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Institute
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We are in a phase of an alarming biodiversity loss, by scientist already referred to as Earth’s sixth mass extinction. According to estimations, the current extinction rates are 100 to 1000 times higher than those predicted from fossil records. To counteract species loss and preserve the remaining biodiversity, with its important ecosystem functioning and services essential to human well-being, there is an urgent need to develop promising and long-term conservation strategies. In order to achieve these goals, extensive research to gain a better understanding of the general mechanisms underlying community diversity is of greatest importance. Especially, the identification of intrinsic ecological and distributional species traits is receiving increased attention in ecology and conservation biology research. Depending on the expression of their traits, species perform particular ecosystem functions and respond in a specific manner to environmental conditions. The identification of the effect of certain traits on community compositions can therefore significantly improve our understanding of species extinction processes and help to develop valuable and appropriate recommendations for conservation management. As trait-based analyses are applicable to different geographical, temporal and taxonomical scales, they may even allow for a broader generalization if similar results are found on different scales, i.e. for local species pools, the complete species pools of different habitat types or the entire species pool across several habitat types including different climatic regions. Although insects make up the largest part of animal diversity and provide essential ecosystem services in form of e.g. pollination, pest control, and decomposition, the majority of studies on extinctions have mainly focused on vertebrates. Among invertebrates either charismatic taxa or those targeted by conservation laws have been investigated until now (e.g. butterflies or saproxylic beetles). Being highly species-rich and trait-diverse, ground beetles (Coleoptera: Carabidae) should be even more suitable for conducting trait-based analyses. Thus, using ground beetles as a model taxon, four case studies focusing on the analyses of traits form the basis of this doctoral thesis. The work of this thesis was conducted with the aim of gaining general insights on the influence of species traits on ground beetle community compositions, such as habitat occupancy and species vulnerability to extinction, for instance. An important aspect when investigating species traits is the consideration of confounding factors which could influence the results, such as dependent relations between the different traits. Compiling a large dataset of 566 Central European species, I identified that dependent relations between the six tested traits of ground beetles (distribution range size, habitat specialization, body size, hind-wing morphology, breeding season and trophic level) are highly common. Across all identified dependent trait relations, the relation between body size and hind wing morphology or range size and hind wing morphology showed the strongest significant dependencies. Since the consideration of trait relations is necessary to provide reliable interpretations, all analyses of this thesis tested several traits simultaneously and considered possible trait interactions. Studies on local communities found specific traits characterizing the local species pools of certain habitat types. Here, the species pools of seven different habitat types (coastal, forest, mountain, open, riparian, wetland and special habitat) were used to determine habitat-specific trait filters. The identified traits, characteristic for certain habitat types, were in most cases in accordance with the previous findings on local communities. Across Germany, the species of frequently disturbed habitat types, namely coastal, riparian and wetland habitats were characterized by small body size, high amount of macroptery, intermediate to high habitat specialization, spring breeding, and predatory feeding behavior. The species of stable habitat types (forest, mountain, and open habitats), however, were found to be generally larger in body size and more frequently breeding in autumn, further displaying greater variations in the other traits. The gained knowledge on the habitat-specific filtering of traits improve our understanding of the organization and assembly of communities, and can thereby help to detect alterations in the habitat-specific species pool due to natural or human-induced environmental changes. Furthermore, traits can provide evidence on species occurrences and vulnerability to extinction. Three case studies of this thesis aimed to gain new insights on this topic, through the investigations on the following research questions; I. Which traits drive species extinction risks of Central European ground beetle species, II. How traits influence the species occurrences of 28 forest species within a large area in Central Europe, and III. Whether certain traits are related to long-term population trends of the species pool from an ancient forest in northern Germany. The results indicated, that depending on the habitat type and tested species pool, different traits prove to be good predictors for the vulnerability of species. Nevertheless, across different geographical and taxonomical scales, especially species with small range sizes and high habitat specialization faced a greater risk of extinction. Therefore, the two traits distributional range size and habitat specialization emerge as reliable predictors of ground beetles vulnerability to extinction. Interestingly, body size did not display a consistent response; while increasing body size led to higher extinction risk in riparian, wetland and open habitats and large macropterous species showed higher extinction risks across the entire species pool, smaller species showed long-term population declines in an ancient forest. To summarize, this thesis presents a comprehensive picture of ground beetle species traits, providing valuable insights and a better understanding of the mechanisms driving changes in ground beetle diversity. On the basis of the results presented in this work, the efficiency of biodiversity protection can be increased by developing appropriate management and recovery plans, especially targeting species of threatened habitat types or ‘functional groups’ of species, exhibiting trait values strongly associated with a greater vulnerability to extinction.
