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Rethinking Gamification
(2014)
Gamification marks a major change to everyday life. It describes the permeation of economic, political, and social contexts by game-elements such as awards, rule structures, and interfaces that are inspired by video games. Sometimes the term is reduced to the implementation of points, badges, and leaderboards as incentives and motivations to be productive. Sometimes it is envisioned as a universal remedy to deeply transform society toward more humane and playful ends. Despite its use by corporations to manage brand communities and personnel, however, gamification is more than just a marketing buzzword. States are beginning to use it as a new tool for governing populations more effectively. It promises to fix what is wrong with reality by making every single one of us fitter, happier, and healthier. Indeed, it seems like all of society is up for being transformed into one massive game. The contributions in this book offer a candid assessment of the gamification hype. They trace back the historical roots of the phenomenon and explore novel design practices and methods. They critically discuss its social implications and even present artistic tactics for resistance. It is time to rethink gamification!
Using unique recently released nationally representative high-quality data at the plant level, this paper presents the first comprehensive evidence on the relationship between productivity and size of the export market for Germany, a leading actor on the world market for manufactured goods. It documents that firms that export to countries inside the euro-zone are more productive than firms that sell their products in Germany only, but less productive than firms that export to countries outside the euro-zone, too. This is in line with the hypothesis that export markets outside the euro-zone have higher entry costs that can only by paid by more productive firms.
This research report presents a transdisciplinary student research project on developing climate resilience of communities in Marine Protected Areas in the Lesser Antilles. For the second time, the Leuphana University Lüneburg and the Sustainable Marine Financing Programme (SMF) of the Deutsche Gesellschaft für internationale Zusammenarbeit (GIZ) partnered up. The first project on the Caribbean Island Dominica showed that community resilience is a complex concept that is not yet well understood. Building on these findings, this year’s project broadened the scope in addressing the effect of varying local conditions on climate resilience on four different Caribbean islands: Dominica, Grenada, St Lucia, and St. Vincent and the Grenadines. For the GIZ, the research project aimed at improving the understanding of the socio-ecological resilience framework for tackling problems of Marine Managed Areas (MMA) and Marine Protected Areas (MPA). Also, it enabled new thoughts on how the GIZ and other development agencies can more effectively assist island states to better cope with the challenges of climate change. The role of the students from the “Global Environmental and Sustainability Sciences” programme of Leuphana University included the design of four transdisciplinary research projects to study the effect of varying local conditions in disaster-prone regions in the Southern Caribbean on climate resilience. The developing island states in the Caribbean are extremely vulnerable to more frequent and intense natural hazards while relying on ecosystem services that are threatened by extreme weather events, in particular Hurricanes. After such adverse events, low economic stability leads to a dependency of the states on international assistance. To decrease the vulnerability to shocks, counteracting measures that encourage learning and adaptation can increase the resilience against extreme weather events and their consequences. Concepts that were considered during the design of the transdisciplinary research projects were the adaptation of systems, diversity and stakeholder participation and resilience-focused management systems. Building on the results from last year in Dominica, the establishment of a four islands design allowed for greater comparison to better understand community approaches to solve a concrete sustainability problem: securing livelihoods while protecting natural and cultural resources. The research methods of a literature review, stakeholder mapping, semi-structured interviews, scenario development and visioning were used in the projects. A comparison of the four TD projects revealed four overarching lessons. First, all countries recognise a need for restoration and conservation projects, i.e., nature-based solutions implemented and managed by the local community in the MPA. Furthermore, all four cases show that the limited participation of local people in the management and organisation of the MPA is a factor constraining community resilience. Third, this TD project highlights the importance to distinguish climate change as an event or as a process. When climate change occurs as a series of disaster events (e.g., hurricanes, floodings, and heatwaves) in combination with s gradual degradation of natural ecosystems (e.g., coral bleaching and ocean warming), people in MPA communities show highly adaptive and restorative behaviour. Finally, this project was an attempt to realize a cross-cultural and virtual transdisciplinary project. The research approach of transdisciplinarity links different academic disciplines and concepts, and non-scientific stakeholders are included to find solutions for societal and related scientific problems. A major learning was that in virtual TD projects particular attention needs to be paid to setting clear boundaries and be explicit about success criteria. Nonetheless, the findings of the projects provide valuable learning lessons to be applied in practice and that can prove useful for future research.
We use comparable micro level panel data for 14 countries and a set of identically specified empirical models to investigate the relationship between exports and productivity. Our overall results are in line with the big picture that is by now familiar from the literature: Exporters are more productive than non-exporters when observed and unobserved heterogeneity are controlled for, and these exporter productivity premia tend to increase with the share of exports in total sales; there is strong evidence in favour of self-selection of more productive firms into export markets, but nearly no evidence in favour of the learning-by-exporting hypothesis. We document that the exporter premia differ considerably across countries in identically specified empirical models. In a meta-analysis of our results we find that countries that are more open and have more effective government report higher productivity premia. However, the level of development per se does not appear to be an explanation for the observed cross-country differences.
Community Supported Economy – CSX – New entrepreneurial narratives in words, deeds, and pictures
(2023)
This book is the result of committed individuals coming together around a shared interest: community-supported (CS) entrepreneurial narratives – existing ones and those which want to be told from now onwards.
While each chapter, i.e. author collective tells different stories, what they have in common is the finding that so-called “alternatives” or solutions do not necessarily need to be invented but to be seen and experienced.
This book is an invitation to learn from practice – to learn from the emerging future – and imagine and feel into new narratives. May this book be useful to both: those of you who first get in touch with the concept of community-supported economy (CSX); and the entrepreneurs among you who want to take ‘economy’ literally. ‘Oikonomia’ originally means household management. Therefore, economy is actually an act of caretaking. Let us do take care of what lies in our hands, e.g. the transformation of economic systems, hence the way we relate to each other.
In addition to a short introduction, this thesis contains five chapters that discuss various topics in the context of labor economics in general and the manufacturing sector in Egypt in particular. Chapter one presents the institutional framework of the Egyptian labor market and the different datasets that could be used by researchers and summarizes some previous empirical studies. Then, different microeconometric methods are applied in the subsequent four chapters, using the World Bank firm-level data for the manufacturing sector in Egypt to get an empirical evidence for the following issues: determinants of using fixed-term contracts in the Egyptian labor market in the manufacturing sector in chapter two, determinants of female employment in Egyptian manufacturing firms in chapter three, ownership structure and productivity in the Egyptian manufacturing firms in chapter four and, finally, exporting behavior of the Egyptian manufacturing firms is analyzed with a special focus on the impact of workforce skills-intensity in chapter five.
El-Salam Canal Project aims at increasing the Egyptian agricultural productivity through agricultural and stock development by irrigating about 263,500 ha gross of new lands. In order to stretch the limited water supply to cover these reclaimed areas, fresh River Nile water is augmented with agriculture drainage water from Hadus and Lower Serw drains to meet crop requirements, especially during summer months (peak demand). With a growing population and intensified industrial and agricultural activities, water pollution is spreading in Egypt, especially in main drains, which receive almost all kinds of wastes (municipal, rural, domestic and industrial wastes). The medical records indicate that significant numbers of waterborne-disease cases (bilharzias, typhoid, paratyphoid, diarrhoea, hepatitis A, B and C) have been reported in many areas in Egypt (MOHP, 2000). The National Water Quality Monitoring Program (NWQMP) in Egypt covers the Nile River, irrigation canals, drains and groundwater aquifers to assess the status of water quality for different water uses and users. The overall objective of this research is to introduce a rationalization technique for the drainage water quality-monitoring network for Hadus drain as a main feeder of El-Salam Canal Project. Later on, this technique can be applied for other parts in the NWQMP. The rationalization process started firstly with assessing and reformulating the current objectives of the network. Then, the monitoring locations were identified using integrated logical and statistical approaches. Finally, a sampling frequency regime was recommended to facilitate proper and integrated information management. The monitoring objectives were classified into three classes: design oriented, short-term and long-term deductible objectives. Mainly, the objectives “assess compliance with standards”, “define water quality problems”, “determine fate and transport of pollutants”, “make waste-load allocations” and “detect possible trends” were considered in the redesign process of the network. A combination of uni-, bi-, and multi-variate statistical techniques supported by spatial and temporal analysis for the important tributaries (key players) in Hadus drain system, were used for locating the monitoring sites. The key players analysis was carried out in the light of monitoring objectives. As a result, the monitoring network was divided into three priority levels (Layers I, II and III) as following: Layer I: It has the highest priority level and includes eight monitoring locations Layer II: It has the second priority level and includes three monitoring locations Layer III: It has the lowest priority level and includes five monitoring locations Using the method proposed by Lettenmaier (1976), the sampling frequencies were initially estimated and then evaluated for 36 water quality parameters, which were collected on monthly basis during the period from August 1997 to January 2005. The evaluation process was carried out by generating new data sets (subsets) from the original data. Then, the common required statistics from the monitoring network were extracted. The information obtained from different data sets was assessed using visual and statistical comparisons. Three integrated validation methods were employed to ensure that any decisions concerning the proposed program would not affect its ability to accomplish the monitoring objectives. These validation methods employed: descriptive statistics, regression analysis and linear multiple regression in an integrated approach. The validation results ensured that excluding the monitoring locations in layer III did not significantly affect the information produced by the monitoring network. Therefore, a monitoring network including only 11 sites (out of 16) representing the layers I and II was recommended. Based on the evaluation of sampling frequencies, it is recommended to have 6 (instead of 12) samples per year for 18 water quality parameters (COD, TSS, TVS, N-NO3, Pb, Ca, Na, Cl, Visib, BOD, Cu, Fe, Mn, pH, TDS, K, SO4_m and DO). The measured parameter SO4m will automatically replace the SO4 (calculated). SAR and Adj. SAR also can be calculated from the other parameters. For the other fifteen parameters (Mg, EC, Br, Ni, Sal, Cd, TN, TP, Temp, Fecal, Coli and N-NH4, Zn, P and Turb), it is recommended to continue with twelve samples per year. These recommendations may ensure significant reduction in the total cost of the monitoring network. This facilitates a fiscal resource, which is a key prerequisite in developing a successful program. The rescued budget can be redirected to achieve better performance in terms of improving the current resources. In addition, a frame of stakeholders-participation mechanism was proposed to not only facilitate a better coordination among the Egyptian Ministries involved in the water sector but also guarantee effective landowners/farmers involvement. However, applying such a mechanism requires more detailed studies of all the previous experiences gained by many projects trying to achieve better integration between objectives, plans and activities for the different environmental institutions in Egypt.
This paper traces the profound decline in German unionism over the course of the last three decades. Today just one in five workers is a union member, and it is now moot whether this degree of penetration is consistent with a corporatist model built on encompassing unions. The decline in union membership and density is attributable to external forces that have confronted unions in many countries (such as globalization and compositional changes in the workforce) and to some specifically German considerations (such as the transition process in postcommunist Eastern Germany) and sustained intervals of classic insider behavior on the part of German unions. The ‘correctives’ have included mergers between unions, decentralization, and wages that are more responsive to unemployment. At issue is the success of these innovations. For instance, the trend toward decentralization in collective bargaining hinges in part on the health of that other pillar of the dual system of industrial relations, the works council. But works council coverage has also declined, leading some observers to equate decentralization with deregulation. While this conclusion is likely too radical, German unions are at the cross roads. It is argued here that if they fail to define what they stand for, are unable to increase their presence at the workplace, and continue to lack convincing strategies to deal with contemporary economic and political trends working against them, then their decline may become a rout.
In this cumulative thesis, I present four manuscripts and two appendixes. In the manuscripts I discuss mindsets and their relation to the effectiveness of negotiation training. My general claim is that mindsets promise to be relevant for training effectiveness. Still, more research needs to be done and my co-authors of chapter 3 and I present the Scale for the Integrative Mindset of Negotiators (SIM) that can be used for some of that research. In the appendixes, I present two negotiation training exercises. The first addresses an international refugee policy summit and the second a negotiation over the sale of a large solar pv park in Thailand.
Personally meaningful tourist experiences foster subjective mental wellbeing. Modern, human-centred technologies such as gamified technology have been recognised as a promising means to support tourists in their co-creation of meaningful tourist experiences. However, a deeper understanding and conceptualisation of tourists’ engagement with gamified technologies in the tourist experience has remained absent so far.
This study draws on positive psychology as the guiding theoretical lens to conceptualise and explore tourists’ underlying motives for engaging with gamified technology, as well as the gratifications thereof for the tourist experience. In doing so, this thesis identifies how tourists generate meaning through interacting with gamified technology in the tourist experience, thereby fostering the co-creation of meaningful tourist experiences and contributing to subjective mental wellbeing. Being among the first studies to link the concepts of positive psychology, gamified technology, and tourist experiences, the results of this thesis provide rich findings on the underlying motives for tourists to engage with gamified technology during vacation, as well as the gratifications of gamified technology for the creation of meaning in the tourist experience.
Using the theoretical lens of positive psychology and achievement motivation theory as the main theoretical underpinning, this study is positioned at the intersection of social psychology, human-computer interaction, and tourism as the field of application. Conceptually, this thesis provides an in-depth understanding of tourists’ engagement with gamified technology, including the socio-psychological motivators for engagement and the outcomes thereof for the tourist experience.
This thesis contributes to the theoretical advancement of two principal streams: a) tourists’ motives for engaging with gamified technologies and the gratifications thereof in the vacation context and b) the understanding of motivational affordances of gamified technology in general. The substantial theoretical contribution of this study is the advancement of knowledge as it demonstrates the value of gamified technologies in the tourist experience. The findings eventually provide tourism destinations with nuanced insights into the feature-specific values of gamified technology to contribute to the co-creation of meaningful tourist experiences.
Rangelands are the most widespread land-use systems in drylands, where they often represent the only sustainable form of land-use due to the limited water availability. The intensity of the land-use of such rangeland ecosystems in drylands depends to a large extent on the climatic variability in time and space, as on the one hand it influences the growth of biomass and therefore the grazing intensity, but on the other hand it can also destroy entire herds through extreme climatic events. Rangeland systems are seriously threatened by climate change, because climate change will alternate the availability of water in time and space. This is dangerous in that we have not yet fully understood how grazing affects vegetation under different climatic conditions. Inadequate rangeland management can quickly lead to serious degradation of the grazing grounds. This dissertation therefore deals with the question which role climatic variability plays for the effects of grazing on vegetation in dry rangelands. The relatively intact steppes in central Mongolia were chosen as a model system. They are characterised by low precipitation and high climatic variability in the south (100 mm annual precipitation), and comparatively high precipitation and low climatic variability in the north (250 mm). The effects of grazing on vegetation on 15 grazing transects were investigated along the climatic gradient. The central elements were the plant species and their abundances on 10 m x 10 m areas, for which functional characteristics such as height, affiliation of functional groups or leaf nutrients were recorded. The main hypothesis of this dissertation is that grazing has a greater impact on vegetation communities with increasing rainfall. To test this hypothesis, three studies were carried out. In a first study, we found that the vegetation communities in the dry area differ strongly along the climatic gradient, while the plant communities in the wetter area differ more strongly along the grazing gradient. The results of the second study suggested that this difference can be explained by a functional environmental filter that becomes weaker from south to north as the niche spectrum increases. The third study has shown that this is likely a function of the higher availability of resources, which at the same time leads to higher grazing pressure, therewith stressing the vegetation especially in years with droughts. In summary, I conclude that the climate gradient also represents an environmental filter that filters species for certain characteristics, thus having a significant influence on the vegetation. Climatic variability influences the effect of grazing on vegetation, which is particularly problematic where the grazing intensity is high and the species are less adapted to strong climatic fluctuations. Future scenarios predict increasing productivity and therefore increasing livestock density. This may lead to an increase in floristic and functional diversity across the climate gradient, but also to increasing grazing effects and therefore threads for overgrazing. Increasing climatic variability is likely to intensify this thread, especially in the moister regions, whereas the dry rangelands are likely to be more resilient due to the adaptation of the plants to non-equilibrium dynamics. The fate of Mongolia’s rangeland systems therefore clearly lies in the hand of the rangeland managers. The sustainable use of Mongolia’s vast steppe ecosystems might depend on a flexible livestock management system which balances the grazing intensity with the available resources, while still considering climatic variability as a key for the management decisions. A potential link-up for future studies might arise from the shortcomings of the studies presented. This dissertation suggests that long-term observations are necessary to better understand the effects of climatic variability. In addition, grazing gradients must be selected more carefully in the future in order to be able to ensure better comparability, and functional analyses should have a stronger relationship to forage quality. With these points in mind, a comparative study of several rangeland ecosystems on a global level must be the ultimate goal. This could be an important step for the sustainable use of drylands in the context of global climate and land use change.
Recently polyfluoroalkyl compounds (PFCs) were discovered as emerging persistentorganic pollutants. Because of their unique physicochemical properties due to theircombination of lipophilic and hydrophilic characteristics, PFCs have been widely used inmany consumer products, such as polymerisation aids, stain repellents on carpets, textiles, andpaper products for over 50 years. From the production and use of these products, PFCs can bereleased into the environment. Scientific concern about PFCs increased due to their globaldistribution and ubiquitous detection in the environment, especially in marine mammals.An analytical protocol was developed for the analysis of PFCs in water samples andvarious biological matrices. The samples were analysed for 40 PFCs plus 20 isotope-labelledinternal standards using high performance liquid chromatography/negative electrosprayionisation-tandem mass spectrometry (HPLC/(-)ESI-MS/MS). Furthermore, the analyticalquality of the laboratory has been approved in interlaboratory studies.In the first part of this Ph.D. thesis was investigated the occurrence, distribution patternand transportation mechanisms of PFCs in seawater. The rivers had a high influence on thedistribution of PFCs in offshore surface water in the German Bight, with decreasingconcentrations with increasing distance from the coast (see publication I). The research onthe spatial distribution of PFCs in coastal area is very important for the understanding of thetransportation and fate of PFCs in the marine environment. Furthermore, the longitudinal andlatitudinal distribution of PFCs in surface water of the Atlantic Ocean was investigated (seepublication II). The results indicate that trans-Atlantic Ocean currents caused the decreasingconcentration gradient from the Bay of Biscay to the South Atlantic Ocean and theconcentration drop-off close to the Labrador Sea. These data are very useful for globaltransportation models, in which industrial areas are considered as sources, and ocean watersas sinks of PFCs.The second part of this Ph.D. thesis examined the mechanisms and pathways of PFCs inharbor seals (Phoca vitulina) and their temporal trends in the German Bight. Firstly, thewhole body burden of PFCs and their tissue distribution (i.e., liver, kidney, lung, heart, blood,brain, muscle, thyroid, thymus, and blubber) was investigated in harbor seals (seepublication III). This study is relevant for calculation of the bioaccumulation potential ofthese compounds in marine mammals. Secondly, the temporal trends over the last decade andassociations between PFC concentration and the evidence of diseases, spatial distribution, ageand sex were evaluated in archived harbor seal livers (see publication IV). The results showsignificant declining concentrations of many PFCs indicating the replacement of these PFCsby shorter chained and less bioaccumulative compounds.Several studies were performed besides the main issue of the Ph.D. work. Firstly, watersamples were collected along the river Elbe into the North Sea to examine the distribution ofPFCs in the dissolved and particulate phase, their discharge into the North Sea, and theinfluence of waste water treatment plant effluents to the riverine mass flow. Furthermore,surface water samples were collected in the North Sea, Baltic Sea and Norwegian Sea, wherethe occurrence and spatial distribution between river estuaries, coastal waters, in brackish aswell as salt water, and open sea water were compared. Finally, within the frame of a researchstay at the National Institute of Advanced Industrial Science and Technology (AIST) in Japan,the partitioning behaviour of PFCs between pore water and sediment in two sediment coresfrom Tokyo Bay was investigated.This Ph.D. thesis has improved our knowledge of the occurrence and distribution of PFCsin water and biota highlighting association between PFCs and pathological conditions,potential sources and sinks, spatial distribution, and changes in their pattern and long-termperspective trends.
General Mental Ability, the Big Five, and several context specific variables are studied in regard to their relationship with two criteria of expatriate success, namely, adjustment and job performance. Interviews and standardized tests were conducted with a sample of 66 German and Austrian expatriates in South Korea. Results show no relationship with General Mental Ability for neither of the two criteria. Hypotheses for Conscientiousness and Emotional Stability were partially confirmed; Extraversion emerged to be negatively related to other-ratings of adjustment. Several context specific variables were found to be related to the criteria. Drawing from the study’s results, recommendations for future studies in the expatriate domain are provided.
