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Closing Loops in the Circular Economy - A Make or Buy Analysis for the Smartphone Industry (2017)
Revellio, Ferdinand Paul
Smartphones make intensive use of precious metals and so called conflict minerals in order to reach their high performance in a compact size. In recent times, sustainability challenges related to production, use and disposal of smartphones are increasingly a topic of public debate. Thus, established industry actors and newly emerging firms are driven to engage in more sustainable practices, such as sustainable sourcing of materials, maintenance services or take-back schemes for discarded mobile phones. Many of these latter efforts can be related to the concept of a circular economy (CE). This thesis explores how CE-related value creation architectures (VCAs) in the smartphone industry contribute to slowing and closing resource loops in a CE. In order to analyze these new industry arrangements, transaction cost theory (TCT) is used as a guiding theory for a make-or-buy analysis. Combining TCT with the concept of a CE is a novel research approach that enables the empirical analysis of relationships between focal actors (e.g. manufacturers) and newly emerging loop operators (e.g. recycling firms) in the smartphone industry. Case studies of such VCAs are conducted with case companies drawn from the Innovation Network on Sustainable Smartphones (INaS) at Leuphana Universtity of Lüneburg and analyzed regarding their involved actors, partnerships, circular activities, motivation and perceived barriers. Evidence from the conducted case studies suggests that asset specificity for circular practices increases for higher order CE-loops such as maintenance or reuse, therefore long-term partnerships between focal actors and loop operators or vertical integration of CE practices are beneficial strategies to reach a sophisticated CE. Similarly, circular practices that go beyond recycling require a strong motivation, either through integration in the focal firm´s quality commitment or through business model recognition. It is further suggested that the circular design of products and services could reduce necessary transaction costs and thus overall costs of a circular economy. Four different integration strategies for circular economy practices have been derived from the conducted case studies. These are: 1) vertically integrated loops, 2) cooperative loop-networks, 3) outsourcing to loop operators and 4) independent loop operators. This work thus provides evidence that circular economy activities do not necessarily have to be managed by focal actors in the value chain. Rather, circular practices can also be put forward by specialized loop operators or even independent actors such as repair shops.
Multi-channel advertising effectiveness : modeling user behavior and approaches for decision support in real-time advertising (2017)
Stange, Martin
Over the last two decades, online advertising has become one of the most important dimension of corporate communications. Nowadays, companies promote their products and services through multiple online marketing channels, for example newsletters, display and video advertising, and most notably, search engine advertising. In this context, statistical models developed in research and practice can be used to measure the effectiveness of advertising activities. The results from these kinds of analyses can, for instance, be used to attribute marketing success (sales, registration, etc.) to individual advertising activities and, thus, to support budget planning for future advertising campaigns. In recent years, a new form of advertising on the Internet has emerged: real-time advertising. Among others, it allows companies to identify potential customers and target them with respect to their interests. In this way, real-time advertising can increase advertising effectiveness and it could, at the same time, improve user experience. With the emerge of this new form of advertising, statistical models have become even more important because they are now being increasingly used to predict online user behavior. The articles included in this dissertation analyze user-level clickstream data generated during multi-channel advertising campaigns (including TV advertising) and during real-time auctions. The goal of the analyses conducted here is to better understand advertising effects and to support decision-making in this context. Most of the analyses are based on Bayesian models. These models allow for a very flexible structure, which enables researchers to model, for instance, heterogeneity across different types of users or non-linear parameters such as users´ reaction times and exponential decay of advertising effects. In addition, these models allow for the inclusion of prior knowledge of parameter distributions, and, therefore, they are well suited for iterative analyses based on clickstream data. Bayesian models can be evaluated in different ways. Instead of only relying on statistical metrics, the articles included in this dissertation aim to estimate the economic value of these models based on their predictive performance. Although this measure can only approximate their true economic value, this approach can be used to compare and evaluate different models and to illustrate the impact of predictive analyses for companies in the context of big data. This dissertation contributes to both information systems research and marketing research and has many managerial implications. First, a process is developed to determine optimal sample sizes representing the best balance between computational costs and predictive accuracy in e-commerce in particular and big data contexts in general. In practice, this process can be used to reduce infrastructure and computational costs. Second, the articles included here describe models that can be used to measure the impact of television ads on users´ online shopping behavior. The models can provide insights concerning the effectiveness of individual television ads, the interactions between different advertising channels and the difference in user behavior of TV-induced customers and their non-TV-induced counterparts. Thereby, the models could support decision-making with respect to future advertising campaigns and targeting. Third, the articles describe several possibilities to extend and improve decision support systems currently used in e-commerce and marketing. These improvements enable practitioners to predict users´ interests for arbitrary products and services by using corresponding websites as dependent variables. This approach can be used to improve the effectiveness of real-time advertising campaigns, especially those intended to raise brand awareness among customers. In addition to these contributions, the articles describe possibilities for future research projects at the intersection of information systems and marketing. These kinds of projects could aim to develop methods to take advantage of new possibilities resulting from technological progress, to increase profits from advertising campaigns and selling ad inventories, to provide deeper insights concerning the effectiveness of multi-channel advertising campaigns, and to improve targeting of individual consumers by considering their interests and privacy concerns.
