climate models, and especially the added value of convection-permitting models, to understand urban rural humidity contrasts under climate change, supporting the development of knowledge-based climate information for urban regions.
The transition of our energy system towards a generation by renewables, and the corresponding developments of wind power technology enlarge the requirements that must be met by a wind turbine control scheme. Within this thesis, the role of modern, model-based control approaches in providing an answer to present and future challenges faced by wind energy conversion systems is discussed. While many different control loops shape the power system in general, and the energy conversion process from the wind to the electrical grid specifically, this work addresses the problem of power output regulation of an individual turbine. To this end, the considered control task focuses on the operation of the turbine on the nonlinear power conversion curve, which is dictated by the aerodynamic interaction of the wind turbine structure and the current inflow. To enable a power tracking functionality, and thereby account for requirements of the electrical grid instead of operating the turbine at maximum efficiency constantly, an extended operational range is explicitly considered in the implemented control scheme. This allows for an adjustment of the produced power depending on the current state of the electrical grid and is one component in constructing a reliable and stable power system based on renewable generation. To account for the nonlinear dynamics involved, a linear matrix inequalities approach to control based on Takagi-Sugeno modeling is investigated. This structure is capable of integrating several degrees of freedom into an automated control design, where, additionally to stability, performance constraints are integrated into the design to account for the sensitive dynamical behavior of turbines in operation and the loading experienced by the turbine components. For this purpose, a disturbance observer is designed that provides an estimate of the current effective wind speed from the evolution of the measurements. This information is used to adjust the control scheme to the varying operating points and dynamics. Using this controller, a detailed simulation study is performed that illustrates the experienced loading of the turbine structure due to a dynamic variation of the power output. It is found that a dedicated controller allows wind turbines to provide such functionality. Additionally to the conducted simulations, the control scheme is validated experimentally. For this purpose, a fully controllable wind turbine is operated in a wind tunnel setup that is capable of generating reproducible wind conditions, including turbulence, in a wide operational range.
This allows for an assessment of the power tracking performance enforced by the controller and analysis of the wind speed estimation error with the uncertainties present in the physical application. The controller showed to operate the turbine smoothly in all considered operating scenarios, while the implementation in the real-time environment revealed no limitations in the application of the approach within the experiments. Hence, the high flexibility in adjusting the turbine operating trajectories and structural design characteristics within the model-based design allows for efficient controller synthesis for wind turbines with increasing functionality and complexity.
The worldwide decline of plant and insect species during the last decades has far-reaching consequences for the functionality of ecosystems and their inherent processes. Pollination as one of them is an indispensable ecosystem service for human wellbeing. More than 85% of the worldwide flowering-plant species depend to some degree on pollination by insects (pollinators). Similarly, many pollinators depend on the flowers of the plants, as they need nectar and pollen as food resources for themselves and their offspring. However, an increasing number of pollinator and plant species are threatened by multiple, interacting, and sometimes synergistic causes (habitat loss, fragmentation, diseases, parasites, pesticides, monocultures) that are becoming a growing threat to ecosystem functioning. Given the loss of plant species diversity, it is increasingly difficult for pollinators to find food throughout the year. Therefore, this study analyses the influence of plant diversity on pollinators. The study was conducted in the course of the Jena Experiment, which is a long-term biodiversity experiment (since 2002) with 60 plant species, common to Central European Arrhenatherum grasslands. With a plant diversity gradient of 1, 2, 4, 8, 16, and 60 plant species per plot, time-series data resulted from a wide range of ecosystem processes, ranging from productivity, decomposition, C-storage, and N-storage to herbivory, and pollination. These were studied to investigate the mechanisms underlying the relationships between biodiversity and ecosystem processes.
Chapter 2 studies the spatio-temporal distribution of pollinators on flowers along an experimental plant diversity gradient. For this purpose, the pollinators were divided into four different functional groups, i.e. honeybees, bumblebees, solitary bees and hoverflies. In particular, the spatial pollinator behaviour was examined, that is, in which flowering height the flowers were visited within the plant community. In order to study the temporal component, pollinator visits were observed over the course of the day and the season. As a result, an unprecedented high resolution of plant-pollinator interactions was found. For the first time it was possible to demonstrate that the different pollinator functional groups can complementarily use different spatio-temporal niches which was most pronounced in species-rich plant mixtures,. This leads to the conclusion that species-rich plant mixtures provide sufficient resources that can be used by generalists, such as honeybees and bumblebees, as well as other pollinator functional groups, such as hoverflies and solitary bees.
Chapters 3 and 4 continues on the chemical composition of flower nectar (nectar) of various plant species. Nectar is used as food resource for adult pollinators, but is also largely used as a supply for their offspring, making it the most important pollinator reward. The chemical composition of the nectar was analysed for the two most important macronutrients, carbohydrates (C) and amino acids (AA), using high performance liquid chromatography (HPLC). Subsequently, their contents were analysed in terms of concentration, proportional content and the ratio of carbohydrates to amino acids (C:AA).
In Chapter 3, the nectar of 34 plant species from the grasslands of the Jena Experiment was compared. In doing so, similarities and/or differences of the nectar compositions were investigated with respect to the most important macronutrients carbohydrates and amino acids between the individual species but also between the most representative plant families. This should lead to a better understanding about how plant diversity influences consuming pollinators and which factors, e.g. phylogenetics, morphology or ecology, can lead to different nectar compositions. We could show that each plant species differs in terms of carbohydrate content, amino acid content and C:AA-ratio. In addition, there were clear differences between the four representative plant families Apiaceae, Asteraceae, Fabaceae and Lamiaceae regarding the proportions of essential amino acids. The proportions of the individual sugars and the C:AA-ratios also differed greatly between the four plant families. Therefore, it can be assumed that these nectar contents are family-specific. The need for differences in carbohydrate content are probably due to the different morphology of the flowers, as plants with open flowers and exposed nectar, as in Apiaceae and Asteraceae, can protect their nectar from evaporation if the nectar has a higher osmolality, which can be achieved by a higher hexose (fructose and glucose) content. Thus, the nectar can remain dilute for a longer time and consequently remain consumable for pollinators, which in turn can contribute to the pollination of plants. Fabaceae and Lamiaceae showed different results. Here the nectar was probably protected from evaporation by closed flowers, which explains the high proportion of sucrose, leading to a lower osmolality that would enhance evaporation for exposed nectar. The metabolic pathways controlling the family-specific C:AA-ratios are yet to be explored. In conclusion, it can be suggested that this study contributes to elucidating the morphological and phylogenetic characteristics that control each plant species’ nectar composition.
In Chapter 4, nectar was investigated in the context of diversity effects on the example of the plant species Field Scabious, Knautia arvensis. It was analysed to what extent the nectar quality (nutrient content) differs between plant individuals of one species. The underlying factors causing these differences in nectar composition have never been studied before. In order to investigate these coherences, plant communities in the Jena Experiment of different plant species richness levels containing the target plant species K. arvensis were used. In particular, we examined whether the nectar of K. arvensis is influenced by other neighbouring plant species, e.g. through competition for pollinators. The carbohydrate and amino acid content in nectar varied both between individuals of K. arvensis and between the different plant species richness levels. However, there were significant non-linear differences in the proportions of certain essential and phagostimulatory amino acids, which were produced proportionally more in the nectar of K. arvensis plants in species-rich plant communities, while histidine, one of the generally inhibiting amino acids tended to be less present. Our findings therefore suggest that the nectar of K. arvensis is more palatable when the plants grow in species-rich plant communities.
Overall, these studies indicate how fragile plant-pollinator interactions are but also how important plant species-rich grasslands are to support plant-pollinator interactions. Increased plant species diversity is essential to ensure the availability of flowering resources throughout the year. Pollinators, such as honeybees, bumblebees, solitary bees, and hoverflies can use the niches in time and in vertical space complementarily. However, in plant species-poor grasslands there may be more niche overlaps, which is probably due to a reduced availability of resources. This points to the need to include different plant species belonging to different plant families, whose nectar may have evolved in response to morphological flower traits and metabolic pathways. Therefore plant species diversity can supply pollinators with nectar differing in carbohydrate and amino acid content and thus differing in quality. Also C-AA ratios have proven to be a useful measurement to reveal differences between plant species. In addition, C:AA ratios were not differing in nectar of K. arvensis individuals growing in different plant species richness levels, although their nectar seemed to be more attractive in mixtures with 16 plant species, likely due to higher content of essential and phagostimulatory amino acids than in plant species-poor mixtures. Thus further research investigating diversified farming systems, including pollinator-friendly practices to reveal the attractiveness of different plant species. More diversified field margins and grasslands, for the maintenance of pollinator services for sustainable provision of crop pollination.
Increasing objections have been formulated towards broadening the security category. Securitisation is used to bring attention to urgent and existential threats that cannot be resolved through ordinary political decisions. During the time of the state of emergency between 2015 and 2017, France strengthened its security forces and introduced generalised surveillance measures to curb the terrorist threat. The purpose of this Bachelor thesis is to problematise the securitisation of terrorism in the French case. To do so, the Just Securitisation Theory by Rita Floyd is used to examine the following research question: Was it just to securitise terrorism in France between 2015 and 2017? Through critical discourse analysis of 54 presidential speech acts and secondary text analysis, this study aims to scrutinise securitising moves and security practices of the French government. The presented results indicate that the justness of securitisation is highly questionable. The analysis shows that the governments set excessive goals of eliminating terrorism and that security measures were misappropriated to fight organised crime instead of terrorism.
Keywords: Securitisation; Counterterrorism; France; Just Securitisation Theory; Critical Discourse Analysis
Destination websites, which are maintained by destination marketing/management organisations (DMOs), are a key source of information for tourists in the pre-trip phase. DMOs are increasingly applying experiential marketing on their websites to support positive pre-travel online destination experiences (ODEs) and make the vision of the holiday as vivid as possible. Thereby they aim to turn virtual visitors into physical visitors. However, research into technology-driven travel experiences is still in its infancy. In particular, a theoretical understanding of the nature of ODEs arising from destination websites is still lacking. Closing this knowledge gap is of great interest from a theoretical perspective; furthermore, it is of central importance for strategic marketing-controlling of destinations. Therefore, this dissertation is dedicated to an extensive investigation of ODEs on destination websites in the pre-travel phase. The aims were to analyse the influences of experiential design on ODEs, explore the ODE dimensions, and develop and validate a measurement tool for assessing the ODE values of destination websites.
In the first qualitative multi-method study (eye-tracking, retrospective think-aloud protocols, semi-structured interviews, and video observations), the objective was to gain an in-depth understanding of the ODE facets in the travel inspiration phase. It was found that the experience dimensions adopted in previous research regarding the product-brand context (sensory, affective, intellectual, social, and behavioural dimensions) also occurred in the ODE context but exhibited some particularities, such as a future-oriented affective component (affective forecasting). Moreover, a supplementary spatio-temporal experience dimension was identified. An online field experiment was subsequently conducted and aimed at assessing the effects of applying experiential marketing on destination websites on ODEs in the travel inspiration phase. Based on the findings of Study 1, an initial attempt at developing an ODE measurement instrument was made and the ODE dimensionality tested. The results showed the theoretically relevant experience dimensions to be less differentiated compared to the product-brand context; instead, they merged into a holistic ODE encompassing several experience facets. Furthermore, it was shown that the application of experiential design enhanced ODEs; however, considering the subjectivity of experiences, the effect was rather small. Accordingly, complex multi-media elements do not automatically increase the experiential effect.
In the third study, a quasi-online field experiment was conducted, simulating the travel information phase (higher involvement than Study 2) to re-assess the ODE dimensions and develop and validate a measurement instrument. The results showed the overall ODE to be reflected by two interrelated dimensions that aligned with the dual process theory: hedonic and utilitarian experiences. The facets identified in the first study were largely reflected in these two overarching components. Moreover, a reliable, valid, and parsimonious second-order measure for assessing ODEs was proposed.
Overall, the results yielded by this dissertation enhance the scientific understanding of the technology-empowered tourist experience in the currently under-researched pre-travel experience phase. In addition, by proposing a new scale for the measurement of ODEs, this dissertation provides useful methodological advancements that can pave the way for further research in this field. The results will also be of great practical value for DMOs, as they yield a tool for controlling the experiential outcomes of websites as a base for strategic marketing decisions.
Rangelands are the most widespread land-use systems in drylands, where they often represent the only sustainable form of land-use due to the limited water availability. The intensity of the land-use of such rangeland ecosystems in drylands depends to a large extent on the climatic variability in time and space, as on the one hand it influences the growth of biomass and therefore the grazing intensity, but on the other hand it can also destroy entire herds through extreme climatic events. Rangeland systems are seriously threatened by climate change, because climate change will alternate the availability of water in time and space. This is dangerous in that we have not yet fully understood how grazing affects vegetation under different climatic conditions. Inadequate rangeland management can quickly lead to serious degradation of the grazing grounds. This dissertation therefore deals with the question which role climatic variability plays for the effects of grazing on vegetation in dry rangelands. The relatively intact steppes in central Mongolia were chosen as a model system. They are characterised by low precipitation and high climatic variability in the south (100 mm annual precipitation), and comparatively high precipitation and low climatic variability in the north (250 mm). The effects of grazing on vegetation on 15 grazing transects were investigated along the climatic gradient. The central elements were the plant species and their abundances on 10 m x 10 m areas, for which functional characteristics such as height, affiliation of functional groups or leaf nutrients were recorded. The main hypothesis of this dissertation is that grazing has a greater impact on vegetation communities with increasing rainfall. To test this hypothesis, three studies were carried out. In a first study, we found that the vegetation communities in the dry area differ strongly along the climatic gradient, while the plant communities in the wetter area differ more strongly along the grazing gradient. The results of the second study suggested that this difference can be explained by a functional environmental filter that becomes weaker from south to north as the niche spectrum increases. The third study has shown that this is likely a function of the higher availability of resources, which at the same time leads to higher grazing pressure, therewith stressing the vegetation especially in years with droughts. In summary, I conclude that the climate gradient also represents an environmental filter that filters species for certain characteristics, thus having a significant influence on the vegetation. Climatic variability influences the effect of grazing on vegetation, which is particularly problematic where the grazing intensity is high and the species are less adapted to strong climatic fluctuations. Future scenarios predict increasing productivity and therefore increasing livestock density. This may lead to an increase in floristic and functional diversity across the climate gradient, but also to increasing grazing effects and therefore threads for overgrazing. Increasing climatic variability is likely to intensify this thread, especially in the moister regions, whereas the dry rangelands are likely to be more resilient due to the adaptation of the plants to non-equilibrium dynamics. The fate of Mongolia’s rangeland systems therefore clearly lies in the hand of the rangeland managers. The sustainable use of Mongolia’s vast steppe ecosystems might depend on a flexible livestock management system which balances the grazing intensity with the available resources, while still considering climatic variability as a key for the management decisions. A potential link-up for future studies might arise from the shortcomings of the studies presented. This dissertation suggests that long-term observations are necessary to better understand the effects of climatic variability. In addition, grazing gradients must be selected more carefully in the future in order to be able to ensure better comparability, and functional analyses should have a stronger relationship to forage quality. With these points in mind, a comparative study of several rangeland ecosystems on a global level must be the ultimate goal. This could be an important step for the sustainable use of drylands in the context of global climate and land use change.
This thesis aims to develop a FE-based model of a dieless wire drawing process for wires made from magnesium alloys. To this end a general material model of pure magnesium and a model of the dieless wire drawing process are developed. Based on the general pure magnesium model an alloy specific model for AZ31 wire is developed. The performance of both models is assessed using experimental data generated on a dieless wire drawing prototype.