The industrial food system is by far the largest greenhouse gas emitting sector. It causes significant damage to terrestrial, aerial and aquatic ecosystems, negative health impacts and an unfair distribution of economic benefits. The call for sustainability transformations is growing, entailing and promoting radical shifts in industrial food systems that lead to new patterns of interactions and balanced social, economic and ecological outcomes. While traditional research has focused on sustainability problems in the food system, it lacks evidence on solutions and desired future states; and more so, on how to practically move from the current to the desired state. Food forests present a promising solution to address multiple sustainability challenges adaptable to local contexts. As biodiverse multi-strata agroforestry systems, they can provide several ecological, socio-cultural and economic services. They sequester carbon, limit soil erosion and regulate the micro-climate; they offer the opportunity for education on healthy diets and ecology, and they produce food and can create livelihood opportunities. However, despite their obvious benefits and a trend in uptake, food forests are still a niche concept rarely known in mainstream culture. To date, research has focused on their ecological and social services; we lack an understanding of food forests as a comprehensive sustainability solution, including their economic dimension, and knowledge on how to develop them. Addressing these gaps, this qualitative research used a solution- and process-oriented methodology guided by transformational sustainability research. In a comparative case study approach, it created an inventory of 209 food forests, followed by interviews and site visits of 14 sites to understand their characteristics and assess their sustainability (Article 1). More indepth, it analyzed the implementation path of seven food forest for success factors, barriers and coping strategies (Article 2). Based on these insights, two experimental case studies were initiated to develop sustainable food forests with practice partners, one based in Phoenix, Arizona, U.S. and one in Lüneburg, Germany. Two studies analyzed the cases’outputs and processes highlighting success factors and challenges, including the role of a sustainable entrepreneurial ecosystem (Article 3, Phoenix case) and key features of productive partnerships to understand why one case succeeded and the other failed (Article 4). Findings include key features of existing and sustainable food forests as well as success factors on how to develop them; namely acquiring a complementary skill set that includes specialty farming and entrepreneurial know-how, securing sufficient start-up funds and long-term land access as well as overcoming regulatory restrictions. Supporting institutions are especially needed to integrate and professionalize the planning stage and provide know-how on alternative business practices. Key features of productive partnerships include an entrepreneurial attitude, access to support functions, long-term orientation and commitment to food system sustainability. The synthesis provides a detailed, ideal-typical implementation pathway to develop sustainable food forests and relevant supportive actors. This study provides researchers, food entrepreneurs, public officials, and activists with insights on how to develop and advance food forests as a sustainability solution.
The Authority, through its planners, implements its housing and urbanizing policy at the macro level by preparing the master plan and zoning processes. How far can the Authority intervene and limit the bundle of rights of the private ownership tenure? And how can externalities be minimized in the process of transformation from the traditional quarter to the new settlement? Political values, whether tacit or explicit, are manifested in the resultant designs. A theoretical base for new urban planning guidelines involving a comprehensive study of housing in Damascus with emphasis on social and cultural factors is the ultimate aim of this research. The research starts with a historical review of the Muslim City in general and distinguishes between cities that existed before Islam and then were conquered and modified by Muslims and cities established by Muslim Authority. The focus is only on the residential quarters in the city and the local market, mosque and etc (outside the old walled city of Damascus). Other Muslim city´ urban elements such as Grand mosque, caliph´s residency, Citadel and etc. are not in the scope of this study. A brief historical review of Damascus before and during Islam and the development of residential quarters are illustrated. Later, the study analyzes the traditional residential quarter and explores the building guidelines that governed the evolution of the built form of the quarter. (Literature reviews based mainly on researches conducted by others). Then, the study explores the multi-faceted changes (economic, social and political) that the Middle Eastern region went through, in the last century, in general and the effect of those changes on the city form, case of Damascus. The effect will be traced through examining the decrees that the Authority issued in order to govern land reform and manage public and private domains. Then, the study looks at the ramifications of those decrees on the urban form of Damascus. It also investigates the decrees that were the guide for new planning and organizing developments. The study will inspect the end products of the planning and organizing process by studying several cases of building permits. Then, provides morphology of the new residential sub-quarter and its urban form. Based on lessons learned from the previous decades of housing policy, the study will recommend foundation for governmental norms to produce responsive physical and social urban forms.
The doctoral dissertation deals with the problems of the diagnosis of rolling bearings using recurrence analysis. The main topic is the influence of radial internal clearance on the change of dynamics in a self-aligning double-row ball bearing with a tapered bore, in which the axial preload can control this parameter in a wide range. The dissertation began with an analysis of the state of knowledge, where the works related to the analyzes of the impact of radial clearance on the dynamics of rolling bearings have been cited so far. In the next part of the dissertation, the thesis was formulated and activities related to its proving were defined. The theoretical part was supplemented with the basics related to vibroacoustic diagnostics of rolling bearings and presented methods that can be used for their diagnostics. The research on proving the thesis was started with the preparation of a mathematical model in which a change in the damping coefficient in the field of radial clearance was adopted, a difference in the clearance value for a given row of balls was proposed, and the influence of shape errors and radial shaft endplay on the dynamics of the tested bearing was taken into account. During the dynamics tests, the radial clearance was adopted as a bifurcation parameter, and on the basis of the bifurcation diagram, it was possible to indicate the characteristic areas of bearing operation due to the radial internal clearance. In order to verify the model, experimental tests were carried out with a series of bearings in which the radial clearance was changed in a wide range possible to be physically realized. Recurrence analysis was used for both the dynamic response obtained from model and experimental studies. Owing to the comparative analysis of the dynamic response, recurrence quantificators were selected that are most susceptible to changes in radial clearance to bearing dynamics. Moreover, as a result of the research, it was possible to select a narrow range of radial clearance, ensuring the smoothest operation of the tested bearing.
This chapter is structured into two sub chapters, studied and written by two research-groups, titled: (1) Tales of Challenge (2) Tales of Success. The chapter concludes with a common summary of all findings. In both sub chapters the same approach was applied. Semi-structured interviews were conducted and analyzed according to Mayring (2000) to collect perspectives from practice and research. Some interviews were conducted by each research group separately and some together. Also, a method inspired by Photovoice was used to gain a deeper understanding of specific challenges and drivers in the respective projects. Inspired by the Photovoice method (Wang and Burris, 1997), interviewees were asked to share a picture and short description answering a question posed by the researchers to gain a deeper understanding of specific challenges and drivers in the respective projects. Our shared main character, Joice, will keep popping up during this chapter to share her experience.
This cumulative thesis extends the econometric literature on testing for cointegration in nonstationary panel data with cross-sectional dependence. Its self-contained chapters consist of two publications and two publication manuscripts which present three new panel tests for the cointegrating rank and an empirical study of the exchange rate pass-through to import prices in Europe. The first chapter introduces a new cointegrating rank test for panel data where the dependence is assumed to be driven by unobserved common factors. The common factors are first estimated and subtracted from the observations. Then an existing likelihood-ratio panel cointegration test is applied to the defactored data. The distribution of the test statistic, computed from defactored data, is shown to be asymptotically equivalent to that of a test statistic computed from cross-sectionally independent data. The second chapter proposes a new panel cointegrating rank test based on a multiple testing procedure, which is robust to positive dependence between the individual units’ test statistics. The assumption of a certain type of positive dependence is shown by simulations not to be violated in panels with dependence structures commonly assumed in practice. The new test is applied to find empirical support of the monetary exchange rate model in a panel of eight OECD countries. The third chapter puts forward a new panel cointegration test allowing for both cross-sectional dependence and structural breaks. It employs known individual likelihood-ratio test statistics accounting for breaks in the deterministic trend and combines their p-values by a novel modification of the Inverse Normal method. The average correlation between the probits is inferred from the average cross-sectional correlation between the residuals of the individual VAR models in first differences. The fourth chapter studies the exchange rate pass-through to import prices in a panel of nineteen European countries through the prism of panel cointegration. Empirical evidence supporting a theoretical long-run equilibrium relationship between the model’s variables is found by the newly proposed panel cointegration tests. Two different panel regression models, which take both cointegration and cross-sectional dependence into account, provide most recent estimates of the exchange rate pass-through elasticities.
The Model of Culture Fit explains the way in which socio-cultural environment influences internal work culture and human resource management practices. This model was tested using 1,954 employees from business organisations in 10 countries. Participants completed a 57-item questionnaire which measured managerial perceptions of four socio-cultural dimensions, six internal work culture dimensions and HRM practices in three areas ...
The emission of anthropogenic trace substances into the aquatic environment continuously poses challenges to water suppliers. The contamination of raw waters with organic trace substances requires complex water treatment processes to secure drinking water quality. The routine monitoring of these raw waters as well as the behavior and fate of organic trace substances during different treatment processes is of great interest to recognize and counter potential dangers at an early stage. Chromatographic separation techniques coupled to triple quadrupole mass spectrometers are conventionally used for the reliable monitoring of traces of known polar substances. However, such analytical techniques usually fail to recognize unknown compounds. This weakness presents a serious restriction with regard to the monitoring of treatment processes, since transformation products are often not - or not sufficiently - characterized and are thus only detected sporadically. Non-target screening using liquid chromatography coupled to high-resolution mass spectrometry (LC-HRMS) allows the detection of thousands of compounds within a single run and covers known as well as unknown substances. Compared to the established analytical techniques, this is a decisive advantage for the monitoring of raw and process waters during water treatment. While the analytical technique LC-HRMS has undergone significant developments in recent years, the algorithms for data processing reveal clear weaknesses. This dissertation therefore deals with reliable processing strategies for LC-HRMS data. The first part of this work seeks to highlight the problematics of false positive and false negative findings. Based on repeated measurements, various strategies of data processing were assessed with regard to the repeatability of the results. To ensure that real peaks were barely or not removed by the filtering procedure, samples were spiked with isotope-labeled standards. The results emphasize that the processing of sample triplicates results in sufficient repeatability and that the signal fluctuation across the triplicates emerged as a powerful filtering criteria. The number of false positives and false negatives could be significantly reduced by the developed strategies which consequently improve the validity of the data. The second part of this thesis addresses the development of processing strategies particularly aimed at assessing water treatment processes. The detected signals were tracked across the treatment process and classified based on their fold changes. A more reliable signal classification was achieved by implementing a recursive integration approach. Special integration algorithms allow a reliable signal classification even though the signal to be compared was below the intensity threshold. Different combinations of replicates of process influents and effluents were processed for evaluating the repeatability. The good repeatability was indicated by the results of both the plausibility checks and the ozonation process (ozonation of pretreated river water) and thus points to high reliability. The developed procedure enables the assessment of water treatment processes based on the changes in the pattern of all detected signals and offers a more comprehensive picture of the treatment efficiency. Particularly with regard to transformation products, existing knowledge gaps can be reduced by this approach, albeit the entire variety of chemicals cannot be covered completely. The applicability of the developed strategies to real world applications is demonstrated in the last part of this work. Besides the prioritization of the generated results, the main focus was the identification of recognized compounds. The developed strategies clearly improve the validity of the underlying data. The combination of LC-HRMS analysis with reliable processing strategies opens up multiple possibilities for a more comprehensive monitoring of water resources and for the assessment of water treatment processes. The processing strategies and validation concepts may be easily transferred to other research fields.
Among all attenuation processes, biodegradation plays one of the most important role and is one of the most desirable processes in the environment. To assess biodegradation, a variety of biodegradation test procedures have been developed by several international organizations. OECD guidelines for ready biodegradability testing represent one of the most prominent group of internationally used screening biodegradation tests (series 301A-F). These tests are usually very simple in their designs and allow for the fast and cheap screening of biodegradability. However, because of their stringency, the test conditions are not close to simulating environmental conditions and may lead to unrealistic results. To overcome these limitations, OECD introduced simulation tests which are designed to investigate the behavior of chemicals in specified environmentally relevant compartments. Despite the fact that simulation tests give more insight into the fate of chemicals in the environment, they are not applied frequently as they are often tedious, time consuming and expensive. Consequently, there is a need to provide a new biodegradation testing method that would combine complex testing environment as in simulation tests, easiness in handling and good data repeatability as in screening biodegradation tests. Another challenge is an adaption of the existing biodegradation testing methods to new types of samples, i.e. mixtures of transformation products (TPs). The research on the presence of pharmaceuticals in the environment gained momentum in the 1990s; since then, it has been growing. Their presence in the environment is a wellestablished fact. A wide range of pharmaceuticals is continuously detected in many environmental compartments such as surface waters, soils, sediments, or ground waters. After pharmaceuticals reach the natural aquatic environment they may undergo a number of processes such as: photolysis (under direct sunlight), hydrolysis, oxidation and reduction reactions, sorption, biodegradation (by bacteria of fungi), and bioaccumulation. These processes, may cause their elimination from aquatic environment, if reaction is complete, or creation of new compounds i.e., transformation products (TPs). What is more, processes, like chlorination and advanced oxidation processes (AOPs), such as H2O2/UV, O3/UV, TiO2/UV, Fenton, and photo-Fenton, or UV treatment which might be applied in water or wastewater treatment, may also lead to the TPs introduction into aquatic environment. The research on the TPs brings many new challenges. From one side, there is a constant need for the the development of a sensitive and reliable analytical separation, detection, and structure elucidation methods. Additionally, there is a need for the preparation of appropriate assays for the investigation of properties of new compounds, especially those answering the question if TPs pose a higher risk to the aquatic ecosystems than their parent compounds. Among numerous groups of pharmaceuticals, two are of great importance: antibiotics since they might promote emergence and maintenance of antimicrobial resistance in the aquatic environment; and cytostatic drugs. Cytostatic drugs can exert carcinogenic, mutagenic and/or teratogenic effects in animals and humans. The challenges of biodegradation testing presented in this thesis, encompasses these different areas of interest and was divided into three objectives: 1) Identification of the knowledge gaps and data distribution of the two groups of pharmaceuticals antibiotics and cytostatic drugs (article I); 2) Increasing the knowledge on biodegradation of cytostatic drugs and their TPs (articles II, III, and IV) and 3) Establishment of a biodegradation test with closer to simulation tests conditions, that could be affordable and to support better understanding on processes in water sediment interface construction - screening water-sediment test. Further validation of the test with an insight into sorption and desorption processes (articles V and VI).
The emergence of sustainability as a guiding principle for tourism development came along with needs to introduce instruments that can monitor the actual impacts of tourism. Sustainability assessments in tourism (SAT) have gained popularity in recent years with a range of measurement schemes being introduced for national and subnational tourism destinations. With the help of sustainability indicators these schemes intend to guide decision-makers in making better evidence-informed decisions and to improve the overall sustainability performance of tourism. Yet, sustainability assessments have hardly led to changes in organisational or management structures in tourism in the last years.
With this dissertation I aim to contribute to a deeper understanding of the implementation and performance of sustainability assessments, by linking transformative needs of tourism with necessary assessment approaches that can serve as effective instruments for a shift towards a more sustainable tourism development. Thus, the research is part of recent efforts to establish profound and effective measurement approaches for sustainable tourism.
I employ a mixed-methods approach combining qualitative, quantitative, set-theoretic, and review methods, with the aim of maximising the validity of results. First, I explore the general progress and current state of research on sustainability assessments in tourism, with the intention to identify patterns, key elements and research gaps within assessment approaches This is followed by subsequent detailed analyses that examine specific environmental and socio-economic sustainability issues with the aim of providing conceptual, methodological and empirical solutions for assessing them in detail.
My dissertation highlights that concrete assessment tools are needed for evidence-informed decision-making and the establishment of effective actions in destination management. The findings indicate that assessments will be more successful in terms of serving as tools for decision-making, if they tackle main drivers of change and encourage management or policymakers to take decisions that affect multiple sustainability issues. It also reviews different concepts and accounting principles and rises awareness of a cautious selection of methods and measurement approaches, as this may affect overall results. The thesis empirically evaluates and applies different measurement approaches in specific destinations, with the help of quantitative and qualitative data collection methodologies. In general, my thesis provides further clarification about key environmental and socio-economic measurement methodologies, which supports ongoing debates about sustainability impacts of tourism. Thus, the research contributes to knowledge, frameworks, methodologies and practical application for tourism governance and tourism sustainability science.
We develop a comprehensive multi-level approach to ecological economics (CML-approach) which integrates philosophical considerations on the foundations of ecological economics with an adequate operationalization. We argue that the subject matter and aims of ecological economics require a specific combination of inter- and transdisciplinary research, and discuss the epistemological position on which this approach is based. In accordance with this understanding of inter- and transdisciplinarity and the underlying epistemological position, we develop an operationalization which comprises simultaneous analysis on three levels of abstraction: concepts, models and case studies. We explain these levels in detail, and, in particular, deduce our way of generic modeling in this context. Finally, we illustrate the CML-approach and demonstrate its fruitfulness by the example of the sustainable management of semi-arid rangelands.
We analyze the optimal dynamic scale and structure of a two-sectoreconomy, where each sector produces one consumption good and one specific pollutant. Both pollutants accumulate at di_erent rates to stocks which damage the natural environment. This acts as a dynamic driving force for the economy. Our analysis shows that along the optimal time-path (i) the overall scale of economic activity may be less than maximal; (ii) the time scale of economic dynamics (change of scale and structure) is mainly determined by the lifetime of pollutants, their harmfulness and the discount rate; and (iii) the optimal control of economic scale and structure may be non-monotonic. These results raise important questions about the optimal design of environmental policies.
Strong sustainability, according to the common definition, requires that different natural and economic capital stocks have to be maintained as physical quantities separately. Yet, in a world of uncertainty this cannot be guaranteed. To therefore define strong sustainability under uncertainty in an operational manner, we propose to use the concept of viability. Viability means that the different components and functions of a dynamic, stochastic system at any time remain in a domain where the future existence of these components and functions is guaranteed with sufficiently high probability. We develop a unifying and general ecological-economic concept of viability that encompasses the traditional ecological and economic notions of viability as special cases. It provides an operational criterion of strong sustainability under conditions of uncertainty. We illustrate this concept and demonstrate its usefulness by applying it to livestock grazing management in semi-arid rangelands.
Managing increasing environmental risks through agro-biodiversity and agri-environmental policies
(2008)
Agro-biodiversity can provide natural insurance to risk-averse farmers by reducing the variance of crop yield, and to society at large by reducing the uncertainty in the provision of public-good ecosystem services such as e.g. CO2 storage. We analyze the choice of agro-biodiversity by risk-averse farmers who have access to financial insurance, and study the implications for agri-environmental policy design when on-farm agro-biodiversity generates a positive risk externality. While increasing environmental risk leads private farmers to increase their level of on-farm agro-biodiversity, the level of agro-biodiversity in the laissez-faire equilibrium remains inefficiently low. We show how either one of two agri-environmental policy instruments can cure this risk-related market failure: an ex-ante Pigouvian subsidy on on-farm agro-biodiversity and an ex-post compensation payment for the actual provision of public environmental benefits. In the absence of regulation, welfare may increase rather than decrease with increasing environmental risk, if the agroecosystems is characterized by a high natural insurance function, low costs and large external benefits of agro-biodiversity.
Abstract. The ecological literature suggests that biodiversity reduces the variance of ecosystem services. Thus, conservative biodiversity management has an insurance value to risk-averse users of ecosystem services. We analyze a conceptual ecological-economic model in which such management measures generate a private benefit and, via ecosystem processes at higher hierarchical levels, a positive externality on other ecosystem users. We find that ecosystem management and environmental policy depend on the extent of uncertainty and risk-aversion as follows: (i) Individual effort to improve ecosystem quality unambiguously increases. The free-rider problem may decrease or increase, depending on the characteristics of the ecosystem and its management; in particular, (ii) the size of the externality may decrease or increase, depending on how individual and aggregate management effort influence biodiversity; and (iii) the welfare loss due to free-riding may decrease or increase, depending on how biodiversity influences ecosystem service provision.
Agro-biodiversity can provide natural insurance to risk averse farmers. We employ a conceptual ecological-economic model to analyze the choice of agrobiodiversity by risk averse farmers who have access to financial insurance. We study the implications for individually and socially optimal agro-ecosystem management and policy design when on-farm agro-biodiversity, through ecosystem processes at higher hierarchical levels, generates a positive externality on other farmers. We show that for the individual farmer natural insurance from agro-biodiversty and financial insurance are substitutes. While an improved access to financial insurance leads to lower agro-biodiversity, the e_ects on the market failure problem (due to the external benefits of on-farm agro-biodiversity) and on welfare are determined by properties of the agro-ecosystem and agro-biodiversity’s external benefits. We derive a specific condition on agro-ecosystem functioning under which, if financial insurance becomes more accessible, welfare in the absence of regulation increases or decreases.