Not all derivatives are alike : insights from the German market (2017)
Störch, Saskia
Derivatives are contracts between two parties, a buyer and a seller. The contract will be fulfilled in some point in the future at a predetermined price. The value of those contracts is based on an underlying entity which can be a traded asset or even the weather. Derivatives contains chances, but also risks, investor should be aware off. This thesis aims to deeply analyze two derivative products in the German market and one risk for each which influences the prices of those products. The first part of this thesis focuses on warrants and the issuer´s credit risk involved. It finds evidence that the issuer´s credit risk influences the connection between warrant characteristic and its prices. Over time this connection is unstable partly driven by the issuer´s credit risk. The second paper of this thesis shows that issuers seem to use their credit risk systematically to influence warrant prices. We find evidence that the changes in credit risk are not fully included in the prices directly, but that the adjustment to the new level of credit risk takes several days. In addition, the issuer´s adjustment to changes in credit risk are different for credit risk increases than for credit risk decreases. Especially after financial crisis, in more stable times, evidence is found for such adverse pricing pattern. The third part of the thesis focuses on energy derivatives traded at the Europe Energy Exchange and analyses the influence of weather parameters on energy derivatives with different load profiles and time horizons. This part of the thesis finds that especially wind speed and sun hours have a strong influence on energy derivatives. However, not all products are influenced in the same manner. Products with a longer time horizon are influenced less than the product with a short horizon. Moreover, products comprising hours of the day where energy consumption is expected to be higher are influenced stronger than products comprising hours of a day with lower time consumption. The thesis shows that derivatives are not alike and that it is needed for future research to differentiate between products and the risks which are involved. Since even though we classify them all as derivatives the risks influencing the derivative´s prices do vary tremendously.
Selected aspects of biodegradation testing of pharmaceuticals including development of a new biodegradation test (2017)
Baginska, Ewelina
Among all attenuation processes, biodegradation plays one of the most important role and is one of the most desirable processes in the environment especially since products released during this bio-reactions, can be once again reintroduced into the natural element cycles. To assess biodegradation, a variety of biodegradation test procedures have been developed by several international organizations. OECD guidelines for ready biodegradability testing represent one of the most prominent group of internationally used screening biodegradation tests (series 301A-F). These tests are usually very simple in their designs and allow for the fast and cheap screening of biodegradability. However, because of their stringency, the test conditions are not close to simulating environmental conditions and may lead to unrealistic results. To overcome these limitations, OECD introduced simulation tests which are designed to investigate the behavior of chemicals in specified environmentally relevant compartments. Despite the fact that simulation tests give more insight into the fate of chemicals in the environment, they are not applied frequently as they are often tedious, time consuming and expensive. Consequently, there is a need to provide a new biodegradation testing method that would combine complex testing environment as in simulation tests, easiness in handling and good data repeatability as in screening biodegradation tests. Another challenge is an adaption of the existing biodegradation testing methods to new types of samples, i.e. mixtures of transformation products (TPs). The research on the presence of pharmaceuticals in the environment gained momentum in the 1990s; since then, it has been growing. Their presence in the environment is a wellestablished fact. A wide range of pharmaceuticals is continuously detected in many environmental compartments such as surface waters, soils, sediments, or ground waters. After pharmaceuticals reach the natural aquatic environment they may undergo a number of processes such as: photolysis (under direct sunlight), hydrolysis, oxidation and reduction reactions, sorption, biodegradation (by bacteria of fungi), and bioaccumulation. These processes, may cause their elimination from aquatic environment, if reaction is complete, or creation of new compounds i.e., transformation products (TPs). What is more, processes, like chlorination and advanced oxidation processes (AOPs), such as H2O2/UV, O3/UV, TiO2/UV, Fenton, and photo-Fenton, or UV treatment which might be applied in water or wastewater treatment, may also lead to the TPs introduction into aquatic environment. The research on the TPs brings many new challenges. From one side, there is a constant need for the the development of a sensitive and reliable analytical separation, detection, and structure elucidation methods. Additionally, there is a need for the preparation of appropriate assays for the investigation of properties of new compounds, especially those answering the question if TPs pose a higher risk to the aquatic ecosystems than their parent compounds. Among numerous groups of pharmaceuticals, two are of great importance: antibiotics since they might promote emergence and maintenance of antimicrobial resistance in the aquatic environment; and cytostatic drugs. Cytostatic drugs can exert carcinogenic, mutagenic and/or teratogenic effects in animals and humans. The challenges of biodegradation testing presented in this thesis, encompasses these different areas of interest and was divided into three objectives: 1) Identification of the knowledge gaps and data distribution of the two groups of pharmaceuticals antibiotics and cytostatic drugs (article I); 2) Increasing the knowledge on biodegradation of cytostatic drugs and their TPs (articles II, III, and IV) and 3) Establishment of a biodegradation test with closer to simulation tests conditions, that could be affordable and to support better understanding on processes in water sediment interface construction - screening water-sediment test. Further validation of the test with an insight into sorption and desorption processes (articles V and VI).