The process model is conceptionally split into the thermal and mechanical response of the wire. The thermal model is validated by axial temperature profiles and the mechanical model is vali-dated by CSA-reduction and wire force. Both behaviours are validated separately before combin-ing the thus created models into a thermomechanical model of the dieless wire drawing process. The thermal material model is developed for pure magnesium. An initial assumption of limited correlation between content of alloying elements and thermal behaviour, was disproven. As a results in addition to alloy-specific mechanical data, thermo-electric data is recorded to achieve thermal validity of the model. This is done by identifying the experimental maximum temperature of the drawn wire for a given heating power and calculating the necessary input power of the in-duction heating device to achieve this temperature in simulation. The mechanic material model is based on experimental stress-strain curves recorded for each investigated wire materials in addi-tion to pure magnesium data, based on literature.
Results show the thermomechanical magnesium models to be mostly valid, provided process parameters stay within the range of available data on the mechanic material performance. Where the model is forced to extrapolate material behaviour, simulation quality drops. This ap-plies for wire temperature and CSA-reduction. Estimations of wire force are shown to be invalid. For AZ31 wire the thermal model generated valid temperature profiles of the wire. The thermo-mechanical model for AZ31 is shown invalid as both CSA-reduction and wire force deviate from experimental results.
Transformative learning is increasingly set to become an essential component in sustainability transformation. This type of learning attracts considerable interest in studying and impulsing a paradigm change to transform our world into a more sustainable one, yet its underlying learning mechanisms have remained overlooked. Although there is an apparent relationship between transformative learning and sustainability transformation, little has been done to systematically explore the contribution to sustainability transformation. This learning theory developed decades ago independently of sustainability discourses; however, it provides an analytical framework for understanding the learning processes, outcomes and conditions in individual and social learning towards sustainability transformation. Against this background, the following research question arises: To which extent can transformative learning lead to sustainability transformation?
This doctoral work aims to explore transformative learning processes, outcomes, and conditions occurring and advancing towards sustainability transformation of the textile-fashion industry in Mexico. Taking an exploratory approach, the methods employed were literature reviews to untangle concepts and to construct theoretical pillars to support the empirical research design and data analysis. For data collection, snowball-sampling techniques were used to explore the practice field of the textile-fashion industry in Mexico. Qualitative interviews were employed to gather data about the learning experiences of actors. Qualitative and quantitative methods were required to perform the respective data analysis, the qualitative codification of interviewees’ responses through MAXQDA being the most remarkable one. Analysis of social media content was also utilised to understand the communication and business practices of projects involved in the transformation of the textile-fashion sector. As a result, this work comprises three articles, one a systematic literature review and two empirical research articles, investigating the transformative learning processes of entrepreneurs in the development of sustainability niches.
As for the findings of this doctoral work, the use of transformative learning in sustainability transformation requires a careful study of the theory and its conceptual elements. Regarding the case study, transformative learning is inherent in forming and developing sustainability niches as entrepreneurs venture into them: It is individual prior learning, expectations and actions that initiate the path of sustainability transformation while disorienting dilemmas, critical reflection, and discourse accelerate them. Through these stages, it is when individual learning turns into social learning. On the other hand, based on the multi-level perspective, the interplay between the niche, regime and landscape levels generates a space for sustainability transformation and transformative learning.
This work contributes to deciphering the black box of learning in sustainability transformations. The principal endeavour was to build the theoretical bridges between this emerging area of inquiry and transformative learning theory, as a significant part of this theoretical construction required drawing upon other research fields such as sustainability transitions and sustainability entrepreneurship. The crosscutting feature of learning in those fields enabled the development of an awareness of boundary objects between those fields (e.g., expectations). Furthermore, this study is pioneering in exploring sustainability transformation processes of the textile-fashion industry in Latin American contexts. The findings of this work can also be extrapolated to other sectors in which entrepreneurs participate, such as local food production, sustainable mobility, among others
Algorithmic distribution has fundamentally altered the news industry and has led to conflicts over regulatory issues. Focusing on the introduction of European ancillary copyright, this chapter addresses an earlier international reform around algorithmic news distribution. Based on an in-depth thematic analysis of key documents from the policy formulation phase, the chapter maps the arguments for and against the ancillary copyright reform put forward by Google and news publishers in Germany. While we provide a detailed analysis of the underlying rationales of two key actors primarily affected by the regulation, we also place ancillary copyright in the context of competing private property and public policy visions, which allows for a better understanding of how and why different actors take particular positions on copyright reform and algorithmic regulation.
Corporate Social Responsibility (CSR) has been established in recent years as an essential component of the economic system, demanded and promoted by a wide variety of stakeholder groups. The present dissertation shows that organizations face major communicative challenges with regard to CSR. CSR is not only determined by organizations themselves, but rather arises in the interplay with economic and social discourses. It is assumed that boundarys of organizational action are under constant change, so that CSR actors inevitably initiate constitutive communication processes. The resulting polyphony requires an understanding of the underlying communication processes. Hence, the performative character of CSR communication is taken up by this dissertation and thus the constitution of both the communicating actors and their relationships in the network is illustrated. The presented scientific papers are united by the overarching assumption that communication does not accompany and describe organizational action, but unfolds its own power.
Woman, Stand Straight: An Integrated Lutheran Feminist Theological Concept of Human Flourishing
(2022)
Beginning with the theology of Martin Luther and drawing on a selection of feminist theologians, this thesis proposes a relational, agential model of human flourishing. It is rooted in Luther’s doctrines of the hiddenness of God and of God’s alien and proper work in the lives of believers. Such an approach gives rise to questions concerning human freedom and agency, sin, and the nature of our relationship with God and with other persons. Many feminist theologies provide an inadequate account of sin and its effects on the person and their relationships. This thesis asserts that taking sin and its effects seriously is essential to developing a secure and healthy self, and a healthy relationship with God and other persons. It therefore proposes a reworked understanding of religious incurvature as a relational model of sin which supports the goal of human flourishing. This concept of the self curved either inwards, or towards another, speaks to the nature of sin in its traditional understanding of sin as pride, as well as addressing feminist criticisms that the notion of sin as pride is not relevant to the needs and experiences of women. The model of human flourishing proposed here is specifically Christian in its assertion that we do not exist as persons, are not fully human, without our being in relationship with the triune God and other created persons. We flourish in community. Further, it supports the idea that true Christian freedom consists of a life dedicated to service of God and others.
The doctoral dissertation deals with the problems of the diagnosis of rolling bearings using recurrence analysis. The main topic is the influence of radial internal clearance on the change of dynamics in a self-aligning double-row ball bearing with a tapered bore, in which the axial preload can control this parameter in a wide range. The dissertation began with an analysis of the state of knowledge, where the works related to the analyzes of the impact of radial clearance on the dynamics of rolling bearings have been cited so far. In the next part of the dissertation, the thesis was formulated and activities related to its proving were defined. The theoretical part was supplemented with the basics related to vibroacoustic diagnostics of rolling bearings and presented methods that can be used for their diagnostics. The research on proving the thesis was started with the preparation of a mathematical model in which a change in the damping coefficient in the field of radial clearance was adopted, a difference in the clearance value for a given row of balls was proposed, and the influence of shape errors and radial shaft endplay on the dynamics of the tested bearing was taken into account. During the dynamics tests, the radial clearance was adopted as a bifurcation parameter, and on the basis of the bifurcation diagram, it was possible to indicate the characteristic areas of bearing operation due to the radial internal clearance. In order to verify the model, experimental tests were carried out with a series of bearings in which the radial clearance was changed in a wide range possible to be physically realized. Recurrence analysis was used for both the dynamic response obtained from model and experimental studies. Owing to the comparative analysis of the dynamic response, recurrence quantificators were selected that are most susceptible to changes in radial clearance to bearing dynamics. Moreover, as a result of the research, it was possible to select a narrow range of radial clearance, ensuring the smoothest operation of the tested bearing.
Detecting and assessing road damages for autonomous driving utilizing conventional vehicle sensors
(2021)
Environmental perception is one of the biggest challenges in autonomous driving to move inside complex traffic situations properly. Perceiving the road's condition is necessary to calculate the drivable space; in manual driving, this is realized by the human visual cortex. Enabling the vehicle to detect road conditions is a critical and complex task from many perspectives. The complexity lies on the one hand in the development of tools for detecting damage, ideally using sensors already installed in the vehicle, and on the other hand, in integrating detected damages into the autonomous driving task and thus into the subsystems of autonomous driving. High-Definition Feature Maps, for instance, should be prepared for mapping road damages, which includes online and in-vehicle implementation. Furthermore, the motion planning system should react based on the detected damages to increase driving comfort and safety actively. Road damage detection is essential, especially in areas with poor infrastructure, and should be integrated as early as possible to enable even less developed countries to reap the benefits of autonomous driving systems. Besides the application in autonomous driving, an up-to-date solution on assessing road conditions is likewise desirable for the infrastructure planning of municipalities and federal states to make optimal use of the limited resources available for maintaining infrastructure quality. Addressing the challenges mentioned above, the research approach of this work is pragmatic and problem-solving. In designing technical solutions for road damage detection, we conduct applied research methods in engineering, including modeling, prototyping, and field studies. We utilize design science research to integrate road damages in an end-to-end concept for autonomous driving while drawing on previous knowledge, the application domain requirements, and expert workshops. This thesis provides various contributions to theory and practice. We design two individual solutions to assess road conditions with existing vehicle sensor technology. The first solution is based on calculating the quarter-vehicle model utilizing the vehicle level sensor and an acceleration sensor. The novel model-based calculation measures the road elevation under the tires, enabling common vehicles to assess road conditions with standard hardware. The second solution utilizes images from front-facing vehicle cameras to detect road damages with deep neural networks. Despite other research in this area, our algorithms are designed to be applicable on edge devices in autonomous vehicles with limited computational resources while still delivering cutting-edge performance. In addition, our analyses of deep learning tools and the introduction of new data into training provide valuable opportunities for researchers in other application areas to develop deep learning algorithms to optimize detection performance and runtime. Besides detecting road damages, we provide novel algorithms for classifying the severity of road damages to deliver additional information for improved motion planning. Alongside the technical solutions, we address the lack of an end-to-end solution for road damages in autonomous driving by providing a concept that starts from data generation and ends with servicing the vehicle motion planning. This includes solutions for detecting road damages, assessing their severity, aggregating the data in the vehicle and a cloud platform, and making the data available via that platform to other vehicles. Fundamental limitations in this dissertation are due to boundaries in modeling. Our pragmatic approach simplifies reality, which always distorts the degree of truth in the result. This affects the model building of the quarter-vehicle and deep learning. Further limitations occur in the end-to-end concept. This represents the integration of road damages in the autonomous driving task but does not detail the aggregation modules and interfaces of the subsystems. The completion of this work does not conclude the topic of road damage detection and assessment in autonomous driving. Research must continue to optimize the proposed solutions and test them on a widespread basis in the real world. Furthermore, the sensor fusion of different approaches is fascinating in order to combine the advantages of individual systems. Integrating the end-to-end concept into the ecosystem of an autonomous vehicle is another fascinating field, taking interfaces and cloud platforms into account.
Extracting meaningful representations of data is a fundamental problem in machine learning. Those representations can be viewed from two different perspectives. First, there is the representation of data in terms of the number of data points. Representative subsets that compactly summarize the data without superfluous redundancies help to reduce the data size. Those subsets allow for scaling existing learning algorithms up without approximating their solution. Second, there is the representation of every individual data point in terms of its dimensions. Often, not all dimensions carry meaningful information for the learning task, or the information is implicitly embedded in a low-dimensional subspace. A change of representation can also simplify important learning tasks such as density estimation and data generation. This thesis deals with the aforementioned views on data representation and contributes to them. We first focus on computing representative subsets for a matrix factorization technique called archetypal analysis and the setting of optimal experimental design. For these problems, we motivate and investigate the usability of the data boundary as a representative subset. We also present novel methods to efficiently compute the data boundary, even in kernel-induced feature spaces. Based on the coreset principle, we derive another representative subset for archetypal analysis, which provides additional theoretical guarantees on the approximation error. Empirical results confirm that all compact representations of data derived in this thesis perform significantly better than uniform subsets of data. In the second part of the thesis, we are concerned with efficient data representations for density estimation. We analyze spatio-temporal problems, which arise, for example, in sports analytics, and demonstrate how to learn (contextual) probabilistic movement models of objects using trajectory data. Furthermore, we highlight issues of interpolating data in normalizing flows, a technique that changes the representation of data to follow a specific distribution. We show how to solve this issue and obtain more natural transitions on the example of image data.
The industrial food system is by far the largest greenhouse gas emitting sector. It causes significant damage to terrestrial, aerial and aquatic ecosystems, negative health impacts and an unfair distribution of economic benefits. The call for sustainability transformations is growing, entailing and promoting radical shifts in industrial food systems that lead to new patterns of interactions and balanced social, economic and ecological outcomes. While traditional research has focused on sustainability problems in the food system, it lacks evidence on solutions and desired future states; and more so, on how to practically move from the current to the desired state. Food forests present a promising solution to address multiple sustainability challenges adaptable to local contexts. As biodiverse multi-strata agroforestry systems, they can provide several ecological, socio-cultural and economic services. They sequester carbon, limit soil erosion and regulate the micro-climate; they offer the opportunity for education on healthy diets and ecology, and they produce food and can create livelihood opportunities. However, despite their obvious benefits and a trend in uptake, food forests are still a niche concept rarely known in mainstream culture. To date, research has focused on their ecological and social services; we lack an understanding of food forests as a comprehensive sustainability solution, including their economic dimension, and knowledge on how to develop them. Addressing these gaps, this qualitative research used a solution- and process-oriented methodology guided by transformational sustainability research. In a comparative case study approach, it created an inventory of 209 food forests, followed by interviews and site visits of 14 sites to understand their characteristics and assess their sustainability (Article 1). More indepth, it analyzed the implementation path of seven food forest for success factors, barriers and coping strategies (Article 2). Based on these insights, two experimental case studies were initiated to develop sustainable food forests with practice partners, one based in Phoenix, Arizona, U.S. and one in Lüneburg, Germany. Two studies analyzed the cases’outputs and processes highlighting success factors and challenges, including the role of a sustainable entrepreneurial ecosystem (Article 3, Phoenix case) and key features of productive partnerships to understand why one case succeeded and the other failed (Article 4). Findings include key features of existing and sustainable food forests as well as success factors on how to develop them; namely acquiring a complementary skill set that includes specialty farming and entrepreneurial know-how, securing sufficient start-up funds and long-term land access as well as overcoming regulatory restrictions. Supporting institutions are especially needed to integrate and professionalize the planning stage and provide know-how on alternative business practices. Key features of productive partnerships include an entrepreneurial attitude, access to support functions, long-term orientation and commitment to food system sustainability. The synthesis provides a detailed, ideal-typical implementation pathway to develop sustainable food forests and relevant supportive actors. This study provides researchers, food entrepreneurs, public officials, and activists with insights on how to develop and advance food forests as a sustainability solution.