The wide accessibility of the Internet and web-based programs enable an increased volume of online interventions for mental health treatment. In contrast to traditional face-to-face therapy, online treatment has the potential to overcome some of the barriers such as improved geographical accessibility, individual time planning, and reduced costs. The availability of clients’ treatment data fuels research to analyze the collected data to obtain a better understanding of the relationship among symptoms in mental disorders and derive outcome and symptom predictions. This research leads to predictive models that can be integrated into the online treatment process to assist clinicians and clients.
This dissertation discusses different aspects of the development of predictive modeling in online treatment: Categorization of predictive models, data analyses for predictive purposes, and model evaluation. Specifically, the categorization of predictive models and barriers against the uptake of mental health treatment are discussed in the first part of this dissertation. Data analysis and predictive modeling are emphasized in the second part by presenting methods for inference and prediction of mood as well as the prediction of treatment outcome and costs. Prediction of future and current mood can be beneficial in many aspects. Inference of users’ mood levels based on unobtrusive measures or diary data can provide crucial information for intervention scheduling. Prediction of future mood can be used to assess clients’ response to the treatment and expected treatment outcome. Prediction of the expected treatment costs and outcomes for different treatment types allows simultaneous optimization of these objectives and to increase the cost-effectiveness of the treatment. In the third part, a systematic predictive model evaluation incorporating simulation analyses is demonstrated and a method for model parameter estimation for computationally limited devices is presented.
This dissertation aims to overcome the current challenges of predictive model development and its use in online treatment. The development of predictive models for varies data collected in online treatment is demonstrated and how these models can be applied in practice. The derived results contribute to computer science and mental health research with client individual data analysis, the development ofpredictive models, and their statistical evaluation.
Internet- and mobile technologies are increasingly used to deliver mental health care. E-Mental Health is promising for the prevention and treatment of mental disorders. However, while E-Mental Health was shown to be an effective treatment tool, fewer studies investigated the prevention of mental health problems with E-Mental Health approaches. In a series of three studies, this dissertation examines internet- and mobile-based approaches for the early monitoring and supporting of mental health. First, a pilot study investigates the use of smartphone data as collected by daily self-reports and sensor information for the self-monitoring of bipolar disorder symptoms. It was found that some, but not all smartphone measurements predicted clinical symptoms of mania and depression, indicating that smartphones could be used as an earlywarning system for patients with bipolar disorder. Second, a randomized controlled trial evaluates the effectiveness of an internet-based intervention among persons with depression and sickness absence. The intervention was found to be effective in reducing depressive symptoms compared to a control group, suggesting that the internet can provide effective support for people with sickness absence due to depression. Third, a study protocol proposes to combine self-monitoring with a mobile intervention to support mental health in daily life. Supportive self-monitoring will be evaluated in a fully mobile randomized controlled trial among a sample of smartphone users with psychological distress. If supportive self-monitoring on the basis of a smartphone application is effective, it could be widely distributed to monitor and support mental health on a population level. Finally, the contribution of the presented studies to current research topics in E-Mental Health is discussed.
This doctoral thesis contains four empirical studies analysing the personal accountability of prime ministers and the electoral presidentialisation of parliamentary elections in European democracies. It develops the concept of presidentialised prime ministerial accountability as a behavioural element in the chain of accountability in parliamentary systems. The ongoing presidentialisation of parliamentary elections, driven by changes in mass communication and erosion of societal cleavages, that fosters an increasing influence of prime ministers’ and other leading candidates’ personalities on vote choices, has called performance voting – and the resulting accountability mechanism of electoral punishment and reward of governing parties – into question. This thesis analyses whether performance voting can be extended to the personal level of parliamentary governments and asks whether voters hold prime ministers personally accountable for the performance of their government. Furthermore, it explores how voters change their opinion of prime ministers and how differences in party system stability and media freedom between Western and Central Eastern Europe contribute to higher electoral presidentialization in Central Eastern European parliamentary elections. This thesis relies on several national data sources: the ‘British Election Study’, the ‘German Longitudinal Election Study’ and other German election surveys, the ‘Danish Election Study’, as well as, data from the ‘Forschungsgruppe Wahlen’. In addition, it utilises cross-national data from the ‘Comparative Study of Electoral Systems’. The findings contribute to the ongoing scholarly debate on the issue of accountability and electoral presidentialisation in parliamentary systems by providing extensive evidence on prime ministerial accountability under presidentialised electoral behaviour. Keywords: presidentialisation; prime ministers; voting behavior; accountability; personalisation.
In political and academic debates, there are increasing voices for a sustainable transformation that culminates in the demand for collaborative human action. Collaborative governance is a promising approach to address the difficult challenges of sustainability through global public and private partnerships between diverse actors of state, market and civil society. The textile and clothing industry (hereafter: textile sector) is an excellent example where a variety of such initiatives have evolved to address the wicked sustainability challenges. However, the question arises whether collaborative governance actually leads to transformation, also because the textile sector still faces various sustainability challenges such as the violation of workers' rights, agriculture and water pollution from toxic chemicals, and emissions from logistics that contribute significantly to climate change.
In this dissertation, I therefore question whether and how collaborative governance in the textile sector provides space for, or pathways to, sustainability transformation. In three scientific articles and this framework paper, I use a mixed-methods research approach and follow scholars of sustainability science towards transformation research. First, I conduct a systematic literature review on inter-organizational and governance partnerships before diving into a critical case study on an interactive collaborative governance initiative, the German Partnership for Sustainable Textiles (hereafter: Textiles Partnership). The multi-stakeholder initiative (MSIs) was initiated by the German government in 2015 and brings together more than 130 organizations and companies from seven stakeholder groups. It aims at improving working conditions and reducing environmental impacts in global textile and clothing supply chains. In two empirical articles, I then explore learning spaces in the partnership and the ways in which governance actors navigate the complex governance landscape. For the former, I use a quantitative and qualitative social network analysis based on annual reports and qualitative interviews with diverse actors from the partnership. Then, I use qualitative content analysis of the interviews, policy documents and conduct a focus group discussion to validate assumptions about the broader empirical governance landscape and the social interactions within. Finally, in this framework paper, I use theories of transformation to distinguish forms of change and personal, political and practical spheres of transformation, and reflect on the findings of the three articles in this cumulative dissertation.
I argue that collaborative governance in general and MSIs in particular provide spaces for actors to negotiate their diverse interests, values and worldviews, which is a valuable contribution to social learning and interaction for transformation. However, private governance structures and the diversity and unharmonized nature of initiatives in the landscape hinder the realization of the full potential of such partnerships for practical transformation. My case study shows that in such partnerships, structures emerge that impede the full engagement of all actors in constructive conflict for social learning because they create structures in which few are actively involved in making decisions. This traces back to a practical trade-off between learning and achieving governance outcomes. I argue that decisions should not be rushed, but space should be provided for the confrontation of different values and interests to arrive at informed solutions. Additionally, actors in such partnerships are completely overwhelmed by the multiplicity of different and mostly voluntary initiatives and partnerships, which bring different, non-harmonized commitments, so that actors take on varying and sometimes conflicting roles. MSIs are thus limited by the need for stronger state regulation, which in Germany is now leading to the implementation of the Due Diligence Act in June 2021. Collaborative governance initiatives are thus critical platforms where different actors are able to negotiate their values and political interests. However, they need to be embedded in governmental framework conditions and binding laws that transcend national borders, because the industry's challenges also transcend borders. Only in this way can they contribute substantively to transformation. Further research should focus on the interplay between state and private regulation through further case studies in different sectors and foster inter- and transdisciplinary research that allow for spaces for social interaction and learning between science and practice.
Viable communication systems
(2020)
Since the middle of the 20th century, human society experiences a “Great Acceleration” manifesting in historically remarkable growth rates that create severe sustainability problems. The globally exploding potentials of information and knowledge exchange have been and are vital drivers for this acceleration. Society has now come to the point that it requires a “Great Transformation” towards sustainability to ensure the viability of the planet for a vital society. The energy transition plays a central role for this transformation. In this context, human society has developed a comparably good understanding of the necessary infrastructural changes of this transition. For transforming the patterns of energy production and use in an energy transition as part of the “Great Transformation”, this process of change now needs to strengthen its focus on information, communication, and knowledge systems. Human society needs to establish a knowledge system that has the potential to create usable knowledge for sustainability solutions. This requires organizing a communication system that is sufficiently complex, interconnected, and, at the same time, efficient for integrating reflexive, open-ended, inter- and transdisciplinary learning, evaluation, and knowledge co-production processes across multiple levels. This challenge opens a wide field of research.
This cumulative dissertation contributes to research in this direction by applying a systemic sustainability perspective on the content and organization of communication in the field of research on sustainable energy and the operational level of municipal climate action as part of the energy transition. Regarding sustainability, this thesis uses strong sustainability and its principles as a frame for evaluating the content of communication. Regarding the systemic perspective, the thesis particularly relies on the following theories: (i) the human-environment system model by R. Scholz as an overarching framework regarding interactions between humans and nature, (ii) social systems theory by N. Luhmann to reflect the complexity of society, (iii) knowledge management to consider the human character of knowledge and a practice-oriented perspective, and (iv) management cybernetics, in particular, the Viable System Model by S. Beer as a framework to analyze and assess organizational structures. Furthermore, the thesis leverages the potential of text mining as a method to identify and visualize patterns in texts that reflect prevalent paradigms in communication.
The thesis applies the above conceptual and methodological basis in three case studies. Case Study 1 investigates the measures proposed in 16 municipal climate action plans of regional centers in Lower Saxony, Germany. It uses a text mining approach in the form of an Summary interpretation network analysis. It analyzes how different societal subsystems are connected at the semantic level and to what extent sustainability principles can be recognized. Case Study 2 analyzes and reflects paradigms and discursive network structures in international scientific publications on sustainable energy. The study investigates 26533 abstracts published from 1990 to 2016 using a text mining approach, in particular topic modeling via latent Dirichlet allocation. Case Study 3 turns again to the cases of municipal climate action in Lower Saxony examined in Case Study 1. It examines the involvement of climate action managers of these cities in multilevel knowledge processes. Using design principles for knowledge systems, it evaluates to what extent knowledge is managed in this field across levels for supporting the energy transition and to what extent local innovation potential is leveraged or supported.
The three case studies show that international research on sustainable energy and municipal climate action in Germany provide promising contributions to achieve a transformation towards sustainability but do not fully reflect the complexity of society and still support a growth paradigm, in contrast to a holistic sustainability paradigm. Further, the case studies show that research and local action are actively engaging with the diversity of energy technologies but are lagging in dealing with the socio-epistemic (communication) system, especially with regard to achieving cohesion. Using the example of German municipalities, Case Studies 1 and 3 highlight the challenges of achieving coherent local action for sustainability and bottom-up organizational learning due to incomplete or uncoordinated multilevel knowledge exchange. At the same time, the studies also point out opportunities for supporting the required coherent multilevel learning processes based on local knowledge. This can be achieved, for instance, by strengthening the coordinating role of intermediary organizational units or establishing closer interactions between the local operational units and the national level.
The thesis interprets and synthesizes the results of the three case studies from its systemic sustainability perspective. On this basis, it provides several generalized recommendations that should be followed for establishing viable communication systems, especially but not exclusively in policy-making:
Systemic holism: Consider matter, energy, and information flows as an integrated triplet in the context of scales, structures, and time in the various subsystems. Knowledge society: Focus on the socio-epistemic (communication) system, e.g., using the perspective of knowledge systems and associated design principles considering, for instance, working environments across horizontal and vertical levels, knowledge forms and types, and knowledge processes. Sufficiency communication: Emphasize sufficiency approaches, make it attractive, and find differentiated ways for communicating them. Multilevel cohesion and innovation: Achieve cohesion between the local and higher levels and leverage local innovations while avoiding isolated local action. Organizational interface design: Define the role of organizational units by the interactions they create at the interfaces with and between societal subsystems. Local transdisciplinarity: Support local transdisciplinary approaches integrating various subsystems, especially industry, while coordinating these approaches from a higher level for leveraging local innovation. Digital public system: Exploit existing digital technologies or infrastructures in the public system and recognize the value of data in the public sphere for achieving cohesion. Beyond the above recommendations, this thesis suggests that potential for further research lies in: Advancing nature-inspired systemic frameworks. Understanding the structure and creation of human knowledge. Developing text mining methodologies towards solution-oriented approaches.
Air quality models are important tools which are utilized for a large field of application. When combined with data from observations, models can be employed to create a comprehensive estimation of the past and current distribution of pollutants in the atmosphere. Moreover, projections of future concentration changes due to changing emissions serve as an important decision basis for policymakers. For the determination of atmospheric concentrations of air pollutants by means of numerical modelling it is essential to possess a model which is able to create anthropogenic and biogenic emissions with a temporally and spatially high resolution. The emission data is needed as input for a chemistry transport model which calculates transport, deposition, and degradation of air pollutants. To evaluate the impact of changing emissions on the environment a flexible emission model with the capability to create diverse emission scenarios is needed. Further, it is important to always take into account a variety of different species to properly represent the major chemical reactions in the atmosphere (e.g. ozone chemistry, aerosol formation). Currently there are only a few high resolution emission datasets available for Europe. The amount of substances included in these datasets, however, is limited. Moreover, they can not be used as basis for the creation of new emission scenarios. To enable the creation of emission scenarios in the course of this doctoral thesis the American emission model SMOKE was adopted and modified. On the basis of a multitude of different georeferenced datasets, official statistics, and further model results the newly created emission model “SMOKE for Europe” is capable of creating hourly emission data for the European continent with a spatial resolution of up to 5x5km2. In order to demonstrate the universal applicability of the emission model the carcinogenic species benzo[a]pyrene (BaP) was exemplarily implemented into the model. BaP belongs to the group of polycyclic aromatic hydrocarbons. Because of its high toxicity the European Union introduced an annual target value of 1 ng/m3 in January 2010. SMOKE for Europe was used to create a variety of emission scenarios for the years 1980, 2000, and 2020. These emission scenarios were then used to determine the impact of emission changes on atmospheric concentrations of BaP and to identify regions which exceed the European target value. Additionally the impact of different legislation and fuel use scenarios on the projected atmospheric concentrations in 2020 was investigated. Furthermore, additional use cases for a flexible emission model are pointed out. The SMOKE for Europe model was used to simulate the transport of volcanic ash after the eruption of the Icelandic volcano Eyjafjallajokull in March 2010. By comparison of modelled concentrations for different emission scenarios with observations from remote sensing and air plane flights distribution and concentration of the volcanic ash over Europe was estimated. The results of this thesis have been presented in four scientific papers published in international peerreviewed journals. The papers are reprinted at the end of this thesis.
This study aims to answer four main research questions regarding the roles, strategies, barriers, and representation of the media and environmental nongovernmental organisations (ENGOs) in environmental communication in Malaysia. From a theoretical lens, this study has incorporated the essential concepts of media, ENGOs, and environmental communication from both Western and Asian, particularly Malaysian perspectives as primary points of reference. For the purpose of this study, a total of 13 interviewees from Media A and Media B and 11 interviewees from ENGO A and ENGO B were chosen for the qualitative interview while 2,050 environmental articles were collected as samples from Media A´s and Media B´s newspapers along with ENGO A´s and ENGO B´s newsletters from the period 2012 to 2014 for the quantitative content analysis. Specifically, the findings from interview confirmed that both the Malaysian media and ENGOs have shared quite similar roles in environmental communication, particularly in environmental legitimacy (creating trust, credibility, and relationships with the public), in democracy (acting as a watchdog and mobilising the public sphere), and in constructing public mind about environmental problems. Pictures undoubtedly were one of the most vital tools in social construction, especially for presenting the reality of the environmental problems to the public. This was in harmony with the results of the quantitative content analysis, where more than 60% of pictures were found on environmental articles in media newspapers and ENGOs newsletters. Malaysian media and ENGOs have shared two common strategies in environmental communication, namely campaigning and collaboration with other stakeholders, while the ENGOs have two extra strategies: advocacy and lobbying strategies. Malaysian media and ENGOs also have collaborated with each other and the level of collaboration between them was at the coordination (medium) level. Both social actors especially the media were also relied heavily on their sources for environmental articles and the result of quantitative content analysis showed that the government was the main source for media newspapers, whereas other ENGOs and laypersons were the main sources for ENGOs´ newsletters. There are also colossal barriers faced by both Malaysian media and ENGOs throughout the process of environmental communication and some of the barriers faced by both media and ENGOs include the problem with limited knowledge of the environment, while some other barriers, like media laws and ownership, were only faced by the media; other barriers such as funding problems were specifically faced by the ENGOs. In terms of representation of environmental information, the Malaysian media make more presentations on environmental problems, especially on topics like floods, wildlife and water crises in their newspapers, while ENGOs have given more attention to environmental effort topics such as conservation and sustainable living in their newsletters. Surprisingly, not only the media but also the ENGOs used the same (news) values like timeliness, proximity, and impact as criteria for the selection of environmental issues for their publications. Other factors such as the background of the organisation and the interest of journalists or editors also influence the selection of environmental issues. It is hoped that the proposed theoretical framework of this study can serve as a crucial guideline for the development of environmental communication studies, especially among the media and ENGOs not only in Malaysia but also in other (Southeast) Asian regions that share a similar background.
Entrepreneurship is an important means for economic development and poverty alleviation . Due to the relevance of entrepreneurship, scholars call for research that contributes to the understanding of successful business creation. In order to best understand new venture creation, research needs to investigate barriers of entrepreneurship. A barrier that has received wide attention in the literature on new venture creation is capital requirements. Scholars argue that capital requirements are an entry barrier for new venture creation, as most people who start businesses have difficulties in acquiring the necessary amount of capital needed for starting the businesses. Particularly in developing countries, scholars and practitioners regard improvements in access to capital as a major solution to support new venture creation. However, besides improving access to capital, there are alternative solutions that help to deal with the problems of capital requirements and capital constraints in the process of new venture creation. In this dissertation, I argue that a possible means to master capital requirements and capital constraints in business creation is action-oriented entrepreneurship training. I draw on actionregulation theory (Frese & Zapf, 1994), theories supporting an interactionist approach (Endler & Edwards, 1986; Terborg, 1981) and on theories about career development (Arthur, 1994; Briscoe & Hall, 2006) to reason that action-oriented entrepreneurship training allows for handling capital requirements and capital constraints with regard to business creation. Specifically, I argue that action-oriented entrepreneurship training helps to deal with financial requirements and capital constraints in two ways: First, the training reduces the negative effect of capital constraints on business creation through the development of financial mental models. Second, the training supports finding employment and receiving employment income, which enable businesses creation.
Online marketing, especially Paid Search Advertising, has become one of the most important paid media channels for companies to sell their products and services online. Despite being under intensive examination by a number of researchers for several years, this topic still offers interesting opportunities to contribute to the com- munity, particularly because of its large economic impact and practical relevance as well as the detailed and widely unfiltered view of consumer behavior that such marketing offers. To provide answers to some of the important questions from advertisers in this con- text, I present four papers in my thesis, in which I extend previous works on optimization topics such as click and conversion prediction. I apply and extend methods from other fields of research to specific problems in Paid Search. After a short introduction, I start with a paper in which we illustrate a new method that helps advertisers to predict conversion probabilities in Paid Search using sparse keyword- level data. We address one of the central problems in Paid search advertising, which is optimizing own investments in this channel by placing bids in keyword auctions. In many cases, evaluations and decisions are made with extremely sparse data, al- though anecdotal evidence suggests that online marketing is a typical
Investigating digital game-based language learning : applications, actors and issues of access
(2019)
The research presented here examines the ways the products and practices of digital game-based language learning (DGBLL) shape access to foreign language learning. Three different studies with different methodologies and foci were carried out to examine the affordances of various aspects of DGBLL. The emphasis in all three cases, two of which are empirical and one of which is a theoretical investigation, is on developing a better understanding of the affordances of DGBLL to derive implications for English Foreign Language (EFL) teacher education. In the first study, the focus is on constructing and implementing an evaluative framework to examine the pedagogical, linguistic, and ludic affordances of DGBLL tools. Analysis reveals that many dedicated DGBLL applications incorporate content, pedagogy, and game elements that are limited in their ability to reflect contemporary understandings of foreign language learning or generate motivation to pursue game-related goals. As such, they call into question existing typologies of DGBLL and emphasize the need for competent educators who can effectively align the selection of specific DGBLL tools with given language learning objectives. In order to understand the preexisting knowledge and attitudes that need to be addressed to develop such competence, the second study examines pre-service English foreign language (EFL) teachers’ beliefs and behaviors regarding DGBLL. The quantitative analysis reveals positive correlations between gameplaying and EFL skills and language learning strategies, and between gaming behaviors and beliefs about DGBLL. At the same time, low rates of gameplaying behaviors and negative correlations between prior digital media usage and attitudes towards DGBLL suggest the need for substantial theoretical and practical teacher preparation that takes into account underlying assumptions about gameplaying and foreign language learning. The third study examines the basis of these assumptions, relying on Bourdieu’s notion of habitus to illuminate the foundation of these beliefs and his notion of linguistic capital to consider the potential impact of a non-gameplaying habitus on some language learners. Such differential acceptance of efficacious DGBLL in formal school settings may inhibit access to significant forms of capital, and requisite linguistic and digital competencies. While all three studies are limited in their scope, they hold important implications for teacher education. Given the nature of the applications analyzed, it becomes clear that, not only are particular applications appropriate for specific objectives; it must also be the role of teacher education to enhance pre-service teachers’ (PST) abilities to understand these nuances and select media accordingly. This can only take place when PSTs’ situated existing beliefs and behaviors, as illuminated by this research, are taken into account and addressed accordingly. Finally, this education must necessarily include initiatives to develop an understanding of issues of equity in access, participation, and outcomes as regards DGBLL.