No country for old trees? : the future of European wood-pastures (2017)
Roellig, Marlene
Wood-pastures have been present in Europe for thousands of years. This form of grazed landscape, combining herbaceous vegetation with trees and shrubs, has often co-evolved with its human users into complex social-ecological systems (SES). Wood-pastures are associated with high cultural and biodiversity values and are an example of the sustainable use of resources. However, due to their often relatively labour-intensive management and low productivity, large areas of wood-pastures have been lost over the last century. The loss of these areas means not only the loss of biodiversity on both local and landscape scales, but also the loss of traditional farming and cultural heritage in some regions. Across the European Union, wood-pastures are facing different problems and are embedded in different social systems and ecological environments. Yet they are all affected by global change and common European policies. To understand the challenges for wood-pastures in a changing world, a holistic approach combining different disciplines is needed. This dissertation therefore is analyzing wood-pastures across Europe as a Social-ecological System, combining ecology and social science with the aim to identify the barriers and drivers for wood-pastures persistence into the future.
Testing paradigms in conservation biology : spatio-temporal dimensions of habitat fragmentation in a stenotopic woodland ground beetle (2017)
Marcus, Tamar
Habitat fragmentation and changes in land use are currently two major drivers of biodiversity loss around the world by causing habitat loss and reducing connectivity across landscapes. These processes affect not only species diversity, but genetic structure as well. The loss of habitat and the increased isolation prevent gene flow and accelerate genetic drift, causing loss of genetic diversity and facilitating development of genetic differentiation. The effects of habitat fragmentation and land use changes are usually studied by relating patterns of genetic diversity and differentiation to environmental factors, habitat history, landscape structure, or to a combination thereof. However, these three drivers are rarely addressed simultaneously. In addition, these studies are usually carried out in conservation-driven contexts, and therefore tend to concentrate on hyper-fragmented landscapes and on rare or endangered species. However, how habitat fragmentation and land use affect widespread species in more typical landscapes has not been fully investigated. In this thesis I address these two gaps, and do so in three study regions, allowing for generalization of the results. I used Abax parallelepipedus, a flightless ground beetle with low dispersal power as a model species to test how environmental factors, habitat history, and landscape structure affect genetic diversity and genetic differentiation in three study regions located across Germany. This species seldom leaves wooded habitats, and rarely crosses linear barriers such as roads and railways. It is also known to be susceptible to rapid changes in genetic structure after habitat fragmentation. Nevertheless, A. parallelepipedus is widely distributed as it can inhabit a variety of woodland types in which it maintains high population densities. Although all of my study regions represent fairly typical rural landscapes for central Europe, each consisting of a complex matrix of land uses, they differ from one another in terms of environmental factors, habitat history, and landscape structure, and thus can serve as three test cases. In the first stage of my work, I identified polymorphic microsatellite loci which could potentially be used to study genetic diversity and differentiation in A. parallelepipedus. I then developed PCR and genotyping protocols for two suites of loci, in the end selecting to use the set of 14 fully multiplexed loci for my study. After I had developed the needed study system, I genotyped over 3300 beetles from 142 study sites. In my investigation of how environmental factors and habitat history affect genetic diversity and genetic differentiation, I found that genetic diversity was being driven by variables that could be related to population sizes rather than by habitat history. I also did not find evidence of an influence of habitat history on the genetic differentiation patterns. Although populations of A. parallelepipedus in the past were probably smaller due to deforestation, they apparently remained large enough to prevent rapid genetic drift. Thus, recolonization processes of woodlands planted after the peak of deforestation either occurred without incurring founder effects or bottlenecks, or the effects of thereof have since been erased by gene flow. As the genetic structure found in my landscapes is driven current processes, rather than historical ones, I carried out a landscape genetics analysis of the genetic differentiation patterns found in each of my study regions, in which I examined the relationship between genetic differentiation and landscape structure. I tested whether I could find patterns of isolation by distance, isolation by resistance, or isolation by barriers in my study regions. Surprisingly, I found no effects of land use or of fragmentation. Based on the importance of population sizes found in my previous study, combined with the beetle´s known avoidance of non-wooded areas and its inability to cross roads, I conclude that although there is probably little gene flow across my study regions, large population sizes are preventing the rapid development of genetic differentiation. Models simulating the development of genetic differentiation over time in populations of different starting sizes support this conclusion. My work highlights the importance of population sizes in determining how patterns of genetic diversity and differentiation will develop across landscapes. While emphasis has been placed in conservation contexts on the deleterious effects of fragmentation on genetic structure, this may be overstated for widespread species in typical landscapes. In such cases, large population sizes may mitigate the development of genetic differentiation and prevent loss of alleles, despite existing barriers and lack of gene flow.