"Sustainable development: enough for everyone, forever" is the definition of sustainability. Sustainable landscape development is the main goal of decision makers worldwide. Achieving this goal in the long term leads to achieving social, economic and environmental sustainability. Remote sensing has been playing an essential role in monitoring remote areas. This study has employed part of the role of remote sensing in supporting the direction of decision makers towards sustainable landscape development. The study has focused on some of the main elements affecting sustainable environment as stated in Agenda 21. These elements are land uses, specifically agricultural land uses, water quality, forests, and water hazards such as floods.
Three research programs were undertaken to investigate the role of Terrasar-x imagery, as a source of remote sensing data, in monitoring the environment and achieving the previous stated elements. The investigation was intended to investigate the effectiveness of TSX imagery in identifying the cropping pattern of selected study areas by employing a pixel-based supervised maximum likelihood classifier, as published in Paper I, assessment of the efficiency of using TSX imagery in determining land use and the flood risk maps by applying an object-based decision tree classifier as published in Paper II, and determination of the potential of inferential statistics tests such as the two samples Z-test and multivariate analysis, for example Factor Analysis, for identifying the kind of forest canopy, based on the backscattering coefficient of TSX imagery of forest plots, as presented in Paper III. Papers I and II covered two pilot areas in the Lower Saxonian Elbe Valley Biosphere Reserve “das Biosphärenreservat „Niedersächsische Elbtalaue„ around Walmsburger Werder between Elbe-Kilometer 533 - 543 and Wehninger Werder between Elbe-Kilometer 505 - 520. Paper III focused on the Fuhrberger Feld water protection area near Hanover in Germany. The inputs for this research were mainly SAR Imagery and the ground truth data collected from field surveys, in addition to databases, geo-databases and maps.
The study presented in Paper I used two filters to decrease speckle noise namely De-Grandi as multi-temporal speckle filter, and Lee as an adaptive filter. A multi-temporal classification method was used to identify the different crops using a pixel-based maximum likelihood classifier. The classification accuracy was assessed based on the external user accuracy for each crop, the external producer accuracy for each crop, the Kappa index and the external total accuracy for the entire classification. Three cropping pattern maps were produced namely the cropping pattern map of Wehninger Werder in 2011 and the cropping pattern maps of Walmsburger Werder in 2010 and in 2011. The study showed that image filtering was essential for enhancing the accuracy of crop classification. The multi-temporal filter De-Grandi enhanced the producer accuracy by about 10% compared to the Lee filter. Furthermore, gathering and utilizing large ground truth data greatly enhanced the accuracy of the classification. The research verified that using sequence images covering the growing season usually improved the classification results. The results exposed the effect of the polarization, where using VV-polarized data enabled on average 5% higher classification accuracy than the HH-polarized data, however using dual polarized data enhanced the classification accuracy by 3%. The study demonstrated that the majority of the classifications produced according to the crop calendar had higher total producer accuracy than using all acquisitions.
The study demonstrated undertaken in Paper II applied the decision tree object-based classifier in determining the major land uses and the inundation extent areas in 2011 and 2013 using the Lee-filtered imagery. Based on the maps produced for the land uses and inundation areas, the hazard areas due to the floods in 2011 and 2013 were identified. The study illustrated that 95% of the inundated area was classified correctly, that 90% of vegetated lands were accurately determined, and around 80% of the forest and the residential areas were correctly recognized. The study demonstrated that the residential areas did not experience any hazards in both pilot areas, however some cultivated lands were fully or partially submerged in 2011. These fields are in the high flood zone and therefore are expected to be entirely submerged during future high floods. Although, these fields were flooded in January 2011, they were cultivated with maize and potatoes in summer 2011 and in subsequent years and consequently were inundated in June 2013 with high economic losses to the owners of these fields.
