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Biodiversity response to a protection gradient in Tanzania (2023)

Giliba, Richard Alphonce

Biodiversity is quickly diminishing across the planet, primarily owing to human pressures. Protected areas are an essential tool for conserving biodiversity in response to increasing human pressures. However, their ecological effectiveness is contested and their capacity to resist human pressures differ. This dissertation aimed to assess the ecological effectiveness of different protection levels (from strict to less strictly protected: national park, game reserve, forest reserve, game-controlled area, and unprotected areas) in biodiversity (both mega diverse butterflies and mammals), maintaining habitat connectivity, and reducing anthropogenic threats at the wider landscape in the Katavi-Rukwa Ecosystem of southwestern Tanzania. To achieve this overarching goal, I employed an interdisciplinary approach. First, I analyzed butterfly diversity and community composition patterns across protection levels in the Katavi-Rukwa Ecosystem. I found that species richness and abundance were highest in the game reserves and game-controlled areas, intermediate in the forest reserves, national park and unprotected areas. Species composition differed significantly among protection levels. Landscape heterogeneity, forest cover, and primary productivity influenced species composition. Land-use, burned areas, forest cover, and primary productivity explained the richness of species and functional traits. Game reserves hosted most indicator species. Second, I modelled the spatial distribution of six large mammal target species (buffalo Syncerus caffer, elephant Loxodonta africana, giraffe Giraffa camelopardalis, hartebeest Alcelaphus buselaphus, topi Damaliscus korrigum, and zebra Equus burchellii) across environmental and protection gradients in the Katavi-Rukwa Ecosystem. Based on species-specific density surface models, I found relatively consistent effects of protection level and land-use variables on the spatial distribution of the target mammal species: relative densities were highest in the national park and game reserves, intermediate in forest reserves and game-controlled areas and lowest in un-protected areas. Beyond species-specific environmental predictors for relative densities, our results highlight consistent negative associations between relative densities of the target species and distance to cropland and avoidance of areas in proximity to houses. Third, I examined temporal changes in land-use, population densities and distribution of six large mammal target species across protection levels between 1991 and 2018. During the surveyed period, cropland increased from 3.4 % to 9.6 % on unprotected land and from ≤0.05 % to <1 % on protected land. Wildlife densities of most, but not all target species declined across the entire landscape, yet the onset of the observed wildlife declines occurred several years before the onset of cropland expansion. Across protection levels, wildlife densities occurred at much greater densities in the national park and game reserves and lowest in the forest reserves, game-controlled areas and unprotected areas. Based on logistic regression models, target species preferred the national park over less strictly protection levels and areas distant to cropland. Because these analyses do not support a direct relationship between the timing of land-use change and wildlife population dynamics, other factors may account for the apparent ecosystem-wide decline in wildlife. Fourth, I quantified land-use changes, modelled habitat suitability and connectivity of elephant over time across a large protected area network in southwestern Tanzania. Based on analyses of remotely-sensed data, cropland increased from 7% in 2000 to 13% in 2019, with an average expansion of 634 km2 per year. Based on ensemble models, distance from cropland influenced survey-specific habitat suitability for elephant the most. Despite cropland expansion, the locations of the modelled elephant corridors (n=10) remained similar throughout the survey period. According to ecological knowledge, nine of the modelled corridors were active, whereas one modelled corridor had been inactive since the 1970s. Based on circuit theory, I prioritize three corridors for protected area connectivity. Key indicators of corridor quality varied over time, whereas elephant movement through some corridors appears to have increased over time. Overall, this dissertation underpins differences in ecological effectiveness of protected areas within one ecosystem. It highlights the need to utilize a landscape conservation approach to guide effective conservation across the entire protection gradient. It also suggests the need to enforcing land use plans and having alternative and sustainable forms for generating income from the land without impairing wildlife habitat.

Kritische Medienereignisse : Eine Theorie der politischen Zeugenschaft von Web Videos (2023)

Simons, Sascha

Diese Arbeit untersucht, wie die massenhafte Verbreitung von Web Videos das Verhältnis von audiovisueller Zeugenschaft und medialem Ereignis beeinflusst: Wie lässt sich das Zusammenspiel von Medien, sozialer Dynamik und Ereignissen beschreiben? Was wird wann unter welchen (medialen) Bedingungen wie zum Ereignis? Wer hat die Deutungshoheit über dieses Ereignis und wie erlangt man sie? Gibt es privilegierte Formen der Zeugenschaft? Und unter welchen Umständen haben diese Zeugnisse politische Relevanz? Keine dieser Fragen ist neu und dennoch stellen sie sich in digitalen Kulturen mit neuer Dringlichkeit und Bedeutung. Denn durch die Proliferation medialer Produktions- und Rezeptionspraktiken sowie die Medialisierung der Distribution multiplizieren Social Media-Plattformen ästhetische, narrative und institutionelle Kontextualisierungsprozesse von Ereignissen. Dies vergrößert mediale Partizipationsmöglichkeiten, geht aber zugleich einher mit Glaubwürdigkeits- respektive Geltungsverlusten herrschender sozialer Akteur*innen und medialer Formen. Die daraus resultierenden medialen wie sozialen Repräsentationskrisen destabilisieren das Feld medialer Zeugenschaft. Sie bilden aber zugleich auch einen Resonanzboden für Kritische Medienereignisse. Unter diesem Titel entwirft die Arbeit ein Konzept sozio-medialer Ereignisse, das weder Medien und Ereignis gegeneinander ausspielt noch das Ereignis zum massenmedialen Genre degradiert. Stattdessen erfasst der Begriff kritischer Medienereignisse soziale und medienästhetische Dynamiken in einem gleichberechtigten Zusammenspiel. Dahinter steht die durch den Vergleich von Rainer Leschkes Theorie medialer Formen mit Pierre Bourdieus Praxistheorie gestützte Annahme, dass mediale und soziale Formen mehr miteinander gemeinsam haben, als es unversöhnliche Gegenüberstellungen von medialem und sozialem Apriori vermuten lassen. Im Sinne einer medienmorphologisch geschulten Bourdieu-Lektüre kann dann von kritischen Medienereignissen die Rede sein, wenn ähnlich gelagerte Krisen in sozialen Kräfte- und medialen Formenfeldern zeitgleich eskalieren – wie es gegenwärtig im doppelten Glaubwürdigkeitsverlust politischer Repräsentant*innen (Akteur*innen) und medialer Repräsentationen (Formen) zu beobachten ist. Es handelt sich hierbei nicht deshalb um Medienereignisse, weil sie durch Medien repräsentiert werden, sondern vielmehr deshalb,weil sie der öffentlich sichtbare Ausdruck medialer Umbrüche sind, in denen soziale und mediale Felddynamiken synchronisiert werden und die Neuaufteilung des Sinnlichen mit der des Sozialen zusammenfällt. In diesem Zusammenhang spielen Web Videos deswegen eine privilegierte Rolle, weil sie als audiovisuelle und kommunikative Prothesen sowohl den Handlungsspielraum von Augenzeug*innen erweitern als auch das Publikum auf eine neue Art und Weise adressieren und einbinden: Man ist nicht länger nur distanzierte Beobachter*in einer Live-Berichterstattung, sondern wirkt aktiv mit am Geschehen und dessen Beglaubigung. Diese neuen, partizipativen Formen der Zeugenschaft erschöpfen sich somit nicht in einer dokumentarischen Funktion, sondern fordern immer auch zur Teilnahme am jeweiligen Ereignis auf. Sie zeichnen sich dabei durch eine radikal subjektive Ästhetik der Authentizität aus, die weniger auf Objektivität als auf affektive Mobilisierung abzielt. Web Videos verändern auf diese Weise das etablierte Kräfte- und Vertrauensverhältnis im soziomedialen Feld der Zeugenschaft in epistemologischer, ethischer und politischer Hinsicht, weil sie dieses Feld für (neue) Formen und Akteur*innen öffnen, die mehr oder weniger bewusst die hegemoniale Position massenmedialer Institutionen und Formen in Frage stellen. Diese Erschütterungen der sozio-ästhetischen Ordnung im Feld der Zeugenschaft offenbaren einen grundsätzlich politischen Gehalt von Web Videos, der immer dann explizit hervortritt, wenn Web Videos Widerspruch und Protest gegen die herrschenden Verhältnisse artikulieren. In kritischen Medienereignissen wie der (gescheiterten) Grünen Revolution in Iran wird daher das politische Potential von Web Videos aktualisiert und situativ beschreibbar. Web Videos machen ihre Betrachter*innen somit in einem doppelten Sinn zu Zeug*innen: Erstens dokumentieren sie ein Geschehen und geben somit der Synchronisation feldspezifischer Krisen des Sozialen und Medialen eine anschauliche mediale Form. Zweitens fungieren sie als Formen des symbolischen Austauschs, die an der Umwertung des symbolischen Kapitals in medialen und sozialen Feldern entscheidend mitwirken. Weil sie somit zugleich Ausdruck wie Katalysatoren dieser Legitimitätsverluste sind, fungieren sie gegenwärtig als ebenso umstrittene wie privilegierte Zeugnisse kritischer Medienereignisse.

Learning time in environmental and sustainability education: Promoting time as a resource for sustainability in formal education (2023)

Grauer, Claire

Contemporary society is shaped by the idea that time is, above all, a scarce economic resource that must be used efficiently – “time is money” not to be wasted. Increasingly, however, scientific findings suggest that such a way of perceiving of time seems a major cause of the current global climate and sustainability crisis. So far, this research has often focused on mobility, energy consumption, or the structural conditions of the social organisation of time. Considerably less work has been carried out in relation to the role of individual time-related needs regarding unsustainable consumption behaviour, although consumer research has been addressing needs-oriented approaches to sustainable consumption for a long time. Environmental and Sustainability Education (ESE) is considered an essential strategy to achieve the global sustainability goals of Agenda 2030. Internationally, as well as on a national level, ESE is increasingly mainstreamed in educational curricula and practice, including in Germany. Given the relation between time, needs and sustainability, it appears valuable to inquire into this field from the perspective of ESE – where time as a resource for sustainability has received comparatively little attention so far. The core research interest of this cumulative dissertation is therefore the question of how the connection between time, our needs and sustainability can be conveyed through pedagogical approaches. The inquiry used an exploratory, qualitative research design to address this question. In a first step, the concept of sustainability-related time use competence was developed. This then served as a guiding concept for the understanding of time used in this work and as the overall objective for the educational intervention developed and piloted as part of the research. Next, a content analysis of German curricula was conducted with the aim of determining whether and to what extent these address the relation between time and sustainability. The results show curricula contain only a few starting points that encourage a connection between time and sustainability in school lessons. The study further indicates that an understanding of time as a scarce resource to be used efficiently has prevailed in school contexts so far. Accordingly, pedagogical approaches to time often focus heavily on time management. The next step involved developing and piloting a time use competence curriculum in cooperation with three partner schools, using an Action Research Approach. This intervention followed the pedagogical approach of Self-Inquiry Based Learning (SIBL) seeking to sensitise learners to the relation between individual needs and consumer behaviour. During implementation, which lasted one semester, students logged their time, were encouraged to reflect on their personal needs, and subsequently implement individual change projects related to time use. This was embedded in continuous reflective individual and group exercises. The results strengthen the hypothesis that there is a relation between time use and sustainability. Furthermore, the pedagogical approach of SIBL has proven suitable to enable students to reflect on their time use and to raise their awareness of the role of individual needs. Participants reported that changes in time use did indeed increase their personal well-being. This, according to existing evidence from sustainability science, has been found to potentially lead to more sustainable behaviour. At the same time, previous research found that behavioural changes that lead to an increase in well-being do not automatically lead to more sustainable consumption behaviour. Rather, personal attitudes and motivation regarding sustainability are important. This suggests that future ESE interventions aiming at changes in time use should always also contain sufficient opportunities for reflection of values and motives. A third empirical study was carried out, inquiring into students’ time use during the eriod of COVID-19-induced school closures, using a Grounded Theory Approach. Since the pandemic disrupted young peoples’ routines drastically, the research focused on which kinds of learning experiences students made during this time and which insights can be derived for ESE. The results of the semi-structured interviews with 69 participants show first that the narrative of students’ learning loss, which is predominant in the current educational science, policy, and media discussion, falls short. Instead, a variety of learning experiences are revealed, such as learning one’s own learning and everyday rhythms or creatively adapting consumption habits to the new situation of “lockdown”. Overall, a key finding of this work is that students are currently unable to adequately realise their time-related needs. In view of the findings from research on time and sustainability, one recommendation is therefore that everyday school life could give students more space to organise their time according to their needs. This might be done through pedagogical measures in the classroom, but would also require a stronger institutional anchoring, for example, within the framework of the Whole Institution Approach to Sustainability (WIA), to bring about lasting changes. Furthermore, it would be advisable to give the topic of time in connection with sustainability more space in curricula and in teacher training. This gives rise to future research needs, such as the need to explore how time use competence can be included into everyday pedagogical practice, for instance, by adapting the SIBL approach piloted in a school setting here. It would also call for longitudinal research designs, and it would be of interest to research how time use competence might be incorporated into school development processes. Given the ongoing debate about the impact of the COVID-19 pandemic on schools and education in general, the findings of the research can stimulate both further research and future ESE practice. The experiences during the pandemic have shown that schools and all actors involved including students and teachers, are so far insufficiently prepared to handle crises. Here, the approach to time use competence piloted in this work can offer valuable stimulations for ESE research and practice. This is especially true since it is compatible with existing approaches to key competencies for sustainability by seeking to complement them with a stronger focus on individual, needs-oriented time shaping.

When documentaries meet new media (2023)

Cao, Le

New media and digital technologies open up numerous possibilities to document different versions of reality, which makes it essential to examine how they transform the logic behind the creation and production of documentaries in digital cultures. The goal of this study is to inves-tigate the integration between the traditional documentary and new media: the interactive doc-umentary, in the context of the different sociocultural and technological environments of China and the West. Accordingly, a comparative study on the evolution and integration of these two fields was carried out. The documentary genre brings with it a method of classification and various modes of representing reality, while new media provide new approaches to interactivity as well as the production and distribution of interactive documentaries. In this context, the study examines the differences and characteristics of interactive documentaries in China and the West. Interactive documentaries grow and change as a continuously evolving system, engaging the roles of the author and the user, such that their roles are mixed for better co-expression and the reshaping of their shared environment. In addition, an analytical approach based on the types of interactivity was adopted to explore this new form of documentary both to deduce how the stories about our shared world can be told and to understand the impact of interactive doc-umentaries on the construction of our versions of the reality as well as our role in it.

Arbeit am Zusammenhang - Kluges Poetik des Falls (2023)

Klaut, Manuela

In seinem ersten Kinofilm „Abschied von gestern“ erzählt Alexander Kluge 1966 den Fall »Anita G.«. Ausgehend von diesem Film stellt sich die Frage nach den Rechtsverhältnissen in Kluges Geschichten: vom Sachverhalt zum Fall, vom Gesetz zur Erzählung, von der Ermittlung, die dem Urteil schließlich widersteht. Interessant ist in diesem Zusammenhang auch die universitäre „Vorgeschichte“ des Autors und Filmemachers. Mit dem Jura-Studium in Marburg und Frankfurt schreibt sich Kluge 1950 in die universitären Abläufe ein, denen er als Referendar institutionell folgt: im Amtsgericht Wiesbaden und im Oberlandesgericht Frankfurt, in der Jugendstrafanstalt, im Landgericht und der Kammer für Handelssachen. An diesen Stationen begegnet er Vorfällen und Prozessen, die seinen filmischen und literarischen Arbeiten voran gehen. Denn Kluges Figuren stehen vor dem Gesetz und folgen eher einer Poetik des Falls als seiner Auflösung.

Inner and outer transformation in the anthropocene : A relational approach (2023)

Böhme, Jessica

To respond to the challenges of the Anthropocene, scholars from various disciplines increasingly emphasize that a mere outer transformation is insufficient and that we also need an inner transformation that addresses deep leverage points. Yet, the open questions are how the inner and outer dimensions relate to each other and how inner transformation might lead to outer transformation. How we attempt to answer these questions is determined by our dominant paradigm. Paradigms define how we understand and shape the world, and thus, they define how we conceptualize challenges, such as inner and outer transformation. Various authors argue that the dominant paradigm, which is characterized by reductionism, empiricism, dualism, and determinism, might be a root cause for insufficiently addressing sustainability challenges. As an alternative, many argue for a relational paradigm, which understands complex phenomena in terms of constitutive processes and relations. A relational paradigm might offer possibilities to reconceptualize inner and outer transformation in the Anthropocene and might shed new light on how to integrate both in sustainability science. Yet, it is still being determined how a relational paradigm can contribute to the understanding of inner and outer transformations towards sustainability in the Anthropocene. Therefore, this dissertation's overarching scope is to contribute to systems change towards a more social-ecological future by generating insights into and exploring possibilities of a relational paradigm for inner and outer transformation in the Anthropocene. This thesis is divided into three sub-questions. The first research question aims to contribute to transformation research by increasing the theoretical understanding of a relational paradigm. The second research question aims to contribute to transformative research by developing a transformative educational case study grounded in a relational, justice-oriented approach. The third research question aims to contribute to transformation research by analyzing how a relational paradigm might contribute to policies and practices for sustainable lifestyles. The results indicate that inner and outer transformation in the Anthropocene can be reconceptualized as paradigm-ing relationality in the Ecocene. "Paradigm-ing" as an active verb, reconceptualizes inner and outer transformation into ontologies, epistemologies, ethics, and socialecological realities that are ongoing, nonhierarchical, nonlinear, dynamic, co-creative processes of intra-action. The Ecocene decenters the human and attends to what we might be able to intra-actand become-with. These insights can offer unexplored perspectives to address sustainability challenges and increase our capacities to respond in novel ways.