Car-following in self-, assisted-, and autonomous driving (2017)
Siebert, Felix Wilhelm
In this dissertation the relation between time headway in car following and the subjective experience of a driver was researched. Three experiments were conducted in a driving simulator. Time headways in a range of 0.5 to 4.0 seconds were investigated at 50km/h, 100km/h, and 150km/h under varied visibility conditions and at differing levels of driver control over the car. The main research questions addressed the possible existence of a threshold effect for the subjective experience of time headways and the influence of vehicle speed, forward visibility, and vehicle control on the position of time headway thresholds. Furthermore, the validity of zero-risk driver behavior models was investigated. Results suggest that a threshold exists for the subjective experience of time headways in car following. This implies that the subjective experience of time headways stays constant for a range of time headways above a critical threshold. The subjective experience of a driver is only influenced by time headway once this critical time headway threshold is passed. Speed does not influence preferred time headway distances in self- and assisted-driving, i.e. time headway thresholds are constant for different speeds. However, in completely automated driving preferred time headways are influenced by vehicle speed. For higher speeds preferred time headways decrease. A reduction of forward visibility leads to a shift in preferred time headways towards larger time headways. Results of this dissertation give credence to zero-risk models of driver behavior.
Governance for corporate sustainability : national and global governance influencing TNCs’ sustainability management in Germany, the US and India (2017)
Wedl, Isabella
Economic globalization has not only reinforced the power of global firms, but also the sustainability challenges we are facing today on global and regional levels. Against this background, an increasingly broad range of governance efforts has aimed at fostering more sustainable business practices. At the national level, in addition to regulatory policy instruments, market-based and network instruments as well as self-regulatory Corporate Social Responsibility (CSR) initiatives have emerged. These instruments differ not only in their degree of bindingness between compulsory and voluntary, but also involve a greater diversity of actor groups like government, business, and civil society organizations. In addition, international instruments like the UN Global Compact principles, the GRI Reporting Guidelines or the
Key competencies in sustainability - Application in sustainable entrepreneurship (2017)
Hagmaier, Bastian
Sustainability of off-grid photovoltaic systems for rural electrification : empirical evidence from selected Andean countries (2017)
Féron, Sarah
I aim to assess the sustainability of rural electrification efforts based on off-grid photovoltaic (PV) systems in three Andean countries: Chile, Ecuador, and Peru. Although deployment of off-grid PV solutions for rural electrification began in the early 1990s in the Andean region, most of the projects turned out to be unsustainable and did not last. Prior efforts have addressed the different issues and barriers that plagued these projects and inhibited their sustainability. However, these prior analyses were mostly quantitative; systematic qualitative evaluations have been scarce. In this thesis, I address the following research question: ´Are the rural electrification programs (based on off-grid PV Systems) in the Andean countries sustainable?´ In order to answer this research question, I conducted an exhaustive qualitative document analysis complemented by semi-structured expert interviews. The interviewees included experts from different ministries, project managers from leading Non-Governmental Organizations (NGOs), public and private companies´ representatives, supervisors, and researchers. Although I also describe several relevant PV-based electrification efforts in the Andean countries, my research was aimed at providing an overall picture of the rural electrification efforts in these countries, rather than measuring the success or failure of specific projects. The gathered information allowed me to assess the sustainability of rural electrification efforts in the Andean countries. This assessment was based on a set of indicators corresponding to the four dimensions of sustainability considered in this thesis: institutional, economical, environmental, and socio-cultural. I found that Ecuador and Chile have consistently failed to ensure mechanisms for the operation and maintenance of the deployed off-grid systems, which has made these solutions in poor Chilean and Ecuadorian communities inevitably unsustainable. Although Peru has adopted a cross-tariff scheme, the Peruvian case shows that ensuring the funding of off-grid PV solutions is not enough. Peruvian officials appear to be unaware of the importance of local participation (local values and lifestyles are constantly disregarded) and most of the projects have been designed without the participation and engagement of the communities, which has often led to project failures and payment defaults. Although each country has its particular challenges, I found that the three Andean countries have consistently neglected the importance of strong formal institutions with a flexible and decentralized structure, which in turn significantly compromised the rural electrification effort in these countries.