The research undertaken in Paper III statistically analyzed the backscattering coefficient of the Lee-filtered TSX in some forest plots by the Factor Analysis and two sample Z-test. The study showed that Factor analysis tools succeeded in differentiating between the coniferous forest and the deciduous forest and mixed forest, but failed to discriminate between the deciduous and the mixed forest. On one hand, only one factor was extracted for each sample plot of the coniferous forest with approximately equal loadings during the whole acquisition period from March 2008 to January 2009. On the other hand, two factors were extracted for each deciduous or mixed forest sample plot, where one factor had high loadings during the leaf-on period from May to October, and the other one had high loadings during the leaf-off period from November to April. Furthermore, the research revealed that the two sample Z-test enabled not only differentiation between the deciduous and the mixed forest against the coniferous forest, but also discrimination between deciduous forest and the mixed forest. Statistically significant differences were observed between the mean backscatter values of the HH-polarized acquisitions for the deciduous forest and the mixed forest during the leaf-off period, but no statistically significant difference was found during the leaf-on period. Moreover, plot samples for the deciduous forest had slightly higher mean backscattering coefficients than those for the mixed forest during the leaf-off period.
Urban areas are prone to climate change impacts. Simultaneously the world’s population increasingly resides in cities. In this light, there is a growing need to equip urban decision makers with evidence-based climate information tailored to their specific context, to adequately adapt to and prepare for future climate change.
To construct climate information high-resolution regional climate models and their projections are pivotal, to provide a better understanding of the unique urban climate and its evolution under climate change. There is a need to move beyond commonly investigated variables, such as temperature and precipitation, to cover a wider breath of possible climate impacts. In this light, the research presented in this thesis is centered around enhancing the understanding about regional-to-local climate change in Berlin and its surroundings, with a focus on humidity. More specifically, following a regional climate modelling and data analysis approach, this research aims to understand the potential of regional climate models, and the possible added value of convection-permitting simulations, to support the development of high-quality climate information for urban regions, to support knowledge-based decision-making.
The first part of the thesis investigates what can already be understood with available regional climate model simulations about future climate change in Berlin and its surroundings, particularly with respect to humidity and related variables. Ten EURO-CORDEX model combinations are analyzed, for the RCP8.5 emission scenario during the time period 1970 ̶ 2100, for the Berlin region. The results are the first to show an urban-rural humidity contrast under a changing climate, simulated by the EURO-CORDEX ensemble, of around 6 % relative humidity, and a robust enlarging urban drying effect, of approximately 2 ̶ 4 % relative humidity, in Berlin compared to its surroundings throughout the 21st century.
The second part explores how crossing spatial scales from 12.5 km to 3 km model grid size affects unprecedented humidity extremes and related variables under future climate conditions for Berlin and its surroundings. Based on the unique HAPPI regional climate model dataset, two unprecedented humidity extremes are identified happening under 1.5 °C and 2 °C global mean warming, respectively SH>0.02 kg/kg and RH<30 %. Employing a double-nesting approach, specifically designed for this study, the two humidity extremes are downscaled to the 12.5 km grid resolution with the regional climate model REMO, and thereafter to the 3 km with the convection-permitting model version of REMO (REMO NH). The findings indicate that the convection-permitting scale mitigates the SH>0.02 kg/kg moist extreme and intensifies the RH<30 % dry extreme. The multi-variate process analysis shows that the more profound urban drying effect on the convection-permitting resolution is mainly due to better resolving the physical processes related to the land surface scheme and land-atmosphere interactions on the 3 km compared to the 12.5 km grid resolution. The results demonstrate the added value of the convection-permitting resolution to simulate future humidity extremes in the urban-rural context.