Increased international compliance with human rights and democracy standards is a core issue for both human rights and democratizing actors as well as for victims of human rights abuse. International human rights organizations (IHROs) are expected to make positive contributions to this end, even though they possess low levels of authority. This authority has been renegotiated multiple times in various reform processes. An oversimplified expectation would have us assume that democracies would want to strengthen IHROs, and that autocracies would seek to weaken them. As the United Nations Human Rights Council (UNHRC) was reformed in 2006, 2007, 2010, and 2011, some autocracies strived to abolish parts of the UNHRC. Other autocracies aimed “merely” to weaken them. Democracies displayed an even larger variance. Indonesia and India predominantly favored weakening the UNHRC, whereas Ghana and Spain supported exclusively strengthening of the organization. Additionally, some attitudes towards the UNHRC changed from one year to the next. Autocracies diverge not only in their stances towards the UNHRC, but also across their domestic and international dimensions. Nigeria allows different levels of participation by societal actors than, say, Belarus. Cuba does not have the same domestic institutions as Russia. Iran enters international negotiations from a different position than Thailand. Democracies vary on the domestic and international dimensions as well. The Czech Republic is not the US, and Costa Rica is different from South Africa. The question that drives my research is how we can explain the broad variety of state preferences for strengthening or weakening IHROs. Previous research has mostly concentrated on democracies, leaving autocracies understudied. It also treated countries as black boxes. To account for such shortcomings, first, I systematically test the relationship between the UNHRC and its authoritarian and democratic members by means of inferential statistics. Second, I analyze a bottom-up process inherent to New Liberalism. It scrutinizes the role of domestic societal actors, domestic institutions, as well as pressures on the international stage. The results reveal that societal actors, along with the interplay of wealth and regime type in the international realm, figure as the most important predictors of delegation preferences voiced by autocracies and democracies during the reform of the monitoring bureaucracy Special Procedures of the UNHRC. Societal actors play a more important role in democracies than in autocracies. Institutionalized domestic oversight mechanisms help societal actors to conduct effective lobbying at the domestic level. Oversight mechanisms are more important than the rule of law and electoral institutions. Regarding international coalition building, authoritarian regimes turn out to be better organized than democracies. I conclude that supporters of strong IHROs shall 1. empower domestic societal actors; 2. disrupt cohesive delegation preferences of authoritarian regimes; and 3. invest in independent domestic oversight mechanisms.
Design methods for collaborative knowledge production in inter- and transdisciplinary research
(2022)
The way humans have shaped the world so far has led to various fundamental and complex problems that we are currently facing: climate change, biodiversity loss, pandemics. Transdisciplinary sustainability research addresses such complex problems by including a great variety of perspectives, forms of knowing and bodies of knowledge, including non-scientific ones, in the research process. Design, understood in an expanded sense as a creator of transformative processes, also turns to these ‘wicked problems’. Based on their common concern, it is promising to bring both fields of research together productively. Therefore, this dissertation seeks to better understand how design methods facilitate collaborative knowledge production and integration in inter- and transdisciplinary sustainability research. Through five independent papers, this dissertation contributes to addressing the research question on four levels – conceptual-epistemological, empirical, methodological and practical. By exploring the linkages between design research and inter- and transdisciplinary research, a conceptual basis for the targeted use of design methods in collaborative processes of inter- and transdisciplinary research is laid and their spectrum of methods is expanded. This is followed by the development of a transformative epistemology in and for problem-oriented, collaborative forms of research, such as transdisciplinary sustainability research, called problematic designing. Based on a deeper understanding of integration and collaborative knowledge production, as well as its accompanying challenges, empirical research into applying design prototyping as a method in and for situations of collaborative research was conducted. To this end, the findings provide a fundamental basis for the facilitation of inter- and transdisciplinary research processes when dealing with complex problems. With its inherent openness and iterative approach in addressing the unknowns of complex phenomena, design prototyping contributes to the required form of imagination that enables to anticipate possible futures. Furthermore, by including visual-haptic modes of expression, design prototyping reduces the dominance of language and text in scientific negotiation processes and does justice to the diversity of cognitive modes.
Finally, the empirical findings of this dissertation emphasise the importance of the visual-haptic dimension for collaborative knowledge production and the communication of knowledge, and provide insights into the visual structuring of human thought processes. The results on material metaphors, collaborative prototyping and material-metaphorical imagery contribute decisively to the basic knowledge of the epistemological quality of design and the importance of the visual and haptic for thought processes in general. The extension and adaptation of existing analysis methods in this dissertation add to the further development of analysis of visual-haptic data. The results are once again reflected in the synthesis of this framework paper as cross-cutting issues. With developing design prototyping as a design-based intervention and its integration into the epistemological perspective of problematic designing for inter- and transdisciplinary sustainability research, this dissertation makes an important contribution to addressing complex future-related problems and to creating change towards sustainability.
The choice to continue working until or even beyond retirement is a function of the interplay of factors on micro, meso, and macro levels. Research within this area has grown significantly over the last years. I contribute to this line of research with the studies conducted within the scope of this cumulative habilitation thesis. More specifically, the aim of the research presented here is to add to the literature on later life work with the investigation of individual (micro level) as well as job and organizational (meso level) factors that have the potential to contribute to prolonged working lives. I was guided by the general research interest on how individual, job, and organizational factors contribute to later life work, and more specifically to retirement timing and work-related activities beyond normal retirement age. My research was directed by the following research questions: (1) What is the work activity potential of older people in Germany and what characterizes different types of later life work potential? (2) Which role do individual psychological factors such as personality, values, and beliefs play in the context of later life work? (3) How do specific job characteristics interact or align with individual psychological factors with regard to later life work? (4) What characterizes a holistic organizational approach to later life work that helps the alignment of the work environment to older workers’ (individual) needs and abilities?
Following an introduction, I give an overview on the theoretical framework of my research in Chapter 2 (“Theoretical Background”). I describe the conceptualization of later life work before I go into multilevel antecedents of later life work and present key theoretical approaches to a person-environment fit perspective of later life work. In the following four chapters, I present ten studies corresponding to the ten scientific publications that constitute the basis of the cumulative habilitation thesis.
In Chapter 3 (“Later Life Work: Work Activity Potential”) I present research on the extent as well as different types of later life work potential in Germany to describe the context for most of my research. With the two studies presented here (Büsch, Zohr, Brusch, Deller, Schermuly, Stamov-Roßnagel, & Wöhrmann, 2015; Mergenthaler, Wöhrmann, & Staudinger; 2015), I also intend to provide answers to the research question on the later life work potential in Germany and the characteristics of different later life work potential constellations. In Chapter 4 (“Later Life Work: Individual Psychological Factors”) the role of stable as well as malleable individual psychological factors for later life work is explored in two studies (Fasbender, Wöhrmann, Wang, & Klehe, 2019; Wöhrmann, Fasbender, & Deller, 2016). Thus, with the studies presented in this chapter, I contribute to the research question on the role of individual psychological factors in the context of later life work. In Chapter 5 (“Later Life Work: Job Characteristics Corresponding to Older Workers’ Needs and Abilities”) I present three studies exploring the interplay of individual factors and job characteristics for later life work to address the research question on the interaction or alignment of specific job characteristics with individual psychological factors with regard to later life work (Pundt, Wöhrmann, Deller, & Shultz, 2015; Wöhrmann, Brauner, & Michel, 2020; Wöhrmann, Fasbender, & Deller; 2017). Chapter 6 (“Later Life Work: A Holistic Organizational Approach”) reports the development of the Later Life Workplace Index (LLWI) as a multidimensional tool to holistically assess organizational practices and working conditions targeted at the promotion of later life work through the maintenance and enhancement of older employees’ health, work ability, and motivation (Wilckens, Wöhrmann, Adams, Deller, & Finkelstein, 2020; Wilckens, Wöhrmann, Deller, & Wang, 2020; Wöhrmann, Pundt, & Deller, 2018. With the LLWI, I intend to provide an answer to the research question on the characteristics of a holistic organizational approach to later life work that helps the alignment of the work environment to older workers’ (individual) needs and abilities. Finally, in Chapter 7 (“General Discussion”) I discuss the contributions, implications, and limitations of my research presented here.
This doctoral thesis deals with the topic of organizational misconduct and covers the three salient research streams in this area by addressing its performance outcomes, antecedents, and preventive measures. Specifically, it is concerned with the question of how different forms of misconduct are reflected in the stock performance of related organizations, thereby, covering the three pillars of corporate sustainability environmental, social, and governance (ESG). Furthermore, it aims to conceptualize how individual cognitive biases may lead to misconduct, therefore, potentially representing an antecedent and how existing management control systems can be enhanced to effectively address specific forms of misconduct, respectively.
To these ends, I first review the research stream of stock price reactions to environmental pollution events in terms of the underlying research samples, methodological specifications, and theoretical underpinnings. Based on the findings of the systematic literature review (SLR), I perform three stock-based event studies of the Volkswagen diesel emissions scandal (Dieselgate), workplace sexual harassment (#MeToo accusations), and the 2003 blackout in the US to cove the three ESG dimensions, respectively. In line with the SLR, my event studies reveal substantial stock losses to firms involved in misconduct that are eventually even accompanied by a spillover effect to uninvolved bystanders.
Then, I review the extant literature conceptually to develop a framework outlining how moral licensing as an individual cognitive bias might lead to a self-attribution of corporate sustainability, a consecutive accumulation of moral credit, and a later exchange of this credit by engaging in misconduct afterward.
Finally, I assess existing workplace sexual harassment management controls, such as awareness training and grievance procedures critically in another conceptual analysis. Based on the shortcomings stemming from management controls’ focus on compliance and negligence of moral duties, I introduce five specific nudges firms should consider to enhance their existing management controls and eventually prevent occurrences of workplace sexual harassment.
Based on the six distinct articles within this doctoral thesis, I outline its limitations and point at directions for future research. These mainly address providing further evidence on the long-term performance effects of organizational misconduct, enriching our knowledge on further cognitive biases eventually leading to misconduct, and conceptualizing nudging beyond the use-case of workplace sexual harassment.
Consisting of three articles and a framework manuscript, this cumulative dissertation deals with sustainable compensation of chief executive officer (CEO) with a focus on climate-related aspects. Against the backdrop of the European action for sustainability and the EU Green Deal, the dissertation pays special attention to the consideration of climate-related aspects of corporate performance in CEO compensation. In this context, sustainable compensation is characterized by the consideration of long-term interests and sustainability of the company as well as by the inclusion of financial and non-financial aspects of environmental, social and governance performance (ESG) in compensation agreements. While this novel instrument of corporate governance aims to incentivize the implementation of sustainability-oriented corporate strategy, it is particularly important to unfold this incentive effect at the individual CEO level in view of their managerial discretion. The framework manuscript discusses the research objectives, the regulatory and theoretical background, the results of the dissertation and their implications in the context of regulation, research, and business practice. The essence of the dissertation are the three articles. The first article, "Determinants and effects of sustainable CEO compensation: a structured literature review of empirical evidence," examines the current state of empirical research based on 37 articles that were published between 1992 and 2018. Based on a multidimensional research framework, the structured literature review compiles past research findings, identifies contentual and methodological foci in the research area, and derives questions for future research. The second article, "Mapping the determinants of carbon-related CEO compensation: a multidimensional approach," addresses the topic from a conceptual perspective. Taking the existing work as a starting point, a conceptual framework is derived, which organizes the determinants of carbon-related CEO compensation at societal, organizational, group and individual levels of analysis. On this basis, eight propositions are presented that seek to distinguish between the determinants which support and challenge the implementation of carbon-related CEO compensation. The third article, "Climate change policies and carbon-related CEO compensation systems: an exploratory study of European companies," focuses on the use of CO2-oriented performance indicators in CEO compensation. The empirical-qualitative study analyzes corporate disclosure of the 65 largest companies in the EU for the years 2018 and 2019. The study addresses the use of CO2-oriented performance indicators in corporate strategy and CEO compensation. It also examines which compensation components are determined with the help of CO2-oriented performance indicators, which type of performance indicators are used, and whether CO2-intensive and less CO2-intensive companies differ in this regard.
This research report presents a transdisciplinary student research project on the development of climate resilience of communities on the Caribbean Island Dominica.
The research was conducted through a partnership between the Leuphana University Lüneburg and the Sustainable Marine Financing Programme (SMF) of the GIZ.
For the GIZ, the research project aimed at improving the understanding of the socio-ecological resilience framework for tackling problems of Marine Managed Areas and Marine Protected Areas. Also, it enabled new thoughts on how the GIZ and other development agencies can more effectively assists island states to better cope with the challenges of climate change.
The role of the students from the “Global Environmental and Sustainability Sciences” programme of Leuphana University included the design of four transdisciplinary research projects to research aspects of resilience of Caribbean communities.
The developing island states in the Caribbean are extremely vulnerable to more frequent and intense natural hazards while relying on the ecosystem services that are also at risk from extreme weather events, in particular Hurricanes. Low economic stability leads to a dependency of the states on international assistance. To decrease the vulnerability to shocks, counteracting measures that encourage learning and adaptation can increase the resilience against extreme weather events and their consequences.
Concepts that were considered during the design of the transdisciplinary research projects were the adaptation of systems, diversity and stakeholder participation and resilience-focused management systems. Also, the students critically assessed the concept of foreign aid and how it can be successful, mitigating the risk of introducing neo-colonial structures. Flood Management, Biodiversity, Small-Scale Agriculture and Foreign Aid on Dominica were the topics of the transdisciplinary projects. The research methods of a literature review, stakeholder mapping, interviews, scenario development and visioning were used in the projects.
In four scenarios developed in the ‘Flood Management’ project, it became evident that a broad as well as coordinated stakeholder engagement and a variety of measures are required for community resilience. A key finding of the ‘Biodiversity’ project was the identity dimension of community resilience, underlining the importance of the relationship between individuals and nature. The interlinkage of social identity processes and a resilient disaster response was also stressed by the project ‘Foreign Aid’, which highlighted that financial support is similarly important to inclusivity and reflexivity in the process of resource distribution. To recover from extreme weather events, the social memory also plays an important role. The project on ‘Small-scale Agriculture’ concluded, that the memory-making of local communities is as vital to community resilience as formal plans and trainings.
The research project was based on the research approach of transdisciplinarity because of its solution-orientation. It links different academic disciplines and concepts, and non-scientific stakeholders are included to find solutions for societal and related scientific problems. In the four projects, principles of transdisciplinary research were party applied, but some challenges arose due to the geographical distance, time constraints and a strong focus on the scientific part in some phases. Nonetheless, the findings of the projects provide valuable learning lessons to be applied in practice and that can prove useful for future research.
Understanding that entrepreneurship can be better modeled from a systemic point of view is a primordial aspect that determines the important role of universities in entrepreneurial ecosystems. What makes the ecosystem approach a valuable tool for understanding social systems is that, from a holistic perspective, their behavior seems to have emerging characteristics. The impact of this “research object” can only be revealed through interrelated causal chains similar to the behavior of natural ecosystems (Mars et al., 2012). Therefore, the entrepreneurial ecosystem concept provides a unique perspective that complements previous studies on networked economic activity with a clear focus on the systemic elements that support entrepreneurship, and an emphasis on policy that promote the entrepreneurial process.
This dissertation presents a dual scientific account of the entrepreneurship phenomenon in universities. The work is divided into two equal parts, each of which is composed of two research papers. The narrative of the first half takes on a macro perspective view, consisting of one theoretical and one empirically-based conceptual case study. This part conceptually depicts a systematic approach to entrepreneurialism in higher education, namely an ecosystems perspective. The second half concentrates on the meso- and micro levels of study from the university’s point of view, comprising of a case study as historical account for the emergence of the entrepreneurial university, and of a metasynthesis of empirical case studies in entrepreneurial universities, which serves as the basis for the development of entrepreneurial university archetypes.