Freiwillig Engagierte als Koproduzent:innen der Teilhabe geflüchteter Familien in frühpädagogischen Angeboten in Niedersachsen: Deutungen von freiwillig Engagierten, Koordinator:innen und geflüchteten Eltern (2023)

Siede, Anna

Freiwillig Engagierte als Koproduzent:innen der Teilhabe geflüchteter Familien in frühpädagogischen Angeboten in Niedersachsen. Deutungen von freiwillig Engagierten, Koordinator:innen und geflüchteten Eltern. Während die gleichberechtigte Teilhabe geflüchteter Familien an frühpädagogischen Angeboten erklärtes integrationspolitisches Ziel ist, gibt es Hinweise darauf, dass diese besonderen Herausforderungen unterliegt und dass freiwillig Engagierte dabei häufig involviert sind. Dabei ist wenig über die Dynamiken bekannt, wie freiwillig Engagierte geflüchtete Familien im Bereich der frühkindlichen Bildung, Betreuung und Erziehung begleiten, insbesondere aus Perspektive von geflüchteten Eltern und ihren Begleiter:innen. Vor diesem Hintergrund hat die vorliegende kumulative Dissertation das Ziel, durch die sinnverstehende Herausarbeitung von Deutungen der Begleiter:innen und geflüchteten Eltern zu einem besseren Verständnis der durch freiwilliges Engagement begleiteten Teilhabe geflüchteter Familien an frühpädagogischen Angeboten beizutragen. Die Dissertation begreift freiwillig Engagierte als ‚Koproduzent:innen‘ von integrationspolitischen Zielen. Auf Grundlage von 34 Interviews mit Engagierten, Koordinator:innen und geflüchteten Eltern, welche in neun Kommunen in Niedersachsen geführt wurden, wurden in drei Artikeln die folgenden Schwerpunkte bearbeitet: Deutungen der Zusammenarbeit zwischen zivilgesellschaftlichen und staatlichen Akteur:innen durch die Begleiter:innen durch Anbindung an das Konzept Koproduktion (Artikel 1), Deutungen von Problemen und Lösungen durch die Begleiter:innen anknüpfend an die Konzepte Vulnerabilität und Agency (Artikel 2) sowie Deutungen der Eltern als Zielgruppe, mit Blick auf deren Aufbau von Vertrauen gegenüber frühpädagogischen Angeboten (Artikel 3). Die Dissertation trägt zu den folgenden wissenschaftlichen Debatten bei: zu Dynamiken der Umsetzung von Policies, wenn zivilgesellschaftliches Engagement dabei eine zentrale Funktion einnimmt, sowie zur Umsetzung integrationspolitischer Ziele im konkreten Bereich der Nutzung frühpädagogischer Angebote durch geflüchtete Familien. Es zeigt sich, dass freiwillig Engagierte zwar staatliche Akteur:innen ergänzen und damit maßgeblich zur Umsetzung integrationspolitischer Ziele beitragen. Gleichzeitig deutet dies aber auf strukturelle Hürden hin und wirft die Frage auf, inwieweit das freiwillige Engagement hier die Verantwortung für staatliche Aufgaben übernimmt. Dabei treten in der Zusammenarbeit zwischen zivilgesellschaftlichen und staatlichen Akteur:innen häufig Konflikte auf, welche auf divergierende Deutungen des Begriffs ‚Integration‘ und eine fehlende Ausdefinition konkreter sich aus den integrationspolitischen Zielen ableitender Bedarfe beruhen.

Socio-technical information and assistance systems to increase effectiveness and efficiency in labour-intensive processes (2023)

Müller-Polyzou, Ralf

The requirements for the design of information and assistance systems in labour-intensive processes are interdisciplinary and have not yet been sufficiently addressed in research. This dissertation analyses, evaluates and describes possibilities for increasing the effectiveness and efficiency of labour-intensive processes through design-optimised socio-technical systems. The work thus contributes to further developing information and assistance systems for industrial applications and use in healthcare. The central dimensions of people, activity, context and technology are the focus of the scientific investigations following the Design Science Research paradigm. Design principles derived from this, a corresponding taxonomy, and a conceptual reference model for the design of socio-technical systems are the results of this dissertation.

Die Produktivität der Technokultur: Sonic Bodies, Produktionen und Werte-Schöpfung (2023)

Mathei, Dennis

Können die kulturellen Praktiken und wertschöpfenden Handlungen innerhalb von Musikkulturen mit dem Begriff der Produktivität erfasst werden? Dieser Frage geht diese Dissertation am Beispiel der Technokultur nach. Sie zeigt auf, wie Menschen in solchen Vergemeinschaftungsformen für sich und andere Werte schaffen. In Abgrenzung zu wirtschaftswissenschaftlichen Formulierungen wird hier von Werte-Schöpfung gesprochen. Zugrundeliegend ist ein kulturwissenschaftliches Verständnis von Produktivität, welches den Fokus auf unterschiedliche Arten der Produktion und Werte-Schöpfung legt. Es wurden Akteur*innen, ihr Handeln und ihre musikalischen, kulturellen, sozialen, sinnstiftenden sowie ökonomischen Produktionen innerhalb der Technokultur auf unterschiedlichen Ebenen analysiert. Dies umfasst Produzierende und Partizipierende, Gemeinschaften, Szenen, Städte, Festivals und Ökonomie. Das methodische Vorgehen basiert auf (Szene-)Ethnographie als Verfahren der Datengenerierung, was Interviews mit Experten (DJs, Produzenten, Labelmacher, Angestellte von Musikwirtschaftsbetrieben, Veranstalter) und Partizipierenden sowie teilnehmende Beobachtungen (Clubs, Festivals, Berlin, Köln, Lärz und Ruhrgebiet) umfasst. Zusätzlich wurden Technotracks musikhermeneutisch analysiert, um die Vielfalt der Affordanzen an Technomusik aufzuzeigen. Zur Datenauswertung wurde auf das Grounded Theory-Verfahren der Situationsanalyse (Clarke 2012) zurückgegriffen. Leitend für die Analyse sind die Konzepte der „Sonic Bodies“ und des „Soundings“ von Julian Henriques (2011), des Musickings (Small 1998) sowie der Begriff des „Sonischen“. Im Zentrum der Arbeit steht das Handeln von Menschen mit Klang und Musik in musikalischen Soziokulturen und der wechselseitige Einfluss mit der umgebenden Stadt und Gesellschaft. Die Dissertation zeigt auf, wie die Sonic Bodies der Technokultur persönliche, soziale, kulturelle und ökonomische Werte für sich schöpfen, auf dieser Grundlage ihr Handeln austarieren und sich mit anderen Produzierenden und Partizipierenden zu temporären oder beständigen Werte-Schöpfungsnetzwerken zusammenschließen. Die Möglichkeiten der Werte-Schöpfung sind durch mehrere Konfigurationen gerahmt. Darunter fallen sozialstrukturelle, subjektive und subkulturelle bzw. kulturindustrielle Faktoren, die das Handeln und die Werte-Schöpfung der Sonic Bodies prägen. Diese umfassen u. a. Faktoren sozialer Ungleichheit, individuelle Faktoren und Faktoren, die der Feldstruktur der Technokultur entspringen.

Handlungsrelevante Wertorientierungen im Nachhaltigen Kleidungskonsum: Eine mengentheoretische Betrachtung unter Berücksichtigung von Geschlechterunterschieden (2023)

Niehuis, Elena

Die negativen Auswirkungen des modernen Konsumverhaltens sind heute weithin bekannt, dennoch ist insbesondere die Modebranche weiterhin durch sehr niedrige Preise, kurze Produktlebensdauer und Massenkonsum gekennzeichnet. Die Folgen für Mensch und Umwelt sind gerade in der Kleidungsindustrie frappierend. Eine Veränderung des Konsumverhaltens in der breiten Bevölkerung hin zu einer Reduktion von Neukäufen, einer langen Nutzungsdauer der vorhandenen Kleidung und zum Kauf ökologisch und sozial verträglich hergestellter Produkte ist somit dringend notwendig. Ein wichtiger Erfolgsfaktor für die effektive Ansprache der Konsumierenden durch nachhaltiges Marketing von NGOs oder entsprechende Unternehmen ist die Berücksichtigung handlungsrelevanter Persönlichkeitsmerkmale aufseiten der Zielgruppe. Die wissenschaftliche Literatur zu Prädikatoren nachhaltiger Verhaltensweisen weist darauf hin, dass persönliche Werte eine wichtige Rolle für dessen Umsetzung spielen. Gleichzeitig wirkt sich insbesondere im Kleidungskonsum auch das Geschlecht bzw. Gender der/des Konsumierenden auf das Verhalten aus. Es existieren zahlreiche Hinweise darauf, dass das Geschlecht bzw. Gender zudem im Zusammenhang mit den Werteprioritäten einer Person steht. Ausgehend von dieser Datenlage werden in dieser Arbeit drei Themen mit Relevanz für die Nachhaltigkeitsforschung – persönliche Werte, Geschlecht/Gender und nachhaltiger Kleidungskonsum – zusammengeführt und auf ihre komplexe Wirkungsbeziehung hin untersucht. Auf Grundlage von Fokusgruppeninterviews wird erforscht, welche individuellen Wertorientierungen sich in welcher Weise und welcher Konstellation positiv auf ein nachhaltiges Kleidungskonsumverhalten auswirken und welche geschlechterspezifischen Unterschiede hierbei erkennbar werden. Durch die Berücksichtigung persönlicher konsumrelevanter Motivatoren und deren individueller Ausprägung werden Potenziale für eine zielgerichtete Verstärkung nachhaltigen Konsumverhaltens in der breiten Bevölkerung aufgedeckt. Dazu werden (1) vier Wertorientierungen mit Einfluss auf nachhaltigen Kleidungskonsum identifiziert, (2) ihre kausale Beziehung zu nachhaltigem Kleidungkonsum analysiert, (3) die geschlechtlichen Unterschiede berücksichtigt und (4) mit Gender ein Ansatzpunkt für die Erklärung der gefundenen Unterschiede angeführt. Zur Aufarbeitung der Daten wird die fsQCA zur Untersuchung des Themas nachhaltiger Kleidungskonsum angewandt. Die Natur dieser Auswertungsmethode, welche statt kausaler unidirektionaler Zusammenhänge zwischen zwei Variablen Schnittmengen zwischen zwei oder mehr Phänomenen untersucht, trägt zu einer neuen Perspektive auf die Beziehung zwischen Werten und nachhaltigem Kleidungskonsum bei. Eine wichtige Forschungsleistung dieser Arbeit besteht darin, gerade das Zusammenspiel der verschiedenen Werte zu betrachten und damit ein tieferes Verständnis von wichtigen Einflussfaktoren für nachhaltigen Kleidungskonsum zu ermöglichen. Dies ist ein Ansatz, welcher über die bisher existierenden Forschungserkenntnisse hinausgeht und für zukünftige Forschungsvorhaben zu Motiven für nachhaltigen Konsum hilfreich sein kann. Aus den gewonnenen Erkenntnissen werden Handlungsempfehlungen für die Kommunikation von NGOs und Unternehmen mit nachhaltiger Ausrichtung abgeleitet, wie eine zielgerichtete Ansprache zur Intensitätssteigerung dieser bereits vorhandenen Bedingungen gestaltet werden kann.

Corporate Social Responsibility (CSR) communication : Four empirical studies on the German banking industry (2023)

Schröder, Philipp,

This cumulative dissertation "Corporate Social Responsibility (CSR) Communication: Four empirical studies on the German banking industry" presents how commercial banks in Germany communicate their ambitions and commitment regarding corporate responsibility - i.e., CSR. The results of the first article show that the quality of mandatory non-financial reporting needs to be improved and that certain characteristics (e.g., previous reporting experience, reporting format and standard) have a positive influence on reporting quality. The second article shows that the CSR reporting scope on bank websites also has room for improvement and that various banking characteristics such as size, capital market orientation, media visibility or public ownership have an influence on communication. The third article illustrates that credit institutions in Germany are increasingly using social media for CSR communication, but that CSR communication strategies differ (Facebook vs. Twitter). The fourth article discusses CSR communication using advertisements and shows that the conceptual design of advertisements should be in line with the credit institution's business model and is therefore beneficial.

Essays in Empirical Labour Economics (2023)

Lentge, Philipp

This dissertation comprises three stand-alone research papers dealing with different aspects of labor market characteristics: bonus payments and the gender pay gap; second job holding; and workers un-covered by collective bargaining. The first paper ``Non-base compensation and the gender pay gap'' investigates whether and how non-base compensation in the form of bonus payments, overtime pay, and shift premia contributes to the gender pay gap. Unionization along with collective bargaining coverage has been on the decline on recent decades. Using German administrative data, the second paper examines which workers in firms covered by col-lective bargaining agreements still individually benefit from these union agreements, which workers are not covered anymore and what this means for their wages. The third paper studies the development and persistence of second job holding in Germany after a legislative change in the year 2003 allowed the extensive dispensation of marginal second jobs from taxes and social security contributions. Using data from the German Socio-Economic Panel I document a substantial increase in second job holding in Germany since 2003 and find in a dynamic panel model setting that there is true state dependence in second job holding.

Sustainable CEO compensation: Conceptual remarks, literature review and empirical analysis with a focus on climate-related aspects (2022)

Winschel, Julija

Consisting of three articles and a framework manuscript, this cumulative dissertation deals with sustainable compensation of chief executive officer (CEO) with a focus on climate-related aspects. Against the backdrop of the European action for sustainability and the EU Green Deal, the dissertation pays special attention to the consideration of climate-related aspects of corporate performance in CEO compensation. In this context, sustainable compensation is characterized by the consideration of long-term interests and sustainability of the company as well as by the inclusion of financial and non-financial aspects of environmental, social and governance performance (ESG) in compensation agreements. While this novel instrument of corporate governance aims to incentivize the implementation of sustainability-oriented corporate strategy, it is particularly important to unfold this incentive effect at the individual CEO level in view of their managerial discretion. The framework manuscript discusses the research objectives, the regulatory and theoretical background, the results of the dissertation and their implications in the context of regulation, research, and business practice. The essence of the dissertation are the three articles. The first article, "Determinants and effects of sustainable CEO compensation: a structured literature review of empirical evidence," examines the current state of empirical research based on 37 articles that were published between 1992 and 2018. Based on a multidimensional research framework, the structured literature review compiles past research findings, identifies contentual and methodological foci in the research area, and derives questions for future research. The second article, "Mapping the determinants of carbon-related CEO compensation: a multidimensional approach," addresses the topic from a conceptual perspective. Taking the existing work as a starting point, a conceptual framework is derived, which organizes the determinants of carbon-related CEO compensation at societal, organizational, group and individual levels of analysis. On this basis, eight propositions are presented that seek to distinguish between the determinants which support and challenge the implementation of carbon-related CEO compensation. The third article, "Climate change policies and carbon-related CEO compensation systems: an exploratory study of European companies," focuses on the use of CO2-oriented performance indicators in CEO compensation. The empirical-qualitative study analyzes corporate disclosure of the 65 largest companies in the EU for the years 2018 and 2019. The study addresses the use of CO2-oriented performance indicators in corporate strategy and CEO compensation. It also examines which compensation components are determined with the help of CO2-oriented performance indicators, which type of performance indicators are used, and whether CO2-intensive and less CO2-intensive companies differ in this regard.

Assessing the stock performance outcomes, antecedents and preventive measures of organizational misconduct (2022)

Bouzzine, Yassin Denis

This doctoral thesis deals with the topic of organizational misconduct and covers the three salient research streams in this area by addressing its performance outcomes, antecedents, and preventive measures. Specifically, it is concerned with the question of how different forms of misconduct are reflected in the stock performance of related organizations, thereby, covering the three pillars of corporate sustainability environmental, social, and governance (ESG). Furthermore, it aims to conceptualize how individual cognitive biases may lead to misconduct, therefore, potentially representing an antecedent and how existing management control systems can be enhanced to effectively address specific forms of misconduct, respectively. To these ends, I first review the research stream of stock price reactions to environmental pollution events in terms of the underlying research samples, methodological specifications, and theoretical underpinnings. Based on the findings of the systematic literature review (SLR), I perform three stock-based event studies of the Volkswagen diesel emissions scandal (Dieselgate), workplace sexual harassment (#MeToo accusations), and the 2003 blackout in the US to cove the three ESG dimensions, respectively. In line with the SLR, my event studies reveal substantial stock losses to firms involved in misconduct that are eventually even accompanied by a spillover effect to uninvolved bystanders. Then, I review the extant literature conceptually to develop a framework outlining how moral licensing as an individual cognitive bias might lead to a self-attribution of corporate sustainability, a consecutive accumulation of moral credit, and a later exchange of this credit by engaging in misconduct afterward. Finally, I assess existing workplace sexual harassment management controls, such as awareness training and grievance procedures critically in another conceptual analysis. Based on the shortcomings stemming from management controls’ focus on compliance and negligence of moral duties, I introduce five specific nudges firms should consider to enhance their existing management controls and eventually prevent occurrences of workplace sexual harassment. Based on the six distinct articles within this doctoral thesis, I outline its limitations and point at directions for future research. These mainly address providing further evidence on the long-term performance effects of organizational misconduct, enriching our knowledge on further cognitive biases eventually leading to misconduct, and conceptualizing nudging beyond the use-case of workplace sexual harassment.