The role of consumers in transformations towards sustainable consumption : qualitative and quantitative insights into consumers´ purchasing decisions regarding fast moving consumer goods (2017)
Moser, Andrea K.
The dissertation project focuses on empirically investigating consumers´ attitudes, motiva-tions and purchasing decisions regarding sustainable products. The focus on this micro per-spective, however, does not reflect consumers´ roles within the transformation towards sus-tainable consumption. Therefore, the present framework paper puts the included papers into a greater context and evaluates the findings on a meta-level by applying an enhanced transition management theory. The analysis underlines that consumers´ limited personal capabilities are an underlying reason for unsustainable practices. Therefore, the active engagement not only of consumers, but also of companies is required if the transformation is to be successful. If companies actively support consumers in making sustainable choices, consumers can engage in sustainable consumption with only low cognitive efforts. On this basis, genuine sustainable choices are enabled. The dissertation provides practical implications by highlighting potential measures which will help to promote sustainable products from niches to mainstream. In sum, the dissertation project enhances academic understanding of consumers´ sustainable purchas-ing behavior and reveals the potential of integrating such insights into the management of transformations towards sustainable consumption.
Integrating scientific literacy as part of a citizen science approach on natural research on seed predation along an urban-rural gradient (2017)
Miczajka-Rußmann, Victoria Leonie
In an increasingly urbanized world, consequences for humans, animals, plants are often unknown. Fundamental changes in landscapes due to landscape fragmentation, intensified agriculture or biodiversity loss dramatically impact ecosystems and their functions. Humans increasingly shifted their lifestyle from outdoor activities towards indoors, which are facilitated and depend on mostly digital technologies that are discussed to increase the risk of nature alienation. On the other hand, these readily available digital technologies offer chances to connect with people worldwide. This connectivity offers manifold opportunities to share data and to recruit people looking for new entertaining and interesting experiences as cooperation partners for the scientific community in so-called citizen science approaches. In citizen science, non-scientists are integrated in the data gathering of scientists. Being part of scholarly research, the citizen scientists receive up-to-date information on the research topic, which fosters the learning of the scientific background and thereby ideally supports the general scientific literacy that might be little developed due to a lack of interaction with nature. Especially for children in an urban societal background, there are concerns of alienation from nature due a significant shift away from nature-based activity and recreation, when compared to past generations. However, even though direct contact with nature is nowadays often infrequent, a solid knowledge about nature is essential to understand the consequences of biodiversity loss, the limitation of natural resources and the need for a sustainable development. Theoretically, citizen science cooperation offers a unique opportunity to integrate the public in the scientific gain of knowledge, further explaining the nature of science and fostering an increased awareness for biodiversity conservation and sustainable development. Inspired by these challenges, I investigated in my dissertation seed predation, an important ecosystem function that has hardly been part of citizen science project. As seed predation has only rarely been investigated along urban-rural gradients and to integrate the question if the background (urban vs. rural) of primary school children affects their environmental knowledge, I selected study sites in and around Lüneburg and Hamburg, in Northern Germany. In my ecological experiments, I found that slugs are important seed predators that independently of urbanization predated about 30% of all seeds in the anthropogenically used landscapes investigated. Also, I could for the first time integrate primary school children in a citizen science approach into this research and show that even seven year old children can record data as reliable as a scientist. Finally, I investigated the native species knowledge from the children taking part as citizen scientists in my research, considering possible differences due to their urban or rural background. Contrary to my expectation, the urban or rural background had no significant effect on the species knowledge. However, my work provides a good foundation to transfer the approach of introducing a basic foundation of a taxonomical species concept in primary school to foster further understanding on biodiversity and ecosystem functions. In summary, my dissertation combined different disciplinary approaches showing synergies between the single disciplines to support strategies for a successful sustainable development in the spirit of an education for sustainability. I could highlight the great potential of inter- and transdisciplinary approaches combining natural research with scientific literacy in a citizen science project on a local scale, which may serve as a model for implementing citizen science projects in schools elsewhere. I highly recommend this successful approach for similar cooperation on larger scales to counter challenges of pressing societal problems. Even though each cooperation will has its own unique challenges, the synergetic advantages will likely outweigh the disadvantages. In this context, there should be more emphasis on the education for sustainable development, not only in schools but other educational institutions like universities, to face the global urbanization with its manifold challenges and opportunities.