Assessment of forest functionality and the effectiveness of forest management and certification
(2021)
Forest ecosystems are complex systems that develop inherent structures and processes relevant for their functioning and the provisioning of ecosystem services that contribute to human wellbeing. So far, forest management focused on timber production while other services were less rewarded. With increasing climate change impacts, especially regulating ecosystem services such as microclimate regulation are ever more relevant to maintain forest functions and services. A key question is how forest management supports or undermines the ecosystems’ capacity to maintain those functions and services. Forest management implies silvicultural interventions such as thinning and timber harvesting and ranges from single tree extraction to large clearcuts as well as forest reserves without active forest operations and shape the character of forest ecosystems (e.g. natural versus planted forests). Artificial plantings, monocultures and management for economic timber production simplify forest structures and impair ecosystem resilience, resistance and the existence of forests but also the services essential for the prosperity and health of humanity. Efforts to reduce the negative impacts and attempts to safeguard forest functions are manifold and include compulsory national and international guidelines and regulations for forest management, conventions, but also voluntary mechanisms such as certification systems.
The main objective of this thesis was the development of a concept to assess the functionality of forests and to evaluate the effectiveness of forest ecosystem management including certification. An ecosystem-based and participatory methodology, named ECOSEFFECT, was developed. The method comprises a theoretical and an empirical plausibility analysis. It was applied to the Russian National FSC Standard in the Arkhangelsk Region of the Russian Federation – where boreal forests are exploited to meet Europe's demand for timber. In addition, the influence of forestry interventions on temperature regulation in Scots pine and European beech forests in Germany was assessed during two extreme hot and dry years in 2018 and 2019.
Microclimate regulation is a suitable proxy for forest functionality and can be applied easily to evaluate the effectiveness of forest management in safeguarding regulating forest functions relevant under climate change. Microclimate represents the most decisive factor differentiating clearcuts and primary forests. Thus, the assessment of forest microclimate regulation serves as convenient tool to illustrate forest functionality. In the boreal and temperate forests studied in the frame of this thesis, timber harvesting reduced the capacity to self-regulate forests’ microclimate and thus impair a crucial part of ecosystem functionality. Changes in structural forest characteristics influenced by forest management and silviculture significantly affect microclimatic conditions and therefore forest ecosystems’ vulnerability to climate change. Canopy coverage and the number of cut trees were most relevant for cooling maximum summer temperature in pine and beech forests in northern Germany. Maximum temperature measured at ground level increased by 0.21 – 0.34 K when 100 trees were cut. Opening the forest canopy by 10 % caused an increase of maximum temperature at ground-level by 0.53 K (including pine and beech stands). Relative temperature cooling capacity decreased with increasing wood harvest activities and dropped below average values when more than 656 trees per hectare (in 2018; and 867 trees in 2019) were felled. In pine stands with a canopy cover below 82 % the relative temperature buffering capacity was lower than the average. Mean maximum temperature measured at ground-level and in 1.3 m was highest in a pine-dominated sample plots with relatively low stand volume (177 m3 ha-1) and 9 K lower in a sample plot with relatively high stock volumes of F. sylvatica (> 565 m3 ha-1). During the hottest day in 2019, the difference in temperature peaks was more than 13 K for pine-dominated sample plots with relatively dense (72 %) and low (46 %) canopy cover.
The Russian FSC standard has the potential to improve forest management and ecological outcomes, but there are shortcomings in the precision of targeting actual problems and ecological commitment. In theory, FSC would transform forest management practices and induce positive changes and effective outcomes by addressing 75 % of the identified contributing factors including highly relevant factors and threats including large-scale (temporary) tree cover loss, which contributes to reducing about half of the identified stresses in the ecosystem. It is theoretically plausible that FSC prevents logging in high conservation value forests and intact forest landscapes, reduces the size and number of clearcuts, and prevents hydrological changes in the landscape. However, the standard was not sufficiently explicit and compulsory to generate a strong and positive influence on the identified problems and their drivers. Moreover, spatial data revealed, that the typical regular clearcut patterns of conventional timber harvesting continue to progress into the FSC-certified boreal forests, also if declared as ‘Intact Forest Landscape’. This results in the need to verify the assumptions and postulates on the ground as it remains unclear and questionable if functions and services of boreal forests are maintained when FSC-certified clearcutting continues. On the clearcuts, maximum temperature exceeded 36 °C and stayed below 30 °C in the closed primary forest. The number of days with temperatures above 25 °C at least doubled on clearcuts. Temperature cooling capacity was reduced by up to 14 % and temperature buffering capacity up to 60 %. The main reason why FSC-certified clearcuts do not differ from conventional clearcuts is that about 97 % of trees within equally large clearcut sites of up to 50 ha were removed. The spatial design of clearcuts, their size and the intensity of clearing as well as the density of skidding trails for timber extraction was not positively influenced by FSC-certification. Annual tree cover loss was lowest in non-certified areas. This means, that FSC may even contribute to an increased biomass removal within the clearcuts, which compromises the ecosystems’ capacity to recover and maintain ecological functions and services. The analysis of satellite-based data on tree cover loss showed that clearcutting causes secondary dieback in the surrounding of the cleared area. FSC-certification does not prevent the various negative impacts of clearcutting and thus fails to safeguard ecosystem functions. The postulated success in reducing identified environmental threats and stresses, e. g. through a smaller size of clearcuts, could not be verified on site. The empirical assessment does not support the hypothesis of effective improvements in the ecosystem. In practice, FSC-certification did not contribute to change clearcutting practices sufficiently to effectively improve the ecological performance. Sustainability standards that are unable to translate principles into effective outcomes fail in meeting the intended objectives of safeguarding ecosystem functioning. Clearcuts that carry sustainability labels are ecologically problematic and ineffective for the intended purpose of ecological sustainability.
The overexploitation of provisioning services, i.e. timber extraction, diminishes the ecosystems’ capacity to maintain other services of global significance. It also impairs ecosystem functions relevant to cope with and adapt to other stresses and disturbances that are rapidly increasing under climate change.
Forest management under climate change needs to apply precautionary principles and reduce further ecological risks such as secondary dieback and deterioration of regulating services that are relevant for the functioning of forests. Forest managers have to avoid ecological disimprovements by applying strict ecological principles with effective outcomes in order to maintain functional forests that regulate their own microclimate also as a basis for sustainable economic benefits.
Analysis of user behavior
(2020)
Online behaviors analysis consists of extracting patterns from server-logs.
The works presented here were carried out within the “mBook” project which aimed to develop indicators of the quantity and quality of the learning process of pupils from their usage of an eponymous electronic textbook for History. In this thesis, we investigate several models that adopt different points of view on the data. The studied methods are either well established in the field of pattern mining or transferred from other fields of machine learning and data-mining.
We improve the performance of archetypal analysis in large dimensions and apply it to unveil correlations between visibility time of particular objects in the e-textbook and pupils’ motivation. We present next two models based on mixtures of Markov chains. The first extracts users’weekly browsing patterns. The second is designed to process essions at a fine resolution, which is sine qua non to reveal the significance of scrolling behaviors. We also propose a new paradigm for online behaviors analysis that interprets sessions as trajectories within the page-graph. In this respect, we establish a general framework for the study of similarity measures between spatio-temporal trajectories, for which the study of sessions is a particular case. Finally, we construct two centroid-based clustering methods using neural networks and thus lay the foundations for unsupervised behaviors analysis using neural networks.
Keywords: online behaviors analysis, educational data mining, Markov models, archetypal analysis, spatio-temporal trajectories, neural network
This doctoral thesis deals with the topic of organizational misconduct and covers the three salient research streams in this area by addressing its performance outcomes, antecedents, and preventive measures. Specifically, it is concerned with the question of how different forms of misconduct are reflected in the stock performance of related organizations, thereby, covering the three pillars of corporate sustainability environmental, social, and governance (ESG). Furthermore, it aims to conceptualize how individual cognitive biases may lead to misconduct, therefore, potentially representing an antecedent and how existing management control systems can be enhanced to effectively address specific forms of misconduct, respectively.
To these ends, I first review the research stream of stock price reactions to environmental pollution events in terms of the underlying research samples, methodological specifications, and theoretical underpinnings. Based on the findings of the systematic literature review (SLR), I perform three stock-based event studies of the Volkswagen diesel emissions scandal (Dieselgate), workplace sexual harassment (#MeToo accusations), and the 2003 blackout in the US to cove the three ESG dimensions, respectively. In line with the SLR, my event studies reveal substantial stock losses to firms involved in misconduct that are eventually even accompanied by a spillover effect to uninvolved bystanders.
Then, I review the extant literature conceptually to develop a framework outlining how moral licensing as an individual cognitive bias might lead to a self-attribution of corporate sustainability, a consecutive accumulation of moral credit, and a later exchange of this credit by engaging in misconduct afterward.
Finally, I assess existing workplace sexual harassment management controls, such as awareness training and grievance procedures critically in another conceptual analysis. Based on the shortcomings stemming from management controls’ focus on compliance and negligence of moral duties, I introduce five specific nudges firms should consider to enhance their existing management controls and eventually prevent occurrences of workplace sexual harassment.
Based on the six distinct articles within this doctoral thesis, I outline its limitations and point at directions for future research. These mainly address providing further evidence on the long-term performance effects of organizational misconduct, enriching our knowledge on further cognitive biases eventually leading to misconduct, and conceptualizing nudging beyond the use-case of workplace sexual harassment.
This paper examines whether the attacks on the World Trade Center and the Pentagon on September 11th, 2001 have influenced the job prospects of Arabs in the German labor market. Using a large, representative database of the German working population, the attacks are treated as a natural experiment that may have caused an exogenous shift in attitudes toward persons who are perceived to be Arabs. Evidence from regression-adjusted difference-in-differences-estimates indicates that 9/11 did not cause a severe decline in job prospects. This result is robust over a wide range of control groups and several definitions of the sample and the observation period. Several explanations for this result, which is in line with prior evidence from Sweden, are offered.
This paper examines whether the labor market prospects of Arab men in England are influenced by recent Islamistic terrorist attacks and the war on Iraq. We use data from the British Labour Force Survey from Spring 2001 to Winter 2006 and treat the terrorist attacks on the USA on September 11th, 2001, the Madrid train bombings on March 11th, 2004 and the London bombings on July 7th, 2005, as well as the beginning of the war on Iraq on March 20th, 2003, as natural experiments possibly having led to a change in attitudes toward Arab or Muslim men. Using treatment group definitions based on ethnicity, country of birth, current nationality, and religion, evidence from regression-adjusted di_erence-in-di_erences-estimators indicates that the real wages, hours worked and employment probabilities of Arab men were unchanged by the attacks. This finding is in line with prior evidence from Europe.
This paper uses data from the German Socio-Economic Panel for the years 2000 to 2005 to study the earnings differential between self- and dependent employed German men. Constructing a counterfactual earnings distribution for the self-employed in dependent employment and using quantile regression decompositions we find that the earnings differential over the distribution cannot be explained by differences in endowments. Furthermore, low-earning self-employed could earn more in dependent employment. Finally, the observed earnings advantage for the self-employed at the top of the earnings distribution is not associated with higher returns to observable variables.
Economic theory suggests both positive and negative relationships between intra-firm wage inequality and productivity. This paper contributes to the growing empirical literature on this subject. We combine German employer-employee-data for the years 1995-2005 with inequality measures using the whole wage distribution of a firm and rely on dynamic panel-data estimators to control for unobserved heterogeneity, simultaneity problems and possible state dependence. Our results indicate a relative minor influence of intra-firm wage inequality on firm productivity. If anything, they provide some support for a view suggesting that some inequality may be beneficial, while too much leads to a detrimental effect on productivity.
All of the papers contained in this thesis deal with some aspect of labor market inequality. The impact of September 11th, 2001 on the employment prospects of Arabs and Muslims in the German labor market (chapter 2) examines whether the attacks on the World Trade Center and the Pentagon on September 11th, 2001 have influenced the job prospects of persons from predominantly Muslim countries in the German labor market. Using a large, representative database of the German working population, evidence from regression-adjusted difference-in-differences-estimates indicates that 9/11 did not cause a severe decline in job prospects. This result, which is in line with prior evidence from Sweden and England, is robust over a wide range of control groups. Islamistic terror and the job prospects of Arab men in Britain: Does a country's direct involvement matter? (chapter 3) examines whether the labor market prospects of Arab men in England are influenced by recent Islamistic terrorist attacks. We use data from the British Labour Force Survey from Spring 1999 to Winter 2006 and treat the terrorist attacks on the USA on September 11th, 2001, the Madrid train bombings on March 11th, 2004 and the London bombings on July 7th, 2005 as quasi-experimental events that may have changed the attitudes towards Arab or Muslim men. Using treatment group definitions based on ethnicity, country of birth and religion, evidence from difference-in-differences-estimators combined with matching indicates that the real wages, hours worked and employment probabilities of Arab men were unchanged by the attacks. This finding is in line with prior evidence from Europe. Effects of the obligation to employ severely disabled workers - findings from the introduction of the Law to Combat Unemployment among Severely Disabled People'' (chapter 4) uses new administrative data from the German Federal Employment Agency -- the Integrated Employment Biographies Sample IEBS -- to assess the impact of a mandatory employment quota for disabled workers in Germany. We use an exogenous change, introduced through the Law to Combat Unemployment among Severely Disabled People'' (Gesetz zur Bekämpfung der Arbeitslosigkeit Schwerbehinderter''), as a natural experiment and measure the change in the reemployment probability of the unemployed disabled by means of regression-adjusted difference-in-differences estimators. Our results indicate that the change in the employment quota neither enhanced nor worsened the employment prospects of the disabled. Finally, Intra-firm wage inequality and firm performance -- First evidence from German linked employer-employee-data (chapter 6) deals with the impact of wage inequality on firm performance. Economic theory suggests both positive and negative relationships between intra-firm wage inequality and productivity. This paper contributes to the growing empirical literature on this subject. We combine German employer-employee-data for the years 1995-2005 with inequality measures using the whole wage distribution of a firm and rely on panel-instrumental variable estimators to control for unobserved heterogeneity and simultaneity problems. Our results indicate a relatively small impact of wage inequality on firm performance in West Germany, while there seems to be a relationship for some inequality measures in East Germany. Further analysis shows that the relationship varies strongly with industrial relations in East Germany.
A Matter of Connection: Competence Development in Teacher Education for Sustainable Development
(2021)
Based on a dual case study, this cumulative dissertation investigates how individual "education for sustainable development" (ESD) courses, as part of the teacher education programs at Leuphana University in Lüneburg/Germany and Arizona State University (ASU)/USA, actually foster students' ESD-specific professional action competence. Furthermore, this work sheds light on the link between learning processes and outcomes, to reveal which factors actually affect the achievement of ILOs and competence development. The findings of this study indicate that both courses under investigation eventually live up to their role and increased student teachers' competence and commitment to implement ESD in their future careers; yet, mainly due to their different thematic foci, to varying degrees. Additionally, the four Cs (personal, professional, social, and structural connections) were revealed as significant factors that support students' learning and should be considered when planning and designing course offerings in TESD, with the goal of developing students' knowledge, skills, and attitudes.
Increasing objections have been formulated towards broadening the security category. Securitisation is used to bring attention to urgent and existential threats that cannot be resolved through ordinary political decisions. During the time of the state of emergency between 2015 and 2017, France strengthened its security forces and introduced generalised surveillance measures to curb the terrorist threat. The purpose of this Bachelor thesis is to problematise the securitisation of terrorism in the French case. To do so, the Just Securitisation Theory by Rita Floyd is used to examine the following research question: Was it just to securitise terrorism in France between 2015 and 2017? Through critical discourse analysis of 54 presidential speech acts and secondary text analysis, this study aims to scrutinise securitising moves and security practices of the French government. The presented results indicate that the justness of securitisation is highly questionable. The analysis shows that the governments set excessive goals of eliminating terrorism and that security measures were misappropriated to fight organised crime instead of terrorism.
Mental health is an important factor in an individuals’ life - more than 300 million individuals suffered from depression in 2015. Online-based interventions have been developed for the treatment of various mental disorders. These types of interventions
have proven their efficacy and can lead to positive outcomes for suffering patients. During these interventions, a large amount of patient-specific data is gathered that can be utilized to increase treatment outcomes by informing decision-making processes of psychotherapists, experts in the field, and patients.
The articles included in this dissertation focus on the analysis of such data collected in digital psychological treatments by using machine learning approaches. This dissertation utilizes various machine learning methods such as Bayesian models, regularization techniques, or decision trees to predict different psychological factors, such as mood or self-esteem, dropout of patients, or treatment outcomes and costs. These models are evaluated using a variety of performance metrics, for example, receiver operating characteristics curve, root mean square error, or specialized performance metrics for Bayesian inference. These types of analyses can support decision- making for psychologists and patients, which can, in turn, lead to better recommendations and subsequently to increased outcomes for patients and simultaneously more insight about the interplay between psychological factors. The contribution of this interdisciplinary dissertation is manifold and can be classified at the intersection of Information Systems, health economics, and psychology. The analysis of user journey data has not yet been fully examined in the field of psychological research. A process for this endeavor is developed and a technical implementation is provided for the research community. The application of machine learning in this context is still in its infancy. Thus, another contribution is the exploration and application of machine learning techniques for the revelation of correlations between psychological factors or characteristics and treatment outcomes as well as their prediction. Additionally, economic factors are predicted to develop a process for treatment type recommendations. This approach can be utilized for finding the optimal treatment type for patients on an individual level considering predicted treatment outcomes and costs. By evaluating the predictive accuracy of multiple machine learning techniques based on various performance metrics, the importance of considering heterogeneity among patients’ behavior and affect is highlighted in some articles. Furthermore, the potential of machine learning-based decision support systems in clinical practice has been examined from a psychotherapists’ point of view.
When screening projects for potential investment placements, Venture Capitalists have to base their decision on the information provided in the business plan. The aim of this study is to make VCs aware of the influence of various factors which are discussed in business plans, such as the management team and risk minimising strategies. In order to do this, the business plans of four companies which received investment placements were analysed. The analysis revealed the two main success factors to be industrial experience and a filled product pipeline. The results also suggested that the business plan in its current form may not cover all the information needed for an optimal result. However, since this work is only a first approach further research needs to be carried out.
Understanding that entrepreneurship can be better modeled from a systemic point of view is a primordial aspect that determines the important role of universities in entrepreneurial ecosystems. What makes the ecosystem approach a valuable tool for understanding social systems is that, from a holistic perspective, their behavior seems to have emerging characteristics. The impact of this “research object” can only be revealed through interrelated causal chains similar to the behavior of natural ecosystems (Mars et al., 2012). Therefore, the entrepreneurial ecosystem concept provides a unique perspective that complements previous studies on networked economic activity with a clear focus on the systemic elements that support entrepreneurship, and an emphasis on policy that promote the entrepreneurial process.
This dissertation presents a dual scientific account of the entrepreneurship phenomenon in universities. The work is divided into two equal parts, each of which is composed of two research papers. The narrative of the first half takes on a macro perspective view, consisting of one theoretical and one empirically-based conceptual case study. This part conceptually depicts a systematic approach to entrepreneurialism in higher education, namely an ecosystems perspective. The second half concentrates on the meso- and micro levels of study from the university’s point of view, comprising of a case study as historical account for the emergence of the entrepreneurial university, and of a metasynthesis of empirical case studies in entrepreneurial universities, which serves as the basis for the development of entrepreneurial university archetypes.