"Der Einzelhandelsladen der Zukunft" (2022)

Etzel, Eugen

Nachhaltigkeitsziele im Sinne einer Ökologie, Ökonomie und Soziokultur lassen sich im Bauwesen auf verschiedene Instrumente zurückführen. Optimierung des Wärmeschutzes durch die Energieeinsparverordnung (Effizienz) oder Minimierung von Abfall im Kreislaufwirtschaftsgesetz (Suffizienz). Um jedoch eine neue Qualität der Nachhaltigkeit zu schaffen, ist ein Paradigmenwechsel notwendig. Dabei können Cradle to Cradle Prinzipien als ökoeffektive Methode angewandt werden, in dem exemplarisch die Biodiversität eingebunden, gesunde Bauprodukte verbaut und erneuerbare Energien genutzt werden. Die Natur dient als Vorbild (Konsistenz). Demnach werden Gebäude nützlich für Mensch, Umwelt und Gesellschaft umgesetzt und gleichzeitig Werte geschaffen. Für den deutschen Einzelhandel bestehen vielschichtige Potenziale, da der Gebäudebestand mit mehreren Millionen Quadratmetern bedeutend ist und die Bauwerke aufgrund von Konzeptänderungen oder Verschleiß der Ladenflächen regelmäßig umgebaut werden. Die Forschung beginnt mit einer Bestandsaufnahme von Cradle to Cradle Bauprodukten und Analyse eines real umgesetzten Einkaufszentrums. Um Einflussfaktoren von Stakeholdern zu identifizieren, wurden qualitative Experteninterviews mit ausgewählten Projektbeteiligten aus Bauherrn, Betreibern, Beratern, Mietparteien und Herstellern durchgeführt. Im Rahmen des Forschungsvorhabens wurde erforscht, inwieweit sich Bauprodukte aus der Gebäudeplanung in wissenschaftlicher Theorie und praktischer Bauwirtschaft umsetzen lassen, Geschäftsmodelle anwendbar sind, Trends und Innovationen im Zusammenhang stehen oder Änderungen in Politik oder Wirtschaft notwendig sind. Im Ergebnis wurden Maßnahmen für eine neue Qualität der Nachhaltigkeit bei Einzelhandelsgebäuden identifiziert. Exemplarisch wird anhand der Interviews deutlich, dass neben einem staatlichen Umweltzeichen oder einer Green Building Planungsdisziplin, insbesondere die Ökonomie in Form von Investitions- und Betriebskosten den größten Stellenwert besitzt. Es braucht einen staatlichen Regulierungsrahmen und neue Geschäftsmodelle, damit nachhaltige Bauprodukte wirtschaftlich werden und durch Stakeholder in den Prozessen der Planung, Bauausführung und dem Betrieb berücksichtigt werden.

Design methods for collaborative knowledge production in inter- and transdisciplinary research (2022)

Peukert, Daniela

The way humans have shaped the world so far has led to various fundamental and complex problems that we are currently facing: climate change, biodiversity loss, pandemics. Transdisciplinary sustainability research addresses such complex problems by including a great variety of perspectives, forms of knowing and bodies of knowledge, including non-scientific ones, in the research process. Design, understood in an expanded sense as a creator of transformative processes, also turns to these ‘wicked problems’. Based on their common concern, it is promising to bring both fields of research together productively. Therefore, this dissertation seeks to better understand how design methods facilitate collaborative knowledge production and integration in inter- and transdisciplinary sustainability research. Through five independent papers, this dissertation contributes to addressing the research question on four levels – conceptual-epistemological, empirical, methodological and practical. By exploring the linkages between design research and inter- and transdisciplinary research, a conceptual basis for the targeted use of design methods in collaborative processes of inter- and transdisciplinary research is laid and their spectrum of methods is expanded. This is followed by the development of a transformative epistemology in and for problem-oriented, collaborative forms of research, such as transdisciplinary sustainability research, called problematic designing. Based on a deeper understanding of integration and collaborative knowledge production, as well as its accompanying challenges, empirical research into applying design prototyping as a method in and for situations of collaborative research was conducted. To this end, the findings provide a fundamental basis for the facilitation of inter- and transdisciplinary research processes when dealing with complex problems. With its inherent openness and iterative approach in addressing the unknowns of complex phenomena, design prototyping contributes to the required form of imagination that enables to anticipate possible futures. Furthermore, by including visual-haptic modes of expression, design prototyping reduces the dominance of language and text in scientific negotiation processes and does justice to the diversity of cognitive modes. Finally, the empirical findings of this dissertation emphasise the importance of the visual-haptic dimension for collaborative knowledge production and the communication of knowledge, and provide insights into the visual structuring of human thought processes. The results on material metaphors, collaborative prototyping and material-metaphorical imagery contribute decisively to the basic knowledge of the epistemological quality of design and the importance of the visual and haptic for thought processes in general. The extension and adaptation of existing analysis methods in this dissertation add to the further development of analysis of visual-haptic data. The results are once again reflected in the synthesis of this framework paper as cross-cutting issues. With developing design prototyping as a design-based intervention and its integration into the epistemological perspective of problematic designing for inter- and transdisciplinary sustainability research, this dissertation makes an important contribution to addressing complex future-related problems and to creating change towards sustainability.

To weaken, or to strengthen international human rights organizations? That is the question of societal actors, domestic institutions, and international interdependencies (2022)

Šatra, Pavel

Increased international compliance with human rights and democracy standards is a core issue for both human rights and democratizing actors as well as for victims of human rights abuse. International human rights organizations (IHROs) are expected to make positive contributions to this end, even though they possess low levels of authority. This authority has been renegotiated multiple times in various reform processes. An oversimplified expectation would have us assume that democracies would want to strengthen IHROs, and that autocracies would seek to weaken them. As the United Nations Human Rights Council (UNHRC) was reformed in 2006, 2007, 2010, and 2011, some autocracies strived to abolish parts of the UNHRC. Other autocracies aimed “merely” to weaken them. Democracies displayed an even larger variance. Indonesia and India predominantly favored weakening the UNHRC, whereas Ghana and Spain supported exclusively strengthening of the organization. Additionally, some attitudes towards the UNHRC changed from one year to the next. Autocracies diverge not only in their stances towards the UNHRC, but also across their domestic and international dimensions. Nigeria allows different levels of participation by societal actors than, say, Belarus. Cuba does not have the same domestic institutions as Russia. Iran enters international negotiations from a different position than Thailand. Democracies vary on the domestic and international dimensions as well. The Czech Republic is not the US, and Costa Rica is different from South Africa. The question that drives my research is how we can explain the broad variety of state preferences for strengthening or weakening IHROs. Previous research has mostly concentrated on democracies, leaving autocracies understudied. It also treated countries as black boxes. To account for such shortcomings, first, I systematically test the relationship between the UNHRC and its authoritarian and democratic members by means of inferential statistics. Second, I analyze a bottom-up process inherent to New Liberalism. It scrutinizes the role of domestic societal actors, domestic institutions, as well as pressures on the international stage. The results reveal that societal actors, along with the interplay of wealth and regime type in the international realm, figure as the most important predictors of delegation preferences voiced by autocracies and democracies during the reform of the monitoring bureaucracy Special Procedures of the UNHRC. Societal actors play a more important role in democracies than in autocracies. Institutionalized domestic oversight mechanisms help societal actors to conduct effective lobbying at the domestic level. Oversight mechanisms are more important than the rule of law and electoral institutions. Regarding international coalition building, authoritarian regimes turn out to be better organized than democracies. I conclude that supporters of strong IHROs shall 1. empower domestic societal actors; 2. disrupt cohesive delegation preferences of authoritarian regimes; and 3. invest in independent domestic oversight mechanisms.

Tugendhaftigkeit in John Stuart Mills Theorie des guten Lebens (2022)

Graßmay, Katharina

Die Dissertation leistet einen Beitrag zur Erforschung der Schriften John Stuart Mills, indem darin Mills rudimentär ausformulierte Denkfigur und Forschungslücke der „Art of Life“ untersucht wird. Die Autorin erweitert die traditionelle Interpretation Mills als klassischem Utilitaristen um einen geschärften Blick auf Mills Handhabung des antiken Theorieelements der Tugend. Drei überlappende thematische Zugänge – Lust, Charakter, Glückseligkeit – dienen der Veranschaulichung und Stärkung der These, wonach es sich bei Mills Theorie um eine hedonistische, perfektionistisch gefärbte Theorie der guten Lebensführung handelt. Der methodische Rückgriff auf die Lust- und Glückskonzeption des Aristoteles erlaubt es Mills differenzierte Auffassung von Lust bzw. Freude zu ergründen, die Rolle des menschlichen Charakters für das (moralische) Handeln festzustellen und eudemische Spuren im Verständnis von Glück aufzudecken. Abschließend bietet die Dissertationsschrift eine Interpretation der Schriften Mills als Lebenskunstphilosophie mit moralischen und außer-moralischen Ebenen und zeigt Anschlusspotentiale zu antiken, sowie zeitgenössischen (Lebenskunst) Theorien auf.

The systemic role of universities in entrepreneurship: from entrepreneurial ecosystem dynamics to the emergence of entrepreneurial university archetypes (2022)

Bronstein Bejarano, Johann Daniel

Understanding that entrepreneurship can be better modeled from a systemic point of view is a primordial aspect that determines the important role of universities in entrepreneurial ecosystems. What makes the ecosystem approach a valuable tool for understanding social systems is that, from a holistic perspective, their behavior seems to have emerging characteristics. The impact of this “research object” can only be revealed through interrelated causal chains similar to the behavior of natural ecosystems (Mars et al., 2012). Therefore, the entrepreneurial ecosystem concept provides a unique perspective that complements previous studies on networked economic activity with a clear focus on the systemic elements that support entrepreneurship, and an emphasis on policy that promote the entrepreneurial process. This dissertation presents a dual scientific account of the entrepreneurship phenomenon in universities. The work is divided into two equal parts, each of which is composed of two research papers. The narrative of the first half takes on a macro perspective view, consisting of one theoretical and one empirically-based conceptual case study. This part conceptually depicts a systematic approach to entrepreneurialism in higher education, namely an ecosystems perspective. The second half concentrates on the meso- and micro levels of study from the university’s point of view, comprising of a case study as historical account for the emergence of the entrepreneurial university, and of a metasynthesis of empirical case studies in entrepreneurial universities, which serves as the basis for the development of entrepreneurial university archetypes. This doctoral work contributes to an in-depth understanding of Entrepreneurship in universities regarding its systemic qualities and archetypal characteristics of entrepreneurial universities. It argues for an ecosystem’s perspective on the phenomenon of entrepreneurial activity, highlighting the fundamental role that universities play as the heart of entrepreneurial ecosystems. Furthermore, this research expands on the novel concept of the entrepreneurial university by using extensive case study literature to empirically identify distinct archetypes that better reflect the diverse reality of how universities engage as entrepreneurial actors by way of differentiated entrepreneurial structures, systems, and strategies.

Entwicklungslinien im Erneuerbare-Energien-Recht (2022)

Müller, Thorsten

Der Ausbau der erneuerbaren Energien als Ausprägung des klimaschutzpolitischen Substitutionsansatzes wird in Deutschland mithilfe verschiedener Gesetze gesteuert. Dabei haben sich in mehr als 30 Jahren umfangreiche Regelungsstrukturen herausgebildet. Besonders ausgeprägt ist dies im Stromsektor zu beobachten. Hier kön-nen ausgehend vom Kartellrecht über den Zwischenschritt des Stromeinspeisungsgesetzes bis zu den verschie-denen Fassungen des Erneuerbare-Energien-Gesetzes vielfältige Entwicklungslinien anhand ausgewählter kon-kreter Veränderungen aufgezeigt werden. Sowohl im Hinblick auf Änderungsdynamik wie -tiefe deutlich weni-ger ausgeprägt sind dagegen die Entwicklungslinien im Wärmesektor. Diese nehmen ihren gesetzlichen Ur-sprung erst 2009 mit dem Erneuerbare-Energien-Wärmegesetz, um dann zusammen mit den gebäudebezoge-nen Effizienzregelungen 2020 infolge eines umfassenden rechtlichen Konsolidierungsschritts im Gebäudeener-giegesetz zu münden. Die Ausgestaltungsschritte im deutschen Erneuerbare-Energien-Recht sind auf vielfältige Weise mit den Ent-wicklungen im europäischen Rechtsrahmen zur Steuerung des Ausbaus der erneuerbaren Energien verwoben. Dies betrifft zunächst die Judikatur zu den primärrechtlichen Anforderungen an die Ausgestaltung mitglied-staatlicher Förderinstrumente, gilt aber besonders für die Entwicklungen im Sekundärrecht. Hier hat sich seit 2001 in mehreren Schritten eine immer detailliertere sekundärrechtliche Ordnung entwickelt. Dabei beinhalten die Entwicklungen der Erneuerbare-Energien-Richtlinien nicht nur eindimensional Steuerungs- und Bindungs-wirkungen von der supranationalen in Richtung der mitgliedstaatlichen Ebene. Vielmehr finden sich darin auch Entwicklungen zur Beschränkung der europarechtlichen Einflüsse, namentlich der Vorgaben zur Warenver-kehrsfreiheit und des Beihilferechts, die eine unmittelbare Reaktion der Mitgliedstaaten auf die Entscheidun-gen der europäischen Gerichte und der Europäischen Kommission darstellen. Das Erneuerbare-Energien-Recht ist zudem eingebettet in das übergreifende Umweltenergie- und Klima-schutzrecht. Mit der sowohl auf europäischer als auch deutscher Ebene im Werden befindlichen umfassenden Klimaschutzordnung lassen sich ebenso wie mit dem sich fortlaufend ändernden Instrumentenmix zahlreiche Wechselwirkungen feststellen. Der mit der neuen Klimaschutz-Governance geschaffene prozedurale Rahmen etabliert ein System von Klimaschutzzielen, Evaluierungs- und Nachsteuerungsvorgaben. Dieser ist aber mit dem Erneuerbare-Energien-Recht und dessen Zielen nur lose verbunden. Detaillierungsgrad und Steuerungs-wirkung der europäischen und der deutschen Klimaschutz-Governance unterscheiden sich dabei deutlich, was auch mit den stärkeren Koordinationsbedürfnissen im eher vertikal orientierten supranationalen Regelungs-verbund begründet ist. Dass die Entwicklung im Erneuerbare-Energien-Recht in absehbarer Zeit zu einem Endpunkt gelangen könnten, ist nicht zu erwarten. Dies wird deutlich, wenn die tatsächlichen Herausforderungen der Transformation und aktuell diskutierte Themenfelder für die weitere Fortschreibung dieses Rechtsbereichs betrachtet werden. Dabei sind die verschiedenen Dimensionen der Integration erneuerbarer Energien zur Vertiefung der System-transformation ebenso von Bedeutung, wie Regelungen zu Akzeptanz und Teilhabe sowie zur Beantwortung der Verteilungsfragen einerseits und eine Reduktion des Komplexitätsumfangs im Recht anderseits.

Woman, Stand Straight: An Integrated Lutheran Feminist Theological Concept of Human Flourishing (2022)

Stewart, Hannah Ruth

Beginning with the theology of Martin Luther and drawing on a selection of feminist theologians, this thesis proposes a relational, agential model of human flourishing. It is rooted in Luther’s doctrines of the hiddenness of God and of God’s alien and proper work in the lives of believers. Such an approach gives rise to questions concerning human freedom and agency, sin, and the nature of our relationship with God and with other persons. Many feminist theologies provide an inadequate account of sin and its effects on the person and their relationships. This thesis asserts that taking sin and its effects seriously is essential to developing a secure and healthy self, and a healthy relationship with God and other persons. It therefore proposes a reworked understanding of religious incurvature as a relational model of sin which supports the goal of human flourishing. This concept of the self curved either inwards, or towards another, speaks to the nature of sin in its traditional understanding of sin as pride, as well as addressing feminist criticisms that the notion of sin as pride is not relevant to the needs and experiences of women. The model of human flourishing proposed here is specifically Christian in its assertion that we do not exist as persons, are not fully human, without our being in relationship with the triune God and other created persons. We flourish in community. Further, it supports the idea that true Christian freedom consists of a life dedicated to service of God and others.