Proactivity against poverty : personal initiative training and its impact on entrepreneurial success in developing countries (2017)
Mensmann, Mona
Micro- and small enterprises are of great importance for the economic growth in developing countries, as they contribute to employment creation and innovation. In light of their economic relevance, several approaches to support micro- and small enterprises have emerged, including building human capital through business trainings. However, the effects of existing business trainings on entrepreneurial success have so far been limited. One promising alternative training approach that has emerged in the last years is personal initiative training, which teaches self-starting, future-oriented, and persistent entrepreneurial behavior. This dissertation helps to improve the understanding of personal initiative training by shedding light on the mechanisms through which it affects business success, on supporting factors, and on its long-term impacts. Chapter 1 provides an overview on the topic of personal initiative training for entrepreneurs in developing countries. Chapter 2 introduces personal initiative training and other proactive behavior trainings in various contexts of work, including entrepreneurship. The chapter presents action regulation theory and the theory on personal initiative as the theoretical foundation of the training. In addition, the chapter provides insights into training and evaluation methods and makes recommendations for the successful implementation of personal initiative training. Chapter 3 offers a first answer to the question how personal initiative after training can be maintained over time. The chapter introduces training participants´ need for cognition as beneficial factor for post-training personal initiative maintenance. Chapter 4 explains how action regulation trainings like personal initiative training contribute to poverty reduction in developing countries by supporting entrepreneurial success. Chapter 5 enlarges upon the topic of personal initiative training for entrepreneurial success in developing countries. The chapter focuses on how personal initiative training supports female entrepreneurs in developing countries by helping them to overcome the uncertainty involved in entrepreneurial actions. Chapter 6 summarizes the overall findings and illustrates the theoretical and practical implications that result from this dissertation. In sum, this dissertation makes a contribution to the better understanding of personal initiative training and its effects on entrepreneurship in developing countries and thereby helps to create effective interventions to combat poverty in developing countries.
Team leaders’ and members’ pro-diversity beliefs: powerful means to overcome the detrimental effects of diversity faultlines in teams (2017)
Schölmerich, Franziska
Western organizations increasingly organize work in team-based structures. Members of these teams often differ in various diversity attributes (e. g., gender, age, cultural background). In response, research aims to provide evidence-based recommendations on how to effectively manage diversity in teams. Within diversity research, the diversity faultlines approach has been particularly fruitful. It considers the impact of the alignment of multiple diversity attributes in teams. Strong diversity faultlines are associated with the emergence of relatively homogeneous subgroups in teams and have an overall negative impact on team processes and outcomes. This dissertation investigates factors that mitigate the detrimental consequences of strong diversity faultlines in teams, namely pro-diversity beliefs. It extends faultline literature beyond the conventional focus on processes and outcomes related to team members by emphasizing the leaders´ perspective. The three empirical papers included in this dissertation systematically examine how strong pro-diversity beliefs can help unleashing the positive effects of team diversity despite strong faultlines. The first paper highlights the role of leaders´ pro-diversity beliefs in mitigating the negative impact of diversity faultlines on two team processes: perceived cohesion and social loafing. Moreover, it compares the impact of socio-demographic faultlines (based on gender and age) and experience-based faultlines (based on team tenure and education level). Data was collected in a multisource field sample with 217 team members nested in 44 teams and the corresponding leaders. We found that socio-demographic, but not experience-based faultlines were negatively related to perceived cohesion and positively to perceived loafing. Path analysis further revealed that these relationships were mitigated when leaders held strong pro-diversity beliefs. The second paper extends these findings by additionally taking the impact of members´ pro-diversity beliefs into account. It examines whether the impact of sociodemographic faultlines on performance is contingent on leaders´ and members´ pro-diversity beliefs. Moreover, we assumed that aggregate LMX would mediate this relationship. In a multisource data set obtained from 41 teams with 219 members and the corresponding leaders working for the German Ministry of Foreign Affairs, we found partial support for our hypotheses. As expected, the impact of strong socio-demographic faultlines on diplomats´ performance was least negative when both leaders and members held strong pro-diversity beliefs. However, neither the two-way interactions of faultlines and leaders´ or members´ prodiversity beliefs nor aggregate LMX had a significant impact in our research model. The third paper zooms into processes and outcomes related to team leaders. It investigates how leaders´ pro-diversity beliefs and their perceptions of members´ prodiversity beliefs in teams with strong socio-demographic faultlines impact leaders´ task role assignment, performance expectation, and motivation. To test our hypotheses, we conducted two experimental studies with students, one in Germany (N = 55) and one in the US (N = 134). Findings showed that strong pro-diversity beliefs held and perceived by leaders made them assign task roles that cross-cut rather than aligned with the subgroup structure created by faultlines. Moreover, leaders´ perceptions of members´ pro-diversity beliefs, but not their own beliefs, had a positive impact on their motivation, mediated by their performance expectation. In sum, findings of these three papers extend the literature on diversity faultlines and leadership by systematically demonstrating the mitigating impact of pro-diversity beliefs on faultlines´ detrimental consequences on processes and outcomes related to team leaders and members. Based on various samples, we showed that it is worthwhile to distinguish between pro-diversity beliefs held by leaders, pro-diversity beliefs held by members, and leaders´ perceptions of members´ pro-diversity beliefs. Fostering strong pro-diversity beliefs among leaders and members should thus be a crucial element of effective diversity faultline management in organizations.