This doctoral work contributes to an in-depth understanding of Entrepreneurship in universities regarding its systemic qualities and archetypal characteristics of entrepreneurial universities. It argues for an ecosystem’s perspective on the phenomenon of entrepreneurial activity, highlighting the fundamental role that universities play as the heart of entrepreneurial ecosystems. Furthermore, this research expands on the novel concept of the entrepreneurial university by using extensive case study literature to empirically identify distinct archetypes that better reflect the diverse reality of how universities engage as entrepreneurial actors by way of differentiated entrepreneurial structures, systems, and strategies.
Undertaking local actions, such as implementing public (sustainability) policy, plays a crucial role in achieving sustainable development (SD) at the municipal level. In this regard, indicator-based assessment supports effective implementation by measuring the SD process, based upon evidence-based outcomes that indicators produce. Over the last decade, using subjective indicators, which rely on an individual’s self-perception to measure subjects, has gained its significance in sustainability assessment, in line with the increasing importance of signifying individual’s and community’s well-being (WB) in the context of SD. This study aims to discuss and clarify the scope and functions of subjective sustainable development indicators (SDIs) conceptually and theoretically while examining the usability of such indicators employed in the practice of assessing sustainability policy and action process in a Japanese municipality. Furthermore, the potential usability of using subjective SDIs in monitoring a municipal initiative of the United Nations’ Sustainable Development Goals (SDGs) is also explanatorily examined. The present paper consists of a framework paper and three individual studies.
In the framework paper, Section 1 introduces the global transition of SD discourse and the role that local authorities and implementing public policy play in achieving SD while outlining how WB positions in the SD context. Section 2 provides a brief overview of the major scope of overall SDIs at the conceptual and theoretical levels. Section 3 defines WB in the study’s own right while exploring the scope of indicators measuring WB. In addition, this study strives to further clarify the peculiar scope of SDIs, measuring WB by synthesising the findings. Section 4 overviews how SD at the municipal level in Japan is practiced while acknowledging the extent to which residents perceive WB and SDGs in policymaking. Section 5 provides a brief yet extensive summary of the three individual studies. Section 6 discusses the findings while presenting implications for further study and practices of subjective SDIs.
Furthermore, the three individual studies provide a thorough and in-depth discussion of the study subject. Study 1 illustrates the SD trend at the municipal level in Japan and the growing recognition of using subjective SDIs in public (sustainability) policy assessment in exploring comparative SDI systems to municipality groups. The findings, in turn, raise the need for a further study on subjective SDIs. Study 2 extensively discusses the concept of WB as the overarching subject to be measured while examining varying approaches and scopes of SDIs. It identifies three differentiated WB (i.e., material and social objective WB as well as subjective WB) and distinctive approaches of subjective SDIs (i.e., expert-led and citizen-based approaches) alongside objective SDIs. The findings suggest that these SDIs identified are, conceptually, most capable of measuring associated WB; for instance, citizen-based subjective SDIs can most optimally measure subjective WB. Finally, Study 3 examines the usability of (citizen-based) subjective SDIs in a practice of assessing public policy, aiming at municipal SD, and the potential usability of using such indicators in monitoring a municipal SDG initiative. The findings highlight the determinants and obstacles of using subjective SDIs as well as signifying WB in measuring progress of a municipal SD practice.
Companies increasingly use social and environmental accounting and reporting (SEAR) to measure, manage, and report their influence on ecological and social issues, i.e., climate change and human rights violations. One reason for the increased use of SEAR is that companies aim to support sustainable aspects in their business decision-making.
Nowadays, there are many different tools, frameworks, and standards for SEAR that companies can use. Beyond the content presented in the tool itself, e.g., social and/or ecological information, these tools differ, among others, by the language used and the type of data collected (e.g., qualitative, quantitative, or monetary data). One the one hand, the range of different approaches for SEAR allows industry- and company-specific monitoring and reporting of sustainable issues. On the other hand, this variety as well as the lack of a common reference framework can lead to uncertainty of corporate decision-makers and stakeholders regarding the use and comparability of these approaches. While numerous previous scholars present advantages and opportunities of the use of SEAR for companies and society, there is a rising number of scholars criticizing the way (social and environmental) accounting and reporting is used today and its impact on a company’s environmental orientation and decision-making. Further, there is only limited literature on the question of which approach to use and how to use and introduce the particular approach for supporting sustainable decision-making within companies.
This dissertation aims to expand previous literature by clarifying the effects of SEAR on corporate decision-making and its influencing factors. Additionally, antecedents for implementation and use of SEAR in regard to supporting sustainability decision-making are discussed. For this purpose, the given dissertation investigates public sustainability reports by companies with different environmental orientation, conducts two survey-based case studies on the effects of different types of SEAR and one qualitative case study on the antecedents of institutionalizing management accounting change through SEAR.
The results lead to seven criteria that practitioners and researchers should recognize for supporting successful SEAR regarding a company’s environmental orientation, the role of employees and leadership as well as the specific SEAR tool itself. Additionally, this dissertation leads to several contributions to the scientific discussion and its influences on corporate environmental orientation and decision-making.
Globalization with its increasing emergence of global value chains is one of the main driving forces behind persisting unsustainable production and consumption patterns. The global coffee market provides a fitting example, as it is connected to many sustainability issues like the persisting poverty of coffee farmers, and degrading ecosystems. Many interventions, from state-led regulation to industry-led certification processes, exist, that try to change global value chains to shift societies back on more sustainable trajectories. However, due to the complexity and manifold connections between social and ecological factors, global value chains pose a wicked problem. To this date, it is still under debate if these interventions are an effective means to change global value chains. With climate change and persisting issues of social justice as strong accelerators, calls are increasingly made for a radical transformation of global production and consumption patterns. Many frameworks try to inform research and real-world policies for a transformation of global value chains. In this dissertation, I use the framework of the practical, political and personal sphere proposed by O’Brien and Sygna (2013). The authors highlight that the interactions between these three spheres bare the greatest potential for a transformation towards sustainability. however, in this dissertation, I argue that it is exactly at the nexus between the three spheres of transformation where barriers towards a fundamental shift of systems occur. I, therefore, use three perspectives to bring empirical nuance to the problems that arise on the interplay between the different spheres of transformation. These perspectives are: (1) the scientific perspective: using a systematic review of alternative trade arrangements; (2) the producer perspective: facilitating a participatory network analysis of social-ecological challenges of Ugandan coffee farmers and their adaptive management practices; (3) the consumer perspective: through the use of a German consumer survey and a structural equation model to investigate into the Knowledge-Doing-Gap end-consumers are facing. These three perspectives bring empirical nuance to the interplay between the different spheres as they highlight the real-world barriers that arise within and at the nexus of the three spheres. Through the results from the scientific perspective, I am able to show that most of the research is investigating the certified market and that the effectiveness of labels rarely exceeding the practical sphere. My empirical research on the producer perspective highlights that Ugandan coffee farmers facilitate a variety of on-farm crop management (practical sphere) but their support structures rarely exceed informal exchange with neighboring communities (political sphere). Exchange with governmental actors and global traders is happening but has been assessed as not sufficient to cope with the social-ecological challenges the producers are facing. Through the results of the consumer perspective, I am able to highlight that even though end-consumers have pro-sustainable attitudes (personal sphere) they are facing situational constraints (political sphere) that create a gap between their attitudes and the respective behavior. Using these empirical insights about drivers and barriers for a transformation I propose that frameworks, aiming to inform research and policies, need to include two aspects: (1) the notion of a forced transformation as one of the major influencing factors for a deliberative transformation; and (2) the translational capacity of the frameworks to create meaningful interdisciplinary discourses in different contexts. I, therefore, propose two approaches that should function as a starting point for further development of transformation frameworks (1) a fourth sphere, called the “planetary force” to include the notion of a forced transformation that is already happening in different contexts, highlighted by the producer perspective in this dissertation; and (2) the consequent use of methods that create interdisciplinary exchange and rigorous testing.
This dissertation presents an analysis of the relations to self and technology that emerge from and in the use of self-tracking technologies. The ethnographical study, combined with the Grounded Theory approach and a media analysis, demonstrates the complex intertwining or duality of control and care towards oneself that emerge or become possible in and through the application of ST technologies. ST devices assist in strengthening one's health and well-being in a playful way, building and maintaining a positive self-feeling, self-image and agency, and discovering unknown abilities and potentials within oneself. The ST technologies used provide orientation through complexity-reducing visualizations, highlighting patterns, and trend progression. They challenge through self-overload, dissatisfaction when not achieving goals, self-deception and distraction, narcissism and even loss of control - internally through compulsion to control as well as externally through loss of data otection and exploitation of private data by third parties, as well as handing over responsibility (in the form of decisions) to technology (algorithms) instead of self-responsibility. These two seemingly opposed yet concurrently existing self-relations reflect the dynamic between today's demands for self-responsibility (in health and performance terms) and the need for self-care and guidance for the many relevant, sometimes daily, decisions. They balance possibly existing tensions and ambiguities between the modes of self-relations that at first glance seem to be opposed and yet ultimately are jointly oriented towards the same goal, namely to master one's life (life maintenance) and to be in balance. The self-relations described in this thesis are supported, reinforced, or enabled by ST technology (and practice). Three different roles that ST technology can take in self-care and self-control were elaborated: technology as a means, a counterpart, and a promise. In relation to technology, another dialectic is visible, which shows the apparent contrast between its conception as a tool and means to achieve something and the approach to technology as an intimate counterpart (partner, nanny, coach) and a promise of salvation. The relationship with technology seems to intensify in and through the ST experience and takes on or is assigned a partner-like role by the users. Finally, the results indicate that the concept of (self-)optimization, contrary to its etymological meaning of a logic of increase, can also be understood differently, namely balancing. In this context, optimization does not necessarily mean the fastest, the highest, the strongest, but something that is achievable and satisfactory for the self - within the framework of the given and the desired. At the same time, the optimization understood as harmonizing and balancing in self-tracking becomes a lifelong task that, in principle, can never be completed because with the addition of new vital areas in life and throughout a lifetime also the individually understood and conceived balance often shifts.
Assessment of forest functionality and the effectiveness of forest management and certification
(2021)
Forest ecosystems are complex systems that develop inherent structures and processes relevant for their functioning and the provisioning of ecosystem services that contribute to human wellbeing. So far, forest management focused on timber production while other services were less rewarded. With increasing climate change impacts, especially regulating ecosystem services such as microclimate regulation are ever more relevant to maintain forest functions and services. A key question is how forest management supports or undermines the ecosystems’ capacity to maintain those functions and services. Forest management implies silvicultural interventions such as thinning and timber harvesting and ranges from single tree extraction to large clearcuts as well as forest reserves without active forest operations and shape the character of forest ecosystems (e.g. natural versus planted forests). Artificial plantings, monocultures and management for economic timber production simplify forest structures and impair ecosystem resilience, resistance and the existence of forests but also the services essential for the prosperity and health of humanity. Efforts to reduce the negative impacts and attempts to safeguard forest functions are manifold and include compulsory national and international guidelines and regulations for forest management, conventions, but also voluntary mechanisms such as certification systems.
The main objective of this thesis was the development of a concept to assess the functionality of forests and to evaluate the effectiveness of forest ecosystem management including certification. An ecosystem-based and participatory methodology, named ECOSEFFECT, was developed. The method comprises a theoretical and an empirical plausibility analysis. It was applied to the Russian National FSC Standard in the Arkhangelsk Region of the Russian Federation – where boreal forests are exploited to meet Europe's demand for timber. In addition, the influence of forestry interventions on temperature regulation in Scots pine and European beech forests in Germany was assessed during two extreme hot and dry years in 2018 and 2019.
Microclimate regulation is a suitable proxy for forest functionality and can be applied easily to evaluate the effectiveness of forest management in safeguarding regulating forest functions relevant under climate change. Microclimate represents the most decisive factor differentiating clearcuts and primary forests. Thus, the assessment of forest microclimate regulation serves as convenient tool to illustrate forest functionality. In the boreal and temperate forests studied in the frame of this thesis, timber harvesting reduced the capacity to self-regulate forests’ microclimate and thus impair a crucial part of ecosystem functionality. Changes in structural forest characteristics influenced by forest management and silviculture significantly affect microclimatic conditions and therefore forest ecosystems’ vulnerability to climate change. Canopy coverage and the number of cut trees were most relevant for cooling maximum summer temperature in pine and beech forests in northern Germany. Maximum temperature measured at ground level increased by 0.21 – 0.34 K when 100 trees were cut. Opening the forest canopy by 10 % caused an increase of maximum temperature at ground-level by 0.53 K (including pine and beech stands). Relative temperature cooling capacity decreased with increasing wood harvest activities and dropped below average values when more than 656 trees per hectare (in 2018; and 867 trees in 2019) were felled. In pine stands with a canopy cover below 82 % the relative temperature buffering capacity was lower than the average. Mean maximum temperature measured at ground-level and in 1.3 m was highest in a pine-dominated sample plots with relatively low stand volume (177 m3 ha-1) and 9 K lower in a sample plot with relatively high stock volumes of F. sylvatica (> 565 m3 ha-1). During the hottest day in 2019, the difference in temperature peaks was more than 13 K for pine-dominated sample plots with relatively dense (72 %) and low (46 %) canopy cover.
The Russian FSC standard has the potential to improve forest management and ecological outcomes, but there are shortcomings in the precision of targeting actual problems and ecological commitment. In theory, FSC would transform forest management practices and induce positive changes and effective outcomes by addressing 75 % of the identified contributing factors including highly relevant factors and threats including large-scale (temporary) tree cover loss, which contributes to reducing about half of the identified stresses in the ecosystem. It is theoretically plausible that FSC prevents logging in high conservation value forests and intact forest landscapes, reduces the size and number of clearcuts, and prevents hydrological changes in the landscape. However, the standard was not sufficiently explicit and compulsory to generate a strong and positive influence on the identified problems and their drivers. Moreover, spatial data revealed, that the typical regular clearcut patterns of conventional timber harvesting continue to progress into the FSC-certified boreal forests, also if declared as ‘Intact Forest Landscape’. This results in the need to verify the assumptions and postulates on the ground as it remains unclear and questionable if functions and services of boreal forests are maintained when FSC-certified clearcutting continues. On the clearcuts, maximum temperature exceeded 36 °C and stayed below 30 °C in the closed primary forest. The number of days with temperatures above 25 °C at least doubled on clearcuts. Temperature cooling capacity was reduced by up to 14 % and temperature buffering capacity up to 60 %. The main reason why FSC-certified clearcuts do not differ from conventional clearcuts is that about 97 % of trees within equally large clearcut sites of up to 50 ha were removed. The spatial design of clearcuts, their size and the intensity of clearing as well as the density of skidding trails for timber extraction was not positively influenced by FSC-certification. Annual tree cover loss was lowest in non-certified areas. This means, that FSC may even contribute to an increased biomass removal within the clearcuts, which compromises the ecosystems’ capacity to recover and maintain ecological functions and services. The analysis of satellite-based data on tree cover loss showed that clearcutting causes secondary dieback in the surrounding of the cleared area. FSC-certification does not prevent the various negative impacts of clearcutting and thus fails to safeguard ecosystem functions. The postulated success in reducing identified environmental threats and stresses, e. g. through a smaller size of clearcuts, could not be verified on site. The empirical assessment does not support the hypothesis of effective improvements in the ecosystem. In practice, FSC-certification did not contribute to change clearcutting practices sufficiently to effectively improve the ecological performance. Sustainability standards that are unable to translate principles into effective outcomes fail in meeting the intended objectives of safeguarding ecosystem functioning. Clearcuts that carry sustainability labels are ecologically problematic and ineffective for the intended purpose of ecological sustainability.