Zukunftsgestaltung: Gestaltung von Lehr-/Lernprozessen in Aus-, Fort- und Weiterbildungen im Bereich der Frühpädagogik (Kinder von 0 bis 3 Jahren) (2022)

Nolte, Kerstin

Die institutionelle Bildung, Erziehung und Betreuung für Kinder im Alter von 0-3 Jahren erfährt seit Beginn der Diskussionen um einen quantitativen Ausbau der institutionellen Betreuungsplätze für diese Altersgruppe, einen intensiven Wandel. Zwischen den beteiligten Akteur*innen werden durch diese Entscheidung (Rechtsanspruch vgl. KiföG 2008) Diskurse auf allen Ebenen initiiert. Um dem steigenden Bedarf an qualifizierten Frühpädagogischen Fachkräften (0-3 J.) gerecht werden zu können, werden Ausbildungskapazitäten erhöht und Angebote der Fort- und Weiterbildung ausgebaut. Dabei haben sich eine Vielzahl neuer Angebote entwickelt und die Formate, Inhalte, Curricula und die Dozent*innen/Lehrenden stark diversifiziert. Die vorliegende Dissertationsschrift eröffnet eine Metaperspektive auf das Feld der Aus-, Fort- und Weiterbildungen im Bereich der Frühpädagogik (Kinder von 0 bis 3 Jahren) und leistet einen Beitrag zur (didaktischen) Weiterentwicklung und Reflexion dieser vielfältigen Lehr-/Lernsettings. Den Kern der Dissertationsstudie bilden qualitative leitfadengestützte (Expert*innen-) Interviews. Das forschungsleitende Interesse ist auf Lehrende in Aus-, Fort- und Weiterbildungen im Bereich der Frühpädagogik (Kinder von 0 bis 3 Jahren) gerichtet, die zum Zeitpunkt der Erhebungen bereits langjährig in diesem Feld tätig sind. Ausgewählte Ebenen und Dimensionen einer Professionalisierung des Feldes werden daher primär aus der Perspektive der dort lehrend tätigen Akteur*innen, transparent gemacht. Integriert wird hierbei u.a. die Offenlegung der Anforderungen an die Fachkräfte (die Lernenden) und ihre Aus-, Fort- und Weiterbildner*innen (die Lehrenden) im Kontext der zu gestaltenden (lebenslangen) Lehr-/Lernprozesse. Es werden zentrale Zusammenhänge und Abhängigkeiten aufgezeigt, um eine weitere Systematisierung des Feldes der Aus-, Fort- und Weiterbildungen im Bereich der institutionellen Bildung, Erziehung und Betreuung für Kinder von null bis drei Jahren zu unterstützen. Es wird gezeigt, dass Lehrende, die in Aus-, Fort- und Weiterbildungen im Bereich der institutionellen Bildung, Erziehung und Betreuung null- bis dreijähriger Kinder langjährig tätig sind, Perspektiven, Strategien und Ansätze entwickelt haben, um mit der vorhandenen Komplexität, den Anforderungen und Strukturen des Feldes, bei der Planung sowie Realisierung von Lehr-/Lernprozessen zukunftsorientiert umzugehen. Für die Erarbeitung einer Aus- oder Fort- und Weiterbildung müssen schwerpunktspezifisch, grundlegende, feldbezogene Implikationen und Zusammenhänge aufgearbeitet und den Lernenden transparent gemacht werden. Für die Erarbeitung eines Themas/einer Theorie werden von Lehrenden Reflexionsfolien zur Kontextualisierung dieser sowie Fokussierung und Individualisierung der Lehr-Lernprozesse eingesetzt. Es wird deutlich, dass die am/im Lehr-/Lernprozess beteiligten/wirkenden Ebenen, Akteur*innen und Anforderungen/Konstruktionen sich dabei in wechselseitigen Prozessen der Gestaltung und Aushandlung befinden. Durch ihre vielfältigen Tätigkeitsfelder und Impulse leisten die Lehrenden selbst einen elementaren Beitrag zur Weiterentwicklung des Feldes.

Developing sustainable food forests - key features, success factors, and transdisciplinary partnerships (2022)

Albrecht, Stefanie

The industrial food system is by far the largest greenhouse gas emitting sector. It causes significant damage to terrestrial, aerial and aquatic ecosystems, negative health impacts and an unfair distribution of economic benefits. The call for sustainability transformations is growing, entailing and promoting radical shifts in industrial food systems that lead to new patterns of interactions and balanced social, economic and ecological outcomes. While traditional research has focused on sustainability problems in the food system, it lacks evidence on solutions and desired future states; and more so, on how to practically move from the current to the desired state. Food forests present a promising solution to address multiple sustainability challenges adaptable to local contexts. As biodiverse multi-strata agroforestry systems, they can provide several ecological, socio-cultural and economic services. They sequester carbon, limit soil erosion and regulate the micro-climate; they offer the opportunity for education on healthy diets and ecology, and they produce food and can create livelihood opportunities. However, despite their obvious benefits and a trend in uptake, food forests are still a niche concept rarely known in mainstream culture. To date, research has focused on their ecological and social services; we lack an understanding of food forests as a comprehensive sustainability solution, including their economic dimension, and knowledge on how to develop them. Addressing these gaps, this qualitative research used a solution- and process-oriented methodology guided by transformational sustainability research. In a comparative case study approach, it created an inventory of 209 food forests, followed by interviews and site visits of 14 sites to understand their characteristics and assess their sustainability (Article 1). More indepth, it analyzed the implementation path of seven food forest for success factors, barriers and coping strategies (Article 2). Based on these insights, two experimental case studies were initiated to develop sustainable food forests with practice partners, one based in Phoenix, Arizona, U.S. and one in Lüneburg, Germany. Two studies analyzed the cases’outputs and processes highlighting success factors and challenges, including the role of a sustainable entrepreneurial ecosystem (Article 3, Phoenix case) and key features of productive partnerships to understand why one case succeeded and the other failed (Article 4). Findings include key features of existing and sustainable food forests as well as success factors on how to develop them; namely acquiring a complementary skill set that includes specialty farming and entrepreneurial know-how, securing sufficient start-up funds and long-term land access as well as overcoming regulatory restrictions. Supporting institutions are especially needed to integrate and professionalize the planning stage and provide know-how on alternative business practices. Key features of productive partnerships include an entrepreneurial attitude, access to support functions, long-term orientation and commitment to food system sustainability. The synthesis provides a detailed, ideal-typical implementation pathway to develop sustainable food forests and relevant supportive actors. This study provides researchers, food entrepreneurs, public officials, and activists with insights on how to develop and advance food forests as a sustainability solution.

Transformative learning in the sustainability transformation of the textile-fashion industry in Mexico (2022)

Rodriguez Aboytes, Jorge Gustavo

Transformative learning is increasingly set to become an essential component in sustainability transformation. This type of learning attracts considerable interest in studying and impulsing a paradigm change to transform our world into a more sustainable one, yet its underlying learning mechanisms have remained overlooked. Although there is an apparent relationship between transformative learning and sustainability transformation, little has been done to systematically explore the contribution to sustainability transformation. This learning theory developed decades ago independently of sustainability discourses; however, it provides an analytical framework for understanding the learning processes, outcomes and conditions in individual and social learning towards sustainability transformation. Against this background, the following research question arises: To which extent can transformative learning lead to sustainability transformation? This doctoral work aims to explore transformative learning processes, outcomes, and conditions occurring and advancing towards sustainability transformation of the textile-fashion industry in Mexico. Taking an exploratory approach, the methods employed were literature reviews to untangle concepts and to construct theoretical pillars to support the empirical research design and data analysis. For data collection, snowball-sampling techniques were used to explore the practice field of the textile-fashion industry in Mexico. Qualitative interviews were employed to gather data about the learning experiences of actors. Qualitative and quantitative methods were required to perform the respective data analysis, the qualitative codification of interviewees’ responses through MAXQDA being the most remarkable one. Analysis of social media content was also utilised to understand the communication and business practices of projects involved in the transformation of the textile-fashion sector. As a result, this work comprises three articles, one a systematic literature review and two empirical research articles, investigating the transformative learning processes of entrepreneurs in the development of sustainability niches. As for the findings of this doctoral work, the use of transformative learning in sustainability transformation requires a careful study of the theory and its conceptual elements. Regarding the case study, transformative learning is inherent in forming and developing sustainability niches as entrepreneurs venture into them: It is individual prior learning, expectations and actions that initiate the path of sustainability transformation while disorienting dilemmas, critical reflection, and discourse accelerate them. Through these stages, it is when individual learning turns into social learning. On the other hand, based on the multi-level perspective, the interplay between the niche, regime and landscape levels generates a space for sustainability transformation and transformative learning. This work contributes to deciphering the black box of learning in sustainability transformations. The principal endeavour was to build the theoretical bridges between this emerging area of inquiry and transformative learning theory, as a significant part of this theoretical construction required drawing upon other research fields such as sustainability transitions and sustainability entrepreneurship. The crosscutting feature of learning in those fields enabled the development of an awareness of boundary objects between those fields (e.g., expectations). Furthermore, this study is pioneering in exploring sustainability transformation processes of the textile-fashion industry in Latin American contexts. The findings of this work can also be extrapolated to other sectors in which entrepreneurs participate, such as local food production, sustainable mobility, among others

Climate-grazing interactions in Mongolian rangeland vegetation (2022)

Ahlborn, Julian

Rangelands are the most widespread land-use systems in drylands, where they often represent the only sustainable form of land-use due to the limited water availability. The intensity of the land-use of such rangeland ecosystems in drylands depends to a large extent on the climatic variability in time and space, as on the one hand it influences the growth of biomass and therefore the grazing intensity, but on the other hand it can also destroy entire herds through extreme climatic events. Rangeland systems are seriously threatened by climate change, because climate change will alternate the availability of water in time and space. This is dangerous in that we have not yet fully understood how grazing affects vegetation under different climatic conditions. Inadequate rangeland management can quickly lead to serious degradation of the grazing grounds. This dissertation therefore deals with the question which role climatic variability plays for the effects of grazing on vegetation in dry rangelands. The relatively intact steppes in central Mongolia were chosen as a model system. They are characterised by low precipitation and high climatic variability in the south (100 mm annual precipitation), and comparatively high precipitation and low climatic variability in the north (250 mm). The effects of grazing on vegetation on 15 grazing transects were investigated along the climatic gradient. The central elements were the plant species and their abundances on 10 m x 10 m areas, for which functional characteristics such as height, affiliation of functional groups or leaf nutrients were recorded. The main hypothesis of this dissertation is that grazing has a greater impact on vegetation communities with increasing rainfall. To test this hypothesis, three studies were carried out. In a first study, we found that the vegetation communities in the dry area differ strongly along the climatic gradient, while the plant communities in the wetter area differ more strongly along the grazing gradient. The results of the second study suggested that this difference can be explained by a functional environmental filter that becomes weaker from south to north as the niche spectrum increases. The third study has shown that this is likely a function of the higher availability of resources, which at the same time leads to higher grazing pressure, therewith stressing the vegetation especially in years with droughts. In summary, I conclude that the climate gradient also represents an environmental filter that filters species for certain characteristics, thus having a significant influence on the vegetation. Climatic variability influences the effect of grazing on vegetation, which is particularly problematic where the grazing intensity is high and the species are less adapted to strong climatic fluctuations. Future scenarios predict increasing productivity and therefore increasing livestock density. This may lead to an increase in floristic and functional diversity across the climate gradient, but also to increasing grazing effects and therefore threads for overgrazing. Increasing climatic variability is likely to intensify this thread, especially in the moister regions, whereas the dry rangelands are likely to be more resilient due to the adaptation of the plants to non-equilibrium dynamics. The fate of Mongolia’s rangeland systems therefore clearly lies in the hand of the rangeland managers. The sustainable use of Mongolia’s vast steppe ecosystems might depend on a flexible livestock management system which balances the grazing intensity with the available resources, while still considering climatic variability as a key for the management decisions. A potential link-up for future studies might arise from the shortcomings of the studies presented. This dissertation suggests that long-term observations are necessary to better understand the effects of climatic variability. In addition, grazing gradients must be selected more carefully in the future in order to be able to ensure better comparability, and functional analyses should have a stronger relationship to forage quality. With these points in mind, a comparative study of several rangeland ecosystems on a global level must be the ultimate goal. This could be an important step for the sustainable use of drylands in the context of global climate and land use change.

Signifying well-being in measuring a progress of municipal sustainable development in Japan: An examination of ‘subjective’ sustainable development indicators (2022)

Hatakeyama, Takehiro

Undertaking local actions, such as implementing public (sustainability) policy, plays a crucial role in achieving sustainable development (SD) at the municipal level. In this regard, indicator-based assessment supports effective implementation by measuring the SD process, based upon evidence-based outcomes that indicators produce. Over the last decade, using subjective indicators, which rely on an individual’s self-perception to measure subjects, has gained its significance in sustainability assessment, in line with the increasing importance of signifying individual’s and community’s well-being (WB) in the context of SD. This study aims to discuss and clarify the scope and functions of subjective sustainable development indicators (SDIs) conceptually and theoretically while examining the usability of such indicators employed in the practice of assessing sustainability policy and action process in a Japanese municipality. Furthermore, the potential usability of using subjective SDIs in monitoring a municipal initiative of the United Nations’ Sustainable Development Goals (SDGs) is also explanatorily examined. The present paper consists of a framework paper and three individual studies. In the framework paper, Section 1 introduces the global transition of SD discourse and the role that local authorities and implementing public policy play in achieving SD while outlining how WB positions in the SD context. Section 2 provides a brief overview of the major scope of overall SDIs at the conceptual and theoretical levels. Section 3 defines WB in the study’s own right while exploring the scope of indicators measuring WB. In addition, this study strives to further clarify the peculiar scope of SDIs, measuring WB by synthesising the findings. Section 4 overviews how SD at the municipal level in Japan is practiced while acknowledging the extent to which residents perceive WB and SDGs in policymaking. Section 5 provides a brief yet extensive summary of the three individual studies. Section 6 discusses the findings while presenting implications for further study and practices of subjective SDIs. Furthermore, the three individual studies provide a thorough and in-depth discussion of the study subject. Study 1 illustrates the SD trend at the municipal level in Japan and the growing recognition of using subjective SDIs in public (sustainability) policy assessment in exploring comparative SDI systems to municipality groups. The findings, in turn, raise the need for a further study on subjective SDIs. Study 2 extensively discusses the concept of WB as the overarching subject to be measured while examining varying approaches and scopes of SDIs. It identifies three differentiated WB (i.e., material and social objective WB as well as subjective WB) and distinctive approaches of subjective SDIs (i.e., expert-led and citizen-based approaches) alongside objective SDIs. The findings suggest that these SDIs identified are, conceptually, most capable of measuring associated WB; for instance, citizen-based subjective SDIs can most optimally measure subjective WB. Finally, Study 3 examines the usability of (citizen-based) subjective SDIs in a practice of assessing public policy, aiming at municipal SD, and the potential usability of using such indicators in monitoring a municipal SDG initiative. The findings highlight the determinants and obstacles of using subjective SDIs as well as signifying WB in measuring progress of a municipal SD practice.

Towards improved climate change information for urban areas following a regional-to-local climate modeling and data analysis approach for the Berlin region (2022)

Langendijk, Gaby Sophie

Urban areas are prone to climate change impacts. Simultaneously the world’s population increasingly resides in cities. In this light, there is a growing need to equip urban decision makers with evidence-based climate information tailored to their specific context, to adequately adapt to and prepare for future climate change. To construct climate information high-resolution regional climate models and their projections are pivotal, to provide a better understanding of the unique urban climate and its evolution under climate change. There is a need to move beyond commonly investigated variables, such as temperature and precipitation, to cover a wider breath of possible climate impacts. In this light, the research presented in this thesis is centered around enhancing the understanding about regional-to-local climate change in Berlin and its surroundings, with a focus on humidity. More specifically, following a regional climate modelling and data analysis approach, this research aims to understand the potential of regional climate models, and the possible added value of convection-permitting simulations, to support the development of high-quality climate information for urban regions, to support knowledge-based decision-making. The first part of the thesis investigates what can already be understood with available regional climate model simulations about future climate change in Berlin and its surroundings, particularly with respect to humidity and related variables. Ten EURO-CORDEX model combinations are analyzed, for the RCP8.5 emission scenario during the time period 1970 ̶ 2100, for the Berlin region. The results are the first to show an urban-rural humidity contrast under a changing climate, simulated by the EURO-CORDEX ensemble, of around 6 % relative humidity, and a robust enlarging urban drying effect, of approximately 2 ̶ 4 % relative humidity, in Berlin compared to its surroundings throughout the 21st century. The second part explores how crossing spatial scales from 12.5 km to 3 km model grid size affects unprecedented humidity extremes and related variables under future climate conditions for Berlin and its surroundings. Based on the unique HAPPI regional climate model dataset, two unprecedented humidity extremes are identified happening under 1.5 °C and 2 °C global mean warming, respectively SH>0.02 kg/kg and RH<30 %. Employing a double-nesting approach, specifically designed for this study, the two humidity extremes are downscaled to the 12.5 km grid resolution with the regional climate model REMO, and thereafter to the 3 km with the convection-permitting model version of REMO (REMO NH). The findings indicate that the convection-permitting scale mitigates the SH>0.02 kg/kg moist extreme and intensifies the RH<30 % dry extreme. The multi-variate process analysis shows that the more profound urban drying effect on the convection-permitting resolution is mainly due to better resolving the physical processes related to the land surface scheme and land-atmosphere interactions on the 3 km compared to the 12.5 km grid resolution. The results demonstrate the added value of the convection-permitting resolution to simulate future humidity extremes in the urban-rural context. The third part of the research investigates the added value of convection-permitting models to simulate humidity related meteorological conditions driving specific climate change impacts, for the Berlin region. Three novel humidity related impact cases are defined for this research: influenza spread and survival; ragweed pollen dispersion; and in-door mold growth. Simulations by the regional climate model REMO are analyzed for the near future (2041 ̶ 2050) under emission scenario RCP8.5, on the 12.5 km and 3 km grid resolution. The findings show that the change signal reverses on the convection-permitting resolution for the impact cases pollen, and mold (positive and negative). For influenza, the convection-permitting resolution intensifies the decrease of influenza days under climate change. Longer periods of consecutive influenza and mold days are projected under near-term climate change. The results show the potential of convection-permitting simulations to generate improved information about climate change impacts in urban regions to support decision makers. Generally, all results show an urban drying effect in Berlin compared to its surroundings for relative and specific humidity under climate change, respectively for the urban-rural contrast throughout the 21st century, for the downscaled future extreme conditions, and for the three humidity related impact cases. Added value for the convection-permitting resolution is found to simulate humidity extremes and the meteorological conditions driving the three impacts cases. The research makes novel contributions that advance science, through demonstrating the potential of regional climate models, and especially the added value of convection-permitting models, to understand urban rural humidity contrasts under climate change, supporting the development of knowledge-based climate information for urban regions.

