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Der vorliegende Beitrag beschäftigt sich, wie zwei vorangegangene Berichte, mit den Arbeits-bedingungen von Unternehmern. Als Analysebasis dienen die Daten des European Survey on Working Conditions aus den Jahren 2000, 2005 und 2010 sowie, nun ergänzend, die Daten aus der Erhebung aus dem Jahr 2015. Über die vier Erhebungswellen hinweg betrachtet ergeben sich, was die Beschreibung der Arbeitssituation der Unternehmer angeht, keine wesentlichen Verän-derungen. Die Unternehmer sind, was ihre Arbeitsbedingungen angeht, zum Teil, aber nicht durchgängig, besser gestellt als die übrigen Erwerbspersonen. Grundlage der Analyse ist ein ein-faches Modell, das positive und negative Aspekte der Arbeitssituation gegenüberstellt. Aus the-oretischer Sicht von Interesse sind die sich wechselseitig verstärkenden Effekte von Belastungs- und Motivationsfaktoren.
Wind energy is expected to become the largest source of electricity generation in Europe’s future energy mix with offshore wind energy in particular being considered as an essential component for secure and sustainable energy supply. As a consequence, future electricity generation will be exposed to an increasing degree to weather and climate. With planning and operational lifetimes of wind energy infrastructure reaching climate time scales, adaptation to changing climate conditions is of relevance to support secure and sustainable energy supply. Premise for success of wind energy projects is the ability to service financial obligations over the project lifetime. Though, revenues(viaelectricity generation) are exposed to changing climate conditions affecting the wind resource, operating conditions or hazardous events interfering with the wind energy infrastructure. For the first time, a procedure is presented to assess such climate change impacts specifically for wind energy financing. At first, a generalised financing chain for wind energy is prepared to(qualitatively) trace the exposure of individual cost elements to physical climate change. In this regard, the revenue through wind power production is identified as the essential component within wind energy financing being exposed to changing climate conditions. This implies the wind resource to be of crucial interest for an assessment of climate change impacts on the financing of wind energy. Therefore, secondly, a novel high-resolution experimental modelling framework with the non-hydrostatic extension of the regional climate model REMO is set up to generate physically consistent climate and climate change information of the wind resource across wind turbine operating altitudes. With this setup, enhanced simulated intra-annual and inter-annual variability across the lower planetary boundary layer is achieved, being beneficial for wind energy applications, compared to state-of-the-art regional climate model configurations. In addition, surrogate climate change experiments with this setup disclose vertical wind speed changes in the lower planetary boundary layer to be indirectly affected by temperature changes through thermodynamically-induced atmospheric stability alterations. Moreover, air density changes are identified to occasionally exceed the net impact of wind energy density changes originating from changes in wind speed. This supports the consideration of air density information (in addition to wind speed) for wind energy yiel assumptions. Thirdly, the generated climate and climate change information of the wind resource are transferred to a simplified but fully-fledged financial model to assess the financial risk of wind energy project financing with respect to changing climate conditions. Sensitivity experiments for an imaginary offshore wind farm located in the German Bight reveal the long-term profitability of wind energy project financing not to be substantially affected by changing wind resource conditions, but incidents with insufficient servicing of financial obligations experience changes exceeding -10% to 14%. The integration of wind energy-specific climate and climate change information into existing financial risk assessment procedures would illustrate a valuable contribution to enable climate change adaptation for wind energy. In particular information about intra-annual and inter-annual variability change of the wind resource originating from changing climate conditions permit the quantification of additional financial risk associated to debt repayment obligations and, subsequently, enable the development of suitable preventive economic measures. Though, additional efforts in combination with future technical development are necessary to provide essential additional information about the bandwidth of climate change and uncertainties associated to such sector-specific climate and climate change information.
In response to the challenges of the energy transition, the German electricity network is subjected to a process of substantial transformation. Considering the long latency periods and lifetimes of electricity grid infrastructure projects, it is more cost-efficient to combine this need for transformation with the need to adapt the grid to future climate conditions. This study proposes the spatially varying risk of electricity grid outages as a guiding principle to determine optimal levels of security of electricity supply. Therefore, not only projections of future changes in the likelihood of impacts on the grid infrastructure were analyzed, but also the monetary consequences of an interruption. Since the windthrow of trees was identified a major source for atmospherically induced grid outages, a windthrow index was developed, to regionally assess the climatic conditions for windthrow. Further, a concept referred to as Value of Lost Grid was proposed to quantify the impacts related to interruptions of the distribution grid. In combination, the two approaches enabled to identify grid entities, which are of comparably high economic value and subjected to a comparably high likelihood of windthrow under future climate conditions. These are primarily located in the mid-range mountain areas of North-Rhine Westphalia, Baden-Württemberg and Bavaria. In comparison to other areas of less risk, the higher risk in these areas should be reflected in comparably more resilient network structures, such as buried lines instead of overheadlines, or more comprehensive efforts to prevent grid interruptions, such as structural reinforcements of pylons or improved vegetation management along the power lines. In addition, the outcomes provide the basis for a selection of regions which should be subjected to a more regionally focused analysis inquiring spatial differences (with respect to the identified coincidence of high windthrow likelihoods and high economic importance of the grid) among individual power lines or sections of a distribution network.