The overexploitation of provisioning services, i.e. timber extraction, diminishes the ecosystems’ capacity to maintain other services of global significance. It also impairs ecosystem functions relevant to cope with and adapt to other stresses and disturbances that are rapidly increasing under climate change.
Forest management under climate change needs to apply precautionary principles and reduce further ecological risks such as secondary dieback and deterioration of regulating services that are relevant for the functioning of forests. Forest managers have to avoid ecological disimprovements by applying strict ecological principles with effective outcomes in order to maintain functional forests that regulate their own microclimate also as a basis for sustainable economic benefits.
Global environmental changes and the subsequent biodiversity loss has raised concerns over the consequences for the functioning of ecosystems and human well-being. This thesis provides new mechanistic insights into the role of tree diversity in regulating forest productivity and forests’ responses to climate change. The thesis also addresses the overlooked functional role of ecological continuity in mediating ecosystem processes in the context of multiple global environmental changes. The findings of the thesis emphasize the need to retain the functional integrity of forest ecosystem by preserving biodiversity and acknowledging the ecological memory forests.
Motivation: Maximizing the value from data has become a key challenge for companies as it helps improve operations and decision making, enhances products and services, and, ultimately, leads to new business models. The latter two have been investigated by scholars as part of an emerging research field on data-driven business model innovation. While enterprise architecture (EA) management and modeling have proven their value for IT-related projects, the support of enterprise architecture for data-driven business models (DDBMs) is a rather new and unexplored field. We argue that the current understanding of the intersection of data-driven business model innovation and enterprise architecture is incomplete because of five challenges that have not been addressed in existing research: (1) lack of knowledge of how companies design and realize data-driven business models from a process perspective, (2) lack of knowledge on the implementation phase of data-driven business models, (3) lack of knowledge on the potential support enterprise architecture modeling and management can provide to data-driven business model endeavors, (4) lack of knowledge on how enterprise architecture modeling and management support data-driven business model design and realization in practice, (5) lack of knowledge on how to deploy data-driven business models. We address these challenges by examining how enterprise architecture modeling and management can benefit data-driven business model innovation.
Research Approach: Addressing the challenges mentioned above, the mixed-method approach of this thesis draws on a systematic literature review, qualitative empirical research as well as the design science research paradigm. We conducted a systematic literature search on data-driven business models and enterprise architecture. Considering the novelty of data-driven business models for academia and practice, we conducted explorative qualitative research to explain “why” and “how” companies embark on realizing data-driven business models. Throughout these studies, the primary data source was semi-structured interviews. In order to provide an artifact for DDBM innovation, we developed a theory for design and action. The data-driven business model innovation artifact was inductively developed in two design iterations based on the design science paradigm and the design science research framework.
Contribution: This thesis provides several contributions to theory and practice. We identified a clear gap in previous research efforts and derived 42 data-driven business model-related EA concerns. In order to address the identified literature gap, we provide empirical evidence for data-driven business model innovation. Four pathways of data-driven business model design and realization were identified. Along these pathways, an overview of EA application areas was derived from the empirical and theoretical findings. With the aim of supporting practitioners in data-driven business model innovation, this thesis was concerned with the development of a reference model. The reference model for data-driven business model innovation provides a broad view and applies enterprise architecture, where appropriate. This thesis provides five recommendations for practitioners realizing data-driven business models that address the demand for support in data-driven business model innovation.
Limitations: Several limitations must be considered. We acknowledge the threat to validity based on the fact that the thesis was written over the span of two years. As DDBMs are an emerging phenomenon in the literature, our thoughts on the underlying concepts have also evolved. Our ideas evolved to include a wider range of literature, different terminology, and a broader empirical foundation. We have gathered and analyzed the extended literature on EA and DDBM interconnectivity. However, the selection of keywords restricts the set of results. The data stem from a limited number of organizations and industries; thus, our conceptual developments need further testing to ensure generalizability.
Future Research: This thesis suggests several fruitful research avenues. Complementing the current concepts with additional data and quantitative research methods could address the existing threats to validity. A deeper understanding of data-driven business model innovation pathways, in the light of the detailed methods per pathway, would enhance the knowledge on this topic. Future research could focus on conducting additional design cycles for the data-driven business model innovation reference model. It would be interesting to enrich the findings of this thesis with quantitative data on correlations in data-driven business model innovation and enterprise architecture support. Furthermore, investigating a single case study and exploring new application fields of enterprise architecture in the data-driven business model innovation context would benefit research and practice would benefit.
This cumulative dissertation investigates food policy councils (FPCs) as potential levers for sustainability transformation. The four research papers included here on this recent phenomenon in Germany present new insights regarding the process of FPCs’ emergence (Emergence paper), the legal conditions which affect their establishment (Legal paper), the different roles of FPCs in policy-making processes (Roles paper) and FPCs’ potential to democratise the food system (Food democracy paper).
Drawing on and contextualizing the results of the four individual studies, the framework paper uses the leverage points concept originally developed by Meadows (1999) and adopted by Abson et al. (2016) as a lens to discuss FPCs’ potential as levers for sustainability transformation. This conceptual background includes three so-called realms of leverage, which are considered to be of particular importance in transformational, solution-oriented sustainability science: first, the change, stability and learning in institutions (re-structure), second, the interactions between people and nature (re-connect) and third, the ways in which knowledge is produced and used (re-think). Framing the findings of the four research papers in terms of these three realms, the framework paper shows that FPCs could serve as cross realm levers, i.e. as interventions that simultaneously address knowledge production, institutional reform and human-nature interactions.
The dissertation consists of three scientific papers and a synopsis. The synopsis addresses the relevance of the dissertation and lists the key factors for the sustainability transition in the electricity system as a common denominator of the three papers.
The relevance of the dissertation results, on the one hand, from the urgency of the sustainability transition in the electricity system and an insufficient transition willingness of the eastern European Member States. On the other hand, the Multi-Level-Perspective as one of the most important scientific frameworks to grasp transitions does not provide a sufficient explanation of its mechanisms. Moreover, Demand Response aggregators as new enterprises on the European electricity market and potential reform initiators are still under researched. The following key factors for the sustainability transition of the electricity system have been identified: supply security concerns, Europeanisation, policy making and the dominance of short-term oriented economic evaluation.
Paper 1
The underlying factors in the uptake of electricity demand response: The case of Poland
Author: Katarzyna Ewa Rollert
Published: Utilities Policy, Volume 54, October 2018, 11-21, https://doi.org/10.1016/j.jup.2018.07.002
Demand response (DR) is considered crucial for a more reliable, sustainable, and efficient electricity system. Nevertheless, DR’s potential still remains largely untapped in Europe. This study sheds light on the roots of this problem in the context of Poland. It suggests that unfavorable regulation is symptomatic of the real, underlying barriers. In Poland, these barriers are coal dependence and political influence on energy enterprises. As main drivers, supply security concerns, EU regulatory pressure, and a positive cost-benefit profile of DR in comparison to alternatives, are revealed. A conceptual model of DR uptake in electricity systems is proposed.
Paper 2
Gaining legitimacy for sustainability transition: A social mechanisms approach
Authors: Ursula Weisenfeld and Katarzyna Ewa Rollert
Review and re-submit: Environmental Innovation and Societal Transitions / August 2021
Applying a social mechanisms approach to the Multi-Level Perspective, we conceptualize mechanisms of socio-technical transitions and of gaining legitimacy for transitions as co-evolutionary drivers and outcomes. Situational, action-formational, and transformational mechanisms that operate as drivers of change in a socio-technical transition require corresponding framing and framing contests to achieve legitimacy for that transition. We illustrate our conceptual insight with the case of the coal dependent Polish electricity system.
Paper 3
Demand response aggregators as institutional entrepreneurs in the European electricity market
Author: Katarzyna Ewa Rollert
Under review: Journal of Cleaner Production / August 2021
Demand Response (DR) aggregators act as intermediaries between electricity customers and network operators to tap the potential of the demand-based flexibility. This qualitative study reveals DR aggregators as institutional entrepreneurs that struggle to reform the still largely supply-oriented European electricity market. Unfavourable regulation, low value of flexibility, resource constraints, complexity, and customer acquisition are the key challenges DR aggregators face. To overcome them they apply a combination of strategies: lobbying, market education, technological proficiency, and upscaling the business. The study highlights DR aggregation as an architectural innovation that alters the interplay between key actors of the electricity system and provides policy recommendations including the necessity to assess the real value of DR in comparison to other flexibility sources by taking all externalities into account, a technology-neutral approach to market design and the need for simplification of DR programmes, and common standards to reduce complexity and uncertainty for DR providers.
This dissertation, entitled “How to Embed Sustainability in the Core of Higher Education Institutions: Drivers of, Barriers to, & Patterns behind the Implementation Processes of Sustainability Curricula – Insights from a Quantitative Meta-Study with Data from around the Globe,” addresses the question of how sustainability curricula1 can be implemented and established in higher education institutions2. This research question is based on the assumption that sustainable development requires new ways of thinking and acting in the world. Accordingly, universities – as hubs for knowledge generation, innovation, and education – provide a central leverage point for sustainably developing society at large. Therefore, the institutionalization of sustainability curricula is not only socially demanded, but also stipulated in numerous political statements from the international community (e.g., those of the UN and UNESCO) and operationalized via Sustainable Development Goal No. 4: “Quality Education”. Previous findings on how such implementation can be successful and what factors support or inhibit the process have come primarily through case studies of individual higher education institutions. These studies provide important insights but have been largely descriptive rather than analytical and leave open questions about the generalizability of their findings – for example, the extent to which other universities can be guided by the experiences of the respective higher education institutions. The present dissertation addresses this research gap. Through a meta-study (i.e., an analytical comparison of existing case studies), generalizable findings on the implementation processes of sustainability curricula are explored. In the first step, a case universe was collected in order to provide a database for deeper analyses. In two further analysis steps that built on the case universe from Step 1, certain factors that promote or inhibit the implementation of sustainability curricula (Step 2) and specific implementation patterns (Step 3) were examined. The following paragraphs provide greater details and an overview of the respective findings. In the first step, a database of peer-reviewed English-language case studies from around the globe that report on such processes was created. A total of 230 case studies were identified, 133 of which focus on the implementation processes of sustainability curricula.3 A bibliometric analysis of the 230 case studies revealed that this field of research is growing, although the discourse is primarily dominated by authors from North America, Europe, Oceania, and Asia, with South America and Africa being underrepresented. In addition, a citation analysis demonstrated that some universities incorporate findings from other countries whereas other universities act in isolation. This observation leaves open the question of the extent to which universities learn from one another in order to advance the implementation of sustainability curricula. In the second step of the analysis, the qualitative data of the collected case studies (sample of 133 case studies) were compared using the case survey method, which is a specific type of a meta-1 Sustainability curricula include courses, programs, and certificates from all fields of study that deal in some form with sustainability topics. For a more-detailed discussion of what education for sustainable development (ESD) entails, see Section Error! Reference source not found..
2 Higher education institutions (HEIs) include universities, universities of applied sciences, and other institutions that offer at least a bachelor’s degree.
3 A detailed explanation of the case sample and subsamples can be found in Section Error! Reference source not found..
analysis. The focus of the comparison lay on the drivers of and barriers to the processes of sustainability curriculum implementation at higher education institutions. Driving- and inhibiting factors have been thoroughly examined theoretically in the discourse on education for sustainable development (ESD), especially those pertaining to higher education institutions. However, no large body of data has yet been created to empirically test these hypotheses. The present meta-study found that the following factors lead to the deep-rooted and comprehensive establishment of sustainability curricula: strong leadership support; the establishment of sustainability curricula in the areas of education, research, campus operations, and outreach activities; formal participation of internal (including students) and external stakeholders; and engagement by sustainability champions (change agents), who are often the first to implement sustainability curricula and can face strong resistance. Other enabling factors include strategic planning, coordination, communication, having a vision, external political influence, the presence of a window of opportunity (e.g., an environmental disaster, a change in presidency), and the availability of interdisciplinary meeting spaces. On the other hand, the strongest cited barriers to the implantation of sustainability curricula were found to be the lack of interdisciplinary meeting spaces, the lack of a vision, the lack of incentives, the lack of resources, an overly full curriculum, and an unsupportive / overly bureaucratic organizational structure. The third step of the analysis also built on data from the 133 case studies and explored whether certain types or patterns of implementation processes occur. Through the analysis, six implementation patterns were identified that share similar driving- and inhibiting factors. The respective interplay between factors leads to various degrees of sustainability curriculum implementation in terms of how deeply rooted and comprehensive this implementation is. As discussed in greater detail below, in descending order of the level of achieved deep-rooted change, these patterns are (1) a collaborative paradigm shift, (2) bottom-up institutional change, (3) top-down institutional change, (4) the presence of many barriers that hinder institutional change, (5) externally driven initiatives, and (6) initiatives that are scattered due to a lack of coordination. Across all patterns, two phases could be identified: First, the impetus to implement ESD may be initiated not only by internal actors, but also by external ones. This initiation can take hold from the “bottom-up” (i.e., by students or faculty), from the “top-down” (i.e., at the presidential level), or in both directions simultaneously. The following key factors appear to be important in driving the initial implementation forward: a culture of open communication between all stakeholders in which feedback and reflection are welcome and even actively solicited, the development of a shared understanding and vision that further create a sense of ownership and long-term success, a high level of collaboration among all stakeholders, and existing initiatives that lead to knowledge sharing and other resources. In this regard, informal collaboration and cooperation can partially compensate for a lack of presidential-level support and/or a formal communication structure. Furthermore, developing a strategy with individual steps and shared responsibility leads to more-successful implementation of ESD at higher education institutions. The presented findings add a complementary empirical perspective to the discourse on the establishment of ESD at higher education institutions. First, the case studies that specifically address the implementation processes of sustainability curricula are reviewed and analyzed here for the first time as part of a research landscape. This research landscape reveals where research on such implementation processes has been or is being conducted. On this basis, both researchers and funders can reflect on the status quo and plan further research- or funding endeavors. Second, this dissertation offers the opportunity to compare a multitude of individual case studies and thus to develop new and generalizable insights into the implementation of sustainability curricula. The empirical analysis uses 133 case studies to identify key factors that promote or inhibit the implementation of sustainability curricula and to add a complementary perspective to the discourse, which has thus far been dominated by theoretical considerations and individual case studies. The analysis thereby offers a new perspective on generalizable influencing factors that appear to be important across different contexts. Thus far, specific patterns of implementation processes have been infrequently studied, and with few datasets. This dissertation analyzes the complex interplay between over 100 variables and provides one of the first research attempts at better understanding the processes that lead to the deep-rooted and comprehensive implementation of sustainability curricula. Internal and external practitioners of higher education institutions can find examples and evidence that can be useful in planning the next steps of their sustainability curriculum implementation. In the future, higher education institutions will play an even greater role in the journey toward sustainable development. This dissertation offers generalizable empirical findings on how universities can succeed in recognizing their own responsibility to that end and in realizing this transformation through the implementation of ESD.