Takagi-Sugeno methods with application to wind power systems (2022)

Pöschke, Florian

The transition of our energy system towards a generation by renewables, and the corresponding developments of wind power technology enlarge the requirements that must be met by a wind turbine control scheme. Within this thesis, the role of modern, model-based control approaches in providing an answer to present and future challenges faced by wind energy conversion systems is discussed. While many different control loops shape the power system in general, and the energy conversion process from the wind to the electrical grid specifically, this work addresses the problem of power output regulation of an individual turbine. To this end, the considered control task focuses on the operation of the turbine on the nonlinear power conversion curve, which is dictated by the aerodynamic interaction of the wind turbine structure and the current inflow. To enable a power tracking functionality, and thereby account for requirements of the electrical grid instead of operating the turbine at maximum efficiency constantly, an extended operational range is explicitly considered in the implemented control scheme. This allows for an adjustment of the produced power depending on the current state of the electrical grid and is one component in constructing a reliable and stable power system based on renewable generation. To account for the nonlinear dynamics involved, a linear matrix inequalities approach to control based on Takagi-Sugeno modeling is investigated. This structure is capable of integrating several degrees of freedom into an automated control design, where, additionally to stability, performance constraints are integrated into the design to account for the sensitive dynamical behavior of turbines in operation and the loading experienced by the turbine components. For this purpose, a disturbance observer is designed that provides an estimate of the current effective wind speed from the evolution of the measurements. This information is used to adjust the control scheme to the varying operating points and dynamics. Using this controller, a detailed simulation study is performed that illustrates the experienced loading of the turbine structure due to a dynamic variation of the power output. It is found that a dedicated controller allows wind turbines to provide such functionality. Additionally to the conducted simulations, the control scheme is validated experimentally. For this purpose, a fully controllable wind turbine is operated in a wind tunnel setup that is capable of generating reproducible wind conditions, including turbulence, in a wide operational range. This allows for an assessment of the power tracking performance enforced by the controller and analysis of the wind speed estimation error with the uncertainties present in the physical application. The controller showed to operate the turbine smoothly in all considered operating scenarios, while the implementation in the real-time environment revealed no limitations in the application of the approach within the experiments. Hence, the high flexibility in adjusting the turbine operating trajectories and structural design characteristics within the model-based design allows for efficient controller synthesis for wind turbines with increasing functionality and complexity.

Can the crowd save the world? An empirical analysis of investment-based crowdfunding and sustainability (2022)

Tenner, Isabell

The academic literature holds high expectations of crowdfunding to foster sustainable development by closing the funding gap for sustainable entrepreneurs. In particular, crowdfunding is considered a promising instrument for transforming existing socio-technical regimes by financing radical innovations of such entrepreneurs. However, this potential has not yet been fully explored. Large knowledge gaps exist especially in the area of investment-based crowdfunding. Therefore, this dissertation addresses the overarching research question of how sustainable entrepreneurs can exploit the full potential of investment-based crowdfunding to develop from niche operators to actors in the socio-technical regime. Five journal articles and one book chapter are included in this PhD project, which use a wide range of quantitative methodologies. In the framework paper, the findings are conceptually evaluated on a meta-level by applying the multi-level perspective. The key insights can be assigned to four categories, including the financing and marketing function, the target group, and the project presentation. The analysis shows that investment-based crowdfunding is suitable to equally fund and market the business ideas of environmental entrepreneurs, since the quest for entering the mass market is highest for such ventures. In contrast, purely social entrepreneurs tend to conduct crowdfunding projects on a smaller scale and probably aim to stay in the niche. Nevertheless, profit-oriented social entrepreneurs are still encouraged to use investment-based crowdfunding for funding and marketing purposes. The prominent display of environmental effects (e.g. the amount of compensated greenhouse gases) and financial incentives (e.g. high interest rates) has a high impact on the investment decision of individuals on investment-based crowdfunding platforms. The findings also suggest that the typical supporter of sustainability-oriented crowdfunding projects is younger than 50 years, has achieved at least a university degree and holds low levels of self-enhancement and conservative values. The case of fairafric is used as a best practice example to demonstrate how crowdfunding can be a stepping stone for sustainability-oriented niche actors to enter the mass market. The fair-trade and organic chocolate manufacturer has undergone six crowdfunding campaigns which enabled it to grow and build a strong community of supporters. The outcomes of this dissertation clarify how sustainable entrepreneurs can unleash the potential of investment-based crowdfunding for financing and marketing purposes.

Performative Tensions of Corporate Social Responsibility (CSR) Communication in organizational Networks (2022)

Kollat, Jana

Corporate Social Responsibility (CSR) has been established in recent years as an essential component of the economic system, demanded and promoted by a wide variety of stakeholder groups. The present dissertation shows that organizations face major communicative challenges with regard to CSR. CSR is not only determined by organizations themselves, but rather arises in the interplay with economic and social discourses. It is assumed that boundarys of organizational action are under constant change, so that CSR actors inevitably initiate constitutive communication processes. The resulting polyphony requires an understanding of the underlying communication processes. Hence, the performative character of CSR communication is taken up by this dissertation and thus the constitution of both the communicating actors and their relationships in the network is illustrated. The presented scientific papers are united by the overarching assumption that communication does not accompany and describe organizational action, but unfolds its own power.

Fairtrade: going beyond certificates (2022)

Rathgens, Julius

Globalization with its increasing emergence of global value chains is one of the main driving forces behind persisting unsustainable production and consumption patterns. The global coffee market provides a fitting example, as it is connected to many sustainability issues like the persisting poverty of coffee farmers, and degrading ecosystems. Many interventions, from state-led regulation to industry-led certification processes, exist, that try to change global value chains to shift societies back on more sustainable trajectories. However, due to the complexity and manifold connections between social and ecological factors, global value chains pose a wicked problem. To this date, it is still under debate if these interventions are an effective means to change global value chains. With climate change and persisting issues of social justice as strong accelerators, calls are increasingly made for a radical transformation of global production and consumption patterns. Many frameworks try to inform research and real-world policies for a transformation of global value chains. In this dissertation, I use the framework of the practical, political and personal sphere proposed by O’Brien and Sygna (2013). The authors highlight that the interactions between these three spheres bare the greatest potential for a transformation towards sustainability. however, in this dissertation, I argue that it is exactly at the nexus between the three spheres of transformation where barriers towards a fundamental shift of systems occur. I, therefore, use three perspectives to bring empirical nuance to the problems that arise on the interplay between the different spheres of transformation. These perspectives are: (1) the scientific perspective: using a systematic review of alternative trade arrangements; (2) the producer perspective: facilitating a participatory network analysis of social-ecological challenges of Ugandan coffee farmers and their adaptive management practices; (3) the consumer perspective: through the use of a German consumer survey and a structural equation model to investigate into the Knowledge-Doing-Gap end-consumers are facing. These three perspectives bring empirical nuance to the interplay between the different spheres as they highlight the real-world barriers that arise within and at the nexus of the three spheres. Through the results from the scientific perspective, I am able to show that most of the research is investigating the certified market and that the effectiveness of labels rarely exceeding the practical sphere. My empirical research on the producer perspective highlights that Ugandan coffee farmers facilitate a variety of on-farm crop management (practical sphere) but their support structures rarely exceed informal exchange with neighboring communities (political sphere). Exchange with governmental actors and global traders is happening but has been assessed as not sufficient to cope with the social-ecological challenges the producers are facing. Through the results of the consumer perspective, I am able to highlight that even though end-consumers have pro-sustainable attitudes (personal sphere) they are facing situational constraints (political sphere) that create a gap between their attitudes and the respective behavior. Using these empirical insights about drivers and barriers for a transformation I propose that frameworks, aiming to inform research and policies, need to include two aspects: (1) the notion of a forced transformation as one of the major influencing factors for a deliberative transformation; and (2) the translational capacity of the frameworks to create meaningful interdisciplinary discourses in different contexts. I, therefore, propose two approaches that should function as a starting point for further development of transformation frameworks (1) a fourth sphere, called the “planetary force” to include the notion of a forced transformation that is already happening in different contexts, highlighted by the producer perspective in this dissertation; and (2) the consequent use of methods that create interdisciplinary exchange and rigorous testing.

Analyse von Unterrichtsprozessen durch Videographie - Ansätze zur Begegnung zentraler Herausforderungen (2022)

Troll, Bianka

Die empirische Unterrichtsforschung verfolgt das Ziel, Unterricht und die darin stattfindenden Prozesse zu beschreiben und zu beurteilen und deren Einfluss auf den Lernerfolg von Schüler*innen zu analysieren. Auch wenn Videostudien zu den aufwändigeren Verfahren in der empirischen Unterrichtsforschung zählen, werden sie vermehrt eingesetzt, um sich diesen Unterrichtsprozessen anzunähern. Mittels Videografie werden Verhaltensweisen und Prozesse sicht- und messbar, die den Lernerfolg von Schüler*innen maßgeblich beeinflussen können. Die detaillierte, reliable und valide Erfassung von Unterrichtsprozessen ist jedoch an Bedingungen geknüpft, die spezifische Herausforderungen für Videostudien darstellen und im Rahmen dieser Dissertation in drei Teilstudien empirisch untersucht werden. Allen Teilstudien liegen Unterrichtsvideos zugrunde, die mittels eines schüler*innenzentrierten Aufnahmesystems aufgenommen wurden. Bei einem schüler*innenzentrierten Aufnahmesystem werden ergänzend zu der Lehrkraftkamera und der Überblickskamera an jedem Gruppentisch weitere Kameras aufgestellt, um die Handlungen und Interaktionen aller am Unterricht beteiligten Personen im Detail erfassen zu können. In Teilstudie 1 wird ein potenzieller Reaktivitätseffekt bei Schüler*innen als eine zentrale Herausforderung von Videostudien untersucht, der zu Verzerrungen des Datenmaterials aufgrund der Anwesenheit von Kamera(personen) führen kann. Dadurch kann die Validität der Daten einschränkt werden. In Teilstudie 2 wird der Herausforderung des in Videostudien oftmals geringen Beobachtungszeitraums begegnet, indem untersucht wird, wie stabil das verhaltensbezogene engagement von Schüler*innen im Verlauf einer videografierten Unterrichtsstunde ist bzw. wie lange Schüler*innen in ihrem verhaltensbezogene engagement beobachtet werden müssen, um dieses zuverlässig erfassen zu können. In Teilstudie 3 wird der methodische Ansatz der Netzwerkanalyse vorgestellt, durch welchen der Herausforderung bezüglich der Beschreibung und Bewertung komplexer Wirkgefüge im Unterricht begegnet werden kann. Mittels einer Netzwerkanalyse können dynamischen Interaktionsprozesse im Unterricht detailliert und im zeitlichen Verlauf des Unterrichts beschrieben werden. Im Rahmen dieser kumulativen Dissertation werden zentrale Herausforderungen der videobasierten Unterrichtsforschung betrachtet und Lösungsansätze zu deren Überwindung vorgeschlagen. Nur wenn diese Herausforderungen berücksichtigt werden bzw. ihnen begegnet wird, kann die empirische Unterrichtsforschung fruchtbare Erkenntnisse liefern, die zum Verstehen von Unterricht beitragen und schlussendlich zu einer Verbesserung der Unterrichtspraxis führen können.

Spatio-temporal plant-pollinator interactions and floral nectar quality in a plant diversity experiment (2022)

Venjakob, Christine

The worldwide decline of plant and insect species during the last decades has far-reaching consequences for the functionality of ecosystems and their inherent processes. Pollination as one of them is an indispensable ecosystem service for human wellbeing. More than 85% of the worldwide flowering-plant species depend to some degree on pollination by insects (pollinators). Similarly, many pollinators depend on the flowers of the plants, as they need nectar and pollen as food resources for themselves and their offspring. However, an increasing number of pollinator and plant species are threatened by multiple, interacting, and sometimes synergistic causes (habitat loss, fragmentation, diseases, parasites, pesticides, monocultures) that are becoming a growing threat to ecosystem functioning. Given the loss of plant species diversity, it is increasingly difficult for pollinators to find food throughout the year. Therefore, this study analyses the influence of plant diversity on pollinators. The study was conducted in the course of the Jena Experiment, which is a long-term biodiversity experiment (since 2002) with 60 plant species, common to Central European Arrhenatherum grasslands. With a plant diversity gradient of 1, 2, 4, 8, 16, and 60 plant species per plot, time-series data resulted from a wide range of ecosystem processes, ranging from productivity, decomposition, C-storage, and N-storage to herbivory, and pollination. These were studied to investigate the mechanisms underlying the relationships between biodiversity and ecosystem processes. Chapter 2 studies the spatio-temporal distribution of pollinators on flowers along an experimental plant diversity gradient. For this purpose, the pollinators were divided into four different functional groups, i.e. honeybees, bumblebees, solitary bees and hoverflies. In particular, the spatial pollinator behaviour was examined, that is, in which flowering height the flowers were visited within the plant community. In order to study the temporal component, pollinator visits were observed over the course of the day and the season. As a result, an unprecedented high resolution of plant-pollinator interactions was found. For the first time it was possible to demonstrate that the different pollinator functional groups can complementarily use different spatio-temporal niches which was most pronounced in species-rich plant mixtures,. This leads to the conclusion that species-rich plant mixtures provide sufficient resources that can be used by generalists, such as honeybees and bumblebees, as well as other pollinator functional groups, such as hoverflies and solitary bees. Chapters 3 and 4 continues on the chemical composition of flower nectar (nectar) of various plant species. Nectar is used as food resource for adult pollinators, but is also largely used as a supply for their offspring, making it the most important pollinator reward. The chemical composition of the nectar was analysed for the two most important macronutrients, carbohydrates (C) and amino acids (AA), using high performance liquid chromatography (HPLC). Subsequently, their contents were analysed in terms of concentration, proportional content and the ratio of carbohydrates to amino acids (C:AA). In Chapter 3, the nectar of 34 plant species from the grasslands of the Jena Experiment was compared. In doing so, similarities and/or differences of the nectar compositions were investigated with respect to the most important macronutrients carbohydrates and amino acids between the individual species but also between the most representative plant families. This should lead to a better understanding about how plant diversity influences consuming pollinators and which factors, e.g. phylogenetics, morphology or ecology, can lead to different nectar compositions. We could show that each plant species differs in terms of carbohydrate content, amino acid content and C:AA-ratio. In addition, there were clear differences between the four representative plant families Apiaceae, Asteraceae, Fabaceae and Lamiaceae regarding the proportions of essential amino acids. The proportions of the individual sugars and the C:AA-ratios also differed greatly between the four plant families. Therefore, it can be assumed that these nectar contents are family-specific. The need for differences in carbohydrate content are probably due to the different morphology of the flowers, as plants with open flowers and exposed nectar, as in Apiaceae and Asteraceae, can protect their nectar from evaporation if the nectar has a higher osmolality, which can be achieved by a higher hexose (fructose and glucose) content. Thus, the nectar can remain dilute for a longer time and consequently remain consumable for pollinators, which in turn can contribute to the pollination of plants. Fabaceae and Lamiaceae showed different results. Here the nectar was probably protected from evaporation by closed flowers, which explains the high proportion of sucrose, leading to a lower osmolality that would enhance evaporation for exposed nectar. The metabolic pathways controlling the family-specific C:AA-ratios are yet to be explored. In conclusion, it can be suggested that this study contributes to elucidating the morphological and phylogenetic characteristics that control each plant species’ nectar composition. In Chapter 4, nectar was investigated in the context of diversity effects on the example of the plant species Field Scabious, Knautia arvensis. It was analysed to what extent the nectar quality (nutrient content) differs between plant individuals of one species. The underlying factors causing these differences in nectar composition have never been studied before. In order to investigate these coherences, plant communities in the Jena Experiment of different plant species richness levels containing the target plant species K. arvensis were used. In particular, we examined whether the nectar of K. arvensis is influenced by other neighbouring plant species, e.g. through competition for pollinators. The carbohydrate and amino acid content in nectar varied both between individuals of K. arvensis and between the different plant species richness levels. However, there were significant non-linear differences in the proportions of certain essential and phagostimulatory amino acids, which were produced proportionally more in the nectar of K. arvensis plants in species-rich plant communities, while histidine, one of the generally inhibiting amino acids tended to be less present. Our findings therefore suggest that the nectar of K. arvensis is more palatable when the plants grow in species-rich plant communities. Overall, these studies indicate how fragile plant-pollinator interactions are but also how important plant species-rich grasslands are to support plant-pollinator interactions. Increased plant species diversity is essential to ensure the availability of flowering resources throughout the year. Pollinators, such as honeybees, bumblebees, solitary bees, and hoverflies can use the niches in time and in vertical space complementarily. However, in plant species-poor grasslands there may be more niche overlaps, which is probably due to a reduced availability of resources. This points to the need to include different plant species belonging to different plant families, whose nectar may have evolved in response to morphological flower traits and metabolic pathways. Therefore plant species diversity can supply pollinators with nectar differing in carbohydrate and amino acid content and thus differing in quality. Also C-AA ratios have proven to be a useful measurement to reveal differences between plant species. In addition, C:AA ratios were not differing in nectar of K. arvensis individuals growing in different plant species richness levels, although their nectar seemed to be more attractive in mixtures with 16 plant species, likely due to higher content of essential and phagostimulatory amino acids than in plant species-poor mixtures. Thus further research investigating diversified farming systems, including pollinator-friendly practices to reveal the attractiveness of different plant species. More diversified field margins and grasslands, for the maintenance of pollinator services for sustainable provision of crop pollination.