This doctoral work contributes to an in-depth understanding of Entrepreneurship in universities regarding its systemic qualities and archetypal characteristics of entrepreneurial universities. It argues for an ecosystem’s perspective on the phenomenon of entrepreneurial activity, highlighting the fundamental role that universities play as the heart of entrepreneurial ecosystems. Furthermore, this research expands on the novel concept of the entrepreneurial university by using extensive case study literature to empirically identify distinct archetypes that better reflect the diverse reality of how universities engage as entrepreneurial actors by way of differentiated entrepreneurial structures, systems, and strategies.
The concept of CSX allows us to envision how the idea of collaborative problem-solving and non-competitive change-making could be brought to life. The participation at the CSX meets Lüneburg event fueled the vision to find out more about how the CSX framework could be transferable and applicable to the consulting industry and sustainability consulting in particular. The encouraging kick-off led to the research question of: “Can sustainability consulting better fulfill its purpose in a CSX context as opposed to the conventional way?” The aims connected to this research question were to determine the status quo of community-supported approaches in sustainability consulting and to increase the visibility of existing organisations. Goals were also to find out how community-based work can lead to fruitful results in sustainability consulting. This was ought to be done by assessing the embodiment of CSX aspects in existing examples from practice.
A characteristic of the German health care market is the high complexity, amongst others due to the plurality of actors and interest groups. With so many players involved, health care reforms necessarily are the outcome of a quest for influence reflecting the relative power of interest groups. However, in much of the health economics literature, this fact is neglected, with the consequence that public regulation fails to have the intended effect. The treatment of social (interest) groups is central to understand political economic processes. Basic models in this area are the models of Olson (1965), Peltzman (1976) and Becker (1983). The objective of such model considerations in the health care market is to maximize efficiency and quality of care and thereby reduce expenditures. The section “The German health care market and its players: An overview from an economic perspective” analyses the structure of the health care market in Germany together with selected health challenges of the last decade. It questions to which extent the new political economy in contrast to welfare economy is able to explain health economic aspects. The section “Drug Prices and Pressure Group Activities in the German Health Care Market: An Application of the Becker Model” analyses the shift of power and influence among the pharmaceutical industry, the pharmacies and the social health insurers (SHI). Since the health care reform in 2004, these interest groups have been negotiating the structure of surcharges and discounts among each other without any intervention from the government. This reflects the assumption of a passive government in the Becker (1983) model and makes this model to a good choice for application. The negotiations and the resulting amendments of this ordinance express the shift of power and influence among the involved interest groups in the German health care market after 2004. The first assumption is a closed system based on the theoretical work by Becker. The amount of total budget and the amount of total influence is constant and defined as 10. In such a standardized system, the influence by producers and pharmacies decreases about 0.007 units of political pressure to the value 9.989, whereas the influence by SHI increases about 0.007 units to the value 0.011 between 2008 and 2010. More realistic is the second assumption, the assumption of an open system where the amount of total budget and the amount of total influence can change over the years. With this assumption a trend becomes apparent which shows an increase in political pressure by SHI about 0.015 units to the value 0.036 and a decrease of political pressure by pharmacies and producers about 18.326 units to the value 34.022 between 2008 and 2010. This reflects the cost control trend in combination with the empowerment incentives for SHI. Noteworthy is the high pressure level of producers compared to the other interest groups. As a conclusion one can say that the last years show a movement to more competition between the interest groups. This leads to more balanced power relations. But nevertheless, the most powerful group is still the producer group and the influence of the SHI is still very low. However, the government does not always behave passively. On sensitive issues for voters such as co-payments, the government tries to maximize votes. So, in the section “Drug Prices, Rents, and Votes in the German Health Care Market: An Application of the Peltzman Model”, the reaction of consumers (insured persons) and producers (pharmaceutical industry) based on electoral behavior and relating to drug prices and co-payments imposed on drugs is analyzed, using the health care reform of 2004 as an experience. The changes in prices and medications after this reform make it to a natural choice. For the analysis, the interest group model by Peltzman (1976) is applied to the German health care market. The vote-maximizing government has to find the optimal combination of rent and price of regulation. For the optimum solution, the variation of votes on the part of pharmaceutical industry has to equal the variation of votes on the part of consumers. Reflecting different power structures leads to drug prices ranging from 5 to 50 Euros, associated with a co-payment of 5 Euros. Prices between 50 and 100 Euros are possible as well, reflecting a balance of power facing the pharmaceutical industry. These prices are associated with a co-payment of 10% of the selling price. Concerning the transition from 1989 reference price regime to the 2004 reform one can say that producers who had accepted the reference price had an incentive to increase their price while lowering their sales volume.
To respond to the challenges of the Anthropocene, scholars from various disciplines increasingly emphasize that a mere outer transformation is insufficient and that we also need an inner transformation that addresses deep leverage points. Yet, the open questions are how the inner and outer dimensions relate to each other
and how inner transformation might lead to outer transformation. How we attempt to answer these questions is determined by our dominant paradigm. Paradigms define how we understand and shape the world, and thus, they define how we conceptualize challenges, such as inner and outer transformation. Various authors argue that the dominant paradigm, which is characterized by reductionism, empiricism, dualism, and determinism, might be a root cause for insufficiently addressing sustainability challenges. As an alternative, many argue for a relational paradigm, which understands complex phenomena in terms of constitutive processes and relations. A relational paradigm might offer possibilities to reconceptualize inner and outer transformation in the Anthropocene and might shed new light on how to integrate both in sustainability science. Yet, it is still being determined how a relational paradigm can contribute to the understanding of inner and outer transformations towards sustainability in the Anthropocene. Therefore, this dissertation's overarching scope is to contribute to systems change towards a more social-ecological future by generating insights into and exploring possibilities of a relational paradigm for inner and outer transformation in the Anthropocene. This thesis is divided into three sub-questions. The first research question aims to contribute to transformation research by increasing the theoretical understanding of a relational paradigm. The second research question aims to contribute to transformative research by developing a transformative educational case study grounded in a relational, justice-oriented approach. The third research question aims to contribute to transformation research by analyzing how a relational paradigm might contribute to policies and practices for sustainable lifestyles. The results indicate that inner and outer transformation in the Anthropocene can be reconceptualized as paradigm-ing relationality in the Ecocene. "Paradigm-ing" as an active verb, reconceptualizes inner and outer transformation into ontologies, epistemologies, ethics, and socialecological realities that are ongoing, nonhierarchical, nonlinear, dynamic, co-creative processes of intra-action. The Ecocene decenters the human and attends to what we might be able to intra-actand become-with. These insights can offer unexplored perspectives to address sustainability challenges and increase our capacities to respond in novel ways.
How can CSX be applied to different industries in the cultural field? The following three subchapters discuss general problems of the cultural sector (the past), current practice examples of CSX (the present) and visions about new possibilities in this sector (the future), envisioning the progress of the sector through the implementation of CSX as an alternative economic model. This chapter explores this by using creative writing styles. While all the characters are fictional, the characterizations and the outline of the story draw from our scientific research. Our main protagonist is Quinn who studies Cultural Studies, is a volunteer in several cultural initiatives and works at a podcast studio. Planning to be done
with the Master's program in about a year, questions about possibilities of a future employment in the cultural sector are becoming more present for Quinn and their fellow students.
New media and digital technologies open up numerous possibilities to document different versions of reality, which makes it essential to examine how they transform the logic behind the creation and production of documentaries in digital cultures. The goal of this study is to inves-tigate the integration between the traditional documentary and new media: the interactive doc-umentary, in the context of the different sociocultural and technological environments of China and the West. Accordingly, a comparative study on the evolution and integration of these two fields was carried out. The documentary genre brings with it a method of classification and various modes of representing reality, while new media provide new approaches to interactivity as well as the production and distribution of interactive documentaries. In this context, the study examines the differences and characteristics of interactive documentaries in China and the West. Interactive documentaries grow and change as a continuously evolving system, engaging the roles of the author and the user, such that their roles are mixed for better co-expression and the reshaping of their shared environment. In addition, an analytical approach based on the types of interactivity was adopted to explore this new form of documentary both to deduce how the stories about our shared world can be told and to understand the impact of interactive doc-umentaries on the construction of our versions of the reality as well as our role in it.
The increasing perils of connectivity technologies in the context of large satellite constellations come alongside with legal aspects concerning the protection of the space environment. The interplay of connectivity and sustainability must be regulated. To analyse the legal measures and tools regulating the risks, both sides of the problem are taken into consideration. The technological side of large satellite constellations is summarized under the term cybersecurity. Cyber is a code-based system, i.e. at first sight it requires a specialized field of law. This holds true on space sustainability as well. Large satellite constellations raise the discussion on space debris and junk. The consensus on the LTS guidelines by COPUOS at UNISPACE+50 in 2018 constitutes a milestone in Space Law. Space sustainability requires a particular adoption of legal norms: the idea is very similar to the subject of cybersecurity. Since both areas of issue are internationally driven and have multilateral impact, self-regulation proves ineffective. The genesis of reliable and uniform legal rules requires a different approach considering the multilevel systems of obligations with different binding authority. This thesis evaluates the balance between the future of connectivity and space sustainability in the context of large satellite constellations by considering the impact of legal rules with different binding authority.
Credit Constraints, Idiosyncratic Risks, and Wealth Distribution in a Heterogeneous Agent Model
(2007)
This paper examines the effects of credit market imperfections and idiosyncratic risks on occupational choice, capital accumulation, as well as on the income and wealth distribution in a two sector heterogeneous agent general equilibrium model. Workers and firm owners are subject to idiosyncratic shocks. Entrepreneurship is the riskier occupation. Compared to an economy with perfect capital markets, we find for the case of serially correlated shocks that more individuals choose the entrepreneurial profession in the presence of credit constraints, and that the fluctuation between occupations increases too. Workers and entrepreneurs with high individual productivity tend to remain in their present occupation, whereas low productivity individuals are more likely to switch between professions. Interestingly, these results reverse if we assume iid shocks, thus indicating that the nature of the underlying shocks plays an important role for the general equilibrium effects. In general, the likelihood of entrepreneurship increases with individual wealth.
Environmental governance beyond borders: Governing telecoupled systems towards sustainability
(2023)
Globalization has increased the speed, volume and spatial scale of global flows of people, information, finance, goods and services. Economic globalization is closely linked to the globalization of environmental problems, with the underlying causes and directly visible effects of environmental problems becoming increasingly geographically dispersed. For example, the products consumed in one place can have negative environmental effects in distal places of production. This poses challenges to territorially-based governance systems. Governments do not have legal authority to regulate environmental problems in other jurisdictions, even if their own policies or actions of domestic companies contribute to these problems. Likewise, companies face challenges with overseeing and governing the environmental effects that occur along their supply chains. Nevertheless, state and non-state actors increasingly aim to govern environmental problems outside their jurisdictional and organizational boundaries that arise from long-distance interactions between social-ecological systems – so-called telecoupled systems.
This doctoral dissertation analyses the environmental governance of long-distance social-ecological interactions in telecoupled systems in two issue domains: global commodity chains and infrastructure projects as part of China’s Belt and Road Initiative (BRI). Although both domains involve different governance actors, institutions and processes, they both concern the question of how the involved actors develop governance structures and institutional responses to telecoupling. This dissertation aims to contribute to a deeper understanding of how to govern environmental problems that are associated with global flows. Since many multilateral environmental governance initiatives have not yet produced the desired solutions to global problems, particular attention is directed at unilateral state-led governance approaches. This dissertation addresses the questions of (1) how to achieve a spatial fit between the scale of telecoupled systems and the scale of governance institutions, (2) how governance actors exercise agency in governing telecoupled systems, and (3) how state actors can govern the domestic and foreign environmental effects of telecoupled flows. This dissertation draws upon, and contributes to, two fields of research: research on telecoupling and research on global environmental governance.
The results show that creating a spatial fit in the governance of global commodity flows is challenging because boundary and resolution mismatches can emerge. Boundary mismatches denote situations where social-ecological problems transcend established jurisdictional boundaries, whereas resolution mismatches refer to governance institutions that have too coarse a spatial resolution to allow them to address the specific aspects of social-ecological problems effectively. No single governance institution is likely to avoid all mismatches, which highlights the need to align multiple governance approaches to effectively govern telecoupled systems.
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Telecoupled flows are often governed at places where they originate and places where they arrive for processing, final consumption, or investment. If governance in the jurisdiction experiencing the environmental issue is weak, external governance actors can aim to fill this governance gap by introducing due diligence legislation and by promoting sustainability standards in international (trade) relations. State actors often rely on the actions of non-state actors to govern beyond jurisdictional borders. Despite efforts to govern environmental outcomes in distant jurisdictions, it is important to recognize the agency of governments that experience the direct environmental effects of telecoupling. They have great leverage to steer telecoupled systems towards sustainability through the formulation, implementation, monitoring and enforcement of stringent regulatory frameworks, in the context of both commodity supply chains and BRI projects.
The findings of this dissertation are relevant for scholars and policy makers interested in what can be termed external environmental governance, which refers to the governance structures and institutions to shape environmental outcomes outside the borders of a given jurisdiction. This dissertation sets
Expatriate success
(2006)
The world currently faces important issues concerning climate change and environmental sustainability, with the wellbeing of billions of people around the world at risk over the next decades. Existing institutions no longer appear to be sufficiently capable to deal with the complexity and uncertainty associated with the wicked problem of sustainability. Achieving the required sustainability transformation will thus require purposeful reform of existing institutional frameworks. However, existing research on the governance of sustainability of sustainability transformations has strongly focused on innovation and the more ‘creative’ aspects of these processes, blinding our view to the fact that they go hand with the failure, decline or dismantling of institutions that are no longer considered functional or desirable. This doctoral dissertation thus seeks to better understand how institutional failure and decline can contribute productively to sustainability transformations and how such dynamics in institutional arrangements can serve to restructure existing institutional systems.
A systematic review of the conceptual literature served to provide a concise synthesis of the research on ‘failure’ and ‘decline’ in the institutional literature, providing important first insights into their potentially productive functions. This was followed up by an archetype analysis of the productive functions of failure and decline, drawing on a wide range of literatures. This research identified five archetypical pathways: (1) crises triggering institutional adaptations toward sustainability, (2) systematic learning from failure and breakdown, (3) the purposeful destabilisation of unsustainable institutions, (4) making a virtue of inevitable decline, and (5) active and reflective decision making in the face of decline instead of leaving it to chance. Empirical case studies looking at the German energy transition and efforts to phase out coal in the Powering Past Coal Alliance served to provide more insights on (a) how to effectively harness ‘windows of opportunity’ for change, and (b) the governance mechanisms used by governments to actively remove institutions. Results indicate that the lock-in of existing technologies, regulations and practices can throw up important obstacles for sustainability transformations. The intentional or unintentional destabilisation of the status quo may thus be required to enable healthy renewal within a system. This process required active and reflective management to avoid the irreversible loss of desirable institutional elements. Instruments such as ‘sunset clauses’ and ‘experimental legislation’ may serve as important tools to learn through ‘trial and error’, whilst limiting the possible damage done by failure. Focusing on the subject of scale, this analysis finds that the level at which failure occurs is likely to determine the degree of change that can be achieved. Failures at the policy-level are most likely to merely lead to changes to the tools and instruments used by policy makers. This research thus suggests that failures on the polity- and political level may be required to achieve transformative changes to existing power structures, belief-systems and paradigms. Finally, this research briefly touches on the role of actor and agency in the governance of sustainabilitytransformations through failure and decline. It finds that actors may play an important role in causing a system or one of its elements to fail and in shaping the way events are come to be perceived. Drawing on the findings of this research, this dissertation suggests a number of lessons policy makers and others seeking to revisit existing institutional arrangements may want to take into account. Actors should be prepared to harness the potential associated with failure and decline, preserve those institutional elements considered important, and take care to manage the tension between the need for ‘quick fixes’ to currently pressing problems and solution that maintain and protect the longterm sustainability of a system.
The significance of selecting suitable talent
A company’s success is significantly influenced by the professionalism and quality of decision-making, especially selecting decisions to hire suitable talent. The term “talent” can be taken to mean as someone who has talent (talent as the sum of one’s abilities) and someone who is a talent. Leadership talent makes a difference in organizational success, has the potential to succeed as a leader, and thus will
hold corresponding pivotal positions. In this book, we focus on the selection and acquisition of leadership talent, since such talent is more difficult to find in the market and, at the same time, more challenging to select. Selecting these talented individuals is one of the most critical components of effective organizations. Hardly any other corporate decision has such significant effects on corporate success as talent selection. Recruiting and personnel selection are also the first steps in promoting capability building and creating successful teams. For example, Warren Buffet, renowned for his investing prowess, says, “I have only two jobs. One is to attract and keep outstanding managers to run our various operations”. This highlights the need for an effective and efficient personnel selection process and to improve the diagnostic performance of such procedures. In addition, the increasing diversity of applicants, global competitiveness, and the lack of qualified personnel in specific labor and job markets also increase the importance of high-quality personnel selection processes.
This introductory article to the special issue of Psychology Science devoted to the subject of Considering Response Distortion in Personality Measurement for Industrial, Work and Organizational Psychology Research and Practice” presents an overview of the issues of response distortion in personality measurement. It also provides a summary of the other articles published as part of this special issue addressing social desirability, impression management, self-presentation, response distortion, and faking in personality measurement in industrial, work, and organizational settings.
With this dissertation, I present a human resources approach to entrepreneurship through selection and training of small-business owners in developing countries. Entrepreneurship is an important source of employment, innovation, and general economic prosperity (Autio, 2005; Walter et al., 2005; Reynolds et al., 2005; Kuratko, 2003). In developing countries, job creation through business ownership is especially important because job opportunities are limited (Walter et al., 2005; Mead & Liedholm, 1998). Strengthening the small business sector is one of the best ways to reduce poverty and increase economic growth (Birch, 1987). Thus, this dissertation adds to the scientific literature in taking a human resources approach to entrepreneurship: selecting and training entrepreneurs. Selection has widely been researched on in various scientific fields like human resource management, industrial-, work-, and organizational psychology, but only partly focusing on selection of entrepreneurs. Regarding training, there exists a fair amount of studies that focus on entrepreneurship education, but a lot of them suffer from substantial heterogeneity and methodological flaws (Glaub & Frese (2011); McKenzie & Woodruff (2013)). The dissertation combines the ideas of using selection procedures for entrepreneurs with the idea of teaching entrepreneurial skills.
Through the expansion of human activities, humanity has evolved to become a driving force of global environmental change and influences a substantial and growing part of natural ecosystem trophic interactions and energy flows. However, by constructing and building its own niche, human distance from nature increased remarkably during the last decades due to processes of globalization and urbanization. This increasing disconnect has both material and immaterial consequences for how humans interact and connect with nature. Indeed, many regions across the world have disconnected themselves from the productivity of their regional environment by: (1) accessing biological products from distant places through international trade, and (2) using non-renewable resources from outside the biosphere to boost the productivity of their natural environment. Both mechanisms allow for greater resource use then would be possible otherwise, but also involve complex sustainability challenges and lead to fundamentally different feedbacks between humans and the environment. This dissertation empirically investigates the sustainability of biophysical human-nature connections and disconnections from a social-ecological systems perspective. The results provide new insights and concrete knowledge about biophysical human-nature disconnections and its sustainability implications, including pervasive issues of injustice. Through international trade and reliance on non-renewables, particularly higher-income regions appropriate an unproportional large share of global resources. Moreover, by enabling seemingly unconstrained consumption of resources and simultaneous conservation of regional ecosystems, increasing regional disconnectedness stimulates the misconception of decoupling. Whereas, in fact, the biophysically most disconnected regions exhibit the highest resource footprints and are, therefore, responsible for the largest environmental damages. The increasing biophysical disconnect between humans and nature effectively works to circumvent limitations and self-constraining feedbacks of natural cycles. The circumvention of environmental constraints is a crucial feature of niche construction. Human niche construction refers to the process of modifying natural environments to make them more useful for society. To ease integration of the chapters in this thesis, the framework paper uses human niche construction theory to understand the mechanisms and drivers behind increasing biophysical disconnections. The theory is employed to explain causal relationships and unsustainable trajectories from a holistic perspective. Moreover, as a process-oriented approach, it allows connecting the empirically assessed states of disconnectedness with insights about interventions and change for sustainability. For a sustainability transformation already entered paths of disconnectedness must be reversed to enable a genuine reconnection of human activities to the biosphere and its natural cycles. This thesis highlights the unsustainability of disconnectedness and opens up debate about how knowledge around sustainable human niche construction can be leveraged for a reconnection of humans to nature.