TIME for REFL-ACTION: Interpersonal competence development in projectbased sustainability courses
(2021)
This dissertation investigates interpersonal competence development in project-based sustainability courses. Visions of a sustainable, safe, and just future cannot be reached by one individual alone. Thus, future change agents need to be able to collaborate and engage with stakeholders, to approach the manifold crises, challenges, problems, and conflicts we are facing together, and to promote and push forward sustainability transitions and transformations. Therefore, this research investigates three project-based sustainability graduate courses by comparing and contrasting teaching and learning outcomes, processes, and environments. A comparative case study approach using a Grounded Theory-inspired research design which triangulates several qualitative methods and perspectives is applied to allow for generalizable insights. Thereby, this dissertation provides empirically-informed insights which are further discussed in relation to selected teaching and learning theories. This leads, first, to a discussion of practical implications within (and beyond) sustainability higher education; and second, provides a theoretical foundation for interpersonal competence development in project-based learning settings – so that educating future change agents can gain momentum.
Findings of this research show that embracing conflicts when they occur (i.e. before they provoke cascading effects in the form of further conflicts down-the-road) is an effective strategy to help further develop interpersonal competence. This requires a conflict-embracing attitude. Attitude, in general, seems to be key in interpersonal competence and competence development overall. Self-reflection, if not explicitly required by outside influences (such as instructors), arises naturally from a self-reflective attitude, and is shown to provide the basis for developing interpersonal competence. This research introduces the term ‘Refl-Action’ which stresses the importance of pairing ‘learning by doing’ (as is often the focus in project-based learning settings) with conscious moments of ‘reflecting about the doing’.
More specifically, the research presented here identified four learning processes for interpersonal competence development: receiving input, experiencing, reflecting, and experimenting. Based on the empirical data, when the four processes are purposefully combined, following a meaningful sequence attitudes, knowledge, and skills in collaborative teamwork and impactful stakeholder engagement, are fostered (two facets of interpersonal competence). Each of the four learning processes is set in motion through various interactions students engage in during project-based sustainability courses: student-student (labeled ‘peer’), student-instructor (labeled ‘deliberate’), student-stakeholder (labeled ‘professional’), and student-mentor (labeled ‘supportive’) interactions. When these interactions are made explicit subjects of inquiry – i.e. the (inter-)action is linked with (self-)reflection – different learning processes complement one another: Interpersonal competence facets (collaborative teamwork and impactful stakeholder engagement) and domains (attitudes, knowledge, skills) are fostered. While, overall, interactions, processes, and conflicts have been identified as supportive for interpersonal competence development, trust has emerged as another variable inviting further investigation.
The findings of this thesis can be useful not only to support more conscious course design and facilitation, but should also be taken into consideration in other project-based (sustainability) settings. Both, sustainability novices and experts are regularly required to engage in teams and with stakeholders. Applying a conflict-embracing and self-reflective attitude allows to actively deal with differences encountered where diverse people interact, and to move forward on sustainability problems and visions in collaboration.
Mental health is an important factor in an individuals’ life - more than 300 million individuals suffered from depression in 2015. Online-based interventions have been developed for the treatment of various mental disorders. These types of interventions
have proven their efficacy and can lead to positive outcomes for suffering patients. During these interventions, a large amount of patient-specific data is gathered that can be utilized to increase treatment outcomes by informing decision-making processes of psychotherapists, experts in the field, and patients.
The articles included in this dissertation focus on the analysis of such data collected in digital psychological treatments by using machine learning approaches. This dissertation utilizes various machine learning methods such as Bayesian models, regularization techniques, or decision trees to predict different psychological factors, such as mood or self-esteem, dropout of patients, or treatment outcomes and costs. These models are evaluated using a variety of performance metrics, for example, receiver operating characteristics curve, root mean square error, or specialized performance metrics for Bayesian inference. These types of analyses can support decision- making for psychologists and patients, which can, in turn, lead to better recommendations and subsequently to increased outcomes for patients and simultaneously more insight about the interplay between psychological factors. The contribution of this interdisciplinary dissertation is manifold and can be classified at the intersection of Information Systems, health economics, and psychology. The analysis of user journey data has not yet been fully examined in the field of psychological research. A process for this endeavor is developed and a technical implementation is provided for the research community. The application of machine learning in this context is still in its infancy. Thus, another contribution is the exploration and application of machine learning techniques for the revelation of correlations between psychological factors or characteristics and treatment outcomes as well as their prediction. Additionally, economic factors are predicted to develop a process for treatment type recommendations. This approach can be utilized for finding the optimal treatment type for patients on an individual level considering predicted treatment outcomes and costs. By evaluating the predictive accuracy of multiple machine learning techniques based on various performance metrics, the importance of considering heterogeneity among patients’ behavior and affect is highlighted in some articles. Furthermore, the potential of machine learning-based decision support systems in clinical practice has been examined from a psychotherapists’ point of view.
This dissertation focused on the nature and role of organizational practices for the employment of older people and the extension of their working lives. The set of four articles is driven by the objective to further deepen our understanding of how organizations can facilitate ageing at work to the benefit of both, employees and employers. Findings are empirically based on qualitative expert interview data from Germany and the U.S. and several quantitative field studies among older employees in Germany. To bridge gaps in measurement of organizational practices related to aging at work, this dissertation proposes a new comprehensive, multifaceted, and thoroughly conceptualized measure of organizational practices related to aging at work, the Later Life Workplace Index (LLWI). Through the course of the four articles the LLWI is conceptually developed based on qualitative interview data, operationalized, validated based on multiple field studies among older workers, and applied in a multi-level study among older employees of 101 organizations. Results suggest that organizational practices are not uniform, but multifaceted in their presence within organizations and their effects for the employment of older workers. The LLWI distinguishes nine domains of practices including an age-friendly organizational climate, work design, individual development, and practices tailoring the retirement transition. Thus, it may lay the foundation for more granular organizational level research in the field. Further, this dissertation’s fourth article applies the LLWI and argues based on person-environment fit and socio-emotional selectivity theory that organizational practices address different individual needs and, thus, affect employment depending on employees’ individual characteristics. Results suggest that older employees’ retirement intentions are effected by individual development, transition-to-retirement, and continued employment practices depending on their health resources. Application of the new measure in practice to improve organizations’ response to the aging workforce and opportunities for future research based on the LLWI are discussed.
Summary
Since the early 2000s, ecosystem services strongly gained significance as a research topic. While the number of papers strongly increased, the concept was further developed which changed the way it was applied. From highlighting the value of ecosystems by viewing them not only from an ecological, but also from an economic perspective in the beginning, it is nowadays, among others, used to map and calculate the monetary value of ecosystem services. Lately, the International Panel on Biodiversity and Ecosystem Services (IPBES) further developed the concept into Nature’s contributions to people (NCP) which puts a stronger emphasis on stakeholders and indigenous knowledge.
However, so far none of the conceptual developments managed to integrate the temporal dimension of ecosystem services into this concept, although this should be the basis for a sustainable long-term management of ecosystems and their services.
Therefore, I present three articles in this thesis that deal with temporal aspects of ecosystem services. In two of them I also present a proposal for a framework for the classification of ecosystem services based on their temporal dynamics.
In this dissertation I differentiate between two types of temporal aspects, both of which have in common that change takes place over a certain period of time. The concepts of transformation, transition and regime shift are used to describe changes in social or ecological systems as a whole, for example the transformation towards a more sustainable society. The temporal dynamics that I present, on the other hand, relate to the temporal changes in ecosystem services themselves.
The first article focuses on how the literature on ecosystem services incorporates social and ecological change, illustrated by the concepts of transformation, transition, and regime shift. The second and third articles deal with the temporal dynamics of ecosystem services. While the second article presents a preliminary framework for categorizing the temporal dynamics of ecosystem services, the third article uses this framework to test how the temporal dynamics of ecosystem services are represented in the literature.
Based on the insights from the three articles, I conclude that most of the studies on ecosystem services only focus on one point in time. One reason for this is that most studies are conducted over a maximum of a four-year time span which does not allow to monitor dynamics over longer time spans. In most articles that do account for temporal aspects, the focus is strongly on the side of ecological supply of ecosystem services rather than on the demand-side which leads to the exclusion of stakeholder perceptions and therefore, makes it impossible to connect ecosystem service demand and supply over time. Moreover, the concept of change that is used most often in the literature is that of regime shifts which comes from a purely ecological background and focuses mostly on changes that happened in the past. This neglects the possibility of change towards a positive outcome in the future. In general, there is a strong disciplinary divide in the concepts and terminology used. This leads to a lack of exchange between different scientific disciplines and non-academic stakeholders. Approaches that are needed to solve problems of ecosystem service management are therefore impeded.
To enable future research to better account for temporal aspects and connect supply and demand sides of ecosystem services with each other, I give four recommendations for future research. These are (I) take temporal dynamics into account by conducting long-term research, (II) ensure conceptual clarity, (III) create a solution-oriented agenda and (IV) take the demand side into account by involving stakeholders’ perceptions over time.
By following these recommendations, future research could help to support the sustainable management of ecosystem services as dynamics will be better known and targeted measures can be implemented.
Misophonia in the workplace
(2021)
This paper uses the UN’s Sustainable Development Goals’ inclusion of human well-being and disability rights as a base to examine the work experiences of individuals with the syndrome misophonia who have been employed in white-collar office jobs in the Global North, and how these experiences fit into the current discourse on making offices more inclusive and sustainable. It reports on common workplace triggers, coping mechanisms, and the condition’s perceived effects on misophonics, as well as the perceived barriers and carriers to making workplaces more accommodating to those with the condition. A mixed-methods approach was used to address these points. First, a survey was distributed virtually and 203 responses from misophonics who work(ed) in white-collar office jobs in the study region were collected. Next, ten of these survey takers participated in semi-structured, one-on-one interviews, which were then analyzed using qualitative text analysis. The results showed that many misophonics frequently encounter intense triggers (such as mouth sounds) at the office and that self-perceived levels of productivity, well-being, and workplace sociability can be adversely affected. Though opinions on bans of certain behaviors and items and on certain terminology were diverse, there was consensus on desiring more flexible policies, understanding from others, and quiet or private working spaces, including working from home. Lack of misophonia awareness within the general populace, human resources (HR), upper management, and to some degree, the medical community was identified as a persistent barrier to misophonic employees disclosing or asking for reasonable accommodations even when they felt their misophonia was severe, negatively affected them, and there were provisions that could support them. These experiences were similar to those of other invisible conditions and pointed to the need for workplaces striving to be more sustainable and inclusive to adapt their policies and office design decisions.
Transforming the international food supply – Sustainable practices in small intermediary businesses
(2021)
The global food system faces many complex challenges, and there is general agreement that a
transformation is needed. While localizing food has been proposed as a means to this end,
changing global food supply chains may also lead to sustainable food systems. Because most
food systems today have an international dimension and are likely to remain connected, on one way or another, to other ones across the globe, it is necessary to find solutions to problems such as exploitation or environmental degradation. Current approaches such as Fairtrade certification often result, however, only in incremental change, and it is not clear how the current system could be transformed to make it sustainable. Addressing this challenge and the related gap in the literature, this study examines the emerging practices of small intermediary food businesses, which act between agricultural producers and consumers, and may have the potential to advance sustainability in international food supply. Including a systematic review of the literature on food systems change (Study#1), this dissertation adopts a transformational sustainability research methodology, which is solutionoriented, aims to integrate system, target and transformation knowledge, and is characterized by a transdisciplinary research practice. It conceptualizes challenges of international food supply and empirically investigates entrepreneurial solution approaches to address these challenges (Study#2). Two transdisciplinary research projects with small coffee businesses located in Germany, Mexico, and the U.S. were conducted to examine how these approaches could be implemented (Study#3, Study#4, Workshop reports 1+2).
This study shows that challenges in international food supply chains can be conceptualized as negative effects of large geographical and relational distances. It also identifies five
entrepreneurial solution approaches specified by twelve sustainability-oriented design
principles to address these negative effects. Creating relational proximity between supply chain actors, that is, strong relationships based on knowledge and care, seems to be a key factor to advance sustainability in international food supply.The results also suggest that by building such strong relationships and changing the fundamental principles of international food trade (e.g. putting people before profits), small intermediary businesses could be important agents in food system transformations. The findings also highlight the importance of collaboration with peers in local networks, in which new sustainable business practices could be shared and disseminated. Transdisciplinary collaborations involving both researchers and small food businesses could result in innovative solutions and, ultimately, a transformation of food systems. Although the small-sized businesses examined here are already highly committed to sustainability, this study has important implications for researchers and practitioners, including individual entrepreneurs, who aim to advance sustainability in international food supply.
In this dissertation, advanced nonlinear control strategies and nonlinear minimum-variance observation are combined, in order to improve the estimation and/or tracking quality within control and fault detection tasks, for several types of systems from the fields of electromobility and conventional drivetrain technology that have some potential for sustainability or performance improvements.
The application-specific innovations in terms of nonlinear Kalman filter methods are:
* Improved state of charge estimation for Lithium-ion battery cells, powered by a novel self-adaptive EKF that uses a high-order polynomial curve fit as a decomposition of the uncertain nonlinear output equation with intentionally redundant bases, and with a reduced number of polynomial parameters that are adapted online by the EKF itself.
* Online estimation of the time delay between two periodic signals of roughly the same shape that have pronounced uncorrelated noise, based on a fractional-order approximation of the transcendent transfer function of the time delay which is used as a model in a novel kind of EKF.
* Using two (E)KFs (one for the linear subsystem and one for the nonlinear subsystem of a new kind of multi-stage piezo-hydraulic actuator) in a cascaded loop structure in order to reduce the computation load of the estimation, by appropriate 'interfacing' between the two observers (using one shared system model equation, among other aspects).
The innovations in terms of nonlinear control methods are powered by observation, as well:
* Sliding mode velocity control of a DC drive that is subject to nonlinear friction and unknown load torques, enhanced by an equivalent control law, and with a new intelligent switching gain adaptation scheme (for reduced control chattering and, thus, less energy consumption and actuator wear), which is powered by Taylor-linearized model predictive control, which in turn requires observer-based disturbance compensation (by a KF with a double-integrator disturbance model) for model-matching purposes in order to function correctly.
* Direct speed control of permanent-magnet three-phase synchronous motors that have a high power-to-volume ratio, based on sliding mode control in a rotating d,q coordinate system, with a new equivalent control method that exploits both system inputs and with a secondary sliding surface to ensure compliance with the current-trajectory of maximum efficiency for the required torque, and which works without measurement of the rotor angle (thanks to a new kind of EKF that estimates all states in the stationary α,β coordinate system, as well as the disturbance/load torque and its derivative).
In all instances, improvements (compared to methods existing in the literature) in terms of control and estimation performance have been achieved and confirmed using simulation studies or real experiments.
Exploring artful possibilities: a transdisciplinary research on culture, arts and sustainability
(2021)
The texts gathered in this manuscript offer a largely congruent set of insights on the cultural dimension of sustainability and on the important functions of the arts in relation to the cultural dimension of sustainability, not only in society – more particularly in cities – but also more self- reflexively in transdisciplinary sustainability research itself. The introduction paper (original text for the Cumulative Habilitation) presents all the published texts included in the cumulative habilitation manuscript, and discusses the challenges of transdisciplinary research, differentiating two schools of transdisciplinarity (the so-called the ‘ETH’ and ‘CIRET’ approaches) to which the author’s postdoctoral research relates. The four texts in the first part (PART 1 - Culture(s) and Aesthetics of sustainability)articulate the relations between culture and sustainability. They focus on a theoretical dimension of the author’s postdoctoral research that further developed an understanding of “cultures of sustainability” and of “aesthetics of complexity” that was initiated in the author’s PhD, bringing them in a dialogue with other ongoing and emerging discourses about “cultural sustainability” and “queer ecologies”. The four texts in the second part (PART 2 - The Arts in Relation to Culture(s) and Aesthetics of Sustainability) represent the part of the author’s research that constituted a closer examination of specific artistic practices: ecological art, musical practices, and contemporary interdisciplinary arts in urban arts organizations.