Self-presentation of tourists and evaluation of the social environment: Prestige benefits of leisure travel (2022)

Westrup Kuhn, Friedericke Antonia

Does the presentation of travel experience affect personal prestige of tourists? Prestige enhancement has been considered a motive for travel by tourism researchers for decades. Yet, the question whether representation of travel experience actually leads to personal prestige enhancement has been widely neglected so far. The study of prestige benefits of travel is a necessary endeavour to develop suitable methodological approaches toward the concept, in order to close critical knowledge gaps and enhance scientific understanding. The present thesis lays out the rationale and results of three research projects which shed light onto the relationship between touristic self-presentation and its effects on personal prestige evaluations of the social environment. The empirical studies conducted in the frame of this dissertation conclude in the following main findings: Leisure travel is a useful means for people to self-express in a positive way, and material representations of travel are frequently displayed to others. Tourists make use of travel experience to self-present in a positive way by uploading photos on social media, collecting and displaying souvenirs, wearing jewellery and clothing from their last trip, or talking about their trips to others. They express positive self-messages about personal character traits, affiliation to social in-groups and proof of having travelled somewhere. The findings ascertain the utility of travel representations for positive self-expression, showing that travel experience is an effective vehicle for conspicuous consumption and self-expression as an antecedent for personal prestige enhancement. Personal prestige is an element of social relations, and holds capacity to affect perceptions of social inclusion and social distinction, so it has to be conceptualised as a multidimensional construct. In a tourism context, personal prestige is reliably measurable along the four dimensions of hedonism, social inclusion, social distinction and prosperity. The herein developed Personal Prestige Inventory (PPI) is a valid, reliable and parsimonious measurement tool which substantially enhances methodological approaches toward empirical research into personal prestige. The way in which people represent travel experience to others measurably affects how their personal prestige is evaluated by social others. Empirical evidence of a series of experimental studies provides support for the assumption that representation of travel experience has an effect on the social evaluation of tourists’ personal prestige. Experimental variance suggests small to moderate effects on personal prestige depending on the amount of leisure information given about a person, participation in tourism, and the destination and type of travel represented. This evidence is reasonable basis to conclude that whether and how people travel, and whether and how they share travel experience with others, does measurably affect social other’s evaluation of their personal prestige. By providing qualitative evidence for positive self-presentation through leisure travel, and the subsequent development and experimental application of the Personal Prestige Inventory (PPI) in a tourism context, the present dissertation enhances scientific understanding of personal prestige in the context of leisure travel and provides useful methodological advancements for further research into the topic.

How social and environmental accounting and reporting can affect corporate decision making (2022)

Hummel, Philipp

Companies increasingly use social and environmental accounting and reporting (SEAR) to measure, manage, and report their influence on ecological and social issues, i.e., climate change and human rights violations. One reason for the increased use of SEAR is that companies aim to support sustainable aspects in their business decision-making. Nowadays, there are many different tools, frameworks, and standards for SEAR that companies can use. Beyond the content presented in the tool itself, e.g., social and/or ecological information, these tools differ, among others, by the language used and the type of data collected (e.g., qualitative, quantitative, or monetary data). One the one hand, the range of different approaches for SEAR allows industry- and company-specific monitoring and reporting of sustainable issues. On the other hand, this variety as well as the lack of a common reference framework can lead to uncertainty of corporate decision-makers and stakeholders regarding the use and comparability of these approaches. While numerous previous scholars present advantages and opportunities of the use of SEAR for companies and society, there is a rising number of scholars criticizing the way (social and environmental) accounting and reporting is used today and its impact on a company’s environmental orientation and decision-making. Further, there is only limited literature on the question of which approach to use and how to use and introduce the particular approach for supporting sustainable decision-making within companies. This dissertation aims to expand previous literature by clarifying the effects of SEAR on corporate decision-making and its influencing factors. Additionally, antecedents for implementation and use of SEAR in regard to supporting sustainability decision-making are discussed. For this purpose, the given dissertation investigates public sustainability reports by companies with different environmental orientation, conducts two survey-based case studies on the effects of different types of SEAR and one qualitative case study on the antecedents of institutionalizing management accounting change through SEAR. The results lead to seven criteria that practitioners and researchers should recognize for supporting successful SEAR regarding a company’s environmental orientation, the role of employees and leadership as well as the specific SEAR tool itself. Additionally, this dissertation leads to several contributions to the scientific discussion and its influences on corporate environmental orientation and decision-making.

Enabling industrial symbiosis in industrial parks (2022)

Rohde-Lütje, Anna

Human activities have become a major driver of global change, so that global society and economy are facing consequences such as climate change, increasing scarcity of resources, environmental pollution and degradation as well as disturbances of ecosystem functioning and services.In order to meet these main challenges in an appropriate way, adequate starting points and solutions must be pursued at all levels to shift the current socio-economic pathway from an unsustainable to a safe operating and thus sustainable development within the planetary boundaries. One of the application concepts in industrial contexts is Industrial Symbiosis (IS), which deals with the set-up of advanced circular/cascading systems, in which the energy and material flows are prolonged for multiple material and energetic (re-)utilization within industrial systems in order to increase resource productivity and efficiency, while reducing environmental impacts. The overarching goal of the research project was to identify and develop approaches to enable the evolution of Industrial Symbiosis (IS) in Industrial Parks (IPs). Industrial Symbiosis (IS) is a collaborative cross-sectoral approach to connect the resource supply and demand of various industries in order to optimize the resource use through exchange of materials, energy, water and human resources across different companies, while generating ecological, technical, social and economic benefits. Many Information Communication Technology (ICT) tools have been developed to facilitate IS, but they predominantly focus on the as-is analysis of the IS system, and do not consider the development of a common desired target vision or corresponding possible future scenarios as well as conceivable transformation paths from the actual to the defined (sustainability) target state. This gap shall be addressed in this work, presenting the software requirements engineering results for a holistic IT-supported IS tool covering system analysis, transformation simulation and goal-setting. This study also aims to present the conceptual IT-supported IS tool and its corresponding prototype, developed for the identification of IS opportunities in IPs. This IS tool serves as an IS facilitating platform, providing transparency among market players and proposing potential cooperation partners according to selectable criteria (e.g. geographical radius, material properties, material quality, purchase quantity, delivery period). Therefore a quantitative indicator system was compiled and recurring patterns were identified to utilize this knowledge in the comprehensive IT-supported IS tool. So this IS tool builds the technology-enabled environment for the processes of first screening of IS possibilities and initiation for further complex business-driven negotiations and agreements for long-term IS business relationships.

Exploring pre-travel online destination experiences on destination websites: Design, dimensions and measurement (2022)

Köchling, Anne Gerlind

Destination websites, which are maintained by destination marketing/management organisations (DMOs), are a key source of information for tourists in the pre-trip phase. DMOs are increasingly applying experiential marketing on their websites to support positive pre-travel online destination experiences (ODEs) and make the vision of the holiday as vivid as possible. Thereby they aim to turn virtual visitors into physical visitors. However, research into technology-driven travel experiences is still in its infancy. In particular, a theoretical understanding of the nature of ODEs arising from destination websites is still lacking. Closing this knowledge gap is of great interest from a theoretical perspective; furthermore, it is of central importance for strategic marketing-controlling of destinations. Therefore, this dissertation is dedicated to an extensive investigation of ODEs on destination websites in the pre-travel phase. The aims were to analyse the influences of experiential design on ODEs, explore the ODE dimensions, and develop and validate a measurement tool for assessing the ODE values of destination websites. In the first qualitative multi-method study (eye-tracking, retrospective think-aloud protocols, semi-structured interviews, and video observations), the objective was to gain an in-depth understanding of the ODE facets in the travel inspiration phase. It was found that the experience dimensions adopted in previous research regarding the product-brand context (sensory, affective, intellectual, social, and behavioural dimensions) also occurred in the ODE context but exhibited some particularities, such as a future-oriented affective component (affective forecasting). Moreover, a supplementary spatio-temporal experience dimension was identified. An online field experiment was subsequently conducted and aimed at assessing the effects of applying experiential marketing on destination websites on ODEs in the travel inspiration phase. Based on the findings of Study 1, an initial attempt at developing an ODE measurement instrument was made and the ODE dimensionality tested. The results showed the theoretically relevant experience dimensions to be less differentiated compared to the product-brand context; instead, they merged into a holistic ODE encompassing several experience facets. Furthermore, it was shown that the application of experiential design enhanced ODEs; however, considering the subjectivity of experiences, the effect was rather small. Accordingly, complex multi-media elements do not automatically increase the experiential effect. In the third study, a quasi-online field experiment was conducted, simulating the travel information phase (higher involvement than Study 2) to re-assess the ODE dimensions and develop and validate a measurement instrument. The results showed the overall ODE to be reflected by two interrelated dimensions that aligned with the dual process theory: hedonic and utilitarian experiences. The facets identified in the first study were largely reflected in these two overarching components. Moreover, a reliable, valid, and parsimonious second-order measure for assessing ODEs was proposed. Overall, the results yielded by this dissertation enhance the scientific understanding of the technology-empowered tourist experience in the currently under-researched pre-travel experience phase. In addition, by proposing a new scale for the measurement of ODEs, this dissertation provides useful methodological advancements that can pave the way for further research in this field. The results will also be of great practical value for DMOs, as they yield a tool for controlling the experiential outcomes of websites as a base for strategic marketing decisions.

Entwicklung und Evaluation eines Emotionswissen-Training "Emo:-)s" für Kindergartenfachkräfte (2022)

Wosniak, Aileen

Im deutschsprachigen Raum fehlt es an gezielten präventiven Maßnahmen für Kindergartenfachkräfte, um das Emotionswissen von Kindern kontextsensibel und alltagsintegriert über die Sprache in Routinesituationen zu fördern. Diese Lücke soll durch die Entwicklung und Evaluation eines Emotionswissen-Trainings („Ems“) für Kindergartenfachkräfte geschlossen werden. Im 1. Teil soll auf den theoretischen Hintergrund des Konstrukts „Emotionswissen“ eingegangen werden. Darüber hinaus wird erklärt, wie sich das Emotionswissen im Kindergartenalter entwickelt, welche Rolle die Sprache spielt, warum die Förderung wichtig ist und welche aktuellen kommunikationsbasierten Tools geeignet sind, um das Emotionswissen bei Kinder zu fördern. Der folgende Abschnitt beschäftigt sich mit den Auswirkungen fehlender Förderung des Emotionswissens sowie den Fördermöglichkeiten im Kindergarten. Dabei wird auf bereits existierende Präventions- und Interventionsprogramme eingegangen. Im Anschluss folgt die theoretische Einbettung sowie die Entwicklung und Umsetzung von Ems. Die verschiedenen Trainingsinhalte sowie die angewendeten Methoden werden vorgestellt. Dann folgen theoretische Vorüberlegungen sowie die Evaluation von Ems auf vier verschiedenen Ebenen. Abschließend werden in diesem Abschnitt Zielsetzungen und Fragestellungen der Evaluation formuliert. Im folgenden Abschnitt werden dann die verwendeten Methoden näher vorgestellt. Im Ergebnisteil erfolgt zuerst die Analyse der fehlenden Werte. Da in der vorliegenden Arbeit eine hohe Anzahl an fehlenden Werten vorlag, wurden die Daten imputiert und anschließend separat (originale und gepoolte Daten) dargestellt. Es folgt im Anschluss eine Darstellung der methoden- und erwartungsbezogenen Ergebnisse. Im letzten Abschnitt der Arbeit werden die Ergebnisse der Evaluationsstudie interpretiert und in die aktuelle Forschung eingeordnet. Darüber hinaus wird Ems mit drei anderen deutschsprachigen Präventionsprogrammen verglichen. Abschließend werden die Limitationen der Evaluationsstudie besprochen. Es wird auf Anregungen und einen Ausblick für zukünftige Studien eingegangen.

The revolt of the disenfranchised: socio-cultural polarization and its effect on civic culture around the world (2022)

Schmitz, Anna-Elisabeth

Considering the recent success of right-wing populist candidates and parties in the United States and across Europe, there has for some years now been talk among scholars (and the wider public) about a worldwide democratic recession. Levitsky and Ziblatt paint a very gloomy picture when they write that democracy is at risk of dying. Others are not as pessimistic, but they still argue that democracy is in a state of serious disrepair. The younger generations appear to be especially unsupportive of democracy’s liberal principles and more willing to express support for authoritarian alternatives. What these authors overlook, however, is that the publics of advanced industrial societies have experienced an intergenerational value shift. In fact, populations in industrial democracies have become more liberal overall, but not everyone’s mindset is changing at the same speed. It is mainly – but not exclusively – the members of the lower classes that do not keep up. While societies have generally become more liberal, there is increasing alienation between the social classes over these liberal values. Drawing on a more recent trend in social class research with a social cognitive approach, this dissertation contributes to the study of growing anti-democratic tendencies around the world by analyzing the interplay between inequality dynamics and value orientations. The focus lies on investigating the effect socio-cultural polarization (i.e., ideological polarization between social classes) has on civic culture in the mature democracies of the West. The findings suggest that it is not ideological polarization between the social classes that has the greatest negative effect on civic culture, or general civic attitudes and behavior, for that matter. It is the increasing dissent in society about whether the country’s elites are still to be trusted with making the right decisions to increase the average citizen’s quality of life. This difference in opinion manifests itself in a decline in some civic attitudes.

Political challenges of a textile transformation (2022)

Beyers, Felix

In political and academic debates, there are increasing voices for a sustainable transformation that culminates in the demand for collaborative human action. Collaborative governance is a promising approach to address the difficult challenges of sustainability through global public and private partnerships between diverse actors of state, market and civil society. The textile and clothing industry (hereafter: textile sector) is an excellent example where a variety of such initiatives have evolved to address the wicked sustainability challenges. However, the question arises whether collaborative governance actually leads to transformation, also because the textile sector still faces various sustainability challenges such as the violation of workers' rights, agriculture and water pollution from toxic chemicals, and emissions from logistics that contribute significantly to climate change. In this dissertation, I therefore question whether and how collaborative governance in the textile sector provides space for, or pathways to, sustainability transformation. In three scientific articles and this framework paper, I use a mixed-methods research approach and follow scholars of sustainability science towards transformation research. First, I conduct a systematic literature review on inter-organizational and governance partnerships before diving into a critical case study on an interactive collaborative governance initiative, the German Partnership for Sustainable Textiles (hereafter: Textiles Partnership). The multi-stakeholder initiative (MSIs) was initiated by the German government in 2015 and brings together more than 130 organizations and companies from seven stakeholder groups. It aims at improving working conditions and reducing environmental impacts in global textile and clothing supply chains. In two empirical articles, I then explore learning spaces in the partnership and the ways in which governance actors navigate the complex governance landscape. For the former, I use a quantitative and qualitative social network analysis based on annual reports and qualitative interviews with diverse actors from the partnership. Then, I use qualitative content analysis of the interviews, policy documents and conduct a focus group discussion to validate assumptions about the broader empirical governance landscape and the social interactions within. Finally, in this framework paper, I use theories of transformation to distinguish forms of change and personal, political and practical spheres of transformation, and reflect on the findings of the three articles in this cumulative dissertation. I argue that collaborative governance in general and MSIs in particular provide spaces for actors to negotiate their diverse interests, values and worldviews, which is a valuable contribution to social learning and interaction for transformation. However, private governance structures and the diversity and unharmonized nature of initiatives in the landscape hinder the realization of the full potential of such partnerships for practical transformation. My case study shows that in such partnerships, structures emerge that impede the full engagement of all actors in constructive conflict for social learning because they create structures in which few are actively involved in making decisions. This traces back to a practical trade-off between learning and achieving governance outcomes. I argue that decisions should not be rushed, but space should be provided for the confrontation of different values and interests to arrive at informed solutions. Additionally, actors in such partnerships are completely overwhelmed by the multiplicity of different and mostly voluntary initiatives and partnerships, which bring different, non-harmonized commitments, so that actors take on varying and sometimes conflicting roles. MSIs are thus limited by the need for stronger state regulation, which in Germany is now leading to the implementation of the Due Diligence Act in June 2021. Collaborative governance initiatives are thus critical platforms where different actors are able to negotiate their values and political interests. However, they need to be embedded in governmental framework conditions and binding laws that transcend national borders, because the industry's challenges also transcend borders. Only in this way can they contribute substantively to transformation. Further research should focus on the interplay between state and private regulation through further case studies in different sectors and foster inter- and transdisciplinary research that allow for spaces for social interaction and learning between science and practice.