Traditional farming landscapes typically support exceptional biodiversity. They evolved as tightly coupled social-ecological systems, in which traditional human land-use shaped highly heterogeneous landscapes. However, these landscapes are under severe threats of land-use change which potentially pose direct threats to biodiversity, in particular through land-use intensification and land abandonment. Navigating biodiversity conservation in such changing landscapes requires a thorough understanding of the drivers that maintain the social-ecological system. This dissertation aimed to identify system properties that facilitate biodiversity conservation in traditional farming landscape, focusing specifically on birds and large carnivores in the rapidly changing traditional farmland region of Southern Transylvania, Romania. In order to identify these properties, I first examined the effects of local and landscape scale land-use patterns on birds and large carnivores and how they may be affected by future land-use change (Chapters II-V). Second, to gauge the role of particular traditional land-use elements for biodiversity I focused on the conservation value of traditional wood pastures (Chapters VI-VIII). Third, I took a social-ecological systems approach to understand how links between the social and ecological parts of the system affect human-bear coexistence (Chapters IV and IX). Bird diversity was supported by the broad gradients of woody vegetation cover and compositional heterogeneity. Land-use intensification, and hence the loss of woody vegetation cover and homogenization of land covers, would thus negatively affect biodiversity. This was especially evident from predictions on the distribution of the corncrake (Crex crex) in response to potential future land cover homogenization. Here, a moderate reduction of land cover diversity could drastically reduce the extent of corncrake habitat. Further results showed that the brown bear (Ursus arctos) would mainly be affected by land-use change through the fragmentation of large forest blocks, especially if land-use change would reduce habitat connectivity to the presumed source population in the Carpathian Mountains. Moreover, this dissertation revealed that large carnivores (brown bear and wolf, Canis lupus) may have important and often ignored roles in structuring the ecosystem of traditional farming landscapes by limiting herbivores. Wood pastures were found to have a high conservation value. The combination of low-intensity used grasslands with old scattered trees provided important supplementary habitat for different forest species such as woodpeckers and the brown bear. Worryingly, current management of wood pastures differed from traditional techniques in several aspects, which may threaten their persistence in the landscape. The majority of people had a positive perception on human-bear coexistence. The use of traditional sheep herding techniques combined with the tolerance of some shepherds to occasional livestock predation facilitated coexistence in a region where both carnivores and livestock are present. More generally, the genuine links between people and their environment were important drivers of people´s positive views on coexistence. However, perceived failures of top-down managing institutions could potentially erode these links and reduce people´s tolerance towards bears. Through the consideration of two different animal taxa, this dissertation revealed six important system properties facilitating biodiversity conservation in traditional farming landscapes. Similar proportions of the main land-use types (arable land, grassland, and forests) support species richness at the regional scale possible through habitat connectivity and continuous spill-over between land-use types. Heterogeneous landscapes can further support biodiversity through complementation and supplementation of habitat at the landscape scale. Gradients of woody vegetation cover and heterogeneity, supported biodiversity at both local and landscape scales possibly through the provision of a wide range of resources. The heterogeneous character of the landscape is tightly linked to traditional land-use practices, which also maintain specific traditional land-use elements and facilitate human-carnivore coexistence. Top-down limitation of large carnivores on herbivores possibly enhances vegetation growth and tree regeneration. The genuine links between humans and nature support human-bear coexistence, and these links may form the core of people´s values and sustainable use of natural resources.
Social insects like honeybees (Apis mellifera) and stingless bees (Apidae: Meliponini) face a relatively high risk to be attacked by pests and pathogens. To decrease the risk of infection, in addition to an innate immune system, these species have evolved various cooperative defense mechanisms such as hygienic behavior or allo-grooming, which contribute to the overall health of the colonies and are therefore also referred to as social immunity. The collection and use of plant resin is another important strategy of social immunity. Resin is a sticky, often aromatic substance with antimicrobial and deterrent properties secreted by plants for protection of the vegetative tissue. Honeybees and stingless bees take advantage of these properties by using resins for nest construction (often mixtures of resin and wax called “propolis” or “cerumen”) and as defense against pests and pathogens. Plant resins, thus, play a crucial role for the ecology of these species and are an important resource for them. Nevertheless, how bees exploit available resin sources and if resin collection can protect colonies from diseases received comparatively little attention in the past. Therefore the aim of this thesis is to provide new insights into the plant origin and significance as well as the influence of resin resource diversity on bee colony health. Resource use and availability form fundamental prerequisites, having decisive influence on the viability of individuals and maintenance of populations. Information on the resources required by a species is thus important to effectively promote and preserve it. For honeybees (A. mellifera) in temperate regions, precise information about which resin sources they use is largely lacking. By chemical comparing bee-collected resins and tree resins, I traced back the resin sources used by individual bees. Results show that honeybees collect distinct resin types that are related to different tree species (several poplar species: Populus balsamifera, P. xcanadensis; Betula alba; Aesculus hippocastanum; several poplar species). With this study I provided the first evidence, that A. mellifera in temperate regions use a variety of different tree species as resin sources and, moreover, show preferences for specific resin sources. Maintenance of colony health is probably one of the major purposes of resin collection. Nevertheless, studies investigating the benefits of resins at the colony level are rare and there are only few evidences on the effects of raw propolis (unlike commonly used ethanol extracts) on colony health. For this reason, I conducted an experimental field study in which I investigated whether propolis, as it is naturally deposited in the nests, can protect honeybee colonies against some of the most important pathogens (Varroa destructor mite, Deformed Wing Virus). The results of this study showed that propolis in (semi-) natural conditions can increase the disease resistance of honeybee colonies, underscoring the importance of resins for honeybee health. Resin collection by stingless bees is comparatively well studied and it is known that these species commonly forage on a variety of different plant species. To increase knowledge on whether and how bees may profit from a diversity of resin resources, I tested how the protective function of a resin varied among different sources (and their mixtures) and various potential aggressors (predators, parasites and pathogens). The results of this study revealed that resins from different trees vary in their effectivity against different target organisms. Moreover, resin blends were more effective than some of the individual resins, suggesting that bees can benefit from a variety of resin resources. In summary, honeybees in temperate regions, similar to tropical stingless bees, use a variety of different tree species as resin sources. Because resins from different tree species varied in their protective function, this indicates that bees can profit from a variety of different resins/resin sources by improving the defense against diverse pests and pathogens. Conversely, the lack of resin had a negative impact on the disease resistance of colonies. Consequently, availability as well as the variety of suitable resin sources is of great importance for the health of bees. In addition to nectar and pollen, resin, as a further important resource, should therefore find more attention in beekeeping. Resin collection as the natural disease defense of bees should find more respect in beekeeping praxis and should be more strongly included in future consideration on how to promote bee colony health.
To improve the properties of thermochemical heat storage materials, salt mixtures were evaluated for their heat storage capacity and cycle stability as part of the innovation incubator project “Thermochemical battery” of the Leuphana university Lüneburg. Based on naturally occurring compound minerals, 16 sulfates, 18 chlorides and 5 chloride multi-mixtures, 18 bromides and 5 intermixtures between sulfates, chlorides and bromides were synthesized either from liquid solution or by dry mixing for TGA/DSC screening before continuing the heat storage evaluation with five different measurement setups at a laboratory scale. The TGA/DSC analysis served as a screening process to reduce the number of testing materials for the upscaled experiments. The evaluation process consisted of a three-cycle dehydration/hydration measurement at Tmax = 100°C and Tmax = 200°C. In case of the bromide samples a measurement of hydration conditions with Tmax = 110°C and a water flow at e = 18.68mbar, were added to the procedure to detect the maximum water uptake temperature. Also, a single dehydration to a temperature of Tmax = 500°C was implemented to observe melting behavior and to easier calculate the samples’ stages of hydration from the remaining anhydrous mass. Materials which showed high energy storage density and improved cycle stability during this first evaluation were cleared for multi-cycle measurements of 10 to 25 dehydration and hydration cycles at Tmax = 100 to 120°C and the evaluations at m = 20 to 100g scale. An estimate for the specific heat capacities at different temperatures of the materials which passed the initial stage was calculated from the TGA/DSC results as well. The laboratory scale measurement setup went through five stages of refining, which led to reducing the intended maximum sample mass from m = 100g to m = 20g. A switch from supplied liquid water to water vapor as the used reactant was also implemented in exchange for improved dehydration conditions. Introducing a vacuum pump for evaporating the water limited the influence of outside heat sources during hydration and in-situ dehydration was enabled as to not disturb the state the samples were settling in between measurements. Baseline calculation from blanc measurements with glass powder and attempts to calculate the specific heat capacity cp of the tested materials by 6 applying the Joule-Lenz-law to the measurement apparatus was another step of method development. The evaluation process of the laboratory scale tests at the final setting consisted of 1 to 5 cycle measurements of in-situ dehydration and hydrations with applied vacuum for t = 30 minutes at p ~ 30mbar. Upscaling the sample mass to m = 20g allowed for a close observation of different material behaviors. Agglomeration, melting and dissolving of the m = 10mg samples during the TGA/DSC analysis can be deducted from the recorded measurement curves and the state of the sample after measurement. However, at laboratory scale the visible volume changes, observed sample consistency after agglomeration and an automatic removal of molten and dissolved sample mass during the measurement allowed for a better characterization and understanding of the magnitude of the actual changes. This was done for the first time, particularly for mixed salts. Of the original number of 62 samples, 4 mixtures which passed the initial TGA/DSC screening namely {2MgCl2+ KCl}, {2MgCl2+CaCl2}, {5SrBr2+8CaCl2} and {2ZnCl2 + CaCl2} were chosen for further evaluation. The multi-cycle TGA/DSC measurements of {2MgCl2+ KCl}, {2MgCl2+CaCl2} and {5SrBr2+8CaCl2} showed an improved cycle stability for all three materials over the untreated educts. Of the four materials {2ZnCl2 + CaCl2} displayed the strongest deliquescence during hydration in the upscaled experimental setup. {2MgCl2+CaCl2} proved to be the most stable material regarding the heat storage density. The {MgCl2} content of the mixture is likely to partially or completely react to {Mg(OH)Cl} at temperatures of T > 110°C, which however does not impede the heat storage density. {5SrBr2+8CaCl2} displayed a low melting point in hydrated state, causing a fast material loss. This makes it an undesirable storage material. A lower heating rate may still help to avoid an early melting. The {2MgCl2+KCl} mixture was the most temperature stable of the mixtures showing no melting or dissolving behavior. A reaction of the {MgCl2} component of the mixture to {Mg(OH)Cl} was not observed within the applied temperature range of T = 25 to 200°C.
Tropical ecosystems are critical for biodiversity conservation and local people’s livelihood sustenance. However, these ecosystems are under high pressure from land-use and land cover (LULC) change, which is further projected to intensify and increase rapidly, thereby affecting biodiversity and the provisioning of vital ecosystem services (ES). It is thus important to understand how LULC might change in the future and how such changes could affect biodiversity and ES provisioning in a given landscape of tropical ecosystems. Scenario planning has become an increasingly popular tool and technique to produce narrative scenarios of the future landscape change. Thus, quantifying changes under different land-use scenarios could be a means to elucidate the synergies and trade-offs within the scenarios. In this dissertation, I examine the future of biodiversity and ES provisioning for different plausible land-use scenarios in southwestern Ethiopia.
First, I translated four future plausible narrative social-ecological land-use scenarios (namely, ‘Gain over grain’, ‘Coffee and conservation’, ‘Mining green gold’ and ‘Food first’) developed for southwestern Ethiopia by participatory scenario planning into spatially explicit LULC scenario maps. Results showed distinct LULC changes under each scenario. For instance, forest cover under the ‘Gain over grain’ and ‘Coffee and conservation’ scenarios remained similar to the current landscape covering about half of the landscape, in contrast it decreased by 27% and by about 18% under ‘Mining green gold’ and ‘Food first’ scenarios, respectively. Coffee plantation and arable land for cereal crop production covered about half of the landscape under ‘Mining green gold’ and ‘Food first’ scenarios, respectively. Second, I investigated the impact of these land-use scenarios on biodiversity by specifically modelling woody plant species richness in farmland and forest. Both indicators of human disturbance and environmental conditions were used. The results indicated that the ‘Mining green gold’ and ‘Food first’ scenarios would result in strong losses of biodiversity, whereas the ‘Gain over grain’ scenario largely maintained biodiversity relative to the baseline. Only the ‘Coffee and conservation’ scenario showed positive changes for biodiversity that are likely viable in the long run. Third, I also investigated the effect of these land-use scenarios on woody plant-based ES provisioning by combining woody plant species with household surveys on how woody plants were used by the local community. I modelled and predicted the current and future availability of woody plant-based ES under the four scenarios of landscape change. The results showed that land-use scenarios with intensified food or cash crop cultivation would lead to the contraction of woody-plant based ES from farmland to forest patches, implying increased pressure on remaining forest patches. In such a context, attempts to ‘spare’ forest patches from local people will likely be ineffective or alternatively, will have serious negative consequences for local livelihoods. I further modelled and mapped the spatial distribution of six ES: two regulating services (erosion control and carbon storage), three provisioning services (coffee production, crop production and livestock feed) and a supporting service (woody plant richness) for the current landscape and the four land-use scenarios. Results showed smallholder farmers specializing on cash crops (‘Gain over grain’ scenario) would likely cause little change to ES generation, but major losses in ES would result from intensification scenarios (‘Mining green gold’ and ‘Food first’). Finally, the ‘Coffee and conservation’ scenario appears to be the most sustainable scenario because it would secure diverse ES in the long run. This study provides methodological and empirical contributions to the developing fields of scenario planning, social-ecological systems analysis, conservation and landscape change sciences. In addition, it has practical implications for local stakeholders and decision-makers, who can draw on findings for a better-informed land-use management.
Overall, the findings of this dissertation showed the importance of integrating future land-use mapping with participatory, narrative-based scenarios to assess the social-ecological outcomes of alternative futures. The spatially explicit maps of LULC change, biodiversity and ES (at different scales) could be used as a valuable input to support stakeholders and decision-makers to weigh the advantages and disadvantages of different development trajectories on ecosystems and human well-being and to avoid or minimize future undesirable consequences. To this end, apart from the benefits of coffee production under ‘Mining green gold’ and crop production under ‘Food first’ scenarios, the findings under these scenarios of large-scale agricultural intensification point to a potentially high loss of biodiversity and ES. These two scenarios could have a negative long-term impact on ecosystems and human well-being. Finally, the ‘Coffee and conservation’ scenario, which involves the creation of a new biosphere reserve, appears to be the most sustainable scenario. This scenario could result in a sustainably managed, diversified landscape which could make major contributions to biodiversity conservation and human well-being in the region and beyond.
Climate change and atmospheric deposition of nitrogen affect biodiversity patterns and functions of forest ecosystems worldwide. Many studies have quantified tree growth responses to single global change drivers, but less is known about the interaction effects of these drivers at the plant and ecosystem level. In the present study, we conducted a full-factorial greenhouse experiment to analyse single and combined effects of nitrogen fertilization (N treatment) and drought (D treatment) on 16 morphological and chemical response variables (including tissue δ13C signatures) of one-year-old Fagus sylvatica seedlings originating from eight different seed families from the Cantabrian Mountains (NW Spain). Drought exerted the strongest effect on response variables, reflected by decreasing biomass production and increasing tissue δ13C signatures. However, D and N treatments interacted for some of the response variables, indicating that N fertilization has the potential to strengthen the negative effects of drought (with both antagonistic and amplifying interactions). For example, combined effects of N and D treatments caused a sevenfold increase of necrotic leaf biomass. We hypothesize that increasing drought sensitivity was mainly attributable to a significant reduction of the root biomass in combined N and D treatments, limiting the plants’ capability to satisfy their water demands. Significant seed family effects and interactions of seed family with N and D treatments across response variables suggest a high within-population genetic variability. In conclusion, our findings indicated a high drought sensitivity of Cantabrian beech populations, but also interaction effects of N and D on growth responses of beech seedlings.
Panic disorder is a common anxiety disorder, which is associated with high subjective burden as well as a high cost for the health economy. According to the National Treatment Guideline S3, cognitive behavior therapy is recommended as the most effective psychological treatment. However, many people in need do not have access to cognitive behavior therapy. Internet-based interventions have proven to be an effective way to provide access to evidence-based treatment to those affected, thereby reducing gaps in care. For anxiety disorders, such as panic disorder and agoraphobia, a good effectiveness of internet-based interventions has been proven in numerous international studies. However, the internet has changed over the last few years: mobile technologies have considerable potential to further improve the adherence and effectiveness of internet-based interventions. Against this background, we developed the hybrid online training
The overall aim of this PhD-thesis is to develop empirical probabilistic frameworks that help to quantify the impacts of temporal and spatial scale dependencies and model uncertainties of climate projections regarding precipitation-dependent parameters. The thesis is structured in four journal articles. Article one is the first study that analyzed climate projections from the spatially highly resolved regional climate model (RCM) ensemble EURO-CORDEX. Additionally, the significance and the robustness of the projected changes are analyzed, and improvements related to the higher horizontal resolution of the new data set are discussed. A major finding is, that RCM simulations provide higher daily precipitation intensities, which are missing in the global climate model (GCM) simulations, and that they show a significantly different climate change of daily precipitation intensities with a smoother shift from low towards high intensities. The second article elaborates on impacts of temporal and spatial aggregation on extreme precipitation intensities. By combining radar data with cloud observations, the different temporal and spatial scaling behavior of stratiform and convective type precipitation events can be analyzed for the first time. The separation between convective and stratiform type events also allows to quantify the contribution of convective events to the extremes. Further, it is shown that temporal averaging has similar effects on the precipitation distribution as spatial averaging. Associated pairs of temporal and spatial resolutions that show comparable intensity distributions are identified. Using precipitation data from radar observations, a gauge station network and a spatially highly resolved regional climate model, the third paper optimizes the process that finds associated temporal and spatial scales (see second article). This information is used to develop a method that adjusts point measurements to the temporal and spatial scale of a previously defined model grid. The study shows that this procedure can be used to improve bias-adjustment methods in areas with a low gauge station density. It is known that the EURO-CORDEX ensemble overestimates precipitation and shows a common cold bias in the Alpine region. The fourth article evaluates how these biases are changing the temperature distribution and the temperature dependency of precipitation-frequencies. These biases are a source of uncertainty that is not captured by the robustness tests performed in the first article. A probabilistic-decomposition-framework is developed to quantify the impact of these biases on precipitation-frequency changes and to investigate causes for the ensemble spread.
The postal sector has a long monopolistic tradition in many countries; however, since the 1990s it has undergone considerable changes. At the beginning of that decade, the European Commission abolished exclusive rights within the postal system and opened up the market to new private postal providers and changes have continued to accelerate after two important European directives. Both directives were intended to improve the quality of service in the industry and to open up the market to competition. What has changed since the opening of the German postal market? A look at market shares measured by volumes of processed postal items, or by revenue, quickly reveals the prevailing dominance of the former monopolist Deutsche Post AG (DPAG). Despite an increasing number of market entries by private postal providers, it seems the German postal market is still characterized by the old monopolistic structures and that the aim of creating a competitive environment has not been fully achieved. This thesis deals with different competition issues from an economics perspective. The analyses are based on self-collected data and in-depth interviews conducted during on-site visits and thus provide first empirical evidence regarding the status quo in the German postal market.
The process perspective provides a unifying framework that has substantially contributed to our understanding of entrepreneurship. However, much of the research up to now has neglected this process oriented conception of entrepreneurship. There is therefore a need for studies that take the inherent dynamic processes into account and analyze the underlying mechanisms when researching entrepreneurship. This dissertation aims to improve our understanding of the entrepreneurial process. Specifically, this dissertation focuses on new venture creation and the processes of sustainable opportunity identification and opportunity deviation. Chapter 1 provides a general introduction that highlights the theoretical contributions of this dissertation and gives an overview over the conducted studies. Chapter 2 argues for a process model of entrepreneurship that places entrepreneurs and their actions center stage. The model combines different perspectives and levels of analysis and provides an integrative framework for researching new venture creation. In chapter 3 we establish and test a theoretical model of sustainable opportunity identification. The chapter explains how younger generations identify sustainable opportunities. The findings indicate that sustainable opportunity identification is a process with two transitions from problem to solution identification and from solution identification to sustainable opportunity identification. These transitions are contingent on awareness of consequences and entrepreneurial attitude. Chapter 4 offers insights into how deviation from the original opportunity increases the performance of entrepreneurial teams. The findings indicate that entrepreneurial teams with a high level of error orientation set themselves higher goals when deviating from their original opportunity. Higher goals then lead to higher team performance. Chapter 5 summarizes the overall findings and outlines the general theoretical and practical implications. Each chapter thus contributes to the process perspective by focusing on how different phases of the entrepreneurial process unfold and develop over time. Thereby, this dissertation advances our understanding of entrepreneurship as a process.