Through the expansion of human activities, humanity has evolved to become a driving force of global environmental change and influences a substantial and growing part of natural ecosystem trophic interactions and energy flows. However, by constructing and building its own niche, human distance from nature increased remarkably during the last decades due to processes of globalization and urbanization. This increasing disconnect has both material and immaterial consequences for how humans interact and connect with nature. Indeed, many regions across the world have disconnected themselves from the productivity of their regional environment by: (1) accessing biological products from distant places through international trade, and (2) using non-renewable resources from outside the biosphere to boost the productivity of their natural environment. Both mechanisms allow for greater resource use then would be possible otherwise, but also involve complex sustainability challenges and lead to fundamentally different feedbacks between humans and the environment. This dissertation empirically investigates the sustainability of biophysical human-nature connections and disconnections from a social-ecological systems perspective. The results provide new insights and concrete knowledge about biophysical human-nature disconnections and its sustainability implications, including pervasive issues of injustice. Through international trade and reliance on non-renewables, particularly higher-income regions appropriate an unproportional large share of global resources. Moreover, by enabling seemingly unconstrained consumption of resources and simultaneous conservation of regional ecosystems, increasing regional disconnectedness stimulates the misconception of decoupling. Whereas, in fact, the biophysically most disconnected regions exhibit the highest resource footprints and are, therefore, responsible for the largest environmental damages. The increasing biophysical disconnect between humans and nature effectively works to circumvent limitations and self-constraining feedbacks of natural cycles. The circumvention of environmental constraints is a crucial feature of niche construction. Human niche construction refers to the process of modifying natural environments to make them more useful for society. To ease integration of the chapters in this thesis, the framework paper uses human niche construction theory to understand the mechanisms and drivers behind increasing biophysical disconnections. The theory is employed to explain causal relationships and unsustainable trajectories from a holistic perspective. Moreover, as a process-oriented approach, it allows connecting the empirically assessed states of disconnectedness with insights about interventions and change for sustainability. For a sustainability transformation already entered paths of disconnectedness must be reversed to enable a genuine reconnection of human activities to the biosphere and its natural cycles. This thesis highlights the unsustainability of disconnectedness and opens up debate about how knowledge around sustainable human niche construction can be leveraged for a reconnection of humans to nature.
This paper-based dissertation deals with capital structures and tax policies of German family businesses. The provision of sufficient financial resources is crucial for a firm’s survival and thus represents a central task for a firm’s management. Family firms as the predominant company form in Germany are mainly characterized by the overlapping of the two spheres family and business, both having different goal systems and preferences. This also has an impact on decision making with regard to corporate finance including the application of tax avoidance policies. In Germany, bank finance is the dominant financing source for family firms but there is a preference for internal finance since it comes along with more external independency. Extant research usually bases its results on samples of publicly listed companies. These studies come up with different results regarding family firms’ actual financing preferences and capture their heterogeneity only to a very little extent. In this light, the present dissertation and its three papers examine different research questions in the context of capital structure decisions and tax avoidance in family firms. All the three papers apply a quantitative empirical research design. The first paper is a comparison between capital structures of family firms and non-family firms. The paper examines differences in bank debt and trade credit ratios. Overall, the findings show that family firms have significantly higher overall and long-term debt levels compared to their non-family counterparts. The identity as a family firm, which leads to a leap of faith by banks, can be a possible explanation for these results. The second paper is an in-depth examination of drivers of bank debt levels within the group of family firms. Further, it addresses heterogeneity amongst family firms and combines survey results and corresponding financial information. This represents a first attempt to capture family firm heterogeneity and its link to financial issues. The study shows that the more power in the company is exerted via management or supervisory board by the family, the less bank debt is used. Paper three is an extension of the previous two studies as it sheds light on tax avoidance, a significant instrument to strengthen the internal financing capability of a firm. This also takes up a research gap as there is very little research on taxation in family firms. Contrary to the expectation, the study reveals that private family firms might pay less tax than their non-family peers.
The topic of the dissertation, entitled ´Cross-national evaluation of the sources of anti-trafficking enforcement´, is highly relevant from the perspectives of global governance and human rights protection. This thesis aims to provide a quantitative, cross-nationally comparative, longitudinal and multilevel study of the drivers and hindrances of national governments´ anti-trafficking measures. In this research, both macro-level determinants of anti-trafficking enforcement and micro-level foundations of human trafficking are explored. In the manuscript, large-N comparative research examines how characteristics of countries interact with people´s attitudes towards violence to better understand what creates environments that are more or less supportive of governments´ anti-trafficking efforts. The results presented in the thesis speak not only in favor of studying this topic systematically and cross-nationally, addressing existing gaps in the literature but also in favor of combining macro- and micro-level evidence for developing more effective policy responses against human trafficking.