The third part of the research investigates the added value of convection-permitting models to simulate humidity related meteorological conditions driving specific climate change impacts, for the Berlin region. Three novel humidity related impact cases are defined for this research: influenza spread and survival; ragweed pollen dispersion; and in-door mold growth. Simulations by the regional climate model REMO are analyzed for the near future (2041 ̶ 2050) under emission scenario RCP8.5, on the 12.5 km and 3 km grid resolution. The findings show that the change signal reverses on the convection-permitting resolution for the impact cases pollen, and mold (positive and negative). For influenza, the convection-permitting resolution intensifies the decrease of influenza days under climate change. Longer periods of consecutive influenza and mold days are projected under near-term climate change. The results show the potential of convection-permitting simulations to generate improved information about climate change impacts in urban regions to support decision makers.
Generally, all results show an urban drying effect in Berlin compared to its surroundings for relative and specific humidity under climate change, respectively for the urban-rural contrast throughout the 21st century, for the downscaled future extreme conditions, and for the three humidity related impact cases. Added value for the convection-permitting resolution is found to simulate humidity extremes and the meteorological conditions driving the three impacts cases.
The research makes novel contributions that advance science, through demonstrating the potential of regional climate models, and especially the added value of convection-permitting models, to understand urban rural humidity contrasts under climate change, supporting the development of knowledge-based climate information for urban regions.
This paper discusses a model of vertical and horizontal product differentiation within the Dixit-Stiglitz framework of monopolistic competition. Firms compete not only in prices and horizontal attributes of their products, but also in the quality that can be controlled by R&D activities. Based upon the results of a general equilibrium model, intra-sectoral trade and the welfare implications of public intervention in terms of research promotion are considered. The analysis involves a numerical application to ten basic European industries.
Increased international compliance with human rights and democracy standards is a core issue for both human rights and democratizing actors as well as for victims of human rights abuse. International human rights organizations (IHROs) are expected to make positive contributions to this end, even though they possess low levels of authority. This authority has been renegotiated multiple times in various reform processes. An oversimplified expectation would have us assume that democracies would want to strengthen IHROs, and that autocracies would seek to weaken them. As the United Nations Human Rights Council (UNHRC) was reformed in 2006, 2007, 2010, and 2011, some autocracies strived to abolish parts of the UNHRC. Other autocracies aimed “merely” to weaken them. Democracies displayed an even larger variance. Indonesia and India predominantly favored weakening the UNHRC, whereas Ghana and Spain supported exclusively strengthening of the organization. Additionally, some attitudes towards the UNHRC changed from one year to the next. Autocracies diverge not only in their stances towards the UNHRC, but also across their domestic and international dimensions. Nigeria allows different levels of participation by societal actors than, say, Belarus. Cuba does not have the same domestic institutions as Russia. Iran enters international negotiations from a different position than Thailand. Democracies vary on the domestic and international dimensions as well. The Czech Republic is not the US, and Costa Rica is different from South Africa. The question that drives my research is how we can explain the broad variety of state preferences for strengthening or weakening IHROs. Previous research has mostly concentrated on democracies, leaving autocracies understudied. It also treated countries as black boxes. To account for such shortcomings, first, I systematically test the relationship between the UNHRC and its authoritarian and democratic members by means of inferential statistics. Second, I analyze a bottom-up process inherent to New Liberalism. It scrutinizes the role of domestic societal actors, domestic institutions, as well as pressures on the international stage. The results reveal that societal actors, along with the interplay of wealth and regime type in the international realm, figure as the most important predictors of delegation preferences voiced by autocracies and democracies during the reform of the monitoring bureaucracy Special Procedures of the UNHRC. Societal actors play a more important role in democracies than in autocracies. Institutionalized domestic oversight mechanisms help societal actors to conduct effective lobbying at the domestic level. Oversight mechanisms are more important than the rule of law and electoral institutions. Regarding international coalition building, authoritarian regimes turn out to be better organized than democracies. I conclude that supporters of strong IHROs shall 1. empower domestic societal actors; 2. disrupt cohesive delegation preferences of authoritarian regimes; and 3. invest in independent domestic oversight mechanisms.