In 1999 David Elstein delivered a lecture series examining the evolvement of UK broadcasting policy from 1949 to 1999. His sharp analysis is a valuable contribution to the post-war devel-opment of the British broadcasting system and unfolds many topical issues in current media policy debates.
This paper-based dissertation deals with the concepts of economic heterogeneity and environmental uncertainty from different perspectives, and at multiple levels of abstraction. At its core sits the observation that heterogeneity and uncertainty are deeply entangled, for there would be no uncertainty without heterogeneity of options to act regarding multiple future states of the world. At the same time, heterogeneity - in the form of diversification - has been suggested as a way to reduce uncertainty in portfolio theory (Markowitz 1952). The dissertation evolves around two research foci: (1) methodological implications of heterogeneity of scientific theories in the face of empirical data (Paper 1), and (2) two different forms of uncertainty are considered, environmental risk (Paper 2) and Knightian uncertainty (Paper 3). Paper 1 develops a new framework for model selection for the special case of fitting size distribution models to empirical data. It combines Bayesian and frequentist statistical approaches with the criterion of model microfoundation, which is to select, all other things considered being equal, the model that comes with a suitable micromodel, that explains, from the perspective of the individual constituent, the genesis of the overall size distribution. The approach is subsequently illustrated with size distribution data on commercial cattle farms in Namibia. We find that the double-Pareto lognormal distribution fits the data best. Our approach might have the potential to reconcile one of the oldest debates in current economics, i.e. the one about the best model to describe and explain the distribution of economic key variables such as income, wealth and city sizes in a country. The second paper revisits the Namibian commercial cattle farm data and uses it to put some theories from the agricultural economics literature regarding farm management under environmental risk to an empirical test. We focus on the relations between inter-annual variability in rainfall (environmental risk), risk preferences, farm size and stocking rate. We demonstrate that the Pareto distribution - which separates the distribution into two parts - is a statistically plausible description of the empirical farm size distribution when ´farm size´ is operationalized by herd size, but not by rangeland area. A statistical group comparison based on the two parts of the Pareto distribution shows that large farms are on average exposed to significantly lower environmental risk. Regarding risk preferences, we do not find any significant differences in mean risk attitude between the two branches. Our analysis confirms the central role of the stocking rate as farm management parameter, and shows that environmental risk and the farmer´s gender are key variables in explaining stocking rates in our data. Paper 3 develops a non-expected-utility approach to decision making under Knightian uncertainty which circumvents some of the conceptual problems of existing approaches. We understand Knightian uncertainty as income lotteries with known payoffs but unknown probabilities in each outcome. Based on seven axioms, we show that there uniquely (up to linear-affine transformations) exists an additive and extensive function from the set of Knightian lotteries to the real numbers that represents uncertainty preferences on the subset of lotteries with fixed positive sum of payoffs over all possible states of the world. We define the concept of uncertainty aversion such that it allows for interpersonal comparison of uncertainty attitudes. Furthermore, we propose Renyi´s (1961) generalized entropy as a one-parameter preference function, where the parameter measures the degree of uncertainty aversion. We illustrate it with a simple decision problem and compare it to other decision rules under uncertainty (maximin, maximax, Laplacian expected utility, minimum regret, Hurwicz).
Over the past two decades, transitions research has witnessed rapid development. However, there is still a notable gap in our understanding of sustainability transitions in conflict settings and the role of international organizations in these transitions. Little is known about the dynamics of power, limiting and facilitating factors, and the role of (international) actors in sustainability transitions in conflict settings. This dissertation seeks to make contributions to these discussions by examining energy transitions in Afghanistan, a conflict-affected country, between 2001 and 2021. It specifically focuses on the involvement of international development organizations, shedding light on their role in energy access, institutional change, and imagining Afghanistan’s future energy system development.
After security, access to affordable energy is frequently reported to be Afghanistan’s most pressing need. Following the fall of the first Taliban regime in 2001, billions of dollars and dozens of international development organizations poured into Afghanistan to support the reconstruction of the country including its energy sector. In the twenty years between 2001 and 2021, the government of Afghanistan and the international development organizations worked on various aspects of energy system development despite on-going insurgency and threats against infrastructural projects. After two decades of armed opposition, the Taliban regained power on August 15, 2021, resulting in the suspension of operations for most development organizations, with only a few humanitarian agencies remaining active. Within this context, this thesis explores topics such as the country’s energy potential and policy, the role of international development organizations in the energy sector, and visions for a future energy system in Afghanistan.
The research conducted for this thesis employed a qualitative case study approach, utilizing semi-structured interviews and document analysis. The key findings of this research can be summarized as follows: Afghanistan possesses a renewable energy potential exceeding 300 GW, encompassing 23 GW of hydro power (across all scales), 220 GW of solar power, 67 GW of wind power, and 4 GW of biomass. However, the domestic installed capacity remains limited, ranging between 600 and 700 MW, mainly sourced from large hydro facilities and thermal plants, with renewable energy playing a minor role. Throughout the period of 2001-2021, Afghanistan heavily relied on electricity imports from Central Asian countries, fulfilling around 80% of its electricity needs. International development organizations played a crucial role in assisting the governments of Afghanistan in establishing a regulatory framework for the energy sector. Notably, they contributed to the development of key laws and policy documents, such as the Renewable Energy Policy, which outlines Afghanistan's objective of sourcing 95% of its electricity from renewable sources by 2032.
Further findings of this research concern firstly the role of international organizations in institutional change and secondly the energy imaginaries in the conflict-affected setting of Afghanistan. Throughout their 20-year involvement, international organizations sought
VIII International Organizations and Energy Transitions in Afghanistan
wide-ranging institutional changes in relation to the energy sector of Afghanistan. These included (a) the development of a regulatory framework for the sector involving several organizational and regulative changes, (b) extensive privatization efforts including corporatization of the state-owned energy utility DABS, and (c) empowerment of women in both general and energy-specific contexts.
In terms of energy imaginaries, a dominant imaginary is that of ‘Afghanistan as an energy corridor’ between Central Asia and South Asia, which is supported by the government and several powerful actors. When considering energy sources, experts advocate for a least-cost supply approach, regardless of the specific energy sources. Additionally, experts recommend implementing small-scale off-grid projects in remote and sparsely populated rural areas, while advocating for grid-connected large-scale projects in urban areas. The suggestion for off-grid projects stems from their resilience in the face of armed conflicts, such as the numerous attacks documented on energy projects in Afghanistan. This research contributes to literature on the role of international organizations in sustainability transitions, transitions in conflict settings, and the energy sector of Afghanistan.
Keywords: Afghanistan; International development organizations; Energy Transitions; Sustainability transitions; Fragile and conflict settings
"Sustainable development: enough for everyone, forever" is the definition of sustainability. Sustainable landscape development is the main goal of decision makers worldwide. Achieving this goal in the long term leads to achieving social, economic and environmental sustainability. Remote sensing has been playing an essential role in monitoring remote areas. This study has employed part of the role of remote sensing in supporting the direction of decision makers towards sustainable landscape development. The study has focused on some of the main elements affecting sustainable environment as stated in Agenda 21. These elements are land uses, specifically agricultural land uses, water quality, forests, and water hazards such as floods.
Three research programs were undertaken to investigate the role of Terrasar-x imagery, as a source of remote sensing data, in monitoring the environment and achieving the previous stated elements. The investigation was intended to investigate the effectiveness of TSX imagery in identifying the cropping pattern of selected study areas by employing a pixel-based supervised maximum likelihood classifier, as published in Paper I, assessment of the efficiency of using TSX imagery in determining land use and the flood risk maps by applying an object-based decision tree classifier as published in Paper II, and determination of the potential of inferential statistics tests such as the two samples Z-test and multivariate analysis, for example Factor Analysis, for identifying the kind of forest canopy, based on the backscattering coefficient of TSX imagery of forest plots, as presented in Paper III. Papers I and II covered two pilot areas in the Lower Saxonian Elbe Valley Biosphere Reserve “das Biosphärenreservat „Niedersächsische Elbtalaue„ around Walmsburger Werder between Elbe-Kilometer 533 - 543 and Wehninger Werder between Elbe-Kilometer 505 - 520. Paper III focused on the Fuhrberger Feld water protection area near Hanover in Germany. The inputs for this research were mainly SAR Imagery and the ground truth data collected from field surveys, in addition to databases, geo-databases and maps.
The study presented in Paper I used two filters to decrease speckle noise namely De-Grandi as multi-temporal speckle filter, and Lee as an adaptive filter. A multi-temporal classification method was used to identify the different crops using a pixel-based maximum likelihood classifier. The classification accuracy was assessed based on the external user accuracy for each crop, the external producer accuracy for each crop, the Kappa index and the external total accuracy for the entire classification. Three cropping pattern maps were produced namely the cropping pattern map of Wehninger Werder in 2011 and the cropping pattern maps of Walmsburger Werder in 2010 and in 2011. The study showed that image filtering was essential for enhancing the accuracy of crop classification. The multi-temporal filter De-Grandi enhanced the producer accuracy by about 10% compared to the Lee filter. Furthermore, gathering and utilizing large ground truth data greatly enhanced the accuracy of the classification. The research verified that using sequence images covering the growing season usually improved the classification results. The results exposed the effect of the polarization, where using VV-polarized data enabled on average 5% higher classification accuracy than the HH-polarized data, however using dual polarized data enhanced the classification accuracy by 3%. The study demonstrated that the majority of the classifications produced according to the crop calendar had higher total producer accuracy than using all acquisitions.
The study demonstrated undertaken in Paper II applied the decision tree object-based classifier in determining the major land uses and the inundation extent areas in 2011 and 2013 using the Lee-filtered imagery. Based on the maps produced for the land uses and inundation areas, the hazard areas due to the floods in 2011 and 2013 were identified. The study illustrated that 95% of the inundated area was classified correctly, that 90% of vegetated lands were accurately determined, and around 80% of the forest and the residential areas were correctly recognized. The study demonstrated that the residential areas did not experience any hazards in both pilot areas, however some cultivated lands were fully or partially submerged in 2011. These fields are in the high flood zone and therefore are expected to be entirely submerged during future high floods. Although, these fields were flooded in January 2011, they were cultivated with maize and potatoes in summer 2011 and in subsequent years and consequently were inundated in June 2013 with high economic losses to the owners of these fields.
The research undertaken in Paper III statistically analyzed the backscattering coefficient of the Lee-filtered TSX in some forest plots by the Factor Analysis and two sample Z-test. The study showed that Factor analysis tools succeeded in differentiating between the coniferous forest and the deciduous forest and mixed forest, but failed to discriminate between the deciduous and the mixed forest. On one hand, only one factor was extracted for each sample plot of the coniferous forest with approximately equal loadings during the whole acquisition period from March 2008 to January 2009. On the other hand, two factors were extracted for each deciduous or mixed forest sample plot, where one factor had high loadings during the leaf-on period from May to October, and the other one had high loadings during the leaf-off period from November to April. Furthermore, the research revealed that the two sample Z-test enabled not only differentiation between the deciduous and the mixed forest against the coniferous forest, but also discrimination between deciduous forest and the mixed forest. Statistically significant differences were observed between the mean backscatter values of the HH-polarized acquisitions for the deciduous forest and the mixed forest during the leaf-off period, but no statistically significant difference was found during the leaf-on period. Moreover, plot samples for the deciduous forest had slightly higher mean backscattering coefficients than those for the mixed forest during the leaf-off period.
This research report presents a transdisciplinary student research project on the development of climate resilience of communities on the Caribbean Island Dominica.
The research was conducted through a partnership between the Leuphana University Lüneburg and the Sustainable Marine Financing Programme (SMF) of the GIZ.
For the GIZ, the research project aimed at improving the understanding of the socio-ecological resilience framework for tackling problems of Marine Managed Areas and Marine Protected Areas. Also, it enabled new thoughts on how the GIZ and other development agencies can more effectively assists island states to better cope with the challenges of climate change.
The role of the students from the “Global Environmental and Sustainability Sciences” programme of Leuphana University included the design of four transdisciplinary research projects to research aspects of resilience of Caribbean communities.
The developing island states in the Caribbean are extremely vulnerable to more frequent and intense natural hazards while relying on the ecosystem services that are also at risk from extreme weather events, in particular Hurricanes. Low economic stability leads to a dependency of the states on international assistance. To decrease the vulnerability to shocks, counteracting measures that encourage learning and adaptation can increase the resilience against extreme weather events and their consequences.
Concepts that were considered during the design of the transdisciplinary research projects were the adaptation of systems, diversity and stakeholder participation and resilience-focused management systems. Also, the students critically assessed the concept of foreign aid and how it can be successful, mitigating the risk of introducing neo-colonial structures. Flood Management, Biodiversity, Small-Scale Agriculture and Foreign Aid on Dominica were the topics of the transdisciplinary projects. The research methods of a literature review, stakeholder mapping, interviews, scenario development and visioning were used in the projects.
In four scenarios developed in the ‘Flood Management’ project, it became evident that a broad as well as coordinated stakeholder engagement and a variety of measures are required for community resilience. A key finding of the ‘Biodiversity’ project was the identity dimension of community resilience, underlining the importance of the relationship between individuals and nature. The interlinkage of social identity processes and a resilient disaster response was also stressed by the project ‘Foreign Aid’, which highlighted that financial support is similarly important to inclusivity and reflexivity in the process of resource distribution. To recover from extreme weather events, the social memory also plays an important role. The project on ‘Small-scale Agriculture’ concluded, that the memory-making of local communities is as vital to community resilience as formal plans and trainings.
The research project was based on the research approach of transdisciplinarity because of its solution-orientation. It links different academic disciplines and concepts, and non-scientific stakeholders are included to find solutions for societal and related scientific problems. In the four projects, principles of transdisciplinary research were party applied, but some challenges arose due to the geographical distance, time constraints and a strong focus on the scientific part in some phases. Nonetheless, the findings of the projects provide valuable learning lessons to be applied in practice and that can prove useful for future research.
Global environmental changes and the subsequent biodiversity loss has raised concerns over the consequences for the functioning of ecosystems and human well-being. This thesis provides new mechanistic insights into the role of tree diversity in regulating forest productivity and forests’ responses to climate change. The thesis also addresses the overlooked functional role of ecological continuity in mediating ecosystem processes in the context of multiple global environmental changes. The findings of the thesis emphasize the need to retain the functional integrity of forest ecosystem by preserving biodiversity and acknowledging the ecological memory forests.
Entrepreneurs and entrepreneurial firms are a frequent research topic in psychological research. However, the focus of this research has largely been on the entrepreneur as a person and on the entrepreneurs’ strategy for the business. By contrast, the entrepreneur as a leader and the entrepreneurial firm as a work environment for employees have received little attention. Therefore, this dissertation aims to integrate theoretic thoughts from organizational behavior research into entrepreneurship research. Specifically, I will focus on novelty creation within entrepreneurial firms and organizational phenomena which provide a context for employees in novelty creating activities. This dissertation adds to the literature as it provides insight in the effects of work environment facets on employees’ engagement in novelty creating activities in entrepreneurial businesses. In three empirical chapters, I will focus first on the effects of entrepreneurial orientation on efficiency of employee work in innovation projects. Second, I will look at a facet of organizational culture, the error management culture, and its effects on individual learning of employees. Last, I will focus on occupational roles of employees within small businesses and effects of these roles on responses to a questionnaire and on work in innovation projects. In all three empirical chapters I test my hypotheses in a sample of N = 40 entrepreneurial businesses and employees within these businesses. For my chapter on occupational roles this sample is complemented by two additional samples of college students. In sum, results indicate that the entrepreneurial business in all three chapters exerts significant influences on employee work. Furthermore, I show that employee participation in novel activities is positive for entrepreneurial businesses (Chapter 2: Correlation between employees’ and entrepreneurs’ evaluation of innovation project effectiveness: r = .44; p < .01; Chapter 3: Correlation between organizational level leaning and organizational growth in sales: r = .35; p < .01). Therefore, I suggest that research on the entrepreneurial firm as a context for work may contribute to our knowledge on success factors in entrepreneurship, and may therefore be a relevant direction of future research. Especially, it may be fruitful to investigate aspects of work in which entrepreneurial firms may differ from other, less entrepreneurial organizations.
It is understood among research and policy makers that addressing unsustainable individual consumption patterns is key for the vision of sustainable development. Education for Sustainable Consumption (ESC) is attributed a pivotal role for this purpose, aiming to improve the capacity of individuals to connect to and act upon knowledge, values and skills in order to respond successfully and purposefully to the demands of sustainable consumption. Yet despite growing political, scientific, and educational efforts to foster more sustainable consumption practices through ESC, and increasing awareness about the negative ecological and socio-economic impacts of individual consumer behavior in the general population, little has been achieved to substantially change behavioral patterns so far. As part of the explanation for this shortcoming, it has been argued that current ESC practices have neglected the personal dimension of sustainable consumption, especially the affective-motivational processes underlying unsustainable consumption patterns. Against this background, this cumulative thesis is guided by the question how personal competencies for sustainable consumption can be defined, observed, and developed within educational settings. Special attention is given to mindfulness practices, describing the practice of cultivating a deliberate, unbiased and openhearted awareness of perceptible experience in the present moment. These practices have received growing attention within ESC as a means to stimulate competencies for sustainable consumption. Drawing upon an explorative, qualitative research methodology, the thesis looks at three different mindfulness-based interventions aiming to stimulate competencies for sustainable consumption, reaching out to a total number of 321 participants (employees and university students).
In this thesis, I suggests to define personal competencies for sustainable consumption as abilities, proficiencies, or skills related to inner states and processes that can be considered necessary or sufficient to engage with sustainable consumption (SC). These include ethics, self-awareness, emotional resilience, selfcare, access to and cultivation of personal resources, access to and cultivation of ethical qualities, and mindsets for sustainability. It is argued that these competencies directly relate to those challenges individuals face when attempting to consume in a way that corresponds to their sustainability-related intentions or engage in SC-related learning activities. It provides evidence that the cultivation of (some of) these competencies allows individuals to overcome (some of) these challenges. The thesis holds that the observation of personal competencies benefits from a combination of different methodological and methodical angles. When working with self-reports as empirical data, a pluralistic qualitative methods approach can help overcoming shortcomings that are specifically related to individual methods while increasing the self-reflexivity of the research. This is especially important in order to reduce the risk of looking for desired outcomes and misinterpreting statements of the inquired population. This risk can also be diminished by discussing and adjusting interim findings with this population. Moreover, it is suggested to let learners analyze their own personal statements in groups, applying scientific methods. The products of the group analyses represent data based on an inter-subjectively shared perspective of learners that goes beyond self-estimation of personal competencies. In terms of developing personal competencies for SC, it can be concluded that mindfulness practice alone is not sufficient to build personal competencies for SC. While it can stimulate generic personal competencies, individuals do not necessarily apply these competencies within the domain of their consumption. Furthermore, even though the practice increases individuals’ self-awareness for current inner states and processes, practitioners do not seem to become aware of and reflect upon the more latent, personal predispositions out of which the current sensations occur.
Nevertheless, mindfulness practice can play an important role in ESC, insofar as it lays the inner foundation to engage with sustainability-related issues. More precisely, it allows learners to experience the relevance of their inner states and processes and the influence they have on actual behaviors, leading to a level of selfawareness that would not be accessible solely through discursive-intellectual means. Furthermore, participants experience mindfulness practice as a way to develop ethical qualities and access psychological resources, entailing stronger emotional resilience and improved well-being. In order to unleash its full potential for stimulating personal competencies for SC, however, the findings of the thesis suggest that mindfulness practice should be (a) complemented with methodically controlled self-inquiry and (b) related to a specific behavioral change. In this vein, self-inquiry-based and self-experience-based learning – two pedagogical approaches developed during the period of research for this thesis – turned out to be promising pedagogies for educational settings striving to stimulate the development of personal competencies for SC. Overall, the thesis makes a novel contribution to the field of competency-based ESC by suggesting personal competencies for sustainable consumption as important and desirable learning outcomes of ESC practices Furthermore, it provides specific pedagogies and learning activities in order to achieve these learning outcomes. As such, the thesis answers to general calls from education for sustainable development scholars to take the inner, affective-motivational dimension of individuals into consideration and makes a first suggestion as to how this can be systematically achieved.
The image of the solitary scientist is receding. Increasingly, researchers are expected to work in collaborative interdisciplinary teams to tackle more complex and interrelated problems. However, the prospect of collaborating with others, from different disciplines, exerts countervailing forces on researchers. There is the lure of transcending the limitations of one’s own knowledge, methods and conventions, belonging to diverse intellectual communities and tackling, together, ambitious research topics. On the other hand, there is the risk that collaborating across disciplinary boundaries will be taxing, confounding at times, with no guarantee of success. In short, interdisciplinary collaboration is both a desirable and difficult way to conduct research. This thesis is about collaborative interdisciplinary research from the perspective of a formative accompanying researcher. I accompanied an interdisciplinary research team in the field of sustainability over three years for the duration of a collaborative project. Formative accompanying research (FAR) is an approach to ‘research into research’ that learns about, with and for a collaborative interdisciplinary team. I found – through immersion in the literature, my own daily experiences of collaborating, and my observations – that interdisciplinary collaboration is very difficult. It requires a basic understanding and appreciation of other disciplines and methods, as well as the skills to integrate research inquiries and findings across diverse epistemologies. It also requires awareness that collaborative interdisciplinary research is more than an intellectual task of knowledge creation. Other factors matter, such as interpersonal relationships, power differentials, different research tempos and a sense of belonging. And these factors have an impact on processes and outcomes of collaborative knowledge creation. Knowing this implies a willingness to keep learning and to tolerate discomfort so as to cultivate deeper levels of collaborative capacity. I discovered that in these deeper levels lie skills for staying with inevitable tensions, for talking and listening to generate new understanding together, and for applying a researcher’s frank curiosity to oneself too. A formative accompanying researcher, who is part of the team she is researching, has to navigate delicate terrain. In this thesis, I develop a FAR methodology that takes seriously the questions of positionality and relationality, and reflect on the experiences of putting these into practice. A FAR practice involves remaining in dynamic movement between observing and participating, between exercising curiosity and care, and between the researchers’ own sense of impartiality and investment in relation to the issues at hand. There is merit in furthering the methodology and practice of FAR on its own terms. This includes attending to the skills required by a formative accompanying researcher to remain oriented within the concentric circles of research, relationship and loyalty that make up a collaborative team. There is also the question of how FAR, and other forms of research into research, can help to advance collaborative interdisciplinary research. I argue for creating the conditions in research teams that would enable treating collaboration as a capacity to develop, and that would facilitate team members’ receptivity to learning with FAR. Furthermore, I explore dilemmas of intervening as a formative accompanying researcher and of sustaining dynamic positionality over the long-term. In the field of sustainability research, and in multiple other research fields, the future is a collaborative one. This thesis is concerned with how to collaborate so that the experience and the outcomes lend themselves to what Rabinow terms a “flourishing existence”.
Vocational integration of refugees : chances and challenges of refugee (social) entrepreneurship
(2019)
In recent years, especially since 2015, Germany and other European countries have accepted high numbers of refugees. The social and vocational integration of these refugees and of those yet to come represents a challenge. (Social) entrepreneurship is one means to achieve this goal, to fully tap into the potential of refugees and to give them a chance to make a living in host countries. This dissertation examines the potential of vocational integration of refugees through (social) entrepreneurial activities. It includes a detailed literature review and suggests possible direction in the emerging field of refugee (social) entrepreneurship. This dissertation shows that to foster refugee (social) entrepreneurship, the identification and evaluation of specific and potential needs for support is essential. Incubators in particular have a high potential for supporting refugee entrepreneurs, in part it is possible for them to address some of the challenges faced by this target group, which differ from those of locals or migrant entrepreneurs. More specifically, this dissertation aims to answer two research questions: (1) What are relevant (social) entrepreneurial concepts that can contribute to the vocational integration of refugees? (2) What are the distinct contributions of and challenges faced by refugees when it comes to their vocational integration through (social) entrepreneurial activities? Analyzing select practical cases, this dissertation has several important implications for researchers who seek to bridge the gap between academia and society in the context of refugee entrepreneurship and refugee social entrepreneurship research. The findings presented here are also relevant for practitioners, for example those working at business incubators, who aim to facilitate the vocational and social integration of refugees in general and refugees with entrepreneurial aspirations in particular.
The dissertation deals with the impact of nitrogen deposition on the functioning of heathland ecosystems. Special interests were the displacement of heather (Calluna vulgaris) by the purple moor-grass (Molinia caerulea) as well as the fate of nitrogen loads in dry heathland ecosystems. The results of the studies undertaken in the field and in the greenhouse are presented as five individual journal articles. The nature of nutrient limitation was studied by means of fertilisation experiments with nitrogen (N) and phosphorus for heather and purple moor-grass (Articles I and II). The impact of nitrogen deposition on the outcome of competition between these two species was analysed during a competition experiment in the greenhouse (Article III). The aim of a 15N tracer experiment was to determine the fate of nitrogen deposition as well as allocation patterns (Article IV). In addition, the response of purple moor-grass to the combined effects of nitrogen deposition and summer droughts was investigated in a second greenhouse experiment (Article V). The fertilisation experiments showed that the growth of heather as well as of purple moor-grass is predominantly limited by N (Articles I and II). However, the results of the competition experiment demonstrated that only purple moor-grass has the ability to benefit from additional N loads, which in turn gives the grass the opportunity to displace heather (Article III). Drought treatment resulted in strikingly reduced biomass production of purple moor-grass in N-fertilised pots, mainly as a result of dying aboveground biomass during dry periods (Article V). This striking susceptibility of purple moor-grass to the combination of nitrogen deposition and drought must be taken into account, when predicting future developments of dry heathlands. The results of the 15N tracer experiment showed that the investigated heath is still in an early stage of N saturation, as indicated by a high immobilisation capacity and negligible leaching losses of 15N (Article IV). The findings of the dissertation contribute to a better understanding of the processes underlying the encroachment of purple moor-grass in dry heathlands and can enhance heathland management. The results can also be used to to evaluate the current and future status of this ecosystem particularly with regard to the various stages of N saturation as well as in the determination of “Critical Loads”.
The study empirically examines the long-term export behaviour of about 200 young technology-oriented companies from Germany and the UK. These firms were contacted by means of two surveys, in 1997 and 2003. In this study, three dimensions of firms’ international engagements are examined econometrically: foreign market entry and exit, degree of internationalisation (i.e., export-sales ratio), and the change of sales modes in international markets. Moreover, the causal relationship between a firm’s status of internationalisation and its performance (measured by the firm’s labour productivity as well as its employment and sales growth rates) is analysed.
Abstract: A recent survey of 54 micro-econometric studies reveals that exporting firms are more productive than non-exporters. On the other hand, previous empirical studies show that exporting does not necessarily improve productivity. One possible reason for this result is that most previous studies are restricted to analysing the relationship between a firm’s export status and the growth of its labour productivity, using the firms’ export status as a binary treatment variable and comparing the performance of exporting and non-exporting firms. In this paper, we apply the newly developed generalised propensity score (GPS) methodology that allows for continuous treatment, that is, different levels of the firms’ export activities. Using the GPS method and a large panel data set for German manufacturing firms, we estimate the relationship between a firm’s export-sales ratio and its labour productivity growth rate. We find that there is a causal effect of firms’ export activities on labour productivity growth. However, exporting improves labour productivity growth only within a sub-interval of the range of firms’ export-sales ratios.
The research aims to assess the sustainability of rural electrification efforts based on off-grid photovoltaic (PV) systems in three Andean countries: Chile, Ecuador, and Peru. Although deployment of off-grid PV solutions for rural electrification began in the early 1990s in the Andean region, most of the projects turned out to be unsustainable and did not last. Prior efforts have addressed the different issues and barriers that plagued these projects and inhibited their sustainability. However, these prior analyses were mostly quantitative; systematic qualitative evaluations have been scarce. In this thesis, the researcher addresses the following research question: "Are the rural electrification programs (based on off-grid PV Systems) in the Andean countries sustainable?" In order to answer this research question, he conducted an exhaustive qualitative document analysis complemented by semi-structured expert interviews. The interviewees included experts from different ministries, project managers from leading Non-Governmental Organizations (NGOs), public and private companies ' representatives, supervisors, and researchers. Although the author also describes several relevant PV-based electrification efforts in the Andean countries, the research was aimed at providing an overall picture of the rural electrification efforts in these countries, rather than measuring the success or failure of specific projects. The gathered information allowed me to assess the sustainability of rural electrification efforts in the Andean countries. This assessment was based on a set of indicators corresponding to the four dimensions of sustainability considered in this thesis: institutional, economical, environmental, and socio-cultural. It was found that Ecuador and Chile have consistently failed to ensure mechanisms for the operation and maintenance of the deployed off-grid systems, which has made these solutions in poor Chilean and Ecuadorian communities inevitably unsustainable. Although Peru has adopted a cross-tariff scheme, the Peruvian case shows that ensuring the funding of off-grid PV solutions is not enough. Peruvian officials appear to be unaware of the importance of local participation (local values and lifestyles are constantly disregarded) and most of the projects have been designed without the participation and engagement of the communities, which has often led to project failures and payment defaults. Although each country has its particular challenges, it was found that the three Andean countries have consistently neglected the importance of strong formal institutions with a flexible and decentralized structure, which in turn significantly compromised the rural electrification effort in these countries.
Responsibility for sustainability is an action guiding concept which relates the abstract norm of sustainability with concrete action contexts. It thereby specifies what bearers of responsibility ought to do. In this thesis, I introduce the concept of responsibility to economic theory, focusing specifically on individual and governmental responsibility for sustainability. Some of the questions I examine are: how should responsibility be distributed among agents? How can agents, who are responsible for several normative aims, solve trade-offs? Do governmental policies affect individuals’ ability to assume responsibility? How can individuals efficiently induce governments to act responsibly? In Paper 1, A utilitarian notion of responsibility for sustainability, I conceptualize and formalize a utilitarian notion of responsibility for sustainability which I then relate to established normative criteria for assessing intertemporal societal choice. I show that responsibility for sustainability can be unambiguously conceptualized in economic models. Furthermore, I affirm that responsibility may provide action guidance even if the aim of sustainability is not feasible. In Paper 2, Verantwortung von Konsumenten für Nachhaltigkeit, I study consumers’ responsibility for sustainability. Particularly, I specify crucial components of this responsibility in order to analyze the relation of consumers’ private and political responsibility. I show that the responsibility for sustainability of consumers comprises three indispensable obligations of which only one concerns consumers’ consumption choices. In Paper 3, Regulation of morally responsible agents with motivation crowding, I focus on the impact of governmental policies on the motivation of an individual to assume moral responsibility. In particular, I study the regulation of a morally responsible individual with motivation crowding in the context of a negative externality. I show that combining consumption taxes with the provision of perfect information is, in many cases, superior to consumption taxes alone. In Paper 4, Endogenous Environmental Policy when Pollution is Transboundary, I examine how individuals which form lobby groups affect the determination of environmental policy when governments seek not only to maximize welfare, but simultaneous maximize support by lobby groups. More specifically, I consider the case in which two countries are linked through transboundary pollution. Environmental policies adopted by self-interested governments may be more stringent than by social welfare maximizing governments. Furthermore, due to the interaction of distortions the space of optimal policies increases: politically optimal tax rates may be too high or too low to optimally internalize the environmental externality.
The ethical apparatus: The material-discursive shaping of ethics, autonomy, and the driverless car
(2023)
This research argues that the emergent driverless car, as a kind of autonomous vehicle, is a Foucault-ian ‘ethical apparatus’, working as an epistemic device to materially embody and enable discursive power by generating notions of ‘autonomy’ and ‘ethical decision-making’. The ethical implications of AI, algorithmic, and autonomous technologies are topics of current regulatory and academic concern. This concern relates to the lack of meaningful oversight of black boxes inside AI systems, liabilities for manufacturers, and inadequate frameworks to hold AI-based socio-technical systems to account.
One recent artefact, the driverless car, has taken on these concerns quite literally in the shaping of a niche discourse of the ‘ethics of autonomous driving’. Ambitions to produce a fully autonomous vehicle based on AI technologies are constrained by speculative concerns that its decision-making in unexpected accident situations cannot be assumed to protect humans. ‘The ethics of autonomous driving’ evaluates proposals to build ‘ethical machines’ by examining the relationship between structures of human values and moral decision-making, and how they comport to computational architectures for decision-making.
This is the first case this work takes up, chiefly organised around an analysis of a thought experiment, the Trolley Problem, and the online game, Moral Machine, that crowdsourced values to suggest approaches to an ‘ethics of autonomous driving’. Rather than evaluate the feasibility or appropriateness of these two approaches, this work attends to the more critical issue that ethics is being proposed in terms of technologies turning on the logics of risk, speculation, and probabilistic correlations that are fundamental to how machine learning makes decisions. The concern in this work is less a normative framework or approach for a better or more appropriate ethics of autonomous driving. Rather, this work argues that what we understand as ‘the ethical’ is being transformed when architected by, through, and for AI/autonomous technologies to become their own regulators.
Hence the production of autonomous driving necessitates computational infrastructures that are creating a world legible to and for the navigation of a driverless car. I argue that this is fostering computational governance that has implications for human bodies and social relations, chiefly that conventional approaches to regulation and accountability attend to human values and decision-making rather than computational ones.
A second case that this research examines is that of driverless car crashes, to examine how ‘autonomous’ driving requires substantial embodied human knowledge and micro-work. Taken together, these two cases - the ethics of autonomous driving, and crashes - make an argument for how myriad practices of knowledge-production are translating the human world into something legible to the navigational needs of the car, producing changes in the human world through the actions of the car on that basis, and advancing notions of ‘autonomy’. This work concludes with arguments for a critical reconceptualisation of ethics and ethical decision-making in AI/autonomous systems.
The dissertation contains four journal articles which are embedded within a framework manuscript that interconnects the individual articles and provides relevant background information. The dissertation’s overall objective is to provide a multilayered and critical in-depth engagement with the timely phenomenon of integrated reporting (IR), a new reporting concept that is envisaged to revolutionize firms’ present reporting infrastructure. While extant corporate reports (e.g., annual financial- and CSR report) often are criticized for being disconnected and to suffer from a lack of coherence, IR intends to provide all information that is material to a firm’s short-, medium- und long-term value creation within one single, succinct document. To contribute to a set of previously defined relevant research gaps in literature, the dissertation makes use of a combined empirical-quantitative and explorative-qualitative research design. The first article entitled ‘Determinants of materiality disclosure quality in integrated reporting: Empirical evidence from an international setting’ investigates a set of different IR-, corporate governance and financial accounting-specific factors that are expected to determine European and South African firms’ materiality disclosure quality. To this purpose, an original, hand-collected materiality disclosure score was developed. The second article ‘Managers’ incentives and disincentives to engage with integrated reporting, or why managers might not adopt integrated reporting: an exploratory study in a nascent setting‘ explores IR perceptions of SME managers that have not embarked on IR, but are potential candidates to do so in future. Based on a review of extant literature, the article develops a theoretical framework to subsequently discuss motives for and barriers to IR adoption. The critical discussion contributes to the academic debate on incentives for and barriers to voluntary IR adoption. The third article named ‘Does it pay off? Integrated reporting and cost of debt: European evidence’ investigates whether voluntary IR adoption among European firms is associated with lower cost of public debt. While earlier studies suggest that IR leads to lower information asymmetries, increases analyst forecasts, and decreases cost of equity, corresponding evidence for the debt market is largely missing. Subsequent analyses test as to whether such an association is even more pronounced by a firm’s environmental, social and governance (ESG) performance or its belonging to an environmentally sensitive industry. The fourth article ‘Do nonprofessional investors value the assurance of integrated reports? Exploratory evidence’ uses an experimental design to investigate nonprofessional investors’ reactions to an IR assurance. To this purpose, two separate experiments with two different groups of nonprofessional investors were carried out: one with Masters students and one with managers of large corporations. Results help to answer the question as to whether an IR assurance as well as its determinants, namely the assurance provider and the assurance level, affect nonprofessional investors’ financial decision-making. In the second step, subsequent in-depth interviews reveal an IR assurance-critical attitude among managers, who draw upon their practical experience with assurance engagements.
Aim of the dissertation is to identify psychological success factors in the entrepreneurial process. The entrepreneurial process comprises the identification of business opportunities as well as start-up and development of new ventures (Baron, 2007b). Understanding the entrepreneurial process is important because entrepreneurship has economic, social, and theoretical functions. Early studies already pointed to the importance of psychological factors in the entrepreneurial process (Baumol, 1968). Subsequent studies focused mainly on personality traits which contributed only little to a better understanding of the psychological factors relevant for entrepreneurial success (Gartner, 1989). Based on recent theoretical frameworks, the dissertation focuses on two factors which are proposed to have a stronger effect on the successful accomplishment of the entrepreneurial process: the entrepreneur’s cognitions and actions (Baron, 2007a; Frese, 2009). It is important to note that the dissertation takes into account the complexity of the entrepreneurial process. The entrepreneurial process includes different phases with different outcomes. The empirical studies of the dissertation investigate the influence of psychological factors in the phase of opportunity identification (chapter 2 &3), in the phase of starting-up a business (chapter 4), and in the phase of growing the venture (chapter 2 &4). The dissertation thus seeks to make a comprehensive contribution to the literature on psychological factors in the entrepreneurial process.
Biodiversity is quickly diminishing across the planet, primarily owing to human pressures. Protected areas are an essential tool for conserving biodiversity in response to increasing human pressures. However, their ecological effectiveness is contested and their capacity to resist human pressures differ. This dissertation aimed to assess the ecological effectiveness of different protection levels (from strict to less strictly protected: national park, game reserve, forest reserve, game-controlled area, and unprotected areas) in biodiversity (both mega diverse butterflies and mammals), maintaining habitat connectivity, and reducing anthropogenic threats at the wider landscape in the Katavi-Rukwa Ecosystem of southwestern Tanzania. To achieve this overarching goal, I employed an interdisciplinary approach.
First, I analyzed butterfly diversity and community composition patterns across protection levels in the Katavi-Rukwa Ecosystem. I found that species richness and abundance were highest in the game reserves and game-controlled areas, intermediate in the forest reserves, national park and unprotected areas. Species composition differed significantly among protection levels. Landscape heterogeneity, forest cover, and primary productivity influenced species composition. Land-use, burned areas, forest cover, and primary productivity explained the richness of species and functional traits. Game reserves hosted most indicator species.
Second, I modelled the spatial distribution of six large mammal target species (buffalo Syncerus caffer, elephant Loxodonta africana, giraffe Giraffa camelopardalis, hartebeest Alcelaphus buselaphus, topi Damaliscus korrigum, and zebra Equus burchellii) across environmental and protection gradients in the Katavi-Rukwa Ecosystem. Based on species-specific density surface models, I found relatively consistent effects of protection level and land-use variables on the spatial distribution of the target mammal species: relative densities were highest in the national park and game reserves, intermediate in forest reserves and game-controlled areas and lowest in un-protected areas. Beyond species-specific environmental predictors for relative densities, our results highlight consistent negative associations between relative densities of the target species and distance to cropland and avoidance of areas in proximity to houses.
Third, I examined temporal changes in land-use, population densities and distribution of six large mammal target species across protection levels between 1991 and 2018. During the surveyed period, cropland increased from 3.4 % to 9.6 % on unprotected land and from ≤0.05 % to <1 % on protected land. Wildlife densities of most, but not all target species declined across the entire landscape, yet the onset of the observed wildlife declines occurred several years before the onset of cropland expansion. Across protection levels, wildlife densities occurred at much greater densities in the national park and game reserves and lowest in the forest reserves, game-controlled areas and unprotected areas. Based on logistic regression models, target species preferred the national park over less strictly protection levels and areas distant to cropland. Because these analyses do not support a direct relationship between the timing of land-use change and wildlife population dynamics, other factors may account for the apparent ecosystem-wide decline in wildlife.
Fourth, I quantified land-use changes, modelled habitat suitability and connectivity of elephant over time across a large protected area network in southwestern Tanzania. Based on analyses of remotely-sensed data, cropland increased from 7% in 2000 to 13% in 2019, with an average expansion of 634 km2 per year. Based on ensemble models, distance from cropland influenced survey-specific habitat suitability for elephant the most. Despite cropland expansion, the locations of the modelled elephant corridors (n=10) remained similar throughout the survey period. According to ecological knowledge, nine of the modelled corridors were active, whereas one modelled corridor had been inactive since the 1970s. Based on circuit theory, I prioritize three corridors for protected area connectivity. Key indicators of corridor quality varied over time, whereas elephant movement through some corridors appears to have increased over time.
Overall, this dissertation underpins differences in ecological effectiveness of protected areas within one ecosystem. It highlights the need to utilize a landscape conservation approach to guide effective conservation across the entire protection gradient. It also suggests the need to enforcing land use plans and having alternative and sustainable forms for generating income from the land without impairing wildlife habitat.