Entwicklungsweg zum interkulturellen Austausch zwischen Deutschland und der Türkei im Rahmen eines bi-nationalen Fraunhofer Forschungsverbunds (2022)

Dursun, Yasemin

Die wissenschaftliche Arbeit analysiert den interkulturellen Austausch zwischen der Türkei und Deutschland auf der Ebene von Forschungskooperationen und bei Akquisitionsgesprächen in der Türkei. Anhand von weiteren Situationsanalysen werden auch die Erfahrungen der Autorin in Deutschland aufgezeigt. Die teilnehmenden Beobachtungen und Situationsanalysen vertiefen empirisch die Frage der kulturellen und sozialen Bedingungen einer Markterschließung im Bereich von menschlichen Beziehungen und ökonomischen Rahmenbedingungen – wobei vor allem Forschungskooperationen in den Feldern von Ernährung und Pharmazie von Interesse sind. Die Analysen der teilnehmenden Beobachtungen werden anhand der Kulturdimensionen von Hofstede durchgeführt, es wird gezeigt inwieweit diese anwendbar sind und mögliche Ergebnisse für die Bewertungen einer Kultur erlauben könnten. Die Kulturdimensionen von Hofstede stehen im Mittelpunkt dieser Arbeit. Zuerst wird die aktuelle politische und wirtschaftliche Lage der Türkei in den letzten 20 Jahren aufgezeigt, dann wird das Konzept der „Interkulturellen Kompetenz“ beleuchtet. Sodann wird das Kulturkonzept von Hofstede im interkulturellen Dialog betrachtet und die allgemeine Kritik an Hofstede dargestellt, auch alternative Theorieansätze werden beschrieben. Die Strategie des Fraunhofer Forschungsverbunds wird über das praktische Vorgehen beleuchtet und Faktoren für den Erfolg beschrieben. Die Arbeit schließt mit einem methodisch-philosophischen Ausblick hinsichtlich des Zusammenhangs vom korrelativen Denken und der Anwendung der Kulturdimensionen von Hofstede.

Computing efficient data summaries (2022)

Mair, Sebastian

Extracting meaningful representations of data is a fundamental problem in machine learning. Those representations can be viewed from two different perspectives. First, there is the representation of data in terms of the number of data points. Representative subsets that compactly summarize the data without superfluous redundancies help to reduce the data size. Those subsets allow for scaling existing learning algorithms up without approximating their solution. Second, there is the representation of every individual data point in terms of its dimensions. Often, not all dimensions carry meaningful information for the learning task, or the information is implicitly embedded in a low-dimensional subspace. A change of representation can also simplify important learning tasks such as density estimation and data generation. This thesis deals with the aforementioned views on data representation and contributes to them. We first focus on computing representative subsets for a matrix factorization technique called archetypal analysis and the setting of optimal experimental design. For these problems, we motivate and investigate the usability of the data boundary as a representative subset. We also present novel methods to efficiently compute the data boundary, even in kernel-induced feature spaces. Based on the coreset principle, we derive another representative subset for archetypal analysis, which provides additional theoretical guarantees on the approximation error. Empirical results confirm that all compact representations of data derived in this thesis perform significantly better than uniform subsets of data. In the second part of the thesis, we are concerned with efficient data representations for density estimation. We analyze spatio-temporal problems, which arise, for example, in sports analytics, and demonstrate how to learn (contextual) probabilistic movement models of objects using trajectory data. Furthermore, we highlight issues of interpolating data in normalizing flows, a technique that changes the representation of data to follow a specific distribution. We show how to solve this issue and obtain more natural transitions on the example of image data.

Evaluation of a ball bearings dynamical responseunder different conditions using the recurrence analysis (2022)

Ambrozkiewicz, Bartłomiej

The doctoral dissertation deals with the problems of the diagnosis of rolling bearings using recurrence analysis. The main topic is the influence of radial internal clearance on the change of dynamics in a self-aligning double-row ball bearing with a tapered bore, in which the axial preload can control this parameter in a wide range. The dissertation began with an analysis of the state of knowledge, where the works related to the analyzes of the impact of radial clearance on the dynamics of rolling bearings have been cited so far. In the next part of the dissertation, the thesis was formulated and activities related to its proving were defined. The theoretical part was supplemented with the basics related to vibroacoustic diagnostics of rolling bearings and presented methods that can be used for their diagnostics. The research on proving the thesis was started with the preparation of a mathematical model in which a change in the damping coefficient in the field of radial clearance was adopted, a difference in the clearance value for a given row of balls was proposed, and the influence of shape errors and radial shaft endplay on the dynamics of the tested bearing was taken into account. During the dynamics tests, the radial clearance was adopted as a bifurcation parameter, and on the basis of the bifurcation diagram, it was possible to indicate the characteristic areas of bearing operation due to the radial internal clearance. In order to verify the model, experimental tests were carried out with a series of bearings in which the radial clearance was changed in a wide range possible to be physically realized. Recurrence analysis was used for both the dynamic response obtained from model and experimental studies. Owing to the comparative analysis of the dynamic response, recurrence quantificators were selected that are most susceptible to changes in radial clearance to bearing dynamics. Moreover, as a result of the research, it was possible to select a narrow range of radial clearance, ensuring the smoothest operation of the tested bearing.

Essays in empirical macroeconomics and finance (2022)

Nguyen, Tam Huu

Many dynamics are reshaping the global macroeconomics and finance. This cumulative dissertation empirically examines the impacts of two major global dynamics, the disaster risks and the China’s rise, on the global economy. Chapter 1 introduces the motivation and summarizes the dissertation. Chapter 2 investigates how geopolitical risks affect financial stress in the whole financial system and its sub-sectors (banking, stock, foreign exchange, bond) of major emerging economies. Chapter 3 shows how different disaster risks (financial, geopolitical, natural-technological) can explain the returns and risk premiums of stock and housing in advanced economies between 1870 and 2015. Chapter 4 examines how the rise of China is contributing to higher economic growth in emerging economies, especially after the Global financial crisis of 2007-2008. Chapter 5 illustrates how a close trade and investment relation with China has helped African countries to reduce poverty and to improve their income distribution.

Professionalisierung für einen inklusiven naturwissenschaftlichen Unterricht (2022)

Brauns, Sarah

Im naturwissenschaftlichen Unterricht werden Hypothesen geprüft, Modelle genutzt, Experimente durchgeführt, Phänomene mit naturwissenschaftlichen Konzepten erklärt, die naturwissenschaftliche Fachsprache verwendet, gesellschaftliche Anliegen über Nachhaltigkeitskriterien erörtert usw. (KMK, 2004a, 2004b, 2004c). Von diesen Charakteristika des naturwissenschaftlichen Unterrichts können Barrieren ausgehen, die dazu führen, dass nicht alle Schüler*innen an dem naturwissenschaftlichen Lernen partizipieren können (Ferreira González et al., 2021). Schüler*innen können Fehlvorstellungen von naturwissenschaftlichen Konzepten entwickeln oder motorische Schwierigkeiten beim Experimentieren zeigen (Schlüter, 2018). Lehrkräfte stehen vor der Aufgabe, den naturwissenschaftlichen Unterricht inklusiv zu gestalten, wobei diese Barrieren reduziert und den Schüler*innen Zugänge geboten werden sollen. Von den Charakteristika naturwissenschaftlichen Unterrichts können nicht nur Barrieren, sondern auch Potentiale zur inklusiven Gestaltung ausgehen (Ferreira González et al., 2021; Abels & Brauns, 2020). Unter anderem können Phänomene anschaulich, verblüffend sowie auf unterschiedlichen Abstraktionsebenen präsentiert werden (Menthe & Hoffmann, 2015). Insgesamt fühlen sich Lehrkräfte jedoch noch nicht ausreichend vorbereitet, ihren Unterricht inklusiv zu gestalten (van Miegham et al., 2020). Aus diesem Grund fordern Simon und Moser (2019) hochschuldidaktische Lehrformate für die Professionalisierung für den inklusiven Fachunterricht zu entwickeln. Im BMBF geförderten Projekt Nawi-In (Naturwissenschaftlichen Unterricht inklusiv gestalten) sind wir dieser Forderung nachgegangen, indem die Entwicklung professioneller Kompetenzen für den inklusiven naturwissenschaftlichen Unterricht von Lehramtsstudierenden der Primar- und Sekundarstufe beforscht wurde. Dabei wurden Lehramtsstudierende des naturwissenschaftlichen Primar- und Sekundarstufenunterrichts über drei Semester im Projektbandseminar begleitet. Im ersten Semester haben die Studierenden ihr theoretisches Wissen zum inklusiven naturwissenschaftlichen Unterricht vertieft, im zweiten Semester haben sie im Zuge der Praxisphase (halbjähriges Praktikum in der Schule) eigenen inklusiven naturwissenschaftlichen Unterricht gestaltet, reflektiert und beforscht, im dritten Semester fand die Aufbereitung und Analyse der Daten statt (Brauns et al., 2020). Als Teilprojekt des Nawi-In Projekts setzt diese Arbeit den Schwerpunkt auf drei Fokusse: die Entwicklung des Kategoriensystems inklusiver naturwissenschaftlicher Unterricht (KinU), die Beforschung der professionellen Handlungskompetenz sowie der professionellen Wahrnehmung bzgl. inklusiven naturwissenschaftlichen Unterrichts. Im ersten Fokus geht es sowohl um die Entwicklung und Validierung des KinUs als auch um die Überprüfung der Gütekriterien des KinUs (Brauns & Abels, 2020, 2021b). Zunächst wurden die Charakteristika inklusiven naturwissenschaftlichen Unterrichts, die die Kategorien des KinUs 1.0 darstellen, in einem systematischen Review aus der Literatur (n=297) induktiv abgeleitet. Bei diesem Verfahren wurden insgesamt n=935 Kategorien abgeleitet, die sich auf insgesamt vier Abstraktionsebenen von der allgemeinen Hauptkategorien-, über die Subkategorien-, Code- bis hin zur konkreten Subcode-Ebene des KinUs verteilen. Während zunächst n=16 Kategorien die Verbindung naturwissenschaftlicher Charakteristika mit der inklusiven Umsetzung auf der Hauptkategorien-Ebene gebildet haben, waren es nach der Weiterentwicklung und Überarbeitung des KinUs 2.0 n=15 Hauptkategorien. Die Weiterentwicklung des KinUs fand mithilfe der Validierung durch Datentriangulation statt. Durch die Anwendung des KinUs auf Video- und transkribierte Audiodaten wurden fortlaufend weitere Kategorien induktiv abgeleitet. Das KinU 2.0 besitzt insgesamt über alle vier Ebenen n=2117 Kategorien. Zudem wurde die Struktur des KinUs vereinfacht, sodass die inklusiven Zugänge zu jedem naturwissenschaftlichen Charakteristikum bis zur Code-Ebene als ein gleichbleibendes Muster abgebildet werden können. Mit der Überarbeitung des KinUs wurden die Gütekriterien der qualitativen Forschung empirische Fundierung, Reproduzierbarkeit, Reliabilität, Kohärenz und Limitationen sowie Übertragbarkeit überprüft und begründet bestätigt. Der zweite Fokus bezieht sich auf die Entwicklung und Beforschung der professionellen Handlungskompetenz der Lehramtsstudierenden bzgl. inklusiven naturwissenschaftlichen Unterrichts (Brauns & Abels, eingereicht, in Vorb. a, in Vorb. b). Dabei wurde analysiert, welche inklusiv naturwissenschaftlichen Charakteristika Lehramtsstudierende in ihrem Unterricht implementieren, wie sich ihre professionelle Handlungskompetenz während der Praxisphase entwickelt sowie welche Unterschiede und Gemeinsamkeiten sich für die Primar- und Sekundarstufen bzgl. ihrer professionellen Handlungskompetenz ergeben. Dafür wurden die Unterrichtsvideos, die die Studierenden während der Praxisphase jeweils zweimal von ihrem eigenen Unterricht angefertigt haben, mit dem KinU qualitativ inhaltlich analysiert. Insgesamt haben die Studierenden zwar unterschiedliche Zugänge auf der Subkategorien-Ebene zum naturwissenschaftlichen Unterricht implementiert, allerdings haben sie den Schüler*innen innerhalb dieser Zugänge nur selten verschiedene Optionen geboten. Das bedeutet, dass Studierende beispielsweise zur Anwendung naturwissenschaftlicher Untersuchungsmethoden zwar einen bestimmten Grad an Offenheit und ausgewählte kommunikative Zugänge gestaltet haben, innerhalb der Offenheitsgrade aber nur das geleitete Experimentieren für alle Schüler*innen angeboten haben. Im Vergleich der Schulstufen zeigt sich, dass sich die zunehmende Fachlichkeit von der Primar- zur Sekundarstufe wiederspiegelt. Insgesamt haben die Studierenden von dem ersten zum zweiten Unterrichtsvideo zunehmend mehr inklusiv naturwissenschaftliche Charakteristika in ihren Unterricht implementiert. Im dritten Fokus wurde die professionelle Wahrnehmung von Lehramtsstudierenden bzgl. inklusiven naturwissenschaftlichen Unterrichts beforscht (Brauns & Abels, in Vorb. a, in Vorb. b). Dabei wurde analysiert, welche inklusiv naturwissenschaftlichen Charakteristika Lehramtsstudierende wahrnehmen, wie sich ihre professionelle Wahrnehmung entwickelt sowie welche Unterschiede und Gemeinsamkeiten sich für die Primar- und Sekundarstufe bzgl. ihrer professionellen Wahrnehmung ergeben. Dafür wurden video-stimulierte Reflexionen durchgeführt, wobei die Studierenden Videoszenen bzgl. inklusiven naturwissenschaftlichen Unterrichts beschreiben, interpretieren sowie Handlungsalternativen generieren sollten. Bei den Video-Stimulated Reflections (VSRef) haben die Studierenden eine Videovignette aus einem Sachunterricht zum Thema Löslichkeit reflektiert. Die VSRefs wurden zu drei Zeitpunkten durchgeführt: vor dem ersten Mastersemester und vor sowie nach der Praxisphase im zweiten Mastersemester. Zudem wurden während der Praxisphase jeweils zweimal mit allen Studierenden Video-Stimulated Recalls (VSR) durchgeführt. Dabei haben die Studierenden Ausschnitte ihrer eigenen Unterrichtsvideos reflektiert. Sowohl die VSRef als auch die VSR wurden transkribiert und mit dem KinU qualitativ inhaltlich analysiert. Die Lehramtsstudierenden haben zunehmend mehr inklusiv naturwissenschaftliche Charakteristika in den eigenen und fremden Unterrichtsvideos wahrgenommen. Zwischen den Schulstufen waren nur geringe Unterschiede zu erkennen. Am häufigsten haben die Studierenden Zugänge zur inklusiven Gestaltung der Anwendung naturwissenschaftlicher Untersuchungsmethoden wahrgenommen. Insgesamt zeigt sich, dass die Lehramtsstudierenden ihre professionellen Kompetenzen bzgl. inklusiven naturwissenschaftlichen Unterrichts weiterentwickeln konnten. Zudem wurde mit der Entwicklung des KinUs ein Kategoriensystem zur Beforschung und ein Unterstützungsraster für Lehrkräfte zur Gestaltung inklusiven naturwissenschaftlichen Unterrichts geschaffen. Als Mehrwert für weitere Erkenntnisse im Bereich des inklusiven naturwissenschaftlichen Unterrichts ist es interessant, weitere Daten in die Analyse der professionellen Kompetenzen (angehender) Lehrkräfte einzubeziehen. Beispielsweise können Schüler*innen beobachtet werden, inwiefern sie partizipieren, um mit Bezug auf die Implementierung inklusiv naturwissenschaftlicher Charakteristika Rückschlüsse zu ziehen, inwieweit der naturwissenschaftliche Unterricht tatsächlich inklusiv gestaltet wurde