Achieving the ‘Great Transformation’ demands a closer consideration of the material basis of technologies, whose broad-scale implementation is often associated with efficiency improvements and progress towards a post-fossil society, but which is largely disregarded as of today. At the same time, the discourse on resource-related issues only rarely evolves around achieving an actual fundamental shift towards sustainability in the sense of a ‘material transition’. The notion of this mutual disconnect – a ‘transformation-material gap’ that exists in both research and practice – is the main driver for this dissertation. Metals fulfill crucial functions in areas as diverse as renewable energy, digitization and life style appliances such as smart home concepts, mobility, communication, or medicine. In the context of sustainability, achieving a more sustainable metal use means (i) minimizing the adverse effects associated with metal production and use and (ii) sustaining the availability of metals in a way that benefits present and future generations. Urgent need to act to avoid bottlenecks as well as meeting the challenge of possible conflicts of use among those areas of application calls for appropriate strategy making to intervene in the complex field of metal production and use that involves various, often interlinked operating levels, actors, and spatial and temporal scales. Located within the field of sustainability science, this dissertation focuses on strategies as a means to intervene in a system. It pursues the question, which design features could guide future strategy making to foster sustainability along the whole metal life cycle, and especially, how a better understanding of temporalities – i.e. understanding time in a diverse sense – could improve strategy design and help to bridge the assumed ‘transformation-material gap’. My research converges the results from four research studies. A conceptual part explores the role of temporalities for interventions in complex and interlinked systems, which adds to the conceptual basis, on which the empirical part builds up to explore present and future interventions in metal production and use. The research revealed three essential needs that future strategies must tackle: (i) managing the complex interlinkages of processes and activities on various operational levels and spatial and temporal scales, (ii) providing clear guidance concerning the operationalization of sustainability principles, and (iii) keeping activities within the planet’s carrying capacity and embracing constant change as an inherent system characteristic. In response to these needs, I developed three guidelines with two design features each (one relating to content, and one to the process of formulating and implementing the strategy) to guide future strategy making: 1. Design strategies based on a profound understanding of the system and its interrelations, but bear in mind context-specific characteristics. (Comprehensive, but tailored.) 2. Design strategies to achieve fundamental change in a cooperative and inclusive manner. (Ambitious, but manageable.) 3. Design strategies to strengthen resilience in a constantly changing environment. (Dynamic, but consistent.) My results show that TIME MATTERS in this respect. If considered in close relation to space and diversely understood in the sense of temporalities, it serves to (i) understand the impact (duration and magnitude) of an intervention, (ii) recognize patterns of change that go beyond establishing linear, one-dimensional connections, and (iii) design interventions in a way that considers the resilience of a system. While these findings can contribute to closer considering our understanding of transformation processes towards sustainability in future interventions in metal production and use, more research is needed on approaches that bring the material basis into closer consideration of transformation processes in research and practice.
TIME for REFL-ACTION: Interpersonal competence development in projectbased sustainability courses
(2021)
This dissertation investigates interpersonal competence development in project-based sustainability courses. Visions of a sustainable, safe, and just future cannot be reached by one individual alone. Thus, future change agents need to be able to collaborate and engage with stakeholders, to approach the manifold crises, challenges, problems, and conflicts we are facing together, and to promote and push forward sustainability transitions and transformations. Therefore, this research investigates three project-based sustainability graduate courses by comparing and contrasting teaching and learning outcomes, processes, and environments. A comparative case study approach using a Grounded Theory-inspired research design which triangulates several qualitative methods and perspectives is applied to allow for generalizable insights. Thereby, this dissertation provides empirically-informed insights which are further discussed in relation to selected teaching and learning theories. This leads, first, to a discussion of practical implications within (and beyond) sustainability higher education; and second, provides a theoretical foundation for interpersonal competence development in project-based learning settings – so that educating future change agents can gain momentum.
Findings of this research show that embracing conflicts when they occur (i.e. before they provoke cascading effects in the form of further conflicts down-the-road) is an effective strategy to help further develop interpersonal competence. This requires a conflict-embracing attitude. Attitude, in general, seems to be key in interpersonal competence and competence development overall. Self-reflection, if not explicitly required by outside influences (such as instructors), arises naturally from a self-reflective attitude, and is shown to provide the basis for developing interpersonal competence. This research introduces the term ‘Refl-Action’ which stresses the importance of pairing ‘learning by doing’ (as is often the focus in project-based learning settings) with conscious moments of ‘reflecting about the doing’.