Assessing organizational culture and investigating its link to organizational effectiveness (2017)
Puppatz, Martin
Organizational culture is widely acknowledged to be a driver of organizational effectiveness. However, existing empirical research tends to focus on investigating the links between individual, isolated culture dimensions and effectiveness outcomes. This approach is at odds with the theoretical roots of organizational culture and does not do justice to the complex reality that most organizations face. This issue is addressed by this dissertation, which is comprised of four studies. Study 1 investigated the psychometric quality and cultural equivalence of three culture measures in a German context, based on a sample of 172 employees in a bank. The results suggested that the German versions of the Denison Organizational Culture Survey and the Organizational Culture Profile performed satisfactorily, while results regarding the GLOBE survey fell short of expectations. The study contributes to facilitating cross-cultural research on organizational culture by providing evidence on instruments that can be applied in international settings, which is an important prerequisite for investigating relationships between culture and effectiveness in an increasingly globalized economy. Study 2 reviewed the literature on the link between culture and effectiveness with a focus on studies that treat organizational culture as a holistic phenomenon. The review yielded four kinds of holistic approaches (aggregation-based, agreement-based, moderation- or mediation-based, and configuration-based). For each approach, main findings, theoretical foundations, and specific avenues for future research are provided. Study 3 investigated how a change in organizational culture induced by an M&A project impacts employee commitment. Based on a sample of 180 employees in a German organization, the findings suggest that individuals perceive cultural change differently, that cultural stability is positively related to employee commitment, and that group-level leader-member exchange and individual self-efficacy moderate this relationship. The study thus contributes to the literature by enabling a better understanding of how cultural change affects employee-related effectiveness factors and by illuminating important contextual factors at the group and the individual level. Study 4 introduced a new theoretical perspective (set theory) and a novel methodology (fuzzy set qualitative comparative analysis) to the field of organizational culture. Across two samples (1170 employees in a financial service provider and 998 employees in fashion retailer), results indicated that culture dimensions do not operate in isolation, but jointly work together in achieving different effectiveness outcomes. The study offers new theoretical and methodological impulses for investigating the culture-effectiveness link. In sum, this dissertation contributes to the literature by providing novel insights that can help researchers to analyze the relationship between organizational culture and effectiveness in a manner that acknowledges both the complexities of organizational reality and of organizational culture´s theoretical roots. Theoretical and practical implications are discussed, and promising directions for future research are identified.
It’s time for change : toward a dynamic perspective on motivational and cognitive processes in entrepreneurship (2017)
Lex, Maike
Research on motivational and cognitive processes in entrepreneurship has commonly relied on a static approach, investigating entrepreneurs´ motivation and cognition at only one point in time. However, entrepreneurs´ motivation and cognition are dynamic processes that considerably change over time. The goal of this dissertation is thus to adopt a dynamic perspective on motivational and cognitive processes in entrepreneurship. In three different chapters, I examine dynamic changes in the level and impact of three different processes, i.e., creativity, entrepreneurial passion, and opportunity identification. In Chapter 2, I develop a theoretical model on the alternating role of creativity in the course of the entrepreneurial process. The model emphasizes that the effects of two components underlying creativity, i.e., divergent and convergent thinking, considerably change both in magnitude and in direction throughout the entrepreneurial process. In Chapter 3, I establish and empirically test a theoretical model on entrepreneurial passion. The theoretical analysis and empirical results show that the relationships between feelings of entrepreneurial passion, entrepreneurial self-efficacy, and entrepreneurial success are dynamic and reciprocal rather than static and unidirectional. In Chapter 4, I develop and test a theoretical model on the effect of entrepreneurship training on opportunity identification over time. The theoretical and empirical investigation indicates that entrepreneurship training effects systematically decay over time and that action planning and entrepreneurial action sustain the effects in the long term. Altogether, the research reported in this dissertation provides novel insights into entrepreneurs´ motivation and cognition which more static approaches would have obscured. Moreover, the theoretical and empirical results of each chapter resolve apparent contradictions in past research and integrate hitherto fragmented theoretical perspectives into more inclusive theoretical frameworks. Thereby, this dissertation represents an important step toward a more integrated understanding of motivational and cognitive mechanisms underlying successful entrepreneurship.