The ten texts in the third part (PART 3 - Creative Sustainable Cities) share the insights gained in the parts of the author’s research work that focused on urban cultural and arts-related phenomena in their relationships to urban sustainability. Several of the texts lay out a critique of the “Creative City” and demonstrate an effort to develop an alternative understanding of the Creative City that would deserve to be also named a “Sustainable City”. Later texts share the insights from the author’s co-leading of the “Stadt als Möglichkeitsraum” (“City as Space of Possibilities”) research project (2015-2018).
The nine texts collected in the fourth part (PART 4 - Towards Artful Sustainability Research)reflect how the author’s ongoing research work included a transdisciplinary reflection and development in terms of epistemology and methodology, incorporating increasingly more elements of arts-based research and of phenomenology and integrating them with systems thinking and qualitative social-scientific research. This development brought the author to reflect further upon the imaginaries and research practices of sustainability researchers, and to advocate for an “artistic turn” in sustainability research (including the more specific field of sustainability science).
The conclusion paper (original text for the Cumulative Habilitation) summarizes the insights from all the published texts included in the cumulative habilitation manuscript, and suggests ways to address the transdisciplinary challenges presented in the introduction paper, suggesting ways to articulate the ‘ETH’ and ‘CIRET’ approaches to transdisciplinarity.
Water is vital for humankind and ecosystems alike. However, population growth, agricultural inten-sification, urbanization, and climate change embody potential hazards and pressures for water re-sources without existing long-term solutions. For two decades now, policy and governance literature has increasingly emphasised the role of learning in finding solutions to environmental policy prob-lems and effectively steering governance practices. Participation of non-state actors in decision mak-ing is widely considered to deliver learning products that support effective outcomes for environ-mental problems. Besides, the institutionalisation of participation through legislation opens up the necessity for (administrative) organizers to learn about participation as a governance mode in order to steer its effective working. Apart from participation, management approaches specifically aiming at driving learning, such as adaptive management (AM), are increasingly endorsed in water govern-ance. Despite the current prominence of learning in the environmental governance literature, evi-dence is lacking on which learning approaches function effectively regarding outcomes, whether participation aids learning, and how learning about successful governance arrangements is most effectively promoted.
This doctoral dissertation aims to contribute to clarification of the potential of learning for water governance. The goal is to trace and understand the environmental impacts of learning through par-ticipation (research aim 1) and adaptive management (research aim 2), and the effect of learning on participation as a governance mode (research aim 3).
For this goal, I engage in a predominantly qualitative research design following the case study method. For every specific research aim cases are selected and analysed qualitatively according to conceptual categories and mechanisms which are defined beforehand. Quantitative studies are used to corroborate the results for research aim 1 and 2 in a mixed-method approach to enhance the valid-ity of results. The empirical research context is European water governance, the implementation of the EU Water Framework and EU Floods Directive (WFD, FD) specifically. Eight cases of participa-tory decision-making across three European countries and five cases of AM in Northern Germany for WFD implementation are examined to identify whether learning in these processes enhanced envi-ronmental outcomes. To detect whether governance learning by public officials occurred, the design of participatory processes for FD implementation in ten German federal states is assessed.
The findings of research aim 1, understanding learning through participation and its effects on water governance, reveal that participatory planning led to learning through improved understandings at an individual and group level. Learning did, however, hardly shape effective outcomes. In the AM cases (research aim 2) managers and participants of implementing networks improved their knowledge as well as capacities, and spread the results. Nonetheless, environmental improvement was not necessarily linked to ecological learning. Regarding learning about participation as a govern-ance mode (research aim 3) all interviewed public officials in German federal states reported some degree of governance learning, which emerged not systematically but primarily drawing on own experiences and intuition.
These findings are condensed into three overarching lessons for learning in water governance: (1) Interactive communication seems to form the overall frame for participant and group learning. Framing of learning experiences turned out to play an important and potentially distorting role, for which professional facilitation and structured knowledge aggregation methods might be an im-portant counterbalance. (2) Learning did not automatically enhance environmental outcomes. It may thus not be an explanatory variable for policy outcomes, but a conditioning or intervening vari-able related to collective action, motivation for participation, and situating the issue at hand at wider societal levels. (3) The concepts of puzzling and powering might help understand learning as a source for effectiveness in the long-term when complemented with interest-based debates for creat-ing sufficient political agency of policy issues. Learning seen as puzzling processes might instruct acceptance and legitimization for new powering efforts. The perpetuation of learning in systematic ways and structures appears to characterize an alternative to this reflexive and strategic interplay, for which the water-related EU directives provide the basis.
These insights are of practical and policy relevance, particularly for policy makers and practitioners in the pursuit of learning. They may further contribute to the academic understanding of learning in water governance and its potential contribution to transforming and adapting water governance re-gimes, as envisioned in the European water-related directives.
Uganda has been plagued by political instability in the past and wide spread abuse of human rights coupled with failed economic policies. However, the country has witnessed increased economic growth and the government has embarked on several poverty eradication programmes despite rising income inequalities and poverty in the country.
The task of ensuring poverty as a human right in the country has not been an easy one for those charged with the duty of ensuring the right to freedom from poverty. This research examines the complexity of attaining the right to freedom from poverty in a country like Uganda. This study will also give a philosophical view on poverty and human rights and those responsible for ensuring the implementation of this right.
Through the analysis, the research examined the key challenges faced in attaining the right to freedom from poverty in Uganda, discussed how poverty was defined through different perspectives. The information provided in the analysis is further examined by putting the theoretical findings in correspondence with the gathered empirical information for more definitive results of the study.
The fundamental results and conclusion of this research revealed the overall challenges faced in regarding poverty as a human right which include how poverty is defined, the mindset, the political history of Uganda and so on. However, the study has recommended extensive research into the role of the family in ensuring poverty as a human right and further research in the effectiveness of the laws in Uganda in ensuring poverty as a human right.
Pre-service teachers need to develop professional competence to be able to provide students with the best possible learning environment. Professional competence manifests itself when teachers combine theory with practice productively. Professional competence encompasses dispositions (i.e., knowledge, beliefs, motivational components, and self-regulatory skills), situation-specific skills (e.g., professional vision), and actual performance.
Professional competence can be fostered productively by authentic, practice-based learning opportunities. Teaching practicums can offer practice-based learning opportunities. Educational research has shown that reflection and feedback are crucial for substantial development of pre-service teachers’ professional competence. However, reflection and feedback sessions are not a standard element of teaching practicums due to time- and location-constraints. Digital practicum environments can lift these constraints. Digital reflection and feedback environments have typically applied either textual accounts or video sequences of classroom practice, with varying effects.
Consequently, the studies presented in this cumulative dissertation are focused on how the use of text- or video-based digital reflection and feedback environments during a practicum influence specific components of pre-service teachers’ professional competence (i.e., beliefs about teaching and learning, self-efficacy, professional vision of classroom management, feedback competence).
All studies followed a quasi-experimental, pre-test-post-test design. Pre-service teachers at the fourth-semester bachelor level in a German university took part in the studies. Pre-service teachers participated in a four-week teaching practicum at local schools.
During the teaching practicum, pre-service teachers were divided into five different groups. The control group (CG) took part in a traditional practicum with live observations and face-to-face reflection and feedback with peers and experts. Pre-service teachers of the intervention groups (IG 1, IG 2, IG 3, IG 4) reflected and received feedback in highly structured text- or video-based digital environments. Intervention groups 1 (IG 1) and 2 (IG 2) participated in a text-based digital reflection and feedback environment. While IG 1 participants only received feedback from peers, IG 2 pre-service teachers also received expert feedback. Intervention groups 3 (IG 3) and 4 (IG 4) took part in a video-based digital reflection and feedback environment. IG 3 pre-service teachers only received peer feedback, whereas IG 4 participants also received expert feedback.
Mixed methods were applied by generating quantitative and quantitative-qualitative data was with questionnaires, a standardized video-based test and content analysis.
The studies demonstrated that classroom videos and video-based digital reflection and feedback environments can effectively enhance pre-service teachers’ professional competence. This finding can be predominantly attributed to two characteristics of the application in the digital reflection and feedback environments: (a) being able to revisit a multitude of authentic teaching situations without time pressure and (b) the degree of decomposition by deliberate, focused practice and scaffolding elements.
Furthermore, expert feedback seemed to be of better quality and entailed more substantial effects than peer feedback. The results of our studies on professional vision of classroom management, beliefs about teaching and learning and feedback competence showed that expert feedback can be seen as a lens reducing and focusing classroom complexity, enabling pre-service teachers to perceive crucial teaching situations that would have otherwise gone unnoticed and to benefit from expert modelling of high-quality feedback.
Consequently, video-based digital reflection and feedback environments with expert feedback can significantly improve pre-service teachers’ professional competence during teaching practicums and, thus, better prepare pre-service teachers for future classroom challenges, leading to better learning environments for school students.
This dissertation includes an introduction and five empirical papers focusing on the educational and career decision-making process of individuals in Germany. The five papers embrace different determinants of educational and career decisions including school performance, social background, leisure activities as well as professional expectations, and contribute to the existing literature in this research area. Chapter 2 of this dissertation (written jointly with Christian Pfeifer) begins by analysing the nexus between students’ time allocation and school performance in terms of grades and satisfaction with their own performance in mathematics, the German language and a first foreign language, as well as overall achievement. While previous studies have primarily focused on isolated activities, this chapter looks at the heterogeneity of three important extracurricular activities: student jobs, sports and participation in music. Moreover, the heterogeneity of each activity is addressed by accounting for different types of the particular activity and differences in the number of years the activity has been pursued. For this purpose, data from the German SOEP, as a representative panel survey of private households and people in Germany, in particular cross-sectional survey data of 3388 students who are about 17 years old and enrolled in a German secondary school, were used. The main findings are that having a job as a student is negatively correlated with school performance, whereas participation in sports and music is positively correlated. However, the results reveal heterogeneity in each activity, especially with respect to intensity. Chapter 3 addresses the concrete post-school decision of school students, in particular whether to study or to enter the German VET system. It focuses on individual risk preferences and the social background of individuals and how these determinants affect the ultimate decision to enrol in university or to start an apprenticeship given the same level of qualification. For the empirical approach data from the German SOEP were used, in particular information on individuals’ educational decisions between 2007 and 2013. The results indicate that (i) individual risk preferences do not have an overall effect on the real transition; (ii) privileged individuals are more likely to take up higher education; and (iii) compared to highly educated parents, parents without an academic background are less likely to guide their children into tertiary education, regardless of how much they support their children with their school work. Chapter 4 deals with the reconsideration of educational decisions in terms of early contract cancellations in VET (Vocational Education and Training). In particular, the effects of a second job on the intention to cancel a VET contract early are analysed for apprentices in Germany. To date, the literature in this research area mainly focuses on income as a determinant of early contract cancellation in VET, but is lacking in investigations of the consequences of low income during an apprenticeship, such as the need for a second job. For the empirical approach the representative German firm-level study ‘BIBB Survey Vocational Training from the Trainee’s Point of View 2008’, conducted by the Federal Institute for Vocational Education and Training (BIBB), is used. The survey contains 5901 apprentices that were interviewed during their second year of apprenticeship (205 schools, 340 classes, and 15 common occupations). Furthermore, it includes the design, procedures, basic conditions, and quality criteria of apprenticeships. The applied probit regressions show a higher intention to quit if apprentices require a secondary job to cover their living costs.
In Chapter 5, new data on 191 apprentices from a vocational school, located in a northern German federal state, are used to validate the empirical results of Chapter 4. This chapter presents new insights into secondary-job-related burdens during apprenticeship. Due to limitations in the data, the applied empirical approach in Chapter 4 lacks to analyse how holding multiple jobs increases the intention to leave an apprenticeship early. Therefore, Chapter 5 includes the investigations of burdens related to the second job. The results indicate a lower intention to quit the apprenticeship if an apprentice holds a second job to cover living costs. However, secondary jobs are linked to lower quality of training, which, on the other hand, increases the intention to leave the apprenticeship early. Furthermore, the probability of secondary-job-related burdens increases with the number of working hours. Chapter 6 concludes the thesis by investigating subjective determinants of early contract cancellations in VET. It examines ten questions on what apprentices want to achieve and how unfulfilled expectations affect the intention to leave the apprenticeship early. To date, research on early contract cancellation in VET has concentrated on objective determinants, such as income, schooling level, age, gender, or migration background. Hence, the findings of this investigation contributes to the existing research on early contract cancellation. The questions considered include information on the performance, personal development, career development and prospects or position in society and their meaning to apprentices. For the research approach, the ‘BIBB Survey Vocational Training from the Trainee’s Point of View 2008’ is considered again. The probit and ordered probit regressions applied show significant effects of job characteristics that represent job security. The expectation of being retained after an apprenticeship and the encouragement to consistently train further decrease the intention to leave the apprenticeship early. Furthermore, women appear to be more affected by job security signals than men, but they also sort more often into occupations with lower retention probabilities. Consequently, this result may be an indication of occupational segregation rather than a sign of differences between sexes.
A matter of connection: Competence development in teacher education for sustainable development
(2021)
In response to the globally increasing environmental, social, and economic crises, we as humanity must leave the path of business as usual and learn new ways to know, think, and act which may enable us to build a more sustainable future for all. In their role as facilitators, teachers in general are considered one, if not the most important, factor for successful learning. The implementation of education for sustainable development (ESD) across all education systems and preparing students to act as future change agents and lead the societal transformation towards sustainability also largely depends on competent and committed teachers. Correspondingly, the focus of political agendas and scientific research increasingly shifts to the effective education of educators.
The different competence models that are currently being discussed in the international discourse around teacher education for sustainable development (TESD) suggest various sets of intended learning outcomes (ILOs). Yet, they usually share the assumption that teachers require ESD-related knowledge, pedagogical skills, and motivation to successfully implement ESD at the school level. In accordance with the concept of ESD-specific professional action competence (Bertschy et al., 2013), educational offers in ESD for pre-service teachers should also develop their content knowledge (CK), pedagogical content knowledge (PCK) as well as a positive attitude towards ESD. However, in the sense of a comprehensive construct, this concept has not yet been operationalized or measured. Furthermore, there is still a lack of deeper understanding as to how to best design individual courses as teaching and learning environments in TESD in order to support competence development in student teachers.
Based on a dual case study, this cumulative dissertation investigates how individual ESD courses, as part of the teacher education programs at Leuphana University in Lüneburg/ Germany and Arizona State University (ASU) in Tempe/USA, actually foster students’ ESD-specific professional action competence. Furthermore, this work sheds light on the link between learning processes and outcomes, to reveal which factors actually affect the achievement of ILOs and competence development.
The findings of this study indicate that both courses under investigation eventually live up to their role and increased student teachers’ competence and commitment to implement ESD in their future careers; yet, mainly due to their different thematic foci, to varying degrees. Additionally, the four Cs (personal, professional, social, and structural connections) were revealed as significant factors that support students’ learning and should be considered when planning and designing course offerings in TESD, with the goal of developing students’ knowledge, skills, and attitudes.
This dissertation includes six articles tied together by the overarching question of how changes in public opinion, economics and public policy co-evolve in mature democracies, with a focus on redistributive (in seven European democracies) and secessionist preferences (in Catalonia and Scotland).