More specifically, the research presented here identified four learning processes for interpersonal competence development: receiving input, experiencing, reflecting, and experimenting. Based on the empirical data, when the four processes are purposefully combined, following a meaningful sequence attitudes, knowledge, and skills in collaborative teamwork and impactful stakeholder engagement, are fostered (two facets of interpersonal competence). Each of the four learning processes is set in motion through various interactions students engage in during project-based sustainability courses: student-student (labeled ‘peer’), student-instructor (labeled ‘deliberate’), student-stakeholder (labeled ‘professional’), and student-mentor (labeled ‘supportive’) interactions. When these interactions are made explicit subjects of inquiry – i.e. the (inter-)action is linked with (self-)reflection – different learning processes complement one another: Interpersonal competence facets (collaborative teamwork and impactful stakeholder engagement) and domains (attitudes, knowledge, skills) are fostered. While, overall, interactions, processes, and conflicts have been identified as supportive for interpersonal competence development, trust has emerged as another variable inviting further investigation.
The findings of this thesis can be useful not only to support more conscious course design and facilitation, but should also be taken into consideration in other project-based (sustainability) settings. Both, sustainability novices and experts are regularly required to engage in teams and with stakeholders. Applying a conflict-embracing and self-reflective attitude allows to actively deal with differences encountered where diverse people interact, and to move forward on sustainability problems and visions in collaboration.
Understanding that entrepreneurship can be better modeled from a systemic point of view is a primordial aspect that determines the important role of universities in entrepreneurial ecosystems. What makes the ecosystem approach a valuable tool for understanding social systems is that, from a holistic perspective, their behavior seems to have emerging characteristics. The impact of this “research object” can only be revealed through interrelated causal chains similar to the behavior of natural ecosystems (Mars et al., 2012). Therefore, the entrepreneurial ecosystem concept provides a unique perspective that complements previous studies on networked economic activity with a clear focus on the systemic elements that support entrepreneurship, and an emphasis on policy that promote the entrepreneurial process.
This dissertation presents a dual scientific account of the entrepreneurship phenomenon in universities. The work is divided into two equal parts, each of which is composed of two research papers. The narrative of the first half takes on a macro perspective view, consisting of one theoretical and one empirically-based conceptual case study. This part conceptually depicts a systematic approach to entrepreneurialism in higher education, namely an ecosystems perspective. The second half concentrates on the meso- and micro levels of study from the university’s point of view, comprising of a case study as historical account for the emergence of the entrepreneurial university, and of a metasynthesis of empirical case studies in entrepreneurial universities, which serves as the basis for the development of entrepreneurial university archetypes.
This doctoral work contributes to an in-depth understanding of Entrepreneurship in universities regarding its systemic qualities and archetypal characteristics of entrepreneurial universities. It argues for an ecosystem’s perspective on the phenomenon of entrepreneurial activity, highlighting the fundamental role that universities play as the heart of entrepreneurial ecosystems. Furthermore, this research expands on the novel concept of the entrepreneurial university by using extensive case study literature to empirically identify distinct archetypes that better reflect the diverse reality of how universities engage as entrepreneurial actors by way of differentiated entrepreneurial structures, systems, and strategies.
This paper discusses the interdependencies that exist between vertically-linked industries in the (Spence-)Dixit-Stiglitz model of monopolistic competition. The main objective is to develop a concept for quantifying the magnitude of sectoral coherence in models of the New Economic Geography. It is motivated by the suggestion, by Venables (1996), that 'strategic industries' be identi®ed in terms of their agglomeration potential. Using a partial-analytic approach, we focus on inter-industrial relations in a closed economy to draw conclusions regarding international trade. We ascertain that two factors have an impact upon the strength of industrial linkages: 1) the monopolistic scope of intermediate suppliers, in terms of (technical) substitution elasticity; and the share in downstream costs for intermediates. Within a simulation study, this paper applies this new theoretical concept to eight basic industries across ten European countries.