Monitoring and improving mental health with internet- and mobile-based approaches (2017)
Beiwinkel, Till
Internet- and mobile technologies are increasingly used to deliver mental health care. E-Mental Health is promising for the prevention and treatment of mental disorders, in particular due to its wide population access, a low threshold, the active role of the client, lower costs compared to traditional care, and the possibility to integrate interventions in real-world settings. However, while E-Mental Health was shown to be an effective treatment tool, fewer studies investigated the prevention of mental health problems with E-Mental Health approaches. In a series of three studies, this dissertation examines internet- and mobile-based approaches for the early monitoring and supporting of mental health. First, a pilot study investigates the use of smartphone data as collected by daily self-reports and sensor information for the self-monitoring of bipolar disorder symptoms. It was found that some, but not all smartphone measurements predicted clinical symptoms of mania and depression, indicating that smartphones could be used as an earlywarning system for patients with bipolar disorder. Second, a randomized controlled trial evaluates the effectiveness of an internet-based intervention among persons with depression and sickness absence. The intervention was found to be effective in reducing depressive symptoms compared to a control group, suggesting that the internet can provide effective support for people with sickness absence due to depression. Third, a study protocol proposes to combine self-monitoring with a mobile intervention to support mental health in daily life. Supportive self-monitoring will be evaluated in a fully mobile randomized controlled trial among a sample of smartphone users with psychological distress. If supportive self-monitoring on the basis of a smartphone application is effective, it could be widely distributed to monitor and support mental health on a population level. Finally, the contribution of the presented studies to current research topics in E-Mental Health is discussed.
Testing theories for ecological restoration : effects of plant-plant interactions and plant order of arrival on assembly and on above- and belowground productivity (2017)
Weidlich, Emanuela Wehmuth Alves
European species-rich grasslands, which provide many ecosystem functions and services, are threatened both by land use intensification as well as land abandonment. The studies shown in this thesis tested the possible use of ecological knowledge to ensure hay productivity whilst maintaining diversity of grasslands, with a view to informing ecological restoration. The overall approach was to understand interactions between plants, to study diversity effects on productivity, and mainly investigate how plant functional groups that arrive first in the system can create priority effects that influence community productivity both above- and belowground. A grassland field experiment was established and monitored for four years, in order to verify the effects of manipulating the order of arrival of different plant functional groups, as well as the sown diversity level on productivity and methane yield. The overall findings were: a) sowing legumes first created priority effects aboveground (higher biomass) and belowground (lower root length), plants invested less in roots and more in shoots, b) priority effects were more consistent below than aboveground, c) sown diversity did not affect aboveground biomass, d) the order of arrival treatments indirectly affected methane yield by affecting the relative dominance of plant functional groups. Since we lack information on how legumes and non-legumes interact spatially belowground, (particularly related to root foraging) a controlled experiment was performed, using two grass species and one legume. The identity and location of the neighbours played a role in interactions, and the order plants arrived modulated it. When the focal species (grass) was growing with a legume it generally equated to the same outcome as not having a neighbour. Roots from the focal species grew more toward the legume than the grass neighbour, indicating a spatial component of facilitation. Since these studies involved root measurements, a method study was also conducted to verify how comparable and accurate are root length estimates obtained from different techniques. Results showed that the use of different methods can lead to different results, the studied methods did not have the same accuracy, and the automated methods can underestimate the root length. Overall, the results allow to conclude that different groups of plants arriving before others affected above and belowground biomass, roots may be key drivers during the creation of these priority effects, and interaction outcomes between plants depended on neighbour identity and location, modulated by the order they arrive in. Our results suggest that we can use priority effects by sowing different species or plant functional groups at different time to steer a community to a desired trajectory depending on the restoration goal (such as increasing biomass whilst maintaining diversity). However, there is a need to test contingency, potential, and long term impacts of such possible tools for restoration.
Essays on the growth and investment of small German firms (2017)
Habermann, Harald
In 2013, the European Commission adopted the so called ´Entrepreneurship 2020 Action Plan´ to ease the creation of new ventures and to support the takeover of existing firms. The goal is to create a supportive environment for entrepreneurs to thrive and grow (European Commission 2013). This shows that the European Union puts its efforts to support small firms as they are seen as means for Europe´s sustainable economic growth. However, the successful processes of growth and investment are complex and depend on different determinants. The present thesis focuses on the firm level and analyzes in three independent articles: how small firms invest over time, how new ventures grow and which variables influence growth, how small firms grow after business takeover and which variables influence growth. The framework that connects these articles forms the content-related focus on the early stage of development of small firms and the methodological and analytical approaches that comply with up-to-date and adequate statistical analysis techniques. Supported by an extensive dataset, which is the foundation of all three articles, it is possible to investigate empirically different open research questions using bivariate and multivariate analysis techniques. Thus, this thesis also serves the research needs for more multivariate analyses for small firms, for which so far mainly cross-sectional studies have been conducted.
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