The theoretical inspiration derives from three sources: 1. the Macro Polity model by Erikson, MacKuen/Stimson, 2. the Thermostatic Responsiveness model by Soroka and Wlezien, and 3. the literature on representation gap models by Gilens, Elsaesser and others. The Macro Polity and Thermostatic Responsiveness models come with an optimistic undertone, emphasizing that public policies adapt to public opinion, producing the policy-opinion congruence that defines responsive government. The Representation Gap model, by contrast, is more pessimistic in highlighting that the preferences of low-income groups are generally worse represented in public policies than the preferences of middle-income and especially high-income groups. While there is evidence in favor of these models for the majoritarian political systems in the US, Canada and the UK, less is known about the validity of these models in proportional democracies of continental Europe. The contributions in this dissertation address this research gap by integrating the three models and combining nearly 500 surveys to study the evolution of European public opinion at the national and subnational level.
The presence of pharmaceutical drugs and their by-products as environmental organic contaminants in a variety of eco-systems and their potential environmental impacts is a well-known aspect and has been raised in recent years. Studying the transformation of pharmaceutical drugs in the aquatic system is very important as it can lead to the formation of many new transformation products (TPs) that can have different properties (e.g. more mobile, toxic or present at higher concentrations) and this can enable them to reach the environmental compartments not affected by their parent compounds. Yet, many of the pharmaceutical drugs are not well regulated or controlled and they can cause a lot of adverse ecological and/or human health effects. In addition, impact of the continuous change in the environmental conditions such as pH, temperature and initial concentration on the transformation behaviour of pharmaceuticals is overlooked in many researches although it is of high interest.
Psychotropic drugs are among the pharmaceuticals which their potential hazards including environmental fate and behaviour is still not well understood compared to other drugs such as antibiotics. Psychotropic drugs are highly used, and their worldwide consumption has been increasing nowadays especially in developed countries such as Europe and the United States. Furthermore, they are highly found in different environmental compartments and can cause a lot of toxicological problems. Trimipramine (TMP), Desipramine (DMI) and Chlorprothixene (CPTX) are three psychotropic drugs with closely related chemical structures and they are selected to be studied in this thesis as they are among the worldwide commonly prescribed psychotropic drugs and data available on their environmental fate (e.g., degradation or transformation and fate of the TPs) is lacking in the environmental researches.
To investigate the ecological impact of the pharmaceuticals on water organisms and to study their fate in the aquatic system, laboratory biodegradation and photodegradation tests are recommended. The use of LC-MS/MS analysis with the combination of photolysis and biodegradation tests to identify the formed TPs and to study the biodegradability and the persistence of the TPs is a helpful new insight into the environmental behaviour of contaminants and their TPs. Different environmental conditions can affect the fate of pharmaceuticals in the environment, therefore answering the question how different variables such as temperature, pH and initial concentration could affect the degradation pattern of pharmaceuticals can provide valuable information regarding their environmental fate. Toxicity assessments of contaminants and their TPs using in-silico software based on quantitative structure activity relationship (QSAR) models can be a good choice especially in case of TPs because the TPs are mostly not available commercially and II
are usually only formed in low concentrations within complex matrices so that isolation and purification are very difficult.
Accordingly, the principle of this thesis was to study the environmental fate of three highly used psychotropic drugs and this achieved through: 1) examining the biodegradability of TMI, DMI and CPTX, 2) studying the behaviour of TMP, DMI and CPTX in photodegradation tests using Xe and UV lamps with studying the effect of different environmental conditions on their UV-photodegradation behaviour, 3) monitoring the primary elimination of TMP, DMI and CPTX during photodegradation and biodegradation tests using HPLC, and measuring their degree of mineralization by means of dissolved organic carbon analyser (DOC), 4) elucidating the structures of the TPs which formed during the degradation of TMI, DMI and CPTX by using LC-MS/MS analysis, 5) analysing the biodegradability of their TPs by laboratory tests and in-silico assessments in order to determine the fate and persistence of these TPs in the aquatic environment, 6) conducting in-silico toxicity predictions for the selected psychotropic drugs and their TPs in human (carcinogenicity, genotoxicity and mutagenicity) and in eco-system (toxicity to microorganisms and toxicity in rainbow trouts).
TMP, DMI and CPTX were found to be not readily biodegradable in Closed Bottle test (CBT), and in Manometric Respiratory test (MRT). They did not show any significant elimination or mineralization within 128 minutes of irradiation using a xenon Lamp. In UV-photodegradation samples, LC-MS/MS results showed elimination of the three psychotropic drugs with corresponding comparatively lower degrees of mineralization indicating formation of abundant photo-TPs.
From the UV-photolysis tests, which were carried out under different environmental conditions, it can be concluded that the degradation rates of TMP, DMI and CPTX decreased when their initial concentrations increased. pH affected the photodegradation behaviour of TMP, DMI and CPTX with different pattern depending on many factors such as solubility, molar absorption coefficient (ɛ), ionisation form and chemical structure. Temperature elevation showed non-significant effect on the photodegradation performance of DMI and CPTX, while showed an enhanced effect on the photodegradation performance of TMP. This could be because the molecules of DMP and CPTX can reach the sufficient energy required for degradation at low temperature. While TMP`s molecules still require some more energy to undergo degradation and temperature helps them to reach easily these required activation energy.
Elucidating the TPs and studying the degradation pathways for TMP, DMI and CPTX during UV irradiation indicated that hydroxylation is the most abundant pathway followed by oxidation and isomerization. De-chlorination pathway was observed during the UV-transformation of CPTX.
III
Deamination and loss of the aliphatic side chain were observed only during the UV-transformation of TMP, while not observed during DMI and CPTX transformation. This indicates that the bond between the amino- group and the aliphatic side chain in DMI and CPTX can be more resistant to photodegradation compared to the same bond in TMP. This could be due to the presence of extra methyl groups in TMP molecule which can decrease the previously mentioned bond strength.
Biodegradation tests performed for photodegradation mixtures, which contain the psychotropic drugs and their TPs, showed low biodegradation results. Despite that, elimination of some TPs was observed in the LC-MS/MS analysis at the end of these biodegradation tests. This indicates the probability of biodegradation ability for some TPs and this ability was hindered by the predominant effect of other non-biodegradable compounds. In-silico predictions showed that for many endpoints, photo-transformation might lead to an increased toxicity in humans and to water organisms compared with the parent compound.
As an overall conclusion, the present work demonstrates that a combination of laboratory simulation tests, LC-MS/MS analysis and in-silico tools result in valuable new information regarding environmental fate of three important psychotropic drugs and their TPs. This dissertation also highlights that different environmental conditions such as temperature, initial drug concentration and pH can differently affect the degradation behaviour of pharmaceuticals even when they are highly structurally related. Therefore, one cannot conclude from one pharmaceutical to another but each one needs to be investigated individually and this present a great challenge for risk assessment kinetics of chemicals in the aquatic environment. The results presented here showed that the investigated pharmaceuticals and their TPs can negatively affect the environment which may be harmful to the ecosystem as they might have been present for decades in the aquatic environment without any knowledge of their environmental fate or connected risk. Therefore, further work needs to be done including analysis of environmental samples (e.g., surface waters), as well as laboratory toxicity tests to further expand knowledge on their exact environmental impact.
"Sustainable development: enough for everyone, forever" is the definition of sustainability. Sustainable landscape development is the main goal of decision makers worldwide. Achieving this goal in the long term leads to achieving social, economic and environmental sustainability. Remote sensing has been playing an essential role in monitoring remote areas. This study has employed part of the role of remote sensing in supporting the direction of decision makers towards sustainable landscape development. The study has focused on some of the main elements affecting sustainable environment as stated in Agenda 21. These elements are land uses, specifically agricultural land uses, water quality, forests, and water hazards such as floods.
Three research programs were undertaken to investigate the role of Terrasar-x imagery, as a source of remote sensing data, in monitoring the environment and achieving the previous stated elements. The investigation was intended to investigate the effectiveness of TSX imagery in identifying the cropping pattern of selected study areas by employing a pixel-based supervised maximum likelihood classifier, as published in Paper I, assessment of the efficiency of using TSX imagery in determining land use and the flood risk maps by applying an object-based decision tree classifier as published in Paper II, and determination of the potential of inferential statistics tests such as the two samples Z-test and multivariate analysis, for example Factor Analysis, for identifying the kind of forest canopy, based on the backscattering coefficient of TSX imagery of forest plots, as presented in Paper III. Papers I and II covered two pilot areas in the Lower Saxonian Elbe Valley Biosphere Reserve “das Biosphärenreservat „Niedersächsische Elbtalaue„ around Walmsburger Werder between Elbe-Kilometer 533 - 543 and Wehninger Werder between Elbe-Kilometer 505 - 520. Paper III focused on the Fuhrberger Feld water protection area near Hanover in Germany. The inputs for this research were mainly SAR Imagery and the ground truth data collected from field surveys, in addition to databases, geo-databases and maps.
The study presented in Paper I used two filters to decrease speckle noise namely De-Grandi as multi-temporal speckle filter, and Lee as an adaptive filter. A multi-temporal classification method was used to identify the different crops using a pixel-based maximum likelihood classifier. The classification accuracy was assessed based on the external user accuracy for each crop, the external producer accuracy for each crop, the Kappa index and the external total accuracy for the entire classification. Three cropping pattern maps were produced namely the cropping pattern map of Wehninger Werder in 2011 and the cropping pattern maps of Walmsburger Werder in 2010 and in 2011. The study showed that image filtering was essential for enhancing the accuracy of crop classification. The multi-temporal filter De-Grandi enhanced the producer accuracy by about 10% compared to the Lee filter. Furthermore, gathering and utilizing large ground truth data greatly enhanced the accuracy of the classification. The research verified that using sequence images covering the growing season usually improved the classification results. The results exposed the effect of the polarization, where using VV-polarized data enabled on average 5% higher classification accuracy than the HH-polarized data, however using dual polarized data enhanced the classification accuracy by 3%. The study demonstrated that the majority of the classifications produced according to the crop calendar had higher total producer accuracy than using all acquisitions.
The study demonstrated undertaken in Paper II applied the decision tree object-based classifier in determining the major land uses and the inundation extent areas in 2011 and 2013 using the Lee-filtered imagery. Based on the maps produced for the land uses and inundation areas, the hazard areas due to the floods in 2011 and 2013 were identified. The study illustrated that 95% of the inundated area was classified correctly, that 90% of vegetated lands were accurately determined, and around 80% of the forest and the residential areas were correctly recognized. The study demonstrated that the residential areas did not experience any hazards in both pilot areas, however some cultivated lands were fully or partially submerged in 2011. These fields are in the high flood zone and therefore are expected to be entirely submerged during future high floods. Although, these fields were flooded in January 2011, they were cultivated with maize and potatoes in summer 2011 and in subsequent years and consequently were inundated in June 2013 with high economic losses to the owners of these fields.
The research undertaken in Paper III statistically analyzed the backscattering coefficient of the Lee-filtered TSX in some forest plots by the Factor Analysis and two sample Z-test. The study showed that Factor analysis tools succeeded in differentiating between the coniferous forest and the deciduous forest and mixed forest, but failed to discriminate between the deciduous and the mixed forest. On one hand, only one factor was extracted for each sample plot of the coniferous forest with approximately equal loadings during the whole acquisition period from March 2008 to January 2009. On the other hand, two factors were extracted for each deciduous or mixed forest sample plot, where one factor had high loadings during the leaf-on period from May to October, and the other one had high loadings during the leaf-off period from November to April. Furthermore, the research revealed that the two sample Z-test enabled not only differentiation between the deciduous and the mixed forest against the coniferous forest, but also discrimination between deciduous forest and the mixed forest. Statistically significant differences were observed between the mean backscatter values of the HH-polarized acquisitions for the deciduous forest and the mixed forest during the leaf-off period, but no statistically significant difference was found during the leaf-on period. Moreover, plot samples for the deciduous forest had slightly higher mean backscattering coefficients than those for the mixed forest during the leaf-off period.
Tropical forests worldwide support high biodiversity and contribute to the sustenance of local people’s livelihoods. However, the conservation and sustainability of these forests are threatened by land-use changes and a rapidly increasing human population. In this dissertation, I focused on the effects of land-use change on forest biodiversity in the rural landscapes of southwestern Ethiopia, against a backdrop of human population growth. These landscapes are being progressively degraded, encroached and fragmented as a result of different pressures, including the intensification of coffee production, farmland expansion, urbanization and a growing rural population. Understanding the drivers of biodiversity loss and the responses of biodiversity to such pressures is fundamental to direct conservation efforts in these tropical forests.
This dissertation aimed to characterize biodiversity patterns in the moist Afromontane forests of southwestern Ethiopia and to examine how biodiversity patterns are affected by land-use and land-use changes (mediated by coffee management intensity, landscape attributes and housing development) in a context of a rapidly growing rural population. To achieve this goal, I take an interdisciplinary approach where, first, I examined the effects of coffee management intensity on diversity patterns of woody plants and birds, spanning a gradient of site-level disturbance from nearly undisturbed forest interior to highly managed shade coffee forests. Results showed that specialized species of woody plants (forest specialists) and birds (forest specialists, insectivores and frugivores) were affected by coffee management intensity. The richness of forest specialist trees and the richness and/or abundance of insectivores, frugivores and forest specialist birds decrease with increasing levels of disturbance. Second, I investigated the effects of landscape context on woody plants, birds and mammals. Community composition and specialist species of woody plants and birds were sensitive to landscape context, where woody plants responded positively to gradients of edge-interior and birds to gradients of edge-interior and forest cover. Further results showed that a diverse mammal community, with 26 species, occurs at the forest edge of shade coffee forests and that the leopard, an apex predator in the region depended on large areas of natural forest. A closer examination of leopard activity patterns revealed a shift in the diel activity as a response to human disturbance inside the forest, further highlighting the importance of natural undisturbed forests for leopards in the region. Together, these findings demonstrate the value of low managed shade coffee forests for biodiversity, and importantly, emphasize the irreplaceable value of undisturbed natural forests for biodiversity. Third, I investigated the effects of prospective rural population growth (mediated by housing development) on the forest mammal community. Here, population growth was projected to negatively influence several mammal species, including the leopard. Housing development that encroached the forest entailed worse outcomes for biodiversity than a combination of prioritized development in already developed areas and coffee forest protection. Fourth, to understand the motivations behind high human fertility rates in the region, I examined the determinants of women fertility preferences, including their perceptions on social and biophysical stressors affecting local livelihoods such as food insecurity and environmental degradation. Fertility preferences were influenced by underlying social norms and mindsets, a perceived utilitarian value of children and male dominance within the household, and were only marginally affected by perceptions of social and biophysical stressors. Results further indicated a mismatch between the global discourse on the population-environment-food nexus and local perceptions of this issue by women. My findings suggest the need for new deliberative and culturally sensitive approaches that engage with pervasive social norms to slow down population growth.
Overall, this dissertation demonstrates the key value of moist Afromontane forests in southwestern Ethiopia for biodiversity conservation. It indicates the need to promote coffee management practices that reduce forest degradation and highlights that high priority should be given to the conservation of undisturbed natural forests. It also suggests the need to integrate conservation goals with housing development in landscape planning. A promising approach to achieve the above conservation priorities would be the creation of a Biosphere Reserve and to promote the ecological connectivity between the larger forest remnants in the region. Finally, this dissertation demonstrates the importance of placed-based holistic approaches in conservation that consider both proximate and distal drivers of forest biodiversity decline.