The role of tree diversity for individual tree growth, crown architecture and branch demography
(2012)
In the light of the concurrent loss of biodiversity, biodiversity and ecosystem functioning (BEF) research attracted a great deal of attention and emerged as one of the important fields of research in ecology. Since important ecological interactions such as competition occur between individuals, the understanding of individual tree growth was considered to be fundamental for forest related BEF research. Individual tree growth is determined by the above- and belowground interactions of a tree individual with its local neighbourhood. To obtain a deeper understanding of BEF relationships, I broadened the focus from individual tree growth (usually measured as diameter or biomass increment) to the arrangement and dynamics of the above-ground modules of trees in dependence of their local neighbourhood. More precisely, the main objective of the present thesis was to analyse the impact of tree diversity on individual tree growth, crown architectural and branch demographic variables. Thereby I considered crown architectural variables as important indicators of the competition for light. In addition, crown architectural variables impacted ecosystem services such as erosion control. Furthermore, the results of the present thesis contributed to the current discussion on species coexistence theories, which may be differentiated by two opposing views: one that relies on neutral processes and one that implicates a role for meaningful differences in the ecological strategy (niche) of co-occurring species. The studied forest ecosystems were the subtropical broad-leaved evergreen forests of southeast China, which have been under high human pressure due to a long history of intensive land-use. The area is of particular interest for BEF research due to the high species richness of woody plants, including many, yet poorly studied species, and due to the rough terrain with steep slopes, which cause severe soil erosion. The present thesis combines three observational with two experimental studies, applying the local neighbourhood approach along an age gradient from tree saplings to mature trees. In the Gutianshan National Nature Reserve (GNNR), I conducted two observational studies on permanent plots which were chosen according to a space-for-time substitution design. The aim of the first study was to reveal the effects of diversity (species richness, functional diversity) together with other biotic and abiotic variables on morphological growth parameters (crown area, crown displacement and stem inclination) of target trees of four tree species (Castanea henryi, Castanopsis eyrei, Quercus serrata and Schima superba). In the second study, the same target trees together with their neighbours were used to analyse the relation between stand related functional diversity and the horizontal and vertical structure of the canopy. The third study was conducted in a young secondary broad-leaved evergreen forest. Using two target species (Castanopsis fargesii and Quercus fabri), the role of diversity, intra- vs. inter-specific competition and the mode of competition (symmetric vs. asymmetric) on the target individuals was tested by analysing five-year radial growth increments. The two other studies were carried out in an experimentally established plantation, using saplings of four tree species (C. henryi, Elaeocarpus decipiens, Q. serrata and S. superba), which were planted in monoculture, twoand four-species combinations and in three densities. The fourth study focused on mechanisms of coexistence and the role of species richness, species composition, species identity and density on sapling growth. The fifth study tested the effect of sapling density and identity on the througfall kinetic energy, which represents a measure for the erosive power of rain. It was found that functional diversity does affect crown architectural and canopy related parameters of forests in the GNNR. However, no effects of species richness on radial-growth were detected in the younger forest. Since I also did not find strong effects of species richness on saplings in the experimental plantation, diversity effects may evolve at a later age stage. The importance of the diversity effect may be related reversely to that of species identity in an age gradient of forest stands. The findings suggest that different mechanisms of coexistence operate simultaneously but that their relative importance may shift through the life stages of trees. During the sapling stage, species-specific differences in growth and architectural traits support niche theory. In older forest stands, no species-specific differences in growth parameters could be detected. However, I did find effects of functional diversity on horizontal canopy structure. I conclude that mechanisms of coexistence may not only change with forest stand age, but may also differ for distinct traits. The present thesis, being the first to apply the local neighbourhood approach with regard to crown architecture and branch demography within the BEF field of research, stresses the importance of this individual based approach. Although the observed forest systems are very complex, crown architectural and canopy structural variables were found to be affected by diversity. The finding that the degree of erosive power of rain could be elucidated by crown architectural variables, encourages further studies to reveal possible relations between biodiversity and other ecosystem functions or services, which might be mediated by crown architectural and canopy structural variables.