Sustainability transition of the electricity system : levels, actors and mechanisms (2021)

Rollert, Katarzyna Ewa

The dissertation consists of three scientific papers and a synopsis. The synopsis addresses the relevance of the dissertation and lists the key factors for the sustainability transition in the electricity system as a common denominator of the three papers. The relevance of the dissertation results, on the one hand, from the urgency of the sustainability transition in the electricity system and an insufficient transition willingness of the eastern European Member States. On the other hand, the Multi-Level-Perspective as one of the most important scientific frameworks to grasp transitions does not provide a sufficient explanation of its mechanisms. Moreover, Demand Response aggregators as new enterprises on the European electricity market and potential reform initiators are still under researched. The following key factors for the sustainability transition of the electricity system have been identified: supply security concerns, Europeanisation, policy making and the dominance of short-term oriented economic evaluation. Paper 1 The underlying factors in the uptake of electricity demand response: The case of Poland Author: Katarzyna Ewa Rollert Published: Utilities Policy, Volume 54, October 2018, 11-21, https://doi.org/10.1016/j.jup.2018.07.002 Demand response (DR) is considered crucial for a more reliable, sustainable, and efficient electricity system. Nevertheless, DR’s potential still remains largely untapped in Europe. This study sheds light on the roots of this problem in the context of Poland. It suggests that unfavorable regulation is symptomatic of the real, underlying barriers. In Poland, these barriers are coal dependence and political influence on energy enterprises. As main drivers, supply security concerns, EU regulatory pressure, and a positive cost-benefit profile of DR in comparison to alternatives, are revealed. A conceptual model of DR uptake in electricity systems is proposed. Paper 2 Gaining legitimacy for sustainability transition: A social mechanisms approach Authors: Ursula Weisenfeld and Katarzyna Ewa Rollert Review and re-submit: Environmental Innovation and Societal Transitions / August 2021 Applying a social mechanisms approach to the Multi-Level Perspective, we conceptualize mechanisms of socio-technical transitions and of gaining legitimacy for transitions as co-evolutionary drivers and outcomes. Situational, action-formational, and transformational mechanisms that operate as drivers of change in a socio-technical transition require corresponding framing and framing contests to achieve legitimacy for that transition. We illustrate our conceptual insight with the case of the coal dependent Polish electricity system. Paper 3 Demand response aggregators as institutional entrepreneurs in the European electricity market Author: Katarzyna Ewa Rollert Under review: Journal of Cleaner Production / August 2021 Demand Response (DR) aggregators act as intermediaries between electricity customers and network operators to tap the potential of the demand-based flexibility. This qualitative study reveals DR aggregators as institutional entrepreneurs that struggle to reform the still largely supply-oriented European electricity market. Unfavourable regulation, low value of flexibility, resource constraints, complexity, and customer acquisition are the key challenges DR aggregators face. To overcome them they apply a combination of strategies: lobbying, market education, technological proficiency, and upscaling the business. The study highlights DR aggregation as an architectural innovation that alters the interplay between key actors of the electricity system and provides policy recommendations including the necessity to assess the real value of DR in comparison to other flexibility sources by taking all externalities into account, a technology-neutral approach to market design and the need for simplification of DR programmes, and common standards to reduce complexity and uncertainty for DR providers.

Leveraging enterprise architecture for data-driven business model innovation (2021)

Rashed, Faisal

Motivation: Maximizing the value from data has become a key challenge for companies as it helps improve operations and decision making, enhances products and services, and, ultimately, leads to new business models. The latter two have been investigated by scholars as part of an emerging research field on data-driven business model innovation. While enterprise architecture (EA) management and modeling have proven their value for IT-related projects, the support of enterprise architecture for data-driven business models (DDBMs) is a rather new and unexplored field. We argue that the current understanding of the intersection of data-driven business model innovation and enterprise architecture is incomplete because of five challenges that have not been addressed in existing research: (1) lack of knowledge of how companies design and realize data-driven business models from a process perspective, (2) lack of knowledge on the implementation phase of data-driven business models, (3) lack of knowledge on the potential support enterprise architecture modeling and management can provide to data-driven business model endeavors, (4) lack of knowledge on how enterprise architecture modeling and management support data-driven business model design and realization in practice, (5) lack of knowledge on how to deploy data-driven business models. We address these challenges by examining how enterprise architecture modeling and management can benefit data-driven business model innovation. Research Approach: Addressing the challenges mentioned above, the mixed-method approach of this thesis draws on a systematic literature review, qualitative empirical research as well as the design science research paradigm. We conducted a systematic literature search on data-driven business models and enterprise architecture. Considering the novelty of data-driven business models for academia and practice, we conducted explorative qualitative research to explain “why” and “how” companies embark on realizing data-driven business models. Throughout these studies, the primary data source was semi-structured interviews. In order to provide an artifact for DDBM innovation, we developed a theory for design and action. The data-driven business model innovation artifact was inductively developed in two design iterations based on the design science paradigm and the design science research framework. Contribution: This thesis provides several contributions to theory and practice. We identified a clear gap in previous research efforts and derived 42 data-driven business model-related EA concerns. In order to address the identified literature gap, we provide empirical evidence for data-driven business model innovation. Four pathways of data-driven business model design and realization were identified. Along these pathways, an overview of EA application areas was derived from the empirical and theoretical findings. With the aim of supporting practitioners in data-driven business model innovation, this thesis was concerned with the development of a reference model. The reference model for data-driven business model innovation provides a broad view and applies enterprise architecture, where appropriate. This thesis provides five recommendations for practitioners realizing data-driven business models that address the demand for support in data-driven business model innovation. Limitations: Several limitations must be considered. We acknowledge the threat to validity based on the fact that the thesis was written over the span of two years. As DDBMs are an emerging phenomenon in the literature, our thoughts on the underlying concepts have also evolved. Our ideas evolved to include a wider range of literature, different terminology, and a broader empirical foundation. We have gathered and analyzed the extended literature on EA and DDBM interconnectivity. However, the selection of keywords restricts the set of results. The data stem from a limited number of organizations and industries; thus, our conceptual developments need further testing to ensure generalizability. Future Research: This thesis suggests several fruitful research avenues. Complementing the current concepts with additional data and quantitative research methods could address the existing threats to validity. A deeper understanding of data-driven business model innovation pathways, in the light of the detailed methods per pathway, would enhance the knowledge on this topic. Future research could focus on conducting additional design cycles for the data-driven business model innovation reference model. It would be interesting to enrich the findings of this thesis with quantitative data on correlations in data-driven business model innovation and enterprise architecture support. Furthermore, investigating a single case study and exploring new application fields of enterprise architecture in the data-driven business model innovation context would benefit research and practice would benefit.

Ikonizität der Information (2021)

Freyberg, Linda

Die vorliegende Dissertation „Ikonizität der Information“ befasst sich mit der ikonischen Dimension von Wissensorganisationssystemen (KOS) und dem epistemischen Potenzial von Bildlichkeit, bzw. Ikonizität auf Zeichenebene, im Bereich des digitalen Kulturerbes. Dabei bezieht sich die Ikonizität der Information einmal auf eine implizite Dimension auf einer strukturellen Ebene sowie auf explizite Ausdrucksformen wie Visualisierungen, die Objekte und ihre Relationen topologisch darstellen. In einem interdisziplinären Ansatz, der sich unter anderem auf Bild-, Zeichen und Medientheorie bezieht, werden sowohl aktuelle Visualisierungen als auch historische Entwicklungen in der Theorie und Modellierung von Wissensorganisationssystemen analysiert. Der Theorieteil, in dem die Konzepte Information, Zeichen und Ikonizität adressiert werden, stützt sich vor allem auf die universelle Zeichentheorie und das Konzept des diagrammatic reasoning von Charles Sanders Peirce und bildet die Basis für die Analyse impliziter und expliziter Bildlichkeit in der digitalen Wissensorganisation. Die Kategorien Genauigkeit (accuracy) und Effizienz (effiency) dienen als Parameter für eine Analyse des europäischen Kulturerbeportals Europeana, mit dem Ziel den Grad der semantischen Kontextualisierung (Dichte der Beschreibung) zu identifizieren. Die Vagheit und Mehrdeutigkeit oder simultane Pluralität visueller Ausdrucksformen bildet einen ikonischen Überschuss, welcher als maßgeblich für die Erkenntnisfunktion der Bildlichkeit identifiziert wird. Diese Forschung bietet einen theoretischen Rahmen für das Verständnis und die Konzeption von Visualisierungen und multimodalen KOS.

Internetbasierte Interventionen zur Behandlung von Depressionen : Wer profitiert, wer nicht? Psychologische, soziale und motivationale Faktoren, die den Behandlungserfolg beeinflussen (2021)

Reins, Jo Annika

Aufgrund der starken Beeinträchtigung der Lebensqualität beim Erleiden von depressiven Symptomen und der hohen Prävalenzraten spielen Depressionen eine gewichtige Rolle im Forschungsfeld der mentalen Gesundheit. Durch eine zunehmende Digitalisierung erscheint es naheliegend, depressive Störungen auch mithilfe internetbasierter Maßnahmen zu behandeln – mit dem Ziel, Betroffenen auf diese Weise neben der traditionellen Psychotherapie weitere Unterstützungsangebote zur Verfügung stellen und zugleich Behandlungsbarrieren überwinden zu können. Für den effektiven Einsatz internetbasierter interventionen existiert bereits vielfältige Evidenz – sowohl für Betroffene mit majoren Depressionen als auch für Personen, die subklinische Beschwerden aufweisen. Bisher gibt es allerdings nur begrenzte Erkenntnisse darüber, ob internetbasierte Maßnahmen zur Behandlung von majoren Depressionen auch aktiven Kontrollbedingungen überlegen sind. Die Ergebnisse einer randomisiert-ontrollierten Studie (RCT = randomized controlled trial) zum Vergleich einer internetbasierten Intervention mit reiner Online-Psychoedukation (Studie 1) zeigen, dass dies zutrifft. Darüber hinaus ist die Erkenntnislage für Personen mit subklinischen depressiven Symptomen hinsichtlich ihrer langfristigen Wirksamkeit inkonsistent. Eine Meta-Analyse auf Basis der individuellen Teilnehmerdaten (IPD-MA = individual participant data meta-analysis) zur Evaluation der Wirksamkeit internetbasierter Maßnahmen zur Behandlung von subklinischen depressiven Symptomen (Studie 2) führte zu einer kurz-, mittel- und langfristigen Überlegenheit der Behandlungsgruppe im Vergleich zur Kontrollgruppe. Eine zusätzliche Analyse ergab, dass das Risiko für die Entwicklung einer majoren Depression innerhalb von 12 Monaten in der Interventionsgruppe im Vergleich zur Kontrollgruppe 28 % geringer ist. Für die Implementierung internetbasierter Maßnahmen in die Routineversorgung ist es gegebenenfalls erforderlich, geeignete Maßnahmen zu ergreifen, um mit den Studienergebnissen vergleichbar hohe Effekte bei den Betroffenen zu erreichen. Die Identifizierung von Faktoren, die den Behandlungserfolg beeinflussen, ist von großem Interesse, um internetbasierte Maßnahmen geeigneten Populationen kosteneffektiv und mit maximalem Nutzen zur Verfügung stellen zu können. Die IPD-MA für Personen mit subklinischen Symptomen (Studie 2) zeigte, dass eine hohe initiale Symptomschwere und höheres Alter zu einer niedrigeren depressiven Symptomatik zum Post-Messzeitpunkt führten. Eine weitere IPD-MA für Personen mit majorer Depression (Studie 3) identifizierte darüber hinaus ein geringes Bildungsniveau als Risikofaktor für eine Symptomverschlechterung. Die Ergebnisse des RCT (Studie 1) lassen vermuten, dass für TeilnehmerInnen mit orangehender Psychotherapieerfahrung Online-Psychoedukation bereits hilfreich ist, während diese Maßnahme für Therapie-Neulinge keinen Nutzen zeigt, sie aber erheblich von der internetbasierten Intervention zur Behandlung ihrer Symptome profitieren. Weitere Forschung hinsichtlich einer möglichen Individualisierung internetbasierter Interventionen erscheint sinnvoll. Angesichts der zunehmenden Nutzung internetbasierter Maßnahmen zur Behandlung von depressiven Symptomen erscheint es erforderlich, das Augenmerk neben dem Behandlungsnutzen auch auf die unerwünschten Nebenwirkungen zu lenken, für deren Berichterstattung und Handhabung es in diesem Forschungsfeld bisher kaum einen Konsens gibt. Die IPD-MA zur Behandlung von majoren Depressionen (Studie 3) konnte zeigen, dass das Risiko für eine reliable Verschlechterung von der Ausgangssituation bis zum Post-Messzeitpunkt in der Interventionsgruppe im Vergleich zur Kontrollgruppe signifikant geringer war. Eine langfristige Überlegenheit ließ sich nicht konsistent bestätigen. Der RCT (Studie 1) zeigte keinen signifikanten Unterschied in den Verschlechterungsraten zwischen den beiden Versuchsgruppen. In Studie 2 war die Interventionsgruppe der Kontrollgruppe zum Post-Messzeitpunkt und nach 12 Monaten hinsichtlich einer Symptomsteigerung um 50 % überlegen. Wie negative Effekte von internetbasierten Maßnahmen zukünftig idealerweise definiert und berichtet werden sollten, bedarf weiterer Klärung. Es ist anzunehmen, dass internetbasierte Interventionen für die meisten Betroffenen zu einem Behandlungserfolg führen und die TeilnehmerInnen keinem höheren Risiko für eine Symptomverschlechterung ausgesetzt sind als wenn sie an keiner Maßnahme teilnehmen würden.

Understanding learning in water governance: the process and products of learning through participatory decision making, adaptive management, and governance learning (2021)

Kochskämper, Elisa

Water is vital for humankind and ecosystems alike. However, population growth, agricultural inten-sification, urbanization, and climate change embody potential hazards and pressures for water re-sources without existing long-term solutions. For two decades now, policy and governance literature has increasingly emphasised the role of learning in finding solutions to environmental policy prob-lems and effectively steering governance practices. Participation of non-state actors in decision mak-ing is widely considered to deliver learning products that support effective outcomes for environ-mental problems. Besides, the institutionalisation of participation through legislation opens up the necessity for (administrative) organizers to learn about participation as a governance mode in order to steer its effective working. Apart from participation, management approaches specifically aiming at driving learning, such as adaptive management (AM), are increasingly endorsed in water govern-ance. Despite the current prominence of learning in the environmental governance literature, evi-dence is lacking on which learning approaches function effectively regarding outcomes, whether participation aids learning, and how learning about successful governance arrangements is most effectively promoted. This doctoral dissertation aims to contribute to clarification of the potential of learning for water governance. The goal is to trace and understand the environmental impacts of learning through par-ticipation (research aim 1) and adaptive management (research aim 2), and the effect of learning on participation as a governance mode (research aim 3). For this goal, I engage in a predominantly qualitative research design following the case study method. For every specific research aim cases are selected and analysed qualitatively according to conceptual categories and mechanisms which are defined beforehand. Quantitative studies are used to corroborate the results for research aim 1 and 2 in a mixed-method approach to enhance the valid-ity of results. The empirical research context is European water governance, the implementation of the EU Water Framework and EU Floods Directive (WFD, FD) specifically. Eight cases of participa-tory decision-making across three European countries and five cases of AM in Northern Germany for WFD implementation are examined to identify whether learning in these processes enhanced envi-ronmental outcomes. To detect whether governance learning by public officials occurred, the design of participatory processes for FD implementation in ten German federal states is assessed. The findings of research aim 1, understanding learning through participation and its effects on water governance, reveal that participatory planning led to learning through improved understandings at an individual and group level. Learning did, however, hardly shape effective outcomes. In the AM cases (research aim 2) managers and participants of implementing networks improved their knowledge as well as capacities, and spread the results. Nonetheless, environmental improvement was not necessarily linked to ecological learning. Regarding learning about participation as a govern-ance mode (research aim 3) all interviewed public officials in German federal states reported some degree of governance learning, which emerged not systematically but primarily drawing on own experiences and intuition. These findings are condensed into three overarching lessons for learning in water governance: (1) Interactive communication seems to form the overall frame for participant and group learning. Framing of learning experiences turned out to play an important and potentially distorting role, for which professional facilitation and structured knowledge aggregation methods might be an im-portant counterbalance. (2) Learning did not automatically enhance environmental outcomes. It may thus not be an explanatory variable for policy outcomes, but a conditioning or intervening vari-able related to collective action, motivation for participation, and situating the issue at hand at wider societal levels. (3) The concepts of puzzling and powering might help understand learning as a source for effectiveness in the long-term when complemented with interest-based debates for creat-ing sufficient political agency of policy issues. Learning seen as puzzling processes might instruct acceptance and legitimization for new powering efforts. The perpetuation of learning in systematic ways and structures appears to characterize an alternative to this reflexive and strategic interplay, for which the water-related EU directives provide the basis. These insights are of practical and policy relevance, particularly for policy makers and practitioners in the pursuit of learning. They may further contribute to the academic understanding of learning in water governance and its potential contribution to transforming and adapting water governance re-gimes, as envisioned in the European water-related